nature ecology & evolution
Article
https://doi.org/10.1038/s41559-023-02114-9
Genomic history of coastal societies from
eastern South America
Received: 17 July 2022
A list of authors and their affiliations appears at the end of the paper
Accepted: 8 June 2023
Published online: xx xx xxxx
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Sambaqui (shellmound) societies are among the most intriguing
archaeological phenomena in pre-colonial South America, extending from
approximately 8,000 to 1,000 years before present (yr bp) across 3,000 km
on the Atlantic coast. However, little is known about their connection
to early Holocene hunter-gatherers, how this may have contributed to
different historical pathways and the processes through which late Holocene
ceramists came to rule the coast shortly before European contact.
To contribute to our understanding of the population history of indigenous
societies on the eastern coast of South America, we produced genome-wide
data from 34 ancient individuals as early as 10,000 yr bp from four different
regions in Brazil. Early Holocene hunter-gatherers were found to lack shared
genetic drift among themselves and with later populations from eastern
South America, suggesting that they derived from a common radiation and
did not contribute substantially to later coastal groups. Our analyses show
genetic heterogeneity among contemporaneous Sambaqui groups from
the southeastern and southern Brazilian coast, contrary to the similarity
expressed in the archaeological record. The complex history of intercultural
contact between inland horticulturists and coastal populations becomes
genetically evident during the final horizon of Sambaqui societies, from
around 2,200 yr bp, corroborating evidence of cultural change.
The settlement of the Atlantic coast by maritime societies is a central
topic in South American archaeology. Across ~3,000 km of the coast
of Brazil, semi-sedentary populations, with seemingly large demography, produced thousands of shellmounds and shell middens, locally
known as sambaquis (heaps of shell, in the Tupi language), for over
7,000 years. Subsistence was based on a mixed economy, combining
aquatic resources and plants, complemented by hunting of terrestrial
mammals and horticulture1–8. Sambaquis are the product of planned
and long-term deposition of shells, fish remains, plants, artefacts,
combustion debris and local sediments, and they were used as territorial markers, dwellings, cemeteries and/or ceremonial sites. On the
southern Brazilian coast, funerary shellmounds can reach monumental
heights (of up to 30 metres) and often contain hundreds of human burials, suggesting a high demographic density unparalleled in the South
American lowlands3,6,9–11. In a singular enclave south of São Paulo State,
further inland from the coast (Vale do Ribeira de Iguape), sambaqui sites
are within the Atlantic Forest12–15. Here there is evidence of early Holocene settlement in the riverine sambaqui of Capelinha, as revealed by
a male individual directly dated to ~10,400 years before present (yr bp)
(we identify all analysed individuals by rounding the mean calibrated
age in years bp)10. This individual was named ‘Luzio’, as a reference to
‘Luzia’, a final Pleistocene female skeleton found in the Lagoa Santa
region in east-central Brazil10,16,17. Both individuals are at the centre
of long-lasting debates for exhibiting the so-called paleoamerican
cranial morphology that differs from that of present-day indigenous
peoples10,18. The earliest evidence of human settlement on the Atlantic
coast starts between ~8,700 and 7,000 yr bp with an intensification of
sambaqui construction between 5,500 yr bp and 2,200 yr bp2,4,6,19. The
relationship between riverine and coastal sambaquis is still a matter of
debate, although bioarchaeological studies point towards a biological
link20–23, and some researchers suggest a late Pleistocene/early Holocene cultural connection that faded through time24–27.
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Nature Ecology & Evolution
Article
The disappearance of Sambaqui societies started 2,000 years
ago, when funerary fishmounds replaced shellmounds in the territory where they previously thrived4,28–31. This abrupt change in the
archaeological record is concomitant with environmental and ecological changes related to coastal regression and climatic events32–36
that had an irreversible impact on the availability of key resources.
Between 1,200 and 900 years ago, thin-walled non-decorated pottery (Taquara-Itararé tradition) appeared for the first time on the
southern Brazilian coast2,6,9,11,29,37–39. The makers of Taquara-Itararé
ceramics were horticulturists that arrived in the southern Brazilian
highlands about 3,000 years ago, lived in pit houses and cremated
their dead in funerary mounds. They are considered to be the ancestors of present-day Jê-speaking indigenous peoples of southern Brazil
(Kaingang, Xonkleng, Laklãnõ and the extinct Kimdá and Ingáin),
a language family of the Macro-Jê stock38,40–43. The dispersal of
Taquara-Itarare ceramics on the southern coast was first interpreted
as resulting from the demographic expansion of inland horticulturists.
However, evidence points to a complex scenario of social interaction
between inland and coastal populations, with changes in funerary
practices and post-marital residence patterns after the introduction of ceramics, biological continuity and maintenance of mobility
patterns (with local variations), persistence in the exploitation of
aquatic resources, and development of sophisticated fishing technologies2,4,11,21,23,39,44–49. Ceramics appear in the southeast coast about 2,000
years ago but are associated with the Una tradition, also probably
produced by speakers of the Macro-Jê language stock50,51.
Shortly after the appearance of southern proto-Jê ceramics,
another major transformation occurred on the Atlantic coast. This is
documented by the arrival of speakers of the Tupi-Guarani language
family (of the Tupi stock), a forest-farming culture who migrated from
southern Amazonia more than 2,500 years ago in one of the largest
expansion events in the indigenous history of South America. Although
still a matter of debate, the Tupi-Guarani would have dispersed southwards from southwestern Amazonia (homeland of the Tupi stock)
across the core of South America, reaching the La Plata basin, and
almost simultaneously from southeastern Amazonia across the Atlantic coast of Brazil38,42,52–57. While on the southern coast of Brazil a late
Tupi-Guarani chronology is well defined38,52, on the southeast coast a
much earlier arrival (~3,000 years ago) has been proposed on the basis
of the archaeological record of the Araruama region (Rio de Janeiro
State)58–60. European colonists encountered thousands of Tupi-Guarani
peoples both on the Atlantic coast and along major rivers and their
tributaries in southern Brazil and northeastern Argentina (Paraná, Paraguay and Uruguay river basins). The Tupi-Guarani produced painted
ceramics (red and black on white painting), applied a diversity of plastic
decorations and made pots with complex and composite contours that
are archaeologically defined as Tupiguarani, Tupinambá and Guarani,
depending on the geographical location42,53,61.
Ancient DNA data from Brazil are still very sparse, with only 19
published individuals with analysable genomic coverage62,63. Early
Holocene individuals from Lapa do Santo in the Lagoa Santa region,
dated between ~9,800 and 9,200 yr bp, carried a distinct affinity to the
oldest North American genome, which is associated with the Clovis
cultural complex (Anzick-1, ~12,800 yr bp)63,64. A genetic signal of 3–5%
Australasian ancestry—known as the Population Y signal—was found
in present-day indigenous individuals from southwestern Amazonia,
Central Brazil and the northwestern South American coast65,66 and in
one early Holocene individual from Lapa do Sumidouro (Sumidouro
5, dated to c. 10,400 yr bp)62. However, this signal was not detected in
the early Holocene burials from Lapa do Santo, located only four kilometres from Lapa do Sumidouro63. The complete absence of ancient
DNA data for Amazonia and Northeast Brazil and the low-coverage data
from the south/southeast Brazilian coast have prevented an assessment of whether the Population Y signal survived in those regions
through time.
Nature Ecology & Evolution
https://doi.org/10.1038/s41559-023-02114-9
Regarding Sambaqui societies, three previously published middle
Holocene individuals from Laranjal and Moraes (both riverine shellmounds from the southeast coast of Brazil) and five individuals from
the late Holocene site of Jabuticabeira II (one of the largest coastal shellmounds in southern Brazil) showed some level of genetic continuity
with present-day indigenous populations63. The analysed Jabuticabeira
II individuals carried a significant affinity to present-day Kaingang
( Jê speaking) from the southern Brazilian highlands. Although based
on low-coverage genome-wide data, this supports a shared ancestry
between the Sambaqui societies and the speakers of proto-Jê63.
The long-term permanence, cultural similarity and rapid disappearance of Sambaqui societies, plus their archaeological and seemingly genetic disconnection from early Holocene hunter-gatherers,
raise numerous questions about their origins and demographic
history. First, were Sambaqui individuals genetically different from
hunter-gatherers from the hinterland (for example, east-central and
northeastern Brazil)? Second, were the riverine Sambaqui groups
genetically related to the ones on coastal sites? Third, was there genetic
homogeneity across Sambaqui groups from the south and southeast
coast of Brazil? Fourth, was the demise of sambaqui construction after
2,000 yr bp and the appearance of ceramics associated with an intensification of contacts with inland populations? Finally, are there genetic
connections between Sambaqui groups and other archaeological and
present-day indigenous populations from Amazonia and central and
northeastern Brazil?
Results
Dataset and ancient DNA authenticity
To understand the genetic structure of pre-colonial Brazilian groups
and assess their potential genetic transformations through time,
we attempted to retrieve ancient DNA from 82 individuals from 24
archaeological sites across four regions: the southeastern and southern Atlantic coast, Lagoa Santa, the lower Amazon, and northeastern Brazil (Supplementary Information and Supplementary Data 1).
After applying established criteria for ancient DNA authentication,
we obtained a final dataset of genome-wide data from 34 individuals
from 11 archaeological sites spanning the past ~10,000 years (Fig. 1
and Supplementary Data 1). We produced genome-wide data via
in-solution capture by enriching for a targeted set of ~1.24 million
single nucleotide polymorphisms (SNPs) across the human genome
(1240k SNP capture)67. We also captured the entire mitochondrial
genome (mtDNA) to assign mtDNA haplogroups and to estimate
contamination levels, which were found to be low for all cases (<2%).
Nuclear DNA contamination estimated for 20 male individuals on the
basis of X-chromosome heterozygosity levels68 was also low (<3.5%).
Principal component analysis (PCA) and a cluster analysis including
worldwide populations further confirmed that all individuals fall
within Native American genetic diversity (Extended Data Figs. 1 and 2).
For population genetic analyses, we combined the newly authenticated
ancient Brazilian genome-wide dataset with previously published
ones62,63. Individuals were grouped on the basis of archaeological
site, radiocarbon date and genetic affinities established through f3
outgroup statistics (Methods and Supplementary Data 1).
Early Holocene hunter-gatherer radiation
The oldest human presence in southeastern Brazil is directly attested
by the ‘Luzio’ individual, a skeleton buried in the riverine shellmound
of Capelinha genetically analysed here (Capelinha_10400BP). The morphological similarity of this male individual to paleoamerican features
observed in early Holocene groups from the Lagoa Santa region, and
the chronological gap of almost 3,000 years with other burials from
the same site, call into question his association with riverine Sambaqui
societies10. We investigated the genetic affinities of Capelinha_10400BP
to other ancient Brazilian individuals using f4 statistics of the form
f4(Mbuti, Capelinha_10400BP; ancient Brazilians—left, ancient
Article
https://doi.org/10.1038/s41559-023-02114-9
a
b
0
Kaingang burial 100 yr
2,500 km
BP
Palmeiras Xingu 500 yr
Vau Una 600 yr
Limão 500 yr
Palmeiras Xingu (n1) 500 yr BP
BP
BP
Galheta IV 1,200 yr
Aparai
Kaapor
1
Munduruku
BP
Jabuticabeira II 102 1,300 yr
Pedra do Alexandre 02 (n1)
Radiocarbon dating unavailable
Limão ~1,900 yr
Arara
BP
BP
BP
Vau Una (n1) 600 yr BP
Assurini
Parakanã
Xikrin
Karitiana
2
Zoro
Jabuticabeira II
111/112 ~2,200 yr BP
Sumidouro (n5) ~10,100 yr BP
Lapa do Santo (n5) ~9,600 yr BP
Gavião
Surui
BRAZIL
Loca do Suin_1C (n1) 9,100 yr BP
Xavante
Limão (n1) ~2,700 yr BP
Limão (n4) ~1,900 yr BP
Limão (n1) 500 yr BP
3
Jabuticabeira II ~2,400 yr
BP
Laranjal (n2) ~6,700 yr BP
Kaiowa
Mbya
4a
Nandeva
Moraes (n1) ~5,800 yr BP
Capelinha (n1) 10,400 yr BP
Kaingang
4b
Cubatão I (n2) ~2,700 yr BP
Cubatão I ~2,700 yr
BP
Cabeçuda (n2) ~3,200 yr BP
Limão 2,700 yr
BP
Jabuticabeira II (n14) ~2,400 yr BP
Cabeçuda ~3,200 yr
Jabuticabeira II 111/112 (n2) ~2,200 yr BP
Broad geographical regions
1
Moraes ~5,800 yr
2
Northeast of Brazil
Lagoa Santa region
4a
Southeastern Atlantic coast
4b
South Atlantic coast
BP
Loca do Suin 9,100 yr
Lower Amazon
3
BP
Laranjal ~6,700 yr
Jabuticabeira II 102 (n1) 1,300 yr BP
Lapa do Santo ~9,600 yr
Galheta IV (n1) 1,200 yr BP
Sumidouro ~10,100 yr
BP
BP
BP
Capelinha 10,400 yr
Kaingang burial (n1) 100 yr BP
0
2k
BP
4k
BP
6k
8k
10k
Date (yr BP)
Fig. 1 | Geographic and temporal distribution of analysed genome-wide
data from Brazil. a, The archaeological sites analysed in this study, with the
number of analysed individuals reported in brackets. Sites with newly reported
genome-wide data are shown in black font, and those with previously published
genome-wide data are shown in grey (this color scheme is maintained in all
main text figures). The symbols used for each site refer to the associated
archaeological cultures (see the legend in Extended Data Fig. 8). The shaded
areas represent the broad geographic regions analysed in this work: (1) lower
Amazon, (2) northeastern Brazil, (3) Lagoa Santa, (4a) southeastern Atlantic coast
and (4b) southern Atlantic coast. The Kaingang burial is geographically closer
to the southeastern Atlantic coast but was included in the southern Atlantic
group due to its specific genetic affinity. The locations of present-day indigenous
groups are represented with yellow dots. b, The calibrated ages (coloured
bars) of single directly dated individuals with new genomic data and, in black
font, the mean calibrated ages for the respective groups/individuals. For the
previously published ancient genome-wide data62,63, the mean calibrated ages for
the respective groups/individuals are reported in grey, whereas the white bars
represent the temporal range of all directly dated individuals included in each
group. Figure related to Supplementary Data 1.
Brazilians—right) (Extended Data Fig. 3a and Supplementary Data 2).
None of the tested ancient individuals show a higher allele sharing with
Capelinha_10400BP, even when the temporally close and phenotypically similar Lagoa Santa groups are considered. The same pattern is
observed when Capelinha_10400BP is compared with an early Holocene
hunter-gatherer from Loca do Suin, dated to ~9,100 yr bp and located
200 km southwest of the Lagoa Santa region (Loca do Suin_9100BP).
Conversely, the Lapa do Santo_9600BP and Sumidouro_10100BP
groups share a higher genetic affinity with each other than with any
other ancient Brazilian group (significance considered at Z > |3|, if not
differently indicated) (Extended Data Fig. 3a). These results indicate
that Capelinha_10400BP does not represent an early occupation of
the southeast coast by inland groups carrying Lagoa Santa–related
ancestry and suggest that his population did not leave a substantial
genetic contribution in the later Brazilian individuals analysed here.
We then used qpWave69 to estimate the minimum number of
streams of ancestry necessary to explain the genetic variation observed
among early Holocene hunter-gatherers across South America. Our
results show that Capelinha_10400BP and Loca do Suin_9100BP cannot be distinguished from other early Holocene populations as part of
a distinct wave of ancestry (P > 0.01) (Supplementary Data 3). To the
limit of our resolution, the lack of close affinity among early Holocene
individuals from different South American sites suggests that they
derived from a rapid radiation event63.
A previous study also revealed that the oldest South American
genomes, Los Rieles_11900BP from Chile and Lapa do Santo_9600BP
from Brazil, carried a higher affinity to the Clovis-associated Anzick-1
individual from North America than Lauricocha_8600BP from Peru
did63. With f4 statistics, we could show that while Capelinha_10400BP
and Sumidouro_10100BP do not have a lower affinity to Anzick-1
Nature Ecology & Evolution
Article
than Los Rieles_11900BP and Lapa do Santo_9600BP do, they also
do not show a higher affinity to Anzick-1 than Lauricocha_8600BP
does (Supplementary Data 4). To measure the relative proportion of
the Anzick-1-related ancestry in ancient South American groups, we
performed an f4-ratio test70 (Methods), using Los Rieles_11900BP and
Lauricocha_8600BP as the reference individuals with the maximum and
minimum amount of such ancestry in early Holocene South America,
respectively. Our results corroborate that Lapa do Santo_9600BP
carry a significantly higher amount of Anzick-1-related ancestry
than Lauricocha_8600BP (Z = 3.31), while the other tested groups
show different proportions without reaching significance (Extended
Data Fig. 4 and Supplementary Data 4). This trend suggests a genetic
gradient of Anzick-1-related contribution in early South American
hunter-gatherers rather than a scenario of two isolated migration waves
with and without Anzick-1-related ancestry.
Shellmound societies from the middle to the late Holocene
To investigate the affinities between riverine and coastal Sambaqui
groups, we analysed our newly produced data alongside previously
published individuals from the riverine sambaquis Laranjal (n = 2,
~6,700 yr bp) and Moraes (n = 1, ~5,800 yr bp)63 (Extended Data Fig. 3b).
The southeast coast shellmounds are represented by the sambaqui do
Limão (n = 6, ~2,700–500 yr bp), located in the State of Espírito Santo.
The south coast Sambaqui are represented by individuals from three
shellmounds—Jabuticabeira II (n = 17, ~2,500–1,300 yr bp), Cabeçuda
(n = 2, ~3,200 yr bp) and Cubatão I (n = 2, ~2,700–2,600 yr bp)—and one
individual from the fishmound Galheta IV (~1,200 yr bp), representing
the final horizon of Sambaqui societies.
Our analyses confirm the strong local genetic affinity between the
riverine Sambaqui individuals compared with all other ancient Brazilian groups in our dataset (f4(Mbuti, Laranjal_6700BP; ancient Brazilian
group, Moraes_5800BP) > 0). Individuals from the riverine sites also
show genetic similarities to individuals from the southern coastal sambaquis of Cubatão I (CubatãoI_2700BP), Cabeçuda (Cabeçuda_3200BP)
and Jabuticabeira II ( JabuticabeiraII_~2400BP), indicating some level of
genetic continuity through time between riverine shellmound builders
and Sambaqui societies from the southern coast. Interestingly, this
genetic similarity is not observed between the riverine shellmounds
and the sambaqui do Limão, located further north (Fig. 1 and Extended
Data Fig. 3b).
To improve our knowledge on the genetic interactions among
Sambaqui groups, we co-analysed all individuals from the five coastal
sites, which are located up to 1,500 km apart along the southeast and
south coasts (Fig. 1). The archaeological site with the largest number of analysed genome-wide data is Jabuticabeira II. The 17 individuals from this site cluster in three genetically distinct groups, as
revealed through f3 and f4 tests (Supplementary Data 2): (1) a main
cluster, composed of 14 individuals dated to ~2,500–2,300 yr bp
( JabuticabeiraII_~2400BP—we identify genetic groups by rounding the
mean calibrated age for all dated individuals; Supplementary Data 1),
of which 12 are not first degree related and are grouped together for
analysis; (2) two first-degree-related individuals dated to ~2,200–
2,100 yr bp ( JabuticabeiraII_111/112_~2200BP, only one individual used
for analysis); and (3) the most recent individual, dated to ~1,300 yr bp
( JabuticabeiraII_102_1300BP). This skeleton was found in the topmost
shell deposit and exhibited a different funerary pattern from the older
burials, including an extended rather than a flexed position and the
absence of grave goods (Supplementary Data 1). In f4 statistics, we
found a higher genetic affinity between the three groups from Jabuticabeira II compared with all other ancient Brazilian groups (Supplementary Data 2). The temporally intermediate individual appears to be
genetically intermediate to the preceding and succeeding individuals,
as indicated by f4(Mbuti, JabuticabeiraII_111/112_~2200BP; JabuticabeiraII_~2400, JabuticabeiraII_1300BP) ~ 0 (Z = 0.47).
Nature Ecology & Evolution
https://doi.org/10.1038/s41559-023-02114-9
Intersite comparisons showed higher allele sharing between
the JabuticabeiraII_~2400BP group, JabuticabeiraII_111/112_~220
0BP, Cabeçuda_3200BP and GalhetaIV_1200BP, to the exclusion of
other ancient Brazilian groups. The CubatãoI_~2700BP group shows
genetic connections to the other southern shellmound groups such as
JabuticabeiraII_~2400BP and Cabeçuda_3200BP. The affinities between
these four shellmound and fishmound individuals thus reveal the
presence of a late Holocene genetic cluster in the southern coast of
Brazil (Fig. 2).
On the southeastern coast, the genetic similarities ascertained
through f3 outgroup and f4 statistics revealed three distinct groups at
the sambaqui do Limão: (1) the oldest individual (Limão_2700BP), (2)
a cluster of four temporally intermediate individuals (Limão_~1900BP)
and (3) the most recent individual (Limão_500BP). The Limão_~1900BP
group shows the highest genetic affinities to Limão_2700BP and to a
possibly early to middle Holocene hunter-gatherer from the northeastern site of Pedra do Alexandre (Pedra Do Alexandre2_undated)71
(Fig. 2). This result demonstrates genetic connections between Sambaqui individuals from the southeast coast and hunter-gatherer groups
from northeastern Brazil. When combined with the results obtained
from the south coast sambaquis, our analyses indicate that shellmound
societies from the south and southeast (that is, Santa Catarina and
Espírito Santo states, respectively) do not constitute a genetically
homogenous population, as previously suggested by the analyses of
cranial and dental morphological variation21,23.
The final horizons of shellmound societies
The significance of Taquara-Itararé ceramics (associated with proto-Jê
speakers) at coastal sites after the final horizon of sambaqui construction has been at the centre of recent academic debates. According to
some scholars, an intensification in contacts with proto-Jê-speaking
groups after ~2,000 yr bp, even before the appearance of ceramics at the coast, would have led to the demise of Sambaqui societies9,11,30. In this work, the post-2,000 yr bp horizon is represented
by JabuticabeiraII_102_1300BP (Fig. 2), buried at the top of the shell
deposit, and by an individual from Galheta IV, a fishmound with
Taquara-Itararé pottery (GalhetaIV_1200BP) (Fig. 2). To further investigate the genetic connections between individuals in sambaquis and
fishmounds, proto-Jê-speaking groups, and present-day indigenous
peoples, we merged our ancient genomic data with two published
present-day genomic datasets: (1) the Illumina dataset assembled in
Reich et al.72, combined with 1240k SNP capture data generated in this
study from an early twentieth-century southeastern Kaingang individual from the state of São Paulo (Kaingang burial_100BP), showing
distinctive affinity with present-day southern Kaingang; and (2) the
Human Origins dataset54,66,69,73.
Using the Illumina dataset, we observed patterns of shared genetic
drift between some Sambaqui groups and present-day Kaingang
(Fig. 3a and Extended Data Fig. 5). To formally test this affinity, we
performed the following f4 tests: (1) f4(Mbuti, ancient coastal group;
Kaingang, other present-day indigenous groups) and (2) f4(Mbuti,
Kaingang; ancient coastal group A, ancient coastal group B). The
results from the first test reveal an excess of genetic similarity between
present-day Kaingang and JabuticabeiraII_102_1300BP. The second test
expands this finding by showing that JabuticaberiaII_111/112_~2200BP
and even more so JabuticabeiraII_102_1300BP are genetically closer
to present-day and twentieth-century Kaingang, when compared
with not only the JabuticabeiraII_~2400BP group but also the
Taquara-Itararé-pottery-associated GalhetaIV_1200BP individual
(Supplementary Data 5 and Extended Data Fig. 5). This genetic link
between Kaingang and the younger Jabuticabeira II individuals corroborates the hypothesis of an intensification of contacts between
proto-Jê-speaking groups and Sambaqui societies of the southern
coast, at least from ~2,200 yr bp.
Article
https://doi.org/10.1038/s41559-023-02114-9
Test
Left
Kaingang burial 100 yr BP
Limão 2,700 yr BP
Jabuticabeira II 102 1,300 yr BP
Limão 500 yr BP
Limão 1,900 yr BP
Limão 500 yr BP
Jabuticabeira II 111/112 2,200 yr BP
Kaingang burial 100 yr BP
Limão 2,700 yr BP
Jabuticabeira II 102 1,300 yr BP
Limão 1,900 yr BP
Cubatão I 2,700 yr BP
Galheta IV 1,200 yr BP
Kaingang burial 100 yr BP
Jabuticabeira II 111/112 2,200 yr BP
Limão 2,700 yr BP
Jabuticabeira II 102 1,300 yr BP
Limão 500 yr BP
Limão 1,900 yr BP
Jabuticabeira II 102 1,300 yr BP
Limão 1,900 yr BP
Right
Mbuti.DG
Test
Left
Cabeçuda 3,200 yr BP
Jabuticabeira II 2,400 yr BP
Cabeçuda 3,200 yr BP
Cubatão I ~2,700 yr BP
Right
Pedra do Alexandre
Palmeiras Xingu 500 yr BP
Pedra do Alexandre
Limão ~1,900 yr BP
Jabuticabeira II 2,400 yr BP
Jabuticabeira II 2,400 yr BP
Jabuticabeira II
~2,400 yr BP
Jabuticabeira
II111/112 2,200 yr BP
Limão 2,700 yr BP
Jabuticabeira II 102 1,300 yr BP
Limão 500 yr BP
Limão 1,900 yr BP
Jabuticabeira II 111/112 2,200 yr BP
Jabuticabeira II 102 1,300 yr BP
Limão 2,700 yr BP
Limão 500 yr BP
Limão 1,900 yr BP
Jabuticabeira II 111/112 2,200 yr BP
Jabuticabeira I
111/112 ~2,200 yr BP
Galheta IV 1,200 yr BP
Galheta IV 1,200 yr BP
Cabeçuda ~3,200 yr BP
Jabuticabeira II
~2,400 yr BP
Galheta IV 1,200 yr BP
Cubatão I 2,700 BP
Jabuticabeira II 111/112 2,200 yr BP
Kaingang burial 100 yr BP
Limão 2,700 yr BP
Jabuticabeira II 102 1,300 yr BP
Limão 500 yr BP
Limão 1,900 yr BP
Jabuticabeira II 102 1,300 yr BP
Limão 2,700 yr BP
Kaingang burial 100 yr BP
Limão 500 yr BP
Limão 1,900 yr BP
Cubatão I 2,700 yr BP
Kaingang burial 100 yr BP
Jabuticabeira II 102 1,300 yr BP
Limão 500 yr BP
Limão 2,700 yr BP
Limão 1,900 yr BP
Kaingang burial 100 yr BP
Limão 2,700 yr BP
Limão 500 yr BP
Jabuticabeira II 102 1,300 yr BP
Limão 1,900 yr BP
Cabeçuda ~3,200 yr BP
Cubatão I ~2,700 yr BP
Galheta IV 1,200 yr BP
Jabuticabeira
II111/112 2,200 yr BP
0
Jabuticabeira II
102 1,300 yr BP
Jabuticabeira II ~2,400 yr BP
Cubatão I ~2,700 yr BP
Cabeçuda ~3,200 yr BP
Mbuti.DG
Limão 500 yr BP
Limão 1,900 yr BP
Limão 2,700 yr BP
Cubatão I 2,700 yr BP
Limão 500 yr BP
Limão 2,700 yr BP
Limão 500 yr BP
Cubatão I 2,700 yr BP
Limão 1,900 yr BP
Limão 500 yr BP
Limão 1,900 yr BP
Limão 2,700 yr BP
Cabeçuda ~3,200 yr BP
Galheta IV 1,200 yr BP
Jabuticabeira II ~2,400 yr BP
Jabuticabeira II102 1,300 yr BP
Cubatão I 2,700 yr BP
Jabuticabeira II 102 1,300 yr BP
Vau Una 600 yr BP
Limão 500 yr BP
Limão 1,900 yr BP
Limão 2,700 yr BP
Jabuticabeira II 111/112 2,200 yr BP
Kaingang burial 100 yr BP
Cubatão I 2,700 yr BP
Jabuticabeira II 102 1,300 yr BP
Vau Una 600 yr BP
Limão 500 yr BP
Limão 2,700 yr BP
Limão 1,900 yr BP
Limão 1,900 yr BP
Limão 2,700 yr BP
Cabeçuda ~3,200 yr BP
Jabuticabeira II ~2,400 yr BP
Jabuticabeira II111/112
2,200 yr BP
Cubatão I 2,700 yr BP
Galheta IV 1,200 yr BP
Limão 1,900 yr BP
Limão 2,700 yr BP
Cabeçuda 3,200 yr BP
Jabuticabeira II 2,400 yr BP
Limão 500 yr BP
Limão 2,700 yr BP
Cabeçuda 3,200 yr BP
Limão 1,900 yr BP
Jabuticabeira II 2,400 yr BP
Jabuticabeira II111/112
2,200 yr BP
Kaingang burial 100 yr BP
0
0.005
f4
0.005
f4
Limão 2,700 yr BP
Limão ~1,900 yr BP
Fig. 2 | f4 statistics among ancient Brazilian groups and/or individuals
from the southern and southeastern coasts dated between 3,000 yr bp
and 1,000 yr bp. Significant f4 statistics (Z > 3) polarized to positive values
performed on ancient Brazilian genome-wide data in the form f4(Mbuti, TEST;
ancient Brazilians—left, ancient Brazilians—right) to test allele sharing among
the different groups using the 1240k dataset. The point sizes refer to the number
of SNPs used to compute the f4 tests (at least 20,000 SNPs), and the colours
correspond to the TEST group/individual. The bars represent f4 statistics ± 3
standard errors. Figure related to Supplementary Data 2.
The analysis of the stable isotope ratio 87Sr/86Sr in the tooth
enamel of JabuticabeiraII_102_1300BP (0.7111) also points at a different
provenance for this female individual, possibly from another coastal
location, when compared with the JabuticabeiraII_~2400BP group
(0.7095 ± 0.000096; n = 7) (Supplementary Table 16). This could also
indicate a dietary change, since a mixed marine and C3-resource diet
has already been described for JabuticabeiraII_102_1300BP, in contrast
to the high marine protein intake of older individuals74. Instead, the
absence of a distinctive Jê-related signal in GalhetaIV_1200BP, considered to be the typical Jê site on the coast, points at a certain level of
demic continuity with Sambaqui groups after the arrival of ceramics
and the end of shellmound construction. Therefore, it suggests that
cultural diffusion might have also been an important mechanism in
the spread of ceramics across the Atlantic coast of Brazil, as indicated
by previous studies2,21,23,75.
With the Human Origins dataset, we first expanded the previous
findings using f3 outgroup statistics (Fig. 3b). Moreover, f4 statistics of
the form f4(Mbuti, Brazilian ancient groups; present-day indigenous
groups—left, present-day indigenous groups—right) revealed that
all Sambaqui individuals show a significant genetic attraction to the
Xavánte ( Jê-speaking) in contrast to the other available indigenous
populations (Fig. 4). To investigate whether the influence of Jê-related
ancestry in the Sambaqui individuals from the southern coast can be
attributed specifically to either Kaingang or Xavánte, we performed
the test f4(Tanzania_3000BP, Sambaqui groups; Xavánte, Kaingang_
burial_100BP) (Supplementary Data 5). Here we used ancient African
individuals73 to mitigate biases due to attraction between ancient
DNA samples. Our results show that all Jabuticabeira II individuals
are equally associated with both tested sources of Jê ancestry (Kaingang and Xavánte) (|Z| < 1.71). This suggests that the specific Jê-related
Nature Ecology & Evolution
Article
https://doi.org/10.1038/s41559-023-02114-9
a
b
Illumina (Reich et al. 2012)
Riverine
sambaquis
Coastal sambaquis
Southeast
Post-2,000 BP
(Proto)-historic
coastal sites horticulturalist groups
South
f3 outgroup
Early/middle
Holocene groups
Human origins
Early/middle
Holocene groups
Riverine
sambaquis
f3
Coastal sambaquis
Southeast
(Proto)-historic
Post-2,000 BP
coastal sites horticulturalist groups
South
0.44
Arara
0.380
Karitiana
0.43
Karitiana
0.375
Surui
0.42
Surui
Parakana
0.41
Zoro
Guarani
Parakana
0.40
Asurini
Kaingang
0.39
Palikur
Ticuna
Mbya
Xavante
Xikrin
Piapoco
Jamamandi
Kaingang Burial 100 yr BP
Vau - Una 600 yr BP
Palmeiras Xingu 500 yr BP
GalhetaIV 1,200 yr BP
Cubatão I 2,700 yr BP
Limão 500 yr BP
Cabeçuda ~3,200 yr BP
Limão 2,700 yr BP
Limão ~1,900 yr BP
Moraes 5,800 yr BP
Jabuticabeira II 102 1,300 yr BP
Arawá
Jabuticabeira II 111/112 ~1,900 yr BP
Tikúna
Jabuticabeira II ~2,400 yr BP
Tikúna
Laranjal 6,700 yr BP
Arawak
Palikur
Piapoco
Chamicuro
Loca do Suin 9,100 yr BP
Aparai
Arara
Pedra do Alexandre burial 2
Chamicuro
Capelinha 10,400 yr BP
Karib
Kaapor
Lapa do Santo 9,600 yr BP
Akwén
Kaingáng
Kayapó
Munduruku
Nandeva
Macro-Je
Je
Kokama Peru
Lapa do Sumidouro 10,100 yr BP
Guarani
Kaapor
Akwáwa
0.360
Kaiowa
Tupi
Munduruku
Arikém
Mondé
Tupi-Guarani
0.365
Kokama Colombia
Kaingang Burial 100 yr BP
Vau - Una 600yr BP
Palmeiras Xingu 500 yr BP
GalhetaIV 1,200 yr BP
Jabuticabeira II 102 1,300 yr BP
Jabuticabeira II 111/112 ~2,200 yr BP
Cubatão I 2,700 yr BP
Jabuticabeira II ~2,400 yr BP
Limão 500 yr BP
Cabeçuda ~3,200 yr BP
Limão 2,700 yr BP
Limão ~1,900 yr BP
Moraes 5,800 yr BP
Laranjal 6,700 yr BP
Loca do Suin 9,100 yr BP
Pedra do Alexandre burial 2
Capelinha 10,400 yr BP
Lapa do Santo 9,600 yr BP
Jamamadi
0.370
Gavião
f3 outgroup
Piapoco
Present-day Indigenous languages
f3
Aparai
Arara
Fig. 3 | Heat map of f3 outgroup statistics. a, Comparisons between ancient
and present-day groups/individuals using the Illumina dataset with the statistics
f3(present-day indigenous groups Brazil, ancient Brazilians; Mbuti). b, Same
statistics as in a but using the Human Origins dataset. In both heat maps, warmer
colours represent higher genetic affinities while cooler colours represent lower
genetic affinities. The dot colours indicate the languages of the tested presentday populations, as shown in the bottom-left legend.
ancestry contributing to southern Sambaqui groups is missing in our
ancient and present-day genetic dataset. More genomic data from
other Jê-speaking groups are needed to accurately assign a specific
genetic contribution.
The Limão_~1900BP individuals also show genetic affinity to
the present-day Jê-speaking groups from central Brazil (Xavánte)
when compared with other linguistic families, such as Karib (Arara
and Aparai) or Tupi (Mondé, Arikém and Tupi-Guarani). Interestingly, we observed a genetic link between the latest burial at the site,
Limão_500BP, and the Zoró (a population related to the Tupi-Mondé
language) in comparison to other present-day Tupi-speaking peoples
(that is, Nandeva, Gavião, Karitiana and Parakanã) (Fig. 4 and Supplementary Data 5 and 6). This specific affinity might represent the
first direct genetic evidence for the arrival on the southeast coast of
Tupi-Guarani speakers, who are thought to have originated in southeast
Amazonia54,55,59. While we cannot determine the exact arrival time of
this ancestry, its absence in the older groups from sambaqui do Limão
(Limão_2700BP and Limão_~1900BP) indicates that it occurred after
the initial settlement of the site by Sambaqui groups.
between the Una-context individual and Xavánte, when compared
with Tupi (Tupi Mondé, Arikén and Tupi-Guarani) and Karib populations (Arara and Apalai) (Fig. 4). This provides direct evidence for the
association of Jê-speaking populations with pottery makers of the
Una tradition. The results of the f4 test performed on Brazilian indigenous populations included in the Illumina dataset show that Palmeiras
Xingu_500BP shares genetic affinities with Arara, a Karib-speaking
group from the lower Amazon, and with the Tupi-speaking Surui Paiter
(Extended Data Fig. 5).
In comparison to all Sambaqui individuals analysed here, both
Vau_Una_600BP and Palmeiras Xingu_500BP present a genetic attraction to the latest burial from the sambaqui do Limão (Limão_500BP),
indicating some level of shared genetic drift in the most recent past.
Links with ceramists from Amazonia and northeastern Brazil
To investigate the chronological depth of the shared ancestry between
Sambaqui and Jê-, Tupi- and Karib-speaking groups, we sequenced
individuals from late Holocene archaeological sites in the Cerrado of
northeastern Brazil and the lower Amazon Forest. The former is associated with the Una tradition (Vau_Una_600BP), a ceramic type made by
horticulturists that occupied a vast territory in central and northeastern
Brazil76, and the latter is associated with the Koriabo tradition (Palmeiras Xingu_500BP), a late pre-colonial/early colonial archaeological
culture (~1,200–1,600 CE) that may represent the southernmost Karib
expansion in South America57,59,62,63.
The genetic patterns obtained by performing f4 tests on Vau_
Una_600BP and present-day Native American populations from the
Human Origins dataset show strong evidence of genetic similarities
Nature Ecology & Evolution
The Population Y signal
We investigated the presence of the Population Y signal in the newly
produced data with f4 statistics of the form f4(Mbuti, Papuan/Onge/Australian; present-day Mexicans, ancient Brazilians)65. The only ancient
Brazilian group showing significant affinity to Onge, compared with
present-day Mexicans, is the JabuticabeiraII_~2400BP group. The signal
is mainly driven by one individual ( JBT009—burial 38), but it remains
for the entire group even after the exclusion of JBT009. Similarly, there
is significant genetic attraction between Onge and one individual from
the Cabeçuda_3200BP group (CBE004—burial 15), while all other tests
do not reach values close to significance (Supplementary Data 7). However, no evidence of the Population Y signal is found in the recent Amazonian individual Palmeiras Xingu_500BP, despite the fact that this
ancestry was first described in present-day Amazonian populations; or
in Capelinha_10400BP, despite its association with the paleoamerican
cranial morphology10,65. We further tested the presence of differential
affinity of ancient Brazilian individuals to present-day Papuans, Onge
and Australians, as well as the 40,000-year-old Tianyuan genome-wide
data from China77 using f4 statistics of the form f4(Mbuti, Papuan/Onge/
Australian/Tianyuan; Ancient Brazilian A, Ancient Brazilian B). Only the
Article
Mbuti.DG
https://doi.org/10.1038/s41559-023-02114-9
Test
Left
Mbuti.DG
Right
Xavante
Xikrin
Asurini
Nandeva
Parakana
Parakana
Parakana
Xavante
Kaiowa
Zoro
Parakana
Gaviao
Munduruku
Xavante
Asurini
Nandeva
Parakana
Xikrin
Asurini
Xavante
Surui
Xavante
Parakana
Aparai
Asurini
Nandeva
Parakana
Gaviao
Karitiana
Munduruku
Kaapor
Parakana
Xavante
Test
Left
Right
Asurini
Parakana
Asurini
Asurini
Parakana
Kaiowa
Surui
Zoro
Mbuti.DG
Test
Left
Right
Munduruku
Surui
Xavante
Kaapor
Xikrin
Nandeva
Aparai
Arara
Asurini
Nandeva
Parakana
Gaviao
Karitiana
Mbya
Surui
Kaapor
Xikrin
Xikrin
Munduruku
Nandeva
Zoro
Parakana
Munduruku
Xavante
Aparai
Asurini
Xavante
Nandeva
Karitiana
Surui
Aparai
Asurini
Nandeva
Parakana
Gaviao
Kaiowa
Karitiana
Surui
Kaapor
Xikrin
Karitiana
Zoro
Kaapor
Xikrin
Xavante
Aparai
Parakana
Arara
Parakana
Xavante
Gaviao
Karitiana
Kaiowa
Asurini
Nandeva
Parakana
Karitiana
Xikrin
Xavante
Kaiowa
Xikrin
Parakana
Asurini
Nandeva
Parakana
Gaviao
Kaiowa
Kaapor
Xikrin
Zoro
Parakana
Xavante
Aparai
Arara
Asurini
Nandeva
Parakana
Aparai
Asurini
Nandeva
Parakana
Gaviao
Kaiowa
Karitiana
Mbya
Kaapor
Xikrin
Xavante
0
Aparai
Arara
Asurini
Nandeva
Parakana
Gaviao
Kaiowa
Karitiana
Mbya
0.005
Gaviao
Karitiana
Xavante
Munduruku
Surui
Kaapor
Xikrin
Zoro
0
f4
Xavante
Kaiowa
0.005
f4
0
0.005
f4
Capelinha 10,400 yr BP
Moraes 5,800 yr BP
Jabuticabeira II 111/112 2,200 yr BP
Limão 2,700 yr BP
LapaDoSanto ~9,600 yr BP
PedraDoAlexandre 2 undated
Jabuticabeira II 102 1,300 yr BP
Limão 500 yr BP
Sumidouro ~10,100 yr BP
Cabecuda ~3,200 yr BP
Galheta IV 1,200 yr BP
Kaingang burial 100 yr BP
Laranjal ~6,700 yr BP
Jabuticabeira II ~2,400 yr BP
Limão 1,900 yr BP
Vau Una 600 yr BP
Fig. 4 | f4 statistics between ancient groups/individuals and present-day
Brazilian groups. The f4 statistics polarized to positive values (Z > 3) performed
on ancient Brazilian genome-wide data and present-day indigenous groups
using the Human Origins dataset for f4(Mbuti, TEST; present-day indigenous
groups Brazil—left, present-day indigenous group Brazil—right). The point sizes
represent the number of SNPs used to compute the f4 tests (at least 20,000 SNPs).
The colours correspond to the TEST ancient group/individual. The bars represent
f4 statistics ± 3 standard errors. Figure related to Supplementary Data 5.
JabuticabeiraII_~2400BP group reaches significant attraction to both
Onge and Papuans, and only in comparison to LapaDoSanto_9600BP
(ref. 63). This suggests either that the Population Y signal is equally
widespread in most tested ancient individuals from Brazil or that previously reported attractions to non-American ancestries62,77,78 are exacerbated by the use of present-day Mexican populations in comparison
to ancient groups (Supplementary Data 7).
To the limit of the available SNP coverage, the male individuals from
Jabuticabeira II carry either the common haplogroup Q1b1a1a-M3 or
the currently rare haplogroup Q1a2a1b-CTS1780, confirming its higher
frequency in ancient South Americans63 (Supplementary Data 1).
The mtDNA analysis shows that all newly studied individuals
belong to American-specific mtDNA haplogroups (A2, B2, C1b, C1c,
C1d1 and D1) (Supplementary Data 1). An exception is individual Loca
Do Suin_9100BP, who carries the extremely rare and primarily North
American mtDNA haplogroup C4c. Finding this mtDNA lineage in Brazil
during the early Holocene provides additional support to the possibility that haplogroup C4c entered the Americas during early peopling
events79. On the basis of the mtDNA diversity, we tested the presence
Uniparental markers, genetic diversity and runs of
homozygosity
All males in our dataset belong to Y-chromosome haplogroup Q1b,
which has the highest frequency in present-day South Americans.
Nature Ecology & Evolution
Article
https://doi.org/10.1038/s41559-023-02114-9
b
Recent
loops
Small pop. sizes
200
4–8
100
8–12
12–20
Sum ROH (cM)
20–300
***
400
*
0.21
300
200
100
EPS001
SAM014
PLM001
VSM001
JBT019
GA4002
EPS005
Jabuticabeira II 102
~1,300 yr BP
Galheta IV 1,200 yr BP
Vau - Una 600 yr BP
Palmeiras Xingu 500 yr BP
Limão 500 yr BP
Kaingang burial 100 yr BP
EPS003
EPS011
Limão ~1,900 yr BP EPS004
JBT015
JBT014
Jabuticabeira II
~2,200 yr BP
JBT010
JBT020
JBT018
JBT021
JBT011
JBT012
Jabuticabeira II 11/112
JBT023
~2,400 yr BP JBT026
JBT013
JBT022
JBT025
JBT009
JBT002
JBT001
Limão 2,700 yr BP EPS002
Cubatão I 2,700 yr BP CUB002
LAR002
Laranjal ~6,700 yr BP LAR001
Moraes 5,800 yr BP MOS001
PedraDoAlexandre 2 TDA002
undated
CBE003
Cabeçuda ~3,200 yr BP CBE004
Capelinha 10,400 yr BP CAP007
LocaDoSuin 9,100 yr BP PAI001
LapaDoSanto ~ 9,600 yr Bp
Sumidouro ~10,100 yr BP
CP25
CP22
CP23
CP21
CP18
0
Heterozygosity
500
2N = 400
2N = 800
2N = 1,600
2N = 3,200
2N = 6,400
0
1st C.
2nd C.
3rd C.
600
Sum inferred
ROH >4 cM
700
5
6
4
Sum inferred ROH >4 cM (cM)
a
0.20
0.19
0.18
South coast South
post-2,200 BP coast
Southeast
coast
Fig. 5 | ROH profiles and heterozygosity of the ancient coastal groups.
a, Sum of ROH fragments higher than 4 cM for each individual with more than
190,000 SNPs sorted by population name and in chronological order. The insert
provides a legend of individual ROH profiles for recent loops (parents from 1st
to 3rd cousins (C.)) and small population sizes. b, Heterozygosity distribution
among the tested groups. This was calculated on the basis of the pseudo-diploid
genotypes of three Sambaqui groups: south coast (n = 17), southeast coast
(n = 5) and 2,200–1,200 yr bp individuals from the south coast (n = 4). In the box
plots, the central line represents the median, the box edges represent the 25th
and 75th percentiles, and the whiskers show the distribution of the remaining
variation. The connectors mark the significant results obtained with the nonparametric Kruskal–Wallis test (P = 0.001), followed by the post hoc Conover’s
test for multiple comparisons using the false discovery rate correction method
(*P = 0.01914; ***P = 0.00089).
of sub-structure among Sambaqui groups. Our results show a level of
differentiation between Sambaqui individuals from the south coast
and those from the southeast coast (Extended Data Fig. 6).
At the Jabuticabeira II site, 16 individuals share the same
mtDNA haplogroup C1c with a maximum of one nucleotide distance
among all mtDNA sequences. The only exception is represented
by JabuticabeiraII_102_1300BP, who carries mtDNA haplogroup B2
(ref. 63). This pattern of uniparental markers, considered alongside
the generally low pairwise mismatch rate, could be compatible with a
scenario of consanguinity among Jabuticabeira II individuals (Extended
Data Fig. 7). To test this, we calculated runs of homozygosity (ROH)80.
Those results revealed a large number of short ROH (4–8 cM) in the
JabuticabeiraII_~2400BP group, suggesting a smaller effective population size (2n of ~400 to ~1,600 individuals contributing to the next generation) than for younger burials from the same site (Fig. 5a). Therefore,
rather than recent consanguinity, this genetic pattern is consistent with
a bottlenecked population and calls into question the expectation of
large demography in Sambaqui societies. Studies of pre-contact subsistence fisheries using data from the Cubatão I site have also indicated
a lower-than-expected population size among southern Sambaqui
groups81. Contemporaneous individuals from the sambaqui do Limão
present a similar ROH profile, while the Limao_500BP individual shows
a pattern consistent with first-cousin consanguinity (Fig. 5a).
Finally, the south coast Sambaqui groups ( JabuticabeiraII_~2400BP,
Cabeçuda_3200BP and CubatãoI_~2700BP) show lower heterozygosity
levels than those at the southeast coast site (sambaqui do Limão)
and even lower than late Sambaqui individuals from the south coast
( JabuticabeiraII_111/112_~2200BP, JabuticabeiraII_102_1300BP and
GalhetaIV_1200BP) (Fig. 5b). The increase in heterozygosity through
time in southern Sambaqui groups is probably associated with gene
flow of Jê-related ancestry from the inland detected here by 2,200 yr bp.
or younger populations but shows a generalized affinity to ancient
Brazilian and present-day South American groups. This suggests that
his source population had a basal placement among the initial radiation event into South America. Moreover, both Capelinha_10400BP
and Sumidouro_10100BP lack a significant affinity to Anzick-1-related
ancestry (Supplementary Data 4 and Extended Data Fig. 4). These
individuals predate by more than a thousand years the earliest occurrence of South American individuals without evidence of this ancestry (Cuncaicha_9000BP and Lauricocha_8600BP), challenging the
scenario of two subsequent waves of expansion into South America,
the first one with and the second one without Anzick-1-related ancestry63. However, we caution that this result could be affected by the
lack of statistical power, and another potential scenario would involve
early South American settlers carrying different proportions of this
genetic component. Additional genomes from other regions of South
America would be necessary to assess whether populations carrying
Anzick-1-related ancestry were replaced by or intermixed with other
early Holocene groups.
The genetic distinctiveness between early Holocene individuals from the Lagoa Santa region, Capelinha_10400BP and Loca Do
Suin_9100BP, also indicates greater genetic variation among early
Brazilian hunter-gatherers than previously expected. Within the
Lagoa Santa region, early Holocene individuals mostly derived
from a common ancestral group, as shown by the high genetic affinity between the Sumidouro_10100BP and Lapa do Santo_9600BP
groups. We also detected two distinct genetic attractions between
Lapa do Santo_9600BP and late Holocene groups. The first signal was
observed with the southern Sambaqui JabuticabeiraII_~2400BP group
and Cabeçuda_3200BP, and the second with the Amazonian individual
Palmeiras Xingu_500BP (Extended Data Fig. 3a). The genetic connection between individuals separated by thousands of kilometres and
thousands of years might indicate the survival of this ancestry through
time (Extended Data Fig. 8).
The Population Y signal related to Andamanese and Australasian populations could not be detected in the early
Discussion
The oldest individual newly sequenced in this study, Capelinha_10400BP,
does not carry a distinct genetic similarity to any other early Holocene
Nature Ecology & Evolution
Article
Holocene Capelinha_10400BP individual or in the Amazonian Palmeiras Xingu_500BP individual. However, we report this signal in individuals from the southern sambaqui sites of Cabeçuda_3200BP and
JabuticabeiraII_~2400BP. The latter is the only pre-colonial group
exhibiting higher affinity to non-American ancestries even in direct
comparison to another ancient Brazilian group (Supplementary
Data 7). If confirmed, the sporadic identification of the Population Y signal in ancient individuals with different ancestries, locations and time
periods across Brazil—where this signal was first described—suggests a
higher probability that it derives from genetic structure in the founding Native American population65,77 than from multiple independent
migrations into the Americas62,82.
Middle Holocene riverine Sambaqui individuals (Laranjal_6700BP
and Moraes_5800BP) are strongly related, confirming a local genetic
structure63, which might correspond to a distinct genetic group when
compared with coastal Sambaqui populations. Individuals from Laranjal and Moraes also show a higher affinity with south coast than with
southeast coast Sambaqui groups, suggesting potential genetic links
between geographically closer populations. However, the two sites
represent only a small portion of the riverine sambaquis, and additional
individuals should be genetically analysed to confirm this pattern.
The coastal Sambaqui groups Cabeçuda_3200BP and JabuticabeiraII_~2400BP showed high genetic affinity with each other (Fig. 2
and Supplementary Data 2). Both sites, only 20 km apart, exhibit
genetic similarities to contemporaneous individuals from Cubatão
I, about 200 km further north. The late burials from Jabuticabeira II
(~2,200 yr bp and ~1,300 yr bp) display an incremental genetic attraction
to southern Jê ancestry represented by both recent and present-day
Kaingang (Figs. 2b and 3a, Extended Data Fig. 5 and Supplementary
Data 5). JabuticabeiraII_102_1300BP has an 87Sr/86Sr isotope ratio
above the range observed for older individuals at Jabuticabeira II
(Extended Data Fig. 9) and could thus be a non-local individual who
spent earlier years in continental areas (that is, the Santa Catarina
highlands) or in a different location on the coast45. The presence of a
non-local individual after 2,000 yr bp coincides with changes in the
post-marital residence patterns47 and with dietary changes revealed
by isotopic analyses44,83. The strong genetic affinity between Kaingang
and JabuticabeiraII_102_1300BP demonstrates a genetic relationship
between proto-Jê groups from the southern Brazilian highlands and
post-2,000 yr bp coastal groups. However, this evidence precedes
the arrival of Taquara-Itararé ceramics on the coast by around a hundred years39. Considering that Kaingang ancestry is already detected
in Sambaqui individuals before the 2,000 yr bp horizon of cultural
change, as indicated by JabuticabeiraII_111/112_~2200BP, our results
show that the intensification of contacts between inland and coastal
populations was concomitant with a sharp decline in shellmound
construction39 and shortly before the appearance of fishmounds. This
indicates that cultural contacts associated with genetic interactions
at a time of unprecedented environmental and ecological changes
may have influenced the end of shellmound architecture. Our results
also show that one individual from Galheta IV (Galheta IV_1200BP), a
fishmound with Taquara-Itararé ceramics, is genetically similar to the
JabuticabeiraII_~2400BP group and Cabeçuda_3200BP. This suggests
some level of demic continuity after the arrival of ceramics in the region
(Fig. 2 and Supplementary Data 2 and 5).
On the southeast coast, the sambaqui do Limão individuals carry
at least two distinct genetic ancestries. The Limão_2700BP individual
and the Limão_~1900BP group show a significant affinity to the northeastern hunter-gatherer from Pedra do Alexandre2_undated and to
the Amazonian individual Palmeiras Xingu_500BP. Despite cultural
similarities, we do not observe an extra genetic affinity between individuals from the sambaqui do Limão and sambaqui sites on the southern coast (Fig. 2 and Extended Data Fig. 3c). The genetic link between
the older sambaqui do Limão individuals and hunter-gatherers from
northeast Brazil as well as present-day Xávante from central Brazil
Nature Ecology & Evolution
https://doi.org/10.1038/s41559-023-02114-9
may explain their separation from contemporaneous groups on the
southern coast. Furthermore, the high affinity of Limão_500BP with
Tupi-speaking Zoro provides the first ancient genomic evidence for the
spread of Tupi-related ancestry to the Brazilian southeast coast. The
Tupi-Guarani expansion from southeastern Amazonia across the Atlantic coast of Brazil is a well-known demographic phenomenon38,42,53–57,
and our results reveal an arrival of Tupi-related ancestry on the coast
of Espírito Santo by at least 500 yr bp (Supplementary Data 6).
In conclusion, our results demonstrate that Sambaqui societies
from the south and southeast coasts were not a genetically homogenous population. Both regions had different demographic trajectories,
possibly due to the low mobility of coastal groups2,21,29. This contrasts
with the cultural similarities described in the archaeological record
and highlights the need to perform more regional and micro-scale
studies to improve our understanding of the genomic history of eastern
South America.
Methods
Archaeological sampling and ethical aspects
Permits for exporting the material for ancient DNA analysis were
obtained from the Instituto do Patrimônio Histórico e Artístico
Nacional, and sampling access was granted by the local curators at
the following housing institutions: Museu de Arqueologia e Etnologia
da Universidade de São Paulo (MAE-USP), Instituto de Biociências da
Universidade de São Paulo, Superintendência no Espírito Santo do Instituto do Patrimônio Histórico e Artístico Nacional, Universidade Federal
do Amapá, Museu Amazônico da Universidade Federal do Amazonas,
Museu Paraense Emílio Goeldi, Scientia Consultoria Científica, Museu
de Arqueologia do Xingó da Universidade Federal de Sergipe, Museu
Arqueológico do Carste do Alto São Francisco, Grupo de Pesquisa em
Educação Patrimonial e Arqueologia, Instituto Goiano de Pré-História
e Antropologia da Pontifícia Universidade Católica de Goiás, Museu
Histórico de Lins, and Universidade Federal de Pernambuco.
For the early twentieth-century sample originating from a Kaingang funerary context (Kaingang_burial_100BP), we reached out for
approval to the indigenous community at TI Vanuíre, an Indigenous
Land recognized by the 1988 Brazilian Constitution that is located
~65 km from the archaeological burial mound (Supplementary Information, ‘Kaingang’). The Kaingang spiritual leader who was in charge
of our solicitation requested two members of our research group to
engage in dialogue with the Kaingang community, including a slide
presentation detailing all aspects of the present study. After internal
community consultation, the research group members were informed
that the data generated from the Kaingang sample could be included
in the present study. The contact of our research group with the Kaingang community was mediated by M. X. Cury (MAE-USP), an expert in
decolonizing curatorial processes in Brazilian museums.
The present study is part of a collaborative agreement between
the Max Planck Institute for Evolutionary Anthropology (MPI) and the
University of São Paulo. The collaboration includes the training of Brazilian students by the MPI staff in techniques of extraction and analysis
of ancient DNA. The agreement also includes the establishment of an
ancient DNA laboratory at USP under the technical guidance of the MPI
and financed by the Fundação de Amparo à Pesquisa do Estado de São
Paulo. A Max Planck Partner Group was established by A. Strauss to fund
early career researchers working in the ancient DNA laboratory at USP.
Ancient DNA processing
All human skeletal elements used in this study were introduced into
the clean room facilities at the Max Planck Institute for the Science of
Human History in Jena, Germany. The material was photographed and
stored in new plastic bags. Petrous portions of the temporal bone and
teeth were exposed for one hour to ultraviolet radiation on both sides
to reduce surface DNA contamination before any sampling procedures
were performed. Between 28 and 60 mg of tooth or bone powder were
Article
obtained. Teeth were cut along the enamel–dentin junction and drilled
into the pulp chamber of the crown using a dentist drill rotated at low
speed. Petrous bones were sampled following the protocol described
in Pinhasi et al.84. We sampled 82 skeletal elements from 24 sites: Capelinha (4), Cabeçuda (4), Cubatão I (5), Sambaqui do Limão (11), Estreito
(1), Galheta IV (5), Hatahara (1), Jabuticabeira II (21), Jêrimum (2), Justino (4), Lapa do Santo (2), Laranjal (2), Loca do Suin (4), Moraes (3),
Palmeiras-Xingu (2), Pavão XVI (1), São José II (1), Pedra do Alexandre
(2), Marajoara Anthropomorphic Urn t-8 (1), Gruta das Caretas (1),
Marabaixo-Macapá (AP) (1), Ramuse Nóbrega (GO-RS-01) (1), Kaingang
burials (2) and Vau-Una (1) (Supplementary Data 1).
DNA extraction and library preparation
The collected bone/dentin powders were digested using 25 μl of
0.25 mg ml−1 Proteinase K, 900 μl of 0.45 M EDTA (0.5 M, pH 8.0) and
75 μl of H2O and rotated for 14–16 hours at 37 °C. The extraction lysates
were transferred into a new tube and mixed with 10 ml of binding buffer
(GuHCl 5 M, isopropanol 40% and UV H2O) and 400 μl sodium acetate.
The solution was spanned through into silica columns for high volumes
(High Pure Viral Nucleic Acid Large Volume Kit; Roche) and purified
using the wash buffer provided in the kit. The purified DNA was then
eluted in 2 × 50 μl of Tris-EDTA-Tween (TE buffer and 0.05% Tween 20),
and the DNA extracts were stored at −20 °C (ref. 85).
We produced double-stranded libraries treated with uracil-DNA
glycosylase (UDG) using 25 μl of extract in 50 μl per reaction (UDG-half
protocol)86,87. The libraries were indexed using a unique combination
of two indexes that were incorporated into the library molecules as a
sample-specific DNA barcode88. The indexed libraries of each sample
were then amplified using different PCR cycles to reach 1.5 × 1013
copies. The amplified products were then purified using MinElute
spin columns following the manufacturer’s protocol and quantified
on the Agilent 4200 TapeStation System. The quantified indexed
libraries were pooled equimolarly to reach 10 nM, and shallow shotgun sequencing was performed on Illumina NextSeq500 or HiSeq
4000 instruments.
Sample selection for SNP targeted enrichment
The shallow shotgun sequencing data were used to estimate the preservation of ancient DNA extracted from the archaeological skeletal
remains. A percentage of endogenous human DNA above 0.1% and
DNA damage at the molecule termini of above 5% were used as authenticity criteria, estimated using the software EAGER v.1.92.55 (ref. 89).
Sequencing quality filtering (min. 20), length filtering (min. 30 bp) and
adapter clipping (min. 1 bp) were performed with AdapterRemoval v.2
(ref. 90). The resulting reads were mapped against the human genome
reference hg19 with the Burrows–Wheeler aligner91, duplicated reads
were masked using MarkDuplicates (Picard) and damage patterns were
calculated with mapDamage2.0 (ref. 92).
After shallow shotgun screening, libraries with values above the
previously described thresholds were re-amplified and captured for
~1.24 million SNPs across the human genome (1240k SNP capture) and
the entire mtDNA67. The enriched libraries were sequenced on Illumina
NextSeq500 or HiSeq 4000 instruments. After sequencing, the capture
data were demultiplexed using bcl2fastq v.2.17.1.14 (Illumina conversion software) and dnaClust v.3.0.0 (ref. 93).
Ancient DNA authentication and genome-wide data
processing
A total of 49 individuals were enriched for the 1240k SNPs. The captured individuals were aligned against the human reference genome
hg19 using the Burrows–Wheeler aligner91. Damage pattern, coverage
depth and DNA capture efficiency were estimated using published
tools integrated within the EAGER pipeline89. We measured the level
of X-chromosome contamination using ANGSD68 for male individuals and mtDNA contamination using schmutzi94 for all individuals
Nature Ecology & Evolution
https://doi.org/10.1038/s41559-023-02114-9
(Supplementary Data 1). We excluded 11 individuals showing more than
4% human DNA contamination for at least one of the performed tests.
Genotype calls were performed using pileupCaller95 (v.1.4.0.2).
We trimmed three base pairs at both ends of the reads for the
double-stranded UDG-half libraries. After independent calls on the
untrimmed and trimmed sets, we combined the genotype calls, selecting transitions from the trimmed genotype files and transversions
from the untrimmed ones. Since the published individuals from Lapa
do Sumidouro were processed using a library protocol without UDG
treatment65, we processed the bam files separately, calling only transversions from the untrimmed data. We excluded 4 individuals with less
than 40,000 SNPs overlapping the 1240k panel for a total of 34 individuals with newly generated genome-wide data usable for further analyses.
A PCA was generated with present-day worldwide individuals to
calculate the genetic variation onto which ancient samples were projected using smartpca96 on the 1240k dataset. All ancient individuals
from Brazil fall in a cluster with present-day Native Americans, which
also includes the ancient Central and South American individuals
published in Posth et al.63 (Extended Data Fig. 1). A clustering analysis
was performed with present-day worldwide populations and ancient
South American individuals genotyped for the Human Origins dataset69
using ADMIXTURE97 in unsupervised mode (Extended Data Fig. 2).
f statistics
We created three datasets for genome-wide analyses combining the
newly and previously generated data from ancient Brazilian individuals62,63 with (1) 1240k Allen Ancient DNA Resource v.32.7, (2) the Illumina
panel72 and (3) the Human Origins panel54,65,69,73,98 (Supplementary
Data 8). All f statistics were performed using the Mbuti population from
Africa with diploid genotypes (.DG) as the outgroup.
To assess genetic affinities among ancient groups and between
ancient groups and present-day indigenous populations from
Brazil, we measured shared genetic drift using f3 outgroup statistics
(inbreed, YES)69.
We computed f4 statistics (f4mode, yes)69 in the forms f4(Mbuti.
DG, X; Ancient Brazilian A, Ancient Brazilian B) and f4(Mbuti.DG, X;
present-day Brazilian group A, present-day Brazilian group B), where
X represents the tested present-day or ancient Brazilian individuals/
groups. The 1240k dataset was used to investigate the affinities among
ancient Brazilian individuals/groups. The Illumina and Human Origins
panels were used to describe the genetic affinities with present-day
groups (Fig. 3). To minimize the impact on the analysis of ancestry
introduced post-contact into the Americas, we used the masked version of the Illumina dataset72, while for the Human Origins dataset, we
selected individuals carrying only Native American ancestry on the
basis of PCA and ADMIXTURE analyses (Extended Data Figs. 1 and 2).
To investigate the proportion of Anzick-1-related ancestry (alpha)
in the ancient South American genomes, we calculated f4-ratio statistics
using qpF4Ratio (ref. 70) with the following formula:
f4 (Mbuti.DG, Anzick.SG; Lauricocha.8600BP, test)
f4 ratio = 1 −
f4 (Mbuti.DG, Anzick.SG; Lauricocha.8600BP, Los Rieles.11900BP)
qpWave analysis
We also tested the minimum number of streams of ancestry necessary
to explain the genetic variation observed in the South American ancient
genome-wide data. The tests were computed using qpWave software69
with the following settings: allSNPs, YES; significance threshold,
‘taildiff’ < 0.01. The left population was a combination of different pairs
of ancient individuals/groups. The first set of right populations was
previously used in Posth et al.63 and consisted of Mbuti.DG, Onge.DG,
French.DG, Han.DG, Russia_MA1.SG and USA_Anzick.SG. Furthermore,
we included additional shotgun data (Chile_Ayayema_5100BP.SG, E_
San_Nicolas.SG, Mainland_Chumash.SG, San_Francisco_May.SG, LSCI.
SG, SanClemente-SantaCatalina_800BP, Chipewyan.DG and Russia_
Karelia_HG.SG) and present-day Mexican groups (Zapotec and Mixe).
Article
To identify an informative set of right populations, we prepared an
array of comparisons using different combinations. We started with
a set of outgroups composed of non-Native Americans and Anzick-1
(outgroup 1) and progressively added one individual or group at the
time to this growing list, estimating each time the minimum number
of streams of ancestry. The most informative combination of right
populations to distinguish the genetic ancestry of the analysed ancient
individuals/groups is presented in Supplementary Data 3.
Uniparental markers and genetic diversity
To gain an overview of the mtDNA diversity of ancient individuals from
Brazil, we produced mtDNA capture data for each sample, and we
assigned mtDNA haplogroups using Haplogrep 2.0 and Haplofind99,100.
To reconstruct the mtDNA consensus sequences, we applied four
quality thresholds (q0, q10, q20 and q30) to the likelihood estimated
for each position by schmutzi. We used the YhaploCaller101 to assign
Y-chromosome haplogroups followed by manual checking to verify
the called SNPs for each male individual.
The pairwise FST presented in Extended Data Fig. 6 was performed
using the mtDNA aligned using MUSCLE v.3.8 (ref. 102) and manually inspected/edited. The mtDNA indels and mutational hotspots
under the nucleotide positions 309.1C(C), 315.1C, AC indels at 515–522,
16182C, 16183C, 16193.1C(C) and C16519T (ref. 103) were removed from
the alignment.
Heterozygosity was estimated using pileupCaller95 to produce
pseudo-diploid genotype calls and calculated using the ratio between
the number of sites in heterozygosity and the total number of covered sites, multiplied by two. The individual values were grouped in
three broad regions/temporal intervals. To investigate the magnitude of the differences in the heterozygosity levels, we performed the
non-parametric Kruskal–Wallis test. Conover’s post-hoc analysis was
performed to determine the differences between groups using a correction for multiple comparisons (R v.3.6.0 tidyverse104 and conover.
test105 packages) (Fig. 5b).
ROH and kinship analysis
We used hapROH with the default parameters80 to estimate the length
of segments in homozygosity for individuals with coverage higher than
190,000 SNPs (Fig. 5a). To investigate the degree of genetic relatedness
between the ancient individuals, we applied READ106 and calculated the
pairwise mismatch rate107 (Supplementary Data 9 and Extended Data
Fig. 7). For population genetic analyses of the Jabuticabeira II_~2400BP
group, we excluded the first-degree relationships, retaining in such
pairs the individuals with the highest SNP coverage.
Direct radiocarbon dating
We produced new radiocarbon dates for 23 individuals among the 34
with usable ancient genomic data analysed in this study. The direct
dates of the other seven individuals were obtained from previous
studies, while four individuals were not directly dated (Supplementary Data 1). In addition, we produced new radiocarbon dates for eight
individuals without sufficient ancient DNA quality for population
genomic analyses (Supplementary Information and Supplementary Data 1). A rib fragment from the Capelinha individual ‘Luzio’
was pretreated at the Department of Human Evolution, Max Planck
Institute for Evolutionary Anthropology, Leipzig, Germany, using the
method described in refs. 108,109 and the resulting collagen was sent
for dating to the Curt-Engelhorn-Zentrum Archäometrie gGmbH in
Mannheim, Germany. Instead, bone fragments from the other dated
individuals were directly sent to the Mannheim dating lab. Collagen
was extracted and purified by ultrafiltration (fraction, >30 kDa),
freeze-dried and combusted to CO2 in an elemental analyser. The CO2
was catalytically converted to graphite, and the dating was performed
using a MICADAS-AMS machine. The resulting 14C ages were normalized to d13C = −25‰ and calibrated using OxCal v.4.4 software110 with
Nature Ecology & Evolution
https://doi.org/10.1038/s41559-023-02114-9
the SHCal20 curve111 (Supplementary Data 1 and 10). The calibrated
dates were not corrected for marine radiocarbon reservoir effect,
which could influence age estimations for individuals with strong
marine diets.
Strontium isotope analysis
Strontium isotopic analysis (87Sr/86Sr) of skeletal material is commonly
used to detect geographic provenance and mobility among mammals,
including humans112,113. The tooth enamel records the isotopic signal
of when it was formed during the earliest stages of life, whereas the
bone isotopic signal reflects a period closer to the time of death of the
individual114. Since the radiogenic isotope 87Sr forms by radioactive
decay from rubidium (87Rb), the 87Sr/86Sr signature of a specific location
is determined by the underlying bedrock age and its content of Rb115. A
specific geological strontium signature is incorporated into the hard
body tissues by direct substitution for calcium116 since strontium enters
the ecosystem without fractionation117.
We measured the 87Sr/86Sr ratios from enamel samples of ten
individuals from the Jabuticabeira II site (Extended Data Fig. 9 and
Supplementary Table 16). Sample preparation and analysis were done
in dedicated isotope facilities at the University of Cape Town (South
Africa), as described below. Prior to analysis, an enamel sample was
taken from along the longitudinal axis of the crown, thus representing a
single average value for the years while the crown was developing. This
portion of enamel (ca. 20 mg) was cleaned by abrasion and possible
dentine remains were removed using a Dremel 3500 drill bit, rinsed
and ultrasonicated for 20 minutes in MilliQ water. Diamond drill bits
were cleaned with ethanol and ultrasonicated in MilliQ water between
samples to avoid cross-contamination118. After this, the cleaned enamel
sample was digested with 2 mL bi-distilled distilled 65% HNO3 in a
closed Teflon beaker placed on a hotplate at 140 °C for an hour. Digested
samples were then dried and redissolved in 1.5 mL of bi-distilled 2M
HNO3. These redissolved samples were centrifuged at 4000 rpm for 20
minutes, and the supernatant was collected for strontium separation
chemistry. A separate fraction for each sample in this step was used to
calculate the concentration with 88Sr intensity (V) regression equation
built with SRM987 standard from NIST (National Institute of Standards
and Technology, Gaithersburg, MD, USA). Strontium was isolated with
200μl of Eichrom Sr.Spec resin loaded in Bio-Spin Disposable Chromatography Bio-Rad Columns following the method of (ref. 119). The separated strontium fraction for each sample was dried down, dissolved in
2 ml 0.2% bi-distilled HNO3 and diluted to 200 ppb Sr concentrations
for isotope analysis. 87Sr/86Sr ratios were measured using a NuPlasma
HR multicollector inductively-coupled-plasma mass spectrometer
(MC-ICP-MS). Sample analyses were referenced to bracketing analyses
of SRM987, using a 87Sr/86Sr reference value of 0.710255 from NIST.
All strontium isotope data are corrected for isobaric rubidium interference at 87 amu using the measured signal for 85Rb and the natural
85Rb/87Rb ratio. Instrumental mass fractionation was corrected using
the measured 86Sr/88Sr ratio and the exponential law, and a true
86Sr/88Sr value of 0.1194 (ref. 120). Results for repeat analyses of an
in-house carbonate standard (87Sr/86Sr = 0.708936; 2σ 0.000041;
n = 33) and an in-house ocean island basalt standard (87Sr/86Sr =
0.704888; 2σ 0.000027; n = 33) processed and measured with the
batches of samples in this study are in agreement with long-term results
for these two in-house standards (87Sr/86Sr; 0.708915; 2σ 0.000047;
n = 125) (87Sr/86Sr; 0.704902; 2σ 0.000035; n = 67). For every two
batches one blank was added to assess the cleanness of the process;
there was no peak and, thus, no contamination from external Sr in any
of the batches. The 87Sr/86Sr values from the Jabuticabeira II individuals
have an average of 0.710 ± 0.006 (1σ), with minimum and maximum
values of 0.709 and 0.711. These values are within the range of sea water
and within the range previously established for other shellmound
individuals from the southern coast of Brazil44,121, indicating that all
analysed individuals grew up in a coastal environment. Nevertheless,
Article
https://doi.org/10.1038/s41559-023-02114-9
the average 87Sr/86Sr ratios differ for the three genetic groups identified
at Jabuticabeira II. The 87Sr/86Sr ratio increases over time with averages
of 0.7095 ± 0.000096 (n = 7) for the JabuticabeiraII_~2400BP group,
0.7104 ± 0.00025 (n = 2) for JabuticabeiraII_111/112_~2200BP and 0.7111
(n = 1) for JabuticabeiraII_1300BP.
6.
Terminology used to describe ancient individuals and groups
8.
The terminology used here to classify ancient Brazilian societies does
not represent the entire diversity of indigenous peoples in the country, nor should it be understood as reflecting a shared identity. The
archaeological information indicates a complex demographic history (see Supplementary Information for a detailed description of
each archaeological site analysed in this study). The complexity and
contextual diversity of pre-Columbian indigenous peoples prevents
a classification system that could successfully capture the genetic
diversity in Brazil during the Holocene. To connect the archaeological assemblages with the genetic information, we used a combination
of the following classifications: foraging strategy (hunter-gatherers,
fisher-hunter-gatherers and horticulturists), time scale (early Holocene, ~10,000–7,000 yr bp; middle Holocene, ~7,000–4,000 yr bp; and
late Holocene, ~4,000–0 yr bp), cultural assemblages (riverine sambaquis, coastal sambaquis and the ceramic traditions Taquara-Itarare,
Una, Koriabo and Tupiguarani) and geographical regions (southern
and southeastern Atlantic coast, Lagoa Santa region, central Brazil,
northeastern Brazil and lower Amazon).
The cultural assemblages are part of a diverse record of
pre-Columbian material culture and help contextualize the settlement
of the southern and southeastern Brazilian coast. The term ‘tradition’
is applied in Brazilian archaeology to refer to common technological
and stylistic traits in the production of ceramics with chronological persistence in the archaeological record. The ceramic traditions
from the late Holocene are directly associated with present-day ethnolinguistic groups and represent a putative connection between
ancient individuals and present-day indigenous peoples. However, the
present-day populations in our dataset represent only a small fraction
of the diversity of indigenous peoples currently living in Brazil.
7.
9.
10.
11.
12.
13.
14.
15.
16.
17.
18.
Reporting summary
Further information on research design is available in the Nature Portfolio Reporting Summary linked to this article.
19.
Data availability
The alignment files of the nuclear DNA and mtDNA sequences for the
newly reported individuals are available at the European Nucleotide
Archive under the accession number PRJEB51863.
20.
21.
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Acknowledgements
The genetic work in this study was carried out at the Laboratory
of Human Population Genomics at USP (Brazil), at the Department
of Archaeogenetics at the Max Planck Institute for the Science of
Human History in Jena (Germany), at the Museum of Archaeology
and Ethnology at MAE-USP (Brazil), and at the Archaeo- and
Palaeogenetics lab at the University of Tübigen (Germany). Funding
was provided by the Conselho Nacional de Desenvolvimento
Científico e Tecnológico (CNPq) (process: 142005/2016-9),
the Fundação de Apoio a Pesquisa dos Estados de São Paulo
(process: 2016/12371-1 and 2017/16451-2), the German Academic
Exchange Service (DAAD—57381333), the Generalitat Valenciana
(CIDEGENT/2019/061) granted to D.C.S.-G., from the European
Research Council under the European Union’s Horizon 2020
Research and Innovation Programme (grant agreement No. 803147
RESOLUTION) granted to S.T. and from the Max Planck Society.
We thank J. Krause for providing support and access to the ancient
DNA facilities and T. C. Lamnidis, H. Yu, S. Carlhoff, E. Skourtanioti,
M. Feldman, A. B. Rohrlach, M. A. Spyrou, and the entire IT and lab
teams at the Department of Archaeogenetics at the Max Planck
Institutes for the Science of Human History and Evolutionary
Anthropology for comments and technical assistance.
Author contributions
T.F., T.H., A. Strauss and C.P. designed the research. X.S.V., D.C.S.-G.,
V.W., M.L.A., M.B., A.R.P.-D., H.P.L., J.M.C., R.E., A.L., G.M.G., L.F., S.E.,
C.R.P., D.M.A.E., H.A.V.C., I.d.S.E., E.K., G.H., A. Solari, G.M., S.F.S.M.d.S,
R.K., L.M.M., M.F., J.C.R., E.C., C.A.d.S., A.C.B., T.T., L.M.P.G., D.B.F.,
C.S.d.R., J.D.d.M.S., L.C.L., C.M.S.C., S.A.V., F.O.A., D.K., H.L.A.F., S.T.,
P.D., S.M.d.S., C.d.P.M. and R.E.O. contributed to the acquisition and
description of the osteological and archaeological data. S.T. and
D.C.S.-G. performed the Sr isotope analysis and radiocarbon dating.
T.F., C.P., R.R., S.T. and K.N. performed or supervised the laboratorial
work. T.F., R.B.L. and T.H. analysed FST and heterozygosity, while
https://doi.org/10.1038/s41559-023-02114-9
T.F. and C.P. performed the other computational analyses. T.F., X.S.V.,
K.N., T.H., A. Strauss and C.P. interpreted the data and wrote and
revised the manuscript.
Funding
Open access funding provided by Max Planck Society.
Competing interests
The authors declare no competing interests.
Additional information
Extended data is available for this paper at
https://doi.org/10.1038/s41559-023-02114-9.
Supplementary information The online version
contains supplementary material available at
https://doi.org/10.1038/s41559-023-02114-9.
Correspondence and requests for materials should be addressed to
Tábita Hünemeier, André Strauss or Cosimo Posth.
Peer review information Nature Ecology & Evolution thanks
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© The Author(s) 2023
Tiago Ferraz 1,2,3, Ximena Suarez Villagran 2, Kathrin Nägele 3, Rita Radzevičiūtė 3, Renan Barbosa Lemes 1,
Domingo C. Salazar-García4,5, Verônica Wesolowski 2, Marcony Lopes Alves 2, Murilo Bastos6, Anne Rapp Py-Daniel7,
Helena Pinto Lima 8, Jéssica Mendes Cardoso2,9, Renata Estevam 2, Andersen Liryo10, Geovan M. Guimarães 11,
Levy Figuti2, Sabine Eggers12, Cláudia R. Plens13, Dionne Miranda Azevedo Erler2, Henrique Antônio Valadares Costa 2,
Igor da Silva Erler 14, Edward Koole15, Gilmar Henriques15, Ana Solari 16, Gabriela Martin16,
Sérgio Francisco Serafim Monteiro da Silva 17, Renato Kipnis18, Letícia Morgana Müller18,19, Mariane Ferreira2,18,
Janine Carvalho Resende20, Eliane Chim 2, Carlos Augusto da Silva21, Ana Claudia Borella2, Tiago Tomé22,
Lisiane Müller Plumm Gomes 1,2, Diego Barros Fonseca23, Cassia Santos da Rosa 24, João Darcy de Moura Saldanha25,26,
Lúcio Costa Leite 26, Claudia M. S. Cunha 27,28, Sibeli Aparecida Viana 20, Fernando Ozorio Almeida 29,30,
Daniela Klokler29,31, Henry Luydy Abraham Fernandes 32, Sahra Talamo33,34, Paulo DeBlasis2,
Sheila Mendonça de Souza35, Claide de Paula Moraes 7, Rodrigo Elias Oliveira 1, Tábita Hünemeier 1,36 ,
André Strauss 2 & Cosimo Posth 3,37,38
Nature Ecology & Evolution
Article
1
https://doi.org/10.1038/s41559-023-02114-9
Institute of Biosciences, Genetics Department, University of São Paulo, São Paulo, Brazil. 2Museum of Archaeology and Ethnology, University of São
Paulo, São Paulo, Brazil. 3Department of Archaeogenetics, Max Planck Institute for Evolutionary Anthropology, Leipzig, Germany. 4Departament de
Prehistòria, Arqueologia i Història Antiga, Universitat de València, València, Spain. 5Department of Geological Sciences, University of Cape Town, Cape
Town, South Africa. 6Departamento de Antropologia, Museu Nacional, Universidade Federal do Rio de Janeiro, Rio de Janeiro, Brazil. 7Federal University
of Western Pará (UFOPA), Pará, Brazil. 8Museu Paraense Emílio Goeldi, Pará, Brazil. 9Géosciences Environnement Toulouse, Observatoire Midi Pyrénées,
UMR 5563, CNRS, Toulouse, France. 10National Museum, Federal University of Rio de Janeiro, Rio de Janeiro, Brazil. 11Grupo de Pesquisa em Educação
Patrimonial e Arqueologia (Grupep), Universidade do Sul de Santa Catarina, Santa Catarina, Brazil. 12Natural History Museum of Vienna, Vienna, Austria.
13
Laboratory of Archaeological Studies, Department of History, Federal University of São Paulo, São Paulo, Brazil. 14Federal University of Espirito Santo,
Vitória, Brazil. 15Independent researcher, Belo Horizonte, Brazil. 16Fundação Museu do Homem Americano, Piauí, Brazil. 17Departamento de Arqueologia,
Universidade Federal de Pernambuco, Recife, Brazil. 18Scientia Consultoria Científica, São Paulo, Brazil. 19Department of Archaeology, Max Planck
Institute for the Science of Human History, Jena, Germany. 20Instituto Goiano de Pré-história e Arqueologia, Pontifícia Universidade Católica de Goiás,
Goiânia, Brazil. 21Universidade Federal do Amazonas, Manaus, Brazil. 22Universidade Federal de Minas Gerais, Belo Horizonte, Brazil. 23Secretaria de
Estado de Educação do Pará, Belém, Brazil. 24Museu do Estado Pará (Secult), Pará, Brazil. 25Universidade de Évora, Évora, Portugal. 26Instituto de Pesquisas
Científicas e Tecnológicas do Estado do Amapá (IEPA), Macapá, Brazil. 27Federal University of Piauí, Piauí, Brazil. 28Centro de Investigação em Antropologia
e Saúde, Universidade de Coimbra, Coimbra, Portugal. 29Programa de Pós-Graduação em Arqueologia, Universidade Federal de Sergipe, Sergipe,
Brazil. 30Departamento de Arqueologia, Universidade do Estado do Rio de Janeiro, Rio de Janeiro, Brazil. 31Departamento de Antropologia e Arqueologia,
Universidade Federal de Minas Gerais, Belo Horizonte, Brazil. 32Programa de Pós-Graduação em Arqueologia e Patrimônio Cultural, Universidade
Federal do Recôncavo da Bahia, Bahia, Brazil. 33Department of Chemistry G. Ciamician, Alma Mater Studiorum, University of Bologna, Bologna, Italy.
34
Department of Human Evolution, Max Planck Institute for Evolutionary Anthropology, Leipzig, Germany. 35Escola Nacional de Saúde Pública Sergio
Arouca, Fundação Oswaldo Cruz, Rio de Janeiro, Brazil. 36Institut de Biologia Evolutiva, CSIC/Universitat Pompeu Fabra, Barcelona, Spain. 37Archaeo- and
Palaeogenetics, Institute for Archaeological Sciences, Department of Geosciences, University of Tübingen, Tübingen, Germany. 38Senckenberg
Centre for Human Evolution and Palaeoenvironment, University of Tübingen, Tübingen, Germany.
e-mail:
[email protected];
[email protected];
[email protected]
Nature Ecology & Evolution
Article
Extended Data Fig. 1 | Genetic map of ancient and present-day individuals.
Principal component analysis on the 1240k dataset where the principal
components were calculated based on the genetic variation of modern-day
worldwide populations onto which ancient samples were projected. All newly
Nature Ecology & Evolution
https://doi.org/10.1038/s41559-023-02114-9
reported ancient individuals from Brazil fall into a cluster with previously
published ancient genome-wide data from South America, except the Lapa do
Sumidouro samples that are slightly displaced from the main cluster.
Article
Extended Data Fig. 2 | Genetic clustering of ancient and present-day
individuals. Graphic representation of the clustering analysis performed with
unsupervised ADMIXTURE at K = 7 on the Human Origins dataset. All newly
Nature Ecology & Evolution
https://doi.org/10.1038/s41559-023-02114-9
reported ancient individuals from Brazil carry the same ancestry component as
previously published ancient and modern genome-wide data from the Americas,
without substantial levels of non-Native American ancestry.
Article
Extended Data Fig. 3 | f4-statistics among ancient Brazilian groups/
individuals from 10,000 BP to 100 BP. Graphical representation of the
significant f4-statistics (Z-score >3) polarized to positive values performed on
ancient Brazilian genome-wide data in the form f4 (Mbuti; TEST; Ancient Brazilian
- left; Ancient Brazilian - right) to test allele sharing among the different groups
using the 1240k dataset. In the sub-panels TEST refers to A) early Holocene
Nature Ecology & Evolution
https://doi.org/10.1038/s41559-023-02114-9
individuals; B) middle Holocene riverine Sambaqui individuals; C) post-1,000
BP or undated individuals. The point sizes refer to the number of SNPs used to
compute the f4 tests (at least 20,000 SNPs) and colors correspond to the TEST
ancient group/individual. Bars represent f4-statistics +/− 3 standard errors for all
tests. Figure related to Supplementary Data 2.
Article
Extended Data Fig. 4 | F4-ratio test for the Anzick-1-related ancestry. Indirect
estimates of Anzick-1-related ancestry proportions setting Los Rieles_11900BP
and Lauricocha_8600BP as the early Holocene reference individuals with the
highest and lowest amount of Anzick-1-related ancestry, respectively. ‘Test’ refers
to the ancient Native American individuals/groups included in the calculation
and highlighted in bold are samples from Brazil. The alpha values were calculated
Nature Ecology & Evolution
https://doi.org/10.1038/s41559-023-02114-9
using the f4-ratio formula reported in the Methods section. The size of the points
represents the number of SNPs used to compute comparisons (at least 400,000
SNPs). Bars represent f4-ratio ± 3 standard errors for all tests. The F4 ratio
estimates are sorted from the highest to the lowest alpha values. The Lapa do
Santo_9600BP group (purple dot) shows a significantly higher Anzick-1-related
ancestry than Lauricocha_8600BP.
Article
Extended Data Fig. 5 | f4-statistics between ancient Brazilian groups/
individuals and present-day South American populations. Graphical
representation of the f4-statistics polarized to positive values (Z-score> 2.5)
performed on the ancient Brazilians genome-wide data and present-day
indigenous groups from South America using SNPs overlapping with the Illumina
dataset - f4 (Mbuti; TEST; present-day indigenous groups - left, present-day
Nature Ecology & Evolution
https://doi.org/10.1038/s41559-023-02114-9
indigenous group - right). Size of the points represents the number of SNPs
used to compute comparisons (at least 20,000 SNPs), points with black outlines
indicate tests with Z > 3 and colors correspond to the TEST ancient group/
individual. Bars represent f4-statistics ± 3 standard errors. Figure related to
Supplementary Data 5.
Article
https://doi.org/10.1038/s41559-023-02114-9
Extended Data Fig. 6 | Heatmap of mtDNA pairwise genetic differentiation (FST) among coastal Sambaqui groups. The stars (**) represents a p-value < 0.01 in the
Amova test. Sambaqui individuals are grouped into south coast, southeast coast, and 2,200-1,200 BP south coast.
Nature Ecology & Evolution
Article
https://doi.org/10.1038/s41559-023-02114-9
Extended Data Fig. 7 | Biological kinship between Sambaqui individuals. Estimates of relatedness based on genome-wide pairwise mismatch rate (PMR). At the site
Jabuticabeira II a total of five first-degree, two second-degree and two third-degree kinships were identified. Figure related to Supplementary Data 9.
Nature Ecology & Evolution
Article
Extended Data Fig. 8 | Summary of the genetic affinities reconstructed
through the analysis of genome-wide data from ancient Brazilian groups.
The shaded vertical bars indicate ancestries represented by site-related symbols
that are ordered chronologically in the legend. Genetic connections between
groups/individuals are represented by shaded lines. Dashed lines indicate the
Nature Ecology & Evolution
https://doi.org/10.1038/s41559-023-02114-9
extra affinity between the ancestry found in Lapa do Santo_9600BP and Pedra
Do Alexandre2_undated and other ancient groups. The archaeological and
radiocarbon dates for the genetically analysed individuals are indicated in the
timeline on the left.
Article
Extended Data Fig. 9 | Strontium isotopic signature of individuals from
the Jabuticabeira II site. Estimates of local origin based on 87Sr/86Sr values.
We performed the Wilcoxon (two-sided) and t tests (two-sided) to investigate
the significance of the differences between Group A ( JabuticabeiraII_~2400BP
Nature Ecology & Evolution
https://doi.org/10.1038/s41559-023-02114-9
burials) and Group B ( Jabuticabeira II burials post-2200 BP). p-values = 0.017 and
0.036, respectively. σ and 3σ refer to 1 and 3 standard deviations from the mean
of Group A.
Last updated by author(s): 04/21/2023
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Tábita Hünemeier, André Strauss and Cosimo
Corresponding author(s): Posth
Statistics
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Data collection
EAGER v.1.92.56
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circularmapper v.1.93.5
AdapterRemoval v.2.3.1
dedup v.0.12.2
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samtools v.1.3
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EIGENSOFT v.7.2.1 (convertf)
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Data analysis
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schmutzi
Haplofind
Haplogrep
mafft v.7.305
MEGA v.10.1.5
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AdmixTools 5.1 (qp3Pop, qpDstat, qpWave, qpF4ratio)
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Alignment files of the nuclear and mitochondrial DNA sequences for the newly reported individuals will be available upon publication at the European Nucleotide
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Sample size
We performed all population genomics analyses on 34 human individuals, starting from the extraction of ancient DNA from the dense part of
the pars petrosa in the temporal bone, teeth or long bones. The skeletal remains studied covered different Brazilian regions, archaeological
contexts and time periods.
Data exclusions
We excluded 61 human individuals from the population genomics analysis. Those samples did not fulfill our quality control criteria (human
DNA proportion, ancient DNA damage and modern-day DNA contamination levels).
Replication
Replication is achieved by performing analyses on genome-wide single nucleotide polymorphisms (SNPs) and merging the newly produced
ancient DNA data with different SNP panels (1240K, Human Origins, Illumina datasets).
Randomization
We applied different quality controls including the authentication of ancient DNA (human DNA proportion, ancient DNA damage and
contamination estimate) and clustering methods (MDS, PCA and Unsupervised Admixture). After the application of those quality controls, we
grouped individuals based on date, archaeological context, and their genetic affinities based on f3- and f4-statistics.
Blinding
No blinding was performed. The genotypes of the single- and double-stranded libraries were combined after confirmation of similar statistical
behaviour.
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Methods
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Antibodies
ChIP-seq
Eukaryotic cell lines
Flow cytometry
Palaeontology and archaeology
MRI-based neuroimaging
Animals and other organisms
Human research participants
Clinical data
Dual use research of concern
Palaeontology and Archaeology
Specimen provenance
Permits for exporting the material for aDNA analysis were obtained from the Instituto do Patrimônio Histórico e Artístico Nacional
(IPHAN) and sampling access was granted by the local curators at the following housing institutions: Museu de Arqueologia e
Etnologia da Universidade de São Paulo (MAE-USP), Instituto de Biociências da Universidade de São Paulo (IB-USP), Superintendência
no Espírito Santo do Instituto do Patrimônio Histórico e Artístico Nacional (IPHAN-ES), Universidade Federal do Amapá (UNIFAP),
Museu Amazônico da Universidade Federal do Amazonas (UFAM), Museu Paraense Emílio Goeldi (MPEG), Scientia Consultoria
Científica, Museu de Arqueologia do Xingó da Universidade Federal de Sergipe (MAX-UFS), Museu Arqueológico do Carste do Alto
São Francisco (MAC), Grupo de Pesquisa em Educação Patrimonial e Arqueologia (GRUPEP), Instituto Goiano de Pré-História e
Antropologia da Pontifícia Universidade Católica de Goiás (IGPA-PUCGO), Museu Histórico de Lins (MHL), Universidade Federal de
Pernambuco (UFPE).
Specimen deposition
A portion of the human skeletal elements analyzed in this study as well as DNA extracts and genetic libraries are stored at
Department of Archaeogenetics of the Max Planck Institute for Evolutionary Anthropology, Germany.
Dating methods
We directly radiocarbon-dated 25 individuals to estimate the time-frame of the newly reported ancient genomes. One bone
fragment from each individual was sent to Curt-Engelhorn-Zentrum Archäometrie GmbH in Mannheim and the resulting dates are
presented in Data S1 and S8. Pretreatment processes, quality control protocols, and dating methods performed by the Mannheim lab
are provided in the Methods section.
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Tick this box to confirm that the raw and calibrated dates are available in the paper or in Supplementary Information.
Ethics oversight
No ethical approval or guidance was required as the research did not involve present-day human samples.
Note that full information on the approval of the study protocol must also be provided in the manuscript.
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