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Treatise on Geomorphology. Vol. 6
Shroder, J., Jr., Frumkin, A. (Eds.)
Academic Press, San Diego, CA
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6.27 Hypogene Speleogenesis
AB Klimchouk, Ministry of Education and Science and National Academy of Sciences of Ukraine, Simferopol, Ukraine
r 2012 Elsevier Inc. All rights reserved.
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Introduction
Basic Concept and Definitions
Hypogene Speleogenesis in the Framework of Hierarchical Flow Systems
Evolution of Hydrogeologic Settings
Dissolution Processes in Hypogene Speleogenesis
Distribution of Hypogene Speleogenesis
Hydrogeologic Control of Hypogene Speleogenesis
Solution Porosity Patterns Produced by Hypogene Speleogenesis
Mesomorphology Features of Hypogene Caves
Hypogene Speleogenesis and Paleokarst
Summary
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Hypogene (karst, caves, and speleogenesis) Refers to the
origin by water that recharges the cavernous zone from
below, independent of recharge from the overlying or
immediately adjacent surface.
Intrastratal karst Dissolution features that develop within
rocks already buried by younger strata, where karstification
is later than deposition of the cover rocks; a group of four
types of karst in the evolutionary classification of karst
types.
Karst subsidence Lowering of the surface of the ground
because of removal of support due to subterranean solution
or collapse of caves.
Phreatic zone The zone in the subsurface in which all the
openings are completely filled with water (also called
saturated zone).
Vadose zone The zone between the land surface and the
water table, in which water does not fill all the openings
and moves by gravity and capillarity.
Unconfined aquifer An aquifer that is not confined by
overlying low-permeability material, limited above by a
water table that is free to rise and fall.
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Breakthrough The moment in the early cave conduit
development when dissolution has enlarged the fracture to
the point where water can pass through the entire length of
the fracture remaining considerably undersaturated.
Confined aquifer An aquifer where groundwater is under
pressure in a bed or stratum confined above and below by
units of distinctly lower permeability.
Epigene (karst, caves, and speleogenesis) Refers to the
origin in the near-surface settings by downward recharge
from the overlying or immediately adjacent surface.
Evaporites Inorganic sedimentary rocks formed by
chemical precipitation in a concentrated solution.
Evolutionary classification of karst Classification that
views types of karst as successive stages in geological/
hydrogeological evolution of a soluble formation, from
deposition through burial to reemergence, between which
the major boundary conditions, the overall circulation
pattern, factors, and mechanisms of karst development
change considerably.
Gypsum A mineral composed of the hydrated calcium
sulfate, CaSO4.2H2O. Also refers to a rock composed of the
mineral gypsum.
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6.27.7
6.27.8
6.27.9
6.27.10
6.27.11
References
Klimchouk, A.B., 2012. Hypogene speleogenesis. In: Shroder, J., Jr.,
Frumkin, A. (Eds.), Treatise on Geomorphology. Academic Press, San
Diego, CA, vol. 6, pp. xx–xx. [Please replace ‘xx’ by correct page number
when available.]
Treatise on Geomorphology, Volume 0
doi:10.1016/B978-0-08-088523-0.00122-2
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MORP 00122
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Hypogene Speleogenesis
Abstract
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Recognition of the wide occurrence, significance, and specific characteristics of hypogene speleogenesis during last two
decades signifies a major paradigm shift in karst science, previously overwhelmingly dominated by epigene concepts and
models. Hypogene karst is one of the fundamental categories of karst, at least of equal importance with more familiar
epigenic karst. Hypogene and epigenic karst systems are regularly associated with different types, patterns, and segments of
flow systems, which are characterized by distinct hydrokinetic, chemical, and thermal conditions.
Hypogene speleogenesis is the formation of solution-enlarged permeability structures by water that recharges the
cavernous zone from below, independent of recharge from the overlying or immediately adjacent surface. It develops
mainly in leaky confined conditions, although it may continue through unconfined ones. Hydraulic communication along
cross-formational flowpaths, across lithological boundaries, different porosity systems, and flow regimes allows deeper
groundwaters in regional or intermediate flow systems to interact with shallower and more local systems, permitting a
variety of dissolution mechanisms to operate. A specific hydrogeologic mechanism acting in hypogenic transverse speleogenesis (restricted input/output) suppresses the positive flow-dissolution feedback and speleogenetic competition seen
in the epigenic development.
Hypogenic caves occur in different soluble rocks in a wide range of geological and tectonic settings, basinal through
orogenic. Overall patterns of cave systems are strongly guided by the spatial distribution of the initial (prespeleogenetic)
permeability features and hydrostratigraphic barriers and interfaces within the soluble and adjacent units, by the mode of
water input to, and output from, cave-forming zones and by the overall recharge–discharge configuration in the multiple
aquifer system. Because of their transverse nature, hypogene caves have a clustered distribution in plan view, although
initial clusters may merge laterally across considerable areas. Hypogene caves display remarkable similarity in their patterns
and mesomorphology, strongly suggesting that the type of flow system is the primary control.
The rapidly evolving understanding of hypogene speleogenesis has broad implications for many applied fields such as
prospecting and characterization of hydrocarbon reservoirs, groundwater management, geological engineering, and mineral
resources industries.
6.27.1
Introduction
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During the twentieth century, studies of karst systems had
been mainly concerned with shallow, unconfined geologic
settings, supposing that the karstification is ultimately related
to the Earth’s surface and that dissolution is driven by
downward water recharge. The respective karst systems are
termed epigenic. Concepts and models in karst geomorphology and hydrogeology that deal with origin, functioning,
and evolution of epigene karst overwhelmingly predominate.
Recent advancements in karst and cave science, however, lead
to the growing recognition of the fact that karst development
driven by upward recharge to the soluble formation (hypogene speleogenesis) is not less important.
The idea that some caves could form at depth by rising
waters was introduced as early as in the mid-nineteenth century with regard to thermal systems. More significant attention
has been given to hydrothermal speleogenesis since the midtwentieth century, particularly in Eastern Europe (Kunsky,
1957; Maksimovich, 1965; Dzulinski, 1976; Jakucs, 1977;
Müller and Sárváry, 1977; Dublyansky, 1980; Dubljansky,
1990, 2000a). Later on, another chemical mechanism of cave
development by rising waters was recognized, the oxidation of
H2S and dissolution by sulfuric acid (Egemeier, 1973, 1981;
Maslyn, 1979; Davis, 1980; Hill, 1981, 1987). By the end of
the twentieth century, the term and concept of hypogene
speleogenesis have been established, although largely limited
to caves formed by the above-mentioned dissolution mechanisms (Ford and Williams, 1989; Palmer, 1991; Hill, 2000). A
classical paper by Palmer (1991) on the origin of caves was a
particularly important contribution to recognition and
understanding of principal features of hypogene
speleogenesis.
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The recent past two decades have witnessed a growth in the
number of in-depth studies of different kinds of hypogene
speleogenesis in various places around the world, such as in
the Western Ukraine (Klimchouk, 1992, 1996b, 2000b),
Central Italy (Galdenzi and Menichetti, 1995; Galdenzi, 2009;
Menichetti, 2009), Middle East (Frumkin and Fischhendler,
2005; Frumkin and Gvirtzman, 2006), Guadalupe Mountains
and the Pecos River Basin, New Mexico and Texas, USA (Hose
and Pisarowicz, 2000; Land et al., 2006; Stafford et al., 2009a),
Australia (Osborne, 2001, 2007), and other regions. Also, it
was recognized that cave development by various processes in
deep-seated environments is much more common than previously thought (Palmer, 1995; Klimchouk, 2000a).
At the same time, sedimentologists and industry geologists
concerned with the origin of porosity began to realize limitations of the heavily used model of subaerial meteoric diagenesis in freshwater, which implied that deep-seated porosity
in carbonates is related to unconformities and is mainly due to
dissolution in paleo-vadose and paleo-phreatic freshwater
zones (i.e., is paleokarst). They come to realize that deepburial diagenesis in the mesogenetic environment can contribute significantly to secondary dissolution porosity and
permeability evolution in many carbonate hydrocarbon reservoirs (e.g., Mazzullo and Harris, 1992, 1994). Karst and cave
scientists would treat this as karstification, or speleogenesis,
although deep seated (Klimchouk, 2000a). Geologists studying the origin of carbonate-hosted ore deposits also often deal
with deep-seated karst processes.
The current burst of interest in hypogene speleogenesis in
karst science has been largely related to the establishment of a
hydrogeological rather than geochemical approach to its definition, which allowed the placement of hypogene speleogenesis into the systematic context of regional groundwater
hydraulics (sensuTóth, 1995, 1999) and highlighted the
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seated origin, or epigenic acids rejuvenated by deep-seated
processes. Such caves have no relation to recharge through the
overlying or adjacent surface. Later on, he broadened
the definition: hypogenic caves are formed by water in which
the aggressiveness has been produced at depth beneath the
surface, independent of surface or soil CO2 or other nearsurface acid sources (Palmer, 2000). Substituting ‘acids’ for
‘aggressiveness’ is important, as aggressiveness in hypogene
settings can also be supplied by nonacidic mechanisms. Speleogenetic studies in many regions, during the last two decades, have shown that caves that have no relations to recharge
through the overlying surface form by a variety of geochemical
mechanisms including those that do not rely on acids (such as
dissolution of evaporites). At the same time, hypogene caves
formed in different lithologies and by different dissolution
processes demonstrate remarkable similarity in their patterns,
morphologies, hydrostratigraphic occurrence, and current or
inferred hydrogeologic functioning, which suggests their
common hydrogeologic backgrounds.
The modern hydrogeology recognizes the geologic role of
groundwater flow systems (e.g., Sharp and Kyle, 1988; Tóth,
1995, 1999). Speleogenesis, one of the most expressive
manifestations of the role of groundwater as a geologic agent,
is a result of interaction between groundwater and its environment, determined by the various components and attributes of the two respective systems seeking equilibration. To
cause speleogenetic development, dissolution effects of disequilibria have to accumulate over sufficiently long periods of
time and/or to concentrate within relatively small rock volumes or areas. The systematic transport and distribution
mechanism capable of supporting the required disequilibrium
conditions is the groundwater flow system (Tóth, 1999),
which suggests that the latter has to be a primary
consideration.
The present author adopts the hydrogeologic approach to
hypogene speleogenesis, in which the latter is defined as the
formation of solution-enlarged permeability structures by
water that recharges the cavernous zone from below, independent of recharge from the overlying or immediately
adjacent surface (Ford, 2006; Klimchouk, 2007, 2009b).
The difference between the two approaches outlined above
determines to a large extent the characteristics of speleogenetic
environments and samples of caves to be considered as
hypogene. For instance, the emphasis on aggressiveness (the
geochemical approach) would imply that cave development in
the mixing zone of unconfined karst aquifers (those receiving
recharge from the overlying surface), such as by mixing of
vadose and phreatic waters, or freshwater and marine water
along the seacoast, would fall into the hypogene category,
because the aggressiveness by mixing in the above situations is
produced at depth below the surface and is not related to the
surface. On the other hand, caves formed in gypsum strata by
rising flow from an underlying aquifer, such as giant maze
caves in the Western Ukraine or giant chamber caves
(‘Schlotten’) in the South Hartz (Germany), would not classify
as hypogene caves because the aggressiveness with regard to
gypsum in these cases, although not related to near-surface
acid sources, has not been gained at depth but kept because
fresh groundwater infiltrated to the basal aquifers at distant
recharge areas. Based on the geochemical approach, Palmer
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common hydrogeological genetic background and similarity
of caves previously seen as unrelated, thus broadening the
family of hypogenic caves (Klimchouk, 2007). The latter work
has demonstrated that hypogene speleogenesis is not just an
aberrant curious phenomena within the otherwise predominantly epigenic karst paradigm but also one of the fundamental categories of karst, at least of equal importance with
epigene karst.
The development of the hydrogeologic approach to
hypogene speleogenesis was significantly promoted by acknowledgement of ideas of regional hydraulic continuity, well
recognized in mainstream hydrogeology since the mid-twentieth century but largely overlooked in karst science until recently. The artesian paradigm, with its notions of confined
flow through largely isolated aquifers, was replaced with the
basin hydraulic paradigm, with its notions of a multiple
aquifer system and significant leakage through strata (crossformational communication). The term ‘confined aquifer’ is
not used anymore (and particularly in this chapter) in the
sense of hydraulic isolation; a notion of semi-confinement is
more appropriate as separating aquitards are commonly leaky
at certain time and space scales. The recognition of the importance of cross-formational communication is particularly
important for the understanding of hypogene speleogenesis
(Klimchouk, 2007, 2009b).
New developments have stimulated an intense ongoing
reevaluation of the origin of many caves and previously accepted regional paleohydrogeological and karst evolution
concepts according to the new understanding of hypogene
speleogenesis, as well as further theoretical and modeling efforts. The recent advances in the topic were presented in two
collections of papers (2009), ‘Advances in Hypogene Karst
Studies’, published by the National Cave and Karst Research
Institute (USA; Stafford et al., 2009b), and ‘Hypogene Speleogenesis and Karst Hydrogeology of Artesian Basins’, published by
the Ukrainian Institute of Speleology and Karstology (Klimchouk and Ford, 2009). These volumes were the outcomes of
the two major international theme conferences held in 2008
(a special symposium within the GSA-2008 program, Houston, USA) and 2009 (a conference in Chernivtsy, Ukraine).
Speleogenesis is the creation and development of organized permeability structures that have evolved primarily
through dissolution of a host rock (Klimchouk et al., 2000). It
is the result of a complex interaction between geological,
hydrogeological, and geochemical factors. These factors, as
well as their interaction, are in some ways different for
hypogene speleogenesis as compared to the better-studied
epigene speleogenesis. Despite the recent rapid progress in
studying hypogene speleogenesis, we are only at the beginning
of its in-depth understanding. This chapter is an overview of
principal regularities and factors of hypogene speleogenesis
and features of respective solution porosity structures.
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6.27.2
Basic Concept and Definitions
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The concept of hypogene speleogenesis does not necessarily
mean cave development at great depth but, rather, refers to the
origin of the cave-forming agency from depth. Palmer (1991)
defined hypogenic caves as those formed by acids of deep-
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The hydrogeological approach to hypogene speleogenesis
allows placing it in the context of hierarchical organization of
flow systems, characterized by hydraulic continuity and crossformational hydraulic communication (e.g., Pinneker, 1982;
Sharp and Kyle, 1988; Shestopalov, 1981, 1989; Tóth, 1995,
1999). Principal continental karst-forming environments
(epigene and hypogene) and resultant karst/speleogenetic
styles are regularly associated with flow systems of different
scales and their distinct regimes, dominated by distinct
hydrokinetic, chemical, and thermal conditions (Klimchouk,
2007; Figure 1), which is a primary cause of genetic, functional, structural, and morphologic distinctions between epigenic and hypogene speleogenesis.
Epigenic speleogenesis, directly related to the infiltration of
meteoric water, is predominantly associated with local flow
systems and/or recharge regimes of intermediate to regional
flow systems. The recharge regime is characterized by highly
variable input parameters, relatively high hydraulic heads,
decreasing with depth, downward and divergent flow, chemically aggressive groundwaters with low TDS, oxidizing conditions, and negative anomalies of geothermal heat and
gradient (Tóth, 1999).
Hypogene speleogenesis (Figure 1) is associated with discharge regimes of regional or intermediate flow systems, either
terminal or intervening, which establish in areas of potentiometric lows and breaches through major confinement. Discharge regimes are characterized by little variations of input
parameters with low dependence on climate, relatively low
hydraulic heads that decrease upward, resulting in converging
and ascending flow, high TDS of groundwaters, chemical
precipitation, accumulation of transported mineral matter,
reducing conditions, and positive anomalies of geothermal
heat and gradient (Tóth, 1999).
Because of the vertical heterogeneity inherent in sedimentary sequences, an upwelling flow inherently implies a
certain degree of hydrogeological confinement. Hypogene
speleogenesis at depth occurs in leaky confined conditions.
When hypogenic solution porosity structures are shifted to the
shallower, unconfined situation due to uplift and denudation
but their further development continues to be driven by upwelling flow from deeper systems, this is still hypogenic development although now unconfined. Unconfined hypogene
development can be regarded as an extinction phase of
hypogene speleogenesis.
Exposed, unconfined karst aquifers are local systems characterized by recharge and discharge within the same outcrop.
Epigenic cave systems in unconfined aquifers commonly
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contain phreatic parts, in which water flows under pressure in
conduits being confined by the host rock itself. In discharge
segments of epigenic phreatic systems, flow raises to surface
outlets, but this is not a hypogene speleogenetic environment.
Hypogene speleogenesis occurs where the whole aquifer or its
substantial part is confined (not just water in individual passages) and where flow system of a larger scale contributes to
the cave development in a given locality, entering the caveforming zone from below. More confusing situations, in terms
of discriminating between phreatic epigene and hypogene
environments, are those where the flow in a generally unconfined soluble aquifer rises through an area of interbedded
varieties of the same soluble rock with different permeabilities,
which creates local conditions of a leaky confined multiple
aquifer system, and sometimes characteristic hypogene speleomorphs. If this situation is local, not dominating the whole
aquifer or its large portion, it can be regarded as quasihypogene speleogenesis. However, in many cases, conditions often
treated as bathyphreatic, where water infiltrated through an
unconfined karst area flows to considerable depth (hundreds
of meters) and then rises to the surface through the inhomogeneous sequence, may actually correspond to a multiple aquifer system and true hypogene speleogenesis.
In the continental domain, meteoric recharge and topography-driven flow often dominate in regional groundwater
systems, although nonmeteoric waters and other energy
sources, such as sediment compaction and tectonic compression, can also contribute to variable extent. A topographydriven meteoric regime, with its own hierarchy of flow systems
and interaction between them, is commonly perched above a
compressional regime driven by tectonics. The interface between them migrates with geomorphic and tectonic developments, as well as with changes of the hydraulic function of
soluble formations due to karstification. Zones of interaction
between the two regimes are particularly favorable for hypogene speleogenesis. Hypogene speleogenesis is often a part of
mixed flow systems, where gravity-driven flow interacts with
flow driven by temperature or solute density gradients
(Anderson and Kirkland, 1980; Klimchouk, 2007).
Speleogenesis is a dynamic process capable of considerably
changing primary porosity and permeability in soluble and
overlying rocks. The overall hydrogeologic role of hypogene
speleogenesis is the enhancement of vertical permeability and
hydraulic communication across a sedimentary succession
that contains soluble units. It can create zones of high vertical
permeability along initially insignificant (in terms of regional
or intermediate groundwater flow systems) cross-formational
flow paths, or even without any initially guiding discontinuities, for example, through vertical stopping of breakdown
above a hypogene chamber formed at the base of a soluble
stratum. Thus, hypogene speleogenesis may give rise to new
discharge limbs and contribute to segmenting laterally extensive ‘throughflow’ regions (Klimchouk, 2007).
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(2007) placed the artesian cave development into the realm of
epigenic speleogenesis, and cave development at the mixing
zone in unconfined aquifers is placed into the hypogenic
category. Within the hydrogeologic approach advocated by the
present author (Klimchouk, 2007), the classifying of these
environments is the opposite. The ongoing debates and live
developments in studying hypogene speleogenesis will help to
resolve this issue.
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Evolution of Hydrogeologic Settings
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Speleogenesis and the aquifer evolution have to be viewed
from the perspective of the overall geologic evolution. Evolutionary classification of karst types, elaborated by
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Recharge
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Deep fluids
Terrestrial heat flux
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qHS Quasy-hypogene speleogenesis
HS Hypogene speleogenesis
Epigene karst porosity
Epigene cave systems (unspecified)
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Isolated chambers & ramiform caves
Large rising conduits (shafts, etc.)
Maze caves
Isolated passages & rudimentary networks
Vertical stoping structures (collapse shafts,
breccia pipes, etc.):
a
b a - active; b - fossil
Vertical sag structures
Cavernous edging along fractures/conduits
Breccia horizons
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Geologic features
Soluble rocks:
Limestone
terrestrial heat flux
Head level in major aquifers
Flow systems:
Local
Intermediate
Regional
Salt
Unsoluble rocks:
Variable sedimentary rocks
Faults
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Hydrogeologic features
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High permeability
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Sedimentary rocks carbon
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Large to medium free convection
systems, driven by density differences:
a - thermal; b - solute load
Color indicates temperature (blue - low, red - high)
and salinity (blue - low, brown - high)
of groundwater
a
b
Intakes of deep fluids (a)
and/or gases (b)
+ΔT, −ΔT Temperature and gradient anomaly:
positive, negative
+
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Eh , Eh Redox conditions: oxidizing, reducing
a b c
Spings: a - gravity; b-c - rising;
blue - cold, red - hot and lukewarm
Figure 1 A generalized sketch of hypogene speleogenetic situationsin various geologic settings and in the context of hierarchical flow systems:
(a) in active orogenic setting and (b) in variously disturbed cratonic basinal settings. Some elements of the diagram were adopted from drawings
of Kovács and Müller (1980), Tóth (1999), Klimchouk (2007), and Bayari et al. (2009).
MORP 00122
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Klimchouk (1996a) and Klimchouk and Ford (2000), provides a convenient framework to characterize speleogenetic
environments (Figure 2). It distinguishes major stages in the
geologic evolution of a soluble sequence as the types of karst,
marked by distinct combinations of the diagenetic and structural prerequisites for groundwater flow and speleogenesis,
flow regimes, recharge/discharge configurations, groundwater
chemistry, and degree of inheritance from earlier conditions.
They are (in the order as they potentially evolve): syngenetic/
eogenetic karst in freshly deposited rocks; deep-seated karst,
which develops during the burial, particularly during mesogenesis (as soluble rocks reemerge to the surface due to uplift
and erosion); subjacent karst, where the cover is locally
breached by erosion; entrenched karst, in which valleys incise
below the bottom of the karst aquifer and drain it, but where
the soluble rocks are still covered by insoluble formations for
the most part; and denuded karst, where the insoluble cover
materials have been completely removed. If karst bypasses
burial, or if the soluble rock is exposed after burial without
having experienced any significant karstification during burial,
it represents the open karst type.
Deep-seated karst, subjacent karst, and entrenched karst
represent the group of intrastratal karst types, whereas
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denuded and open karst fall into the group of exposed karst
types. Later on, karst may become mantled by a cover that
develops contemporaneously with the karst, or reburied under
younger rocks again to form paleokarst, and be reexposed
again (exhumed karst).
Although this classification does not directly specify the
origin of caves, it characterizes dominant speleogenetic environments and their evolutionary changes. Karst types are
viewed as stages of the hydrogeologic/geomorphic evolution,
between which the major boundary conditions, the overall
circulation pattern, and extrinsic factors and intrinsic mechanisms of karst development change considerably. The classification of karst types correlates well with the three major
types of speleogenetic settings distinguished now (Klimchouk
et al., 2000). Coastal and oceanic speleogenesis in diagenetically immature rocks falls into the syngenetic/eogenetic
karst domain. Deep-seated karst is exclusively hypogenic. In
subjacent karst, both hypogene and epigenic speleogenesis
may operate, depending on the scale of the flow system, but
hypogene speleogenesis still dominates. Entrenched and denuded karst types are overwhelmingly epigenic, with an inheritance of hypogenic features, which can be reworked by
epigenic processes or get fossilized. In both karst types,
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Exposed karst
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Buried
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intrastratal karst
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Telogenetic stage
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Mesogenetic stage
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Cover is contemporal with karst
Deep-seated
Cover is younger than karst
Burial with no
noticiable
speleogenesis
Karstifiable unit
Underlying formation
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Figure 2 Evolutionary types of karst and speleogenetic environments. Reproduced from Klimchouk, A.B., Ford, D.C., 2000. Types of karst and
evolution of hydrogeologic settings. In: Klimchouk, A., Ford, D.C., Palmer, A.N., Dreybrodt, W. (Eds.), Speleogenesis: Evolution of Karst Aquifers.
National Speleological Society, Huntsville, pp. 45–53.
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General geochemical characteristics of the discharge regimes
of regional flow systems may seem not to favor speleogenesis.
Also, there was a long-standing belief in the karst literature,
based on the now-obsolete old simplistic notion of the artesian mechanism, which confined conditions generally offer
limited dissolution potential for karstification as lateral artesian flow in aquifers containing soluble rocks would be saturated through the most of throughflow areas. However, the
great importance of cross-formational hydraulic communication is almost universally accepted now in mainstream
hydrogeology. It means leakage (recharge and discharge)
across strata that were supposed to be ‘impermeable’ within
the old artesian paradigm. The fundamental feature of hypogene speleogenesis is that it is driven mainly by transverse flow
across boundaries between different formations, strata, and
porosity systems, whereas the boundaries commonly coincide
with major contrasts in water chemistry, gas composition, and
temperature. This causes disequilibrium conditions and supports multiple dissolution mechanisms.
Hypogene speleogenesis occurs where undersaturated
fluids or hypogenic acids move from insoluble rocks into
soluble ones, or where the aggressiveness is acquired or rejuvenated within the soluble formation in the course of
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transverse flow across it because of mixing of different flow
components, a drop in temperature, oxidation of sulfides, or
other reactions. The variety of dissolution processes that can
potentially operate in hypogene speleogenesis has been characterized by Palmer (1991, 1995, 2000, 2007) and Klimchouk
(2000a, 2007). The most important processes are briefly
overviewed below (Figure 3).
Carbonic acid dissolution, which dominates epigenic carbonate speleogenesis, also operates as a hypogenic agent,
though the origin of the acidity is different. It can be related to
CO2 generated from igneous processes, by thermometamorphism of carbonates, or by thermal degradation and
oxidation of deep-seated organic compounds by mineral oxidants. The first two origins are indicated by d13C values
around or above zero % (vs. VPDB). Efflux of carbon dioxide
of the deep origins into upper aquifers can be massive, pointwise, or disperse, depending on geologic/structural conditions.
CO2 from oxidation of deep-seated organic compounds is
common in the vicinity of hydrocarbon fields, where waters
characteristically contain high CO2 concentrations (Kaveev,
1963). In several regions, the origin of CO2 by oxidation of
methane is confirmed by very low (up to 32% vs. VPDB)
values of d13C measured in CO2 itself or in calcite deposited
with its participation (Gradziński et al., 2009; Klimchouk,
1994). CO2 is also a byproduct of several other reactions that
take place in deep-seated environments, such as the reaction
of calcite with sulfuric acid or other strong acids.
Dissolution by cooling thermal water can occur along ascending flowpaths, even at constant CO2 levels. In a closed
system, the solubility of calcite increases with decreasing
temperature, so that more calcite can be dissolved. The effect
increases with increasing CO2 partial pressure. This mechanism is commonly labeled as hydrothermal speleogenesis,
occurring in high-gradient zones where ascending flow is localized along some highly permeable paths (Malinin, 1979;
Dublyansky, 1980; Bakalowicz et al., 1987; Dubljansky, 1990,
2000; Ford and Williams, 1989; Palmer, 1991; Andre and
Rajaram, 2005; see also Dubljansky’s Chapter in this volume).
However, Palmer (1991, 2007) noted that dissolution by
cooling of thermal water alone can produce substantial caves
only under the most favorable conditions, such as at high
thermal gradients sustained through long periods of time, and
that most caves thought to be thermal actually owe their origin
to the mixing of high-CO2 thermal water with low-CO2 water
of shallower flow system.
Hydrogen sulfide is another common hypogene source of
acidity, abundant in deep meteoric groundwater and basinal
brines. It is usually generated at depth by microbial or thermal
reduction of sulfates at the presence of organic carbon
(Machel, 1992). When dissolved in water, hydrogen sulfide
forms a mild acid, but it can cause carbonate dissolution if this
water flows elsewhere and mixes with water that has little or
no H2S content (Palmer, 1991, 2007), or escapes from reducing zones as a gas and is reabsorbed in freshwater. H2S can
also react with dissolved metals, such as iron, to produce
sulfide ores and dissolve carbonate rocks.
Despite the abundance of both major geogenic gases, CO2
and H2S in deep-seated fluids, these fluids are commonly
saturated with respect to calcite due to the long residence time
in deep-flow paths. Dissolution by water containing these
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however, still active but dying hypogene systems may operate.
Open karst has exclusively epigenic speleogenesis.
In deep-seated settings, speleogenetic development is generally slow, although it may encompass tens and even hundreds of millions of years. Regional tectonic disturbances and
related changes in deep-flow systems may cause pulses of efflux of basinal fluids and geogenic gases into upper sequences
and hence affect hypogene speleogenesis. When a cave-forming zone is shifted to a shallower position, cave development
accelerates due to increasing leakage of deep flow to the surface and more vigorous mixing with shallower systems. The
patterns of hypogene solution porosity structures become established during this stage. A more dramatic increase of flow
and acceleration of cave growth occur when a major confining
formation begins to breach by erosional entrenchment or
upward propagation of stopping breakdown structures.
Breaching of the major confinement, although commonly
local, signifies the transition to the subjacent karst stage,
during which most of the growth in hypogenic systems occurs.
Flow pattern within cave systems reorganizes during this stage
and focuses on few favorable paths according to the new
configuration of recharge/discharge conditions, so that the
patterns of hypogene caves can modify. Epigene processes start
to contribute to karst development, further reworking hypogene features. With the onset of entrenched karst, unconfined
conditions establish and epigenic karst processes began to
dominate. They further modify or dramatically overprint
hypogene features depending on climate and configuration of
a local flow system. This process continues and becomes more
diffused with the transition to denuded karst settings. However, hypogenic caves may pass the transient stages without
major modification by the newly established flow patterns.
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Gypsum
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O
Figure 3 Some mechanisms of renewal or enhancement of groundwater aggressiveness to soluble rocks. (i) Dissolution of carbonates by
mixing. The graph shows saturation concentrations of calcite and dolomite as a function of CO2 or H2S concentration (mmol l1). The saturation
concentration is given as volume of solid dissolved per liter (cm3 l1). Mixing of two solutions (A, B) produces a solution that is undersaturated
(C) (ii) Gypsum solubility as a function of concentration of other salts. Magnesium chloride and nitrate have a particularly strong effect on
gypsum solubility. (iii) The effects of dissolution in mixed carbonate/sulfate strata. The diagram shows solubilities of calcite, dolomite, and
gypsum: (a) as individual minerals at 15 1C and PCO2 ¼ 0.01 atm; (b) in a mixture of calcite and gypsum (both become less soluble, although the
effect on gypsum solubility is minor); (c) where water first encounters calcite and dolomite, and then gypsum (both dolomite and gypsum
become more soluble as calcite is forced to precipitate). The shaded areas show the effect of 2 cm3 l1 of dissolved salt (NaCl). In (c), calcite is
held at SI ¼ 0.1 to account for the residual supersaturation required to precipitate it. (i) Reproduced from Palmer, A.N., 2000. Hydrogeologic
control of cave patterns. In: Klimchouk, A., Ford, D., Palmer, A., Dreybrodt, W. (Eds.), Speleogenesis: Evolution of Karst Aquifers. National
Speleological Society, Huntsville, pp. 77–90. (ii) Reproduced from Shternina, E.B., 1949. Solubility of gypsum in water solutions of salts. lzvestija
sectora fiz.-him. analiza IONH AN SSSR 17, pp. 203–206 (in Russian). (iii) Reproduced from Palmer, A.N., 2007. Cave Geology. Cave Books,
Dayton, 454 pp.
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hypogene gases is related to a drop in temperature (for CO2)
or mixing (for both, CO2 or H2S) with water of shallower flow
systems during the upwelling of the deep fluids. Where there is
a low-permeability lithologic barrier that prevents direct
mixing between the upwelling deep fluid and the shallow
groundwater, the hyperfiltration effect can operate, limiting
the migration of solute components, whereas allowing permeation of dissolved gases, as demonstrated for hypogene
karst in the central Anatolia, Turkey (Bayari et al., 2009). As
both CO2 and H2S are often present together in deep
groundwater systems, and their proportion changes in the
course of basinal evolution, their particular contribution in
hypogene speleogenesis is difficult to assess.
Mixing of waters of contrasting chemistry, particularly
those differing in CO2 or H2S content or salinity, can renew or
enhance solutional aggressiveness to carbonates due to the
concavity of solubility curves (Laptev, 1939; Bögli, 1964;
Wigley and Plummer, 1976; Palmer, 1991, 1995; see
(Figure 3(i)), the effect widely referred to in the karst literature as ‘mixing corrosion’.
Gases have a greater effect than salinity in controlling
mixing dissolution (Palmer, 1991). Mixing corrosion is highly
relevant for hypogene systems, where water that rises from
depth encounters shallower meteoric water along paths of the
cross-formational flow (Klimchouk, 2007). Dissolution by
mixing is favored by a large difference in equilibrium gas
content between two solutions, especially if one gas content is
very low. The latter condition is more commonly met for H2S
than for CO2.
Dissolution by sulfuric acid, a very strong speleogenetic
agent, occurs in shallower conditions where H2S-bearing
waters rise to interact with oxygenated shallower groundwaters. The depth to which this process can take place is
limited by the oxygen requirement (Palmer, 1991). It is recognized as the main speleogenetic process for certain large
caves (e.g., caves in the Guadalupe reef complex in the USA
and Frasassi Cave in Italy) and many smaller caves. Based on
this, some researchers distinguish sulfuric acid karst/speleogenesis as a peculiar type (Hill, 2000; see Chapter 6.39 Sulfuric Acid Caves: Morphology and Evolution (00133)). Cave
development by this process may occur at depth, where oxygenated water in shallow aquifers converges with upwelling
regional H2S-bearing flow. The dissolution by sulfuric acid is
most readily observable in caves that are now in unconfined
settings but continue receiving rising H2S-bearing water from
depth. Intense production of sulfuric acid near the water
table and in the subaerial (above the water table) conditions
causes pronounced speleogenic and mineralogical effects,
which led some researchers to believe that most of the cave
origin is due to subaerial sulfuric acid dissolution. However, in
many instances, the water table and subaerial effects are
overprinted on patterns and morphologies, suggestive of the
development at considerable depth within a leaky confined
aquifer. Moreover, in some regions, geochemical and
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salinity of water. Figure 3(iii) shows the combined effects in
typical groundwater conditions.
Palmer has also indicated that in a simple carbonate–sulfate system, the volume of precipitated calcite is less than
30% of the combined total volume of dissolved gypsum and
dolomite, which results in considerable solution porosity. The
process is mediated by the relatively slow dissolution of
dolomite, so that it is a viable mechanism for the development
of dissolution paths in gypsum in deep-seated settings.
There are an increasing number of arguments and evidence
suggesting that more than one process could be involved in
many cases, operating either in combination or sequentially in
time. Either, carbonic acid or H2S dissolution, or both can
operate in hydrothermal systems, which are essentially ascending transverse phenomena common in many regions.
Mixing of contrasting waters is almost universally involved in
hypogenic speleogenesis in carbonates, at least at some stages.
The synergetic dissolution process in carbonate-/sulfate-mixed
strata further illustrates the complexity. This, again, points to
the benefits of the hydrogeologic approach to defining hypogene speleogenesis. Hypogene speleogenesis should not be
related to a particular set of physical or chemical processes.
Cross-formation flow and its interaction with the shallower
environments are the main driving force for hypogenic speleogenesis, which can trigger and support many dissolution
processes and integrate them into the cave-forming process.
There may be other chemical conditions and reactions
operative at depth, poorly known so far or still overlooked in
karst science. Some of them were discussed in Klimchouk
(2000a), for instance, low-TDS groundwater anomalies,
commonly cross-formational, that are frequently documented
at great depth, especially in the vicinity of hydrocarbon fields
(Kartzev, 1984; Kolodij et al., 1991), or radiolysis of groundwater (Vovk, 1979), which can locally modify redox conditions, and therefore the speciation and the solubility of the
compounds. It possibly accounts for the presence of oxygen in
considerable amounts (up to 50 vol.% of dissolved gasses) in
water at depths of 2–3 km and for related reactions involving
oxidation of hydrocarbons, sulfides, and other compounds.
The cursory review above shows that, contrary to the still
existing views about limited potential for speleogenesis in
deep-seated conditions, it is in fact quite substantial. The
amount of dissolution is small in many processes. However,
what has been mentioned by Palmer (2007) with regard to
dissolution by mixing is also true for most of the other described mechanisms: ‘‘y the amount of dissolution is not as
important as where it takes place. In many places, dissolution
caused by mixing occurs well beneath the surface, where its
effect is concentrated on forming caves and solutional pores,
instead of on lowering the bedrock surface.’’ Also, in contrast
to epigene settings where life cycle of caves is compatible to
that of the landscape and is commonly measured by hundreds
of thousands or a few millions years, hypogene speleogenesis
can operate through time spans of tens and hundreds of
millions years.
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paleohydrogeological evidences suggest that other processes,
such as carbonic acid dissolution due to a drop of temperature
or mixing of waters differing in H2S and CO2 content, could
have taken part in the earlier development. The actual proportion of various deep-seated processes and the subaerial
sulfuric acid dissolution remains unclear in most cases.
Substantial sulfuric acid dissolution can also be caused by
oxidation of iron sulfides such as pyrite and marcasite, where
it is localized in ore bodies (Bottrell et al., 2000). Lowe (1992)
and Lowe and Gunn (1997) suggested that oxidation of pyrite
along certain horizons or bedding planes in carbonates (‘inception horizons’) may create preferential flowpaths that latter
will be inherited by epigenic speleogenesis.
Dissolution of evaporites is a simple dissociation of the
ions and diffusional mass transport from the surface into the
solution. The solubility of gypsum, the most common evaporite mineral, is one to three orders of magnitude greater than
that of calcite (depending on partial pressure of carbon dioxide (PCO2) for the latter), and the solubility of salt is roughly
140 times greater than that of gypsum in pure water. In contrast to carbonates, solubilities of evaporates do not depend
on dissolved gases and acidity. The solubility of gypsum increases significantly (up to 3–6 times) with the presence of
other salts in the solution (Shternina, 1949; Figure 3(ii)).
Gypsum dissolution can be rejuvenated by reduction of sulfates, which removes sulfate ions from the solution and allows
more sulfates to dissolve, and by dedolomitization, which
generates further dissolutional capacity with respect to gypsum because Ca2 þ is removed from solution and the sulfate
ions react with Mg. Because mixed evaporite (gypsum/anhydrite and salt) and evaporate/carbonate formations are
common in sedimentary successions, the above effects are
highly relevant to hypogene speleogenesis in them. Dissolution in mixed carbonate/sulfate strata deserves further
attention (see below).
As evaporites dissolve at very high rates, and water in
contact with them becomes saturated over short distances,
epigenic speleogenesis in evaporate rocks is limited to flow
paths that support high discharge/length ratio. Hypogene
caves in gypsum are more common (and far more extensive).
The requirements for them to develop include that aggressive
water would be delivered through adjacent insoluble or carbonate aquifers, or through intervening permeable beds, or
the aggressiveness should be constantly rejuvenated.
Dissolution in mixed carbonate/sulfate strata is a kind of
synergetic process, more complex than in each lithology alone
(Stankevich, 1970; Back et al., 1983; Bischoff et al., 1994;
Raines and Dewers, 1997). Palmer (2000, 2007) stressed on its
importance for hypogene speleogenesis. This mechanism does
not require an acid source. As water flows through carbonates,
calcite is usually the first mineral to approach saturation.
Dolomite dissolves more slowly. If gypsum is then encountered, its dissolution forces calcite to precipitate by the
common-ion effect. This removes some calcium and bicarbonate from solution, reduces the saturation ratios of both
dolomite and gypsum, and allows more of them to dissolve.
Compared to the solubilities of gypsum and dolomite alone,
up to 1.5 times more gypsum can dissolve, and up to 7 times
more dolomite (Palmer, 2007). The effect increases with
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The nature of groundwater recharge is the most important
factor in determining cave patterns (Palmer, 1991). This holds
largely true for hypogenic caves, although with some
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The recent overview in Klimchouk (2007) and papers in
Stafford et al. (2009) and Klimchouk and Ford (2009) demonstrate that hypogene speleogenesis is much more widespread in nature than previously thought. It operates in
various geological and tectonic settings, active orogenic-folded
regions through cratonic basins, at different depths (ranging
from a few tens of meters to several kilometers), due to different dissolutional mechanisms operating in various
lithologies.
Hypogenic speleogenesis is largely independent of climate,
but the epigenic overprint of hypogenic caves inherited by
entrenched and denuded karst types strongly depends on climate. The overprint is particularly strong in regions of moderate and high runoff, from which most of karst knowledge
historically originated, which contributed to the dominance of
the epigenic karst paradigm. In arid and semi-arid regions,
epigenic speleogenesis and surface karst morphologies are
normally subdued due to limited infiltration and short supply
of CO2 and organic acids, but hypogenic features are often
abundant in the subsurface, resulting in a strong contrast in
the degree of karstification between the surface and subsurface
(Auler and Smart, 2003; Figure 4). Figure 4 serves to clarify
another common misconception about hypogenic karst in the
karst literature, namely that hypogenic karst is peculiar to arid
climates and less common in humid regions. In reality, it is
just better preserved and more readily recognizable in arid
regions, but it is overall equally present, although overwhelmed by the epigenic development in shallow systems in
humid karst regions.
important peculiarities, imposed by the external controls of
flow through a hypogene cave system through hydraulic
properties of adjacent insoluble formations.
Epigenic caves are formed by recharge through an overlying
or adjacent karst surface. The karst surface, and hence the
mode of recharge, evolves in coordination with the development of solution conduits (Bauer et al., 2005). The evolution
is characterized by the strong flow/dissolution feedback
mechanism, and by a switch from the hydraulic control of
flow (by size of a conduit itself) to the catchment control
(available recharge) when the conductivity of a growing conduit becomes larger than available recharge (Palmer, 1991).
By contrast, in hypogene settings, recharge to a caveforming zone comes from below and is independent of the
surface conditions. The mode of recharge is conservative as
water comes from the underlying adjacent insoluble formation, although the amount and chemical characteristics of
recharge may change in geologic timescales as the regional
flow system changes. Discharge conditions are dynamic in the
long term, as they change with denudation and erosion of the
cover and with breaching of the major confinement. The
breaching can be by external geomorphological processes,
such as erosional entrenchment in the surface, or by the internal development of the hypogene cave system, such as the
formation of an outlet through vertical stopping of a breakdown structure above a cavity. If there was no major geologic
confinement, for example, the initial confined development
was mainly due to the discordance of permeability structures
at different levels within the soluble strata itself, changes in the
discharge conditions are most dynamic and occur mainly
through the internal development of a cave system.
In a multiple aquifer system, soluble units are commonly
vertically conterminous with insoluble or less soluble units of
initially higher permeability. Variants are manifold in combinations and a scale. Typical examples include alternations of
limestone and pervious clastic rocks, gypsum, and dolomite.
Thick overall soluble formations can contain intercalations of
more pervious, fractured beds, insoluble or less soluble. More
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Figure 4 Schematic representation of the relative importance of hypogene and epigenic karst in shallow subsurface environments in different
climatic settings. Modified from Auler, A.S., Smart, P.L., 2003. The influence of bedrock-derived acidity in the development of surface and
underground karst: evidence from the Precambrian carbonates of semi-arid Northeastern Brasil. Earth Surface Processes and Landforms 28,
157–168.
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Prior to speleogenesis, cross-formational hydraulic communication across hydrostratigraphic barriers and interfaces
occurs through regular cross-cut jointing, points of intersection of vertically adjacent permeability structures, prominent disruptions (conductive faults), and sedimentary windows
(local areas where a barrier bed has a higher fabric-controlled
permeability). The distribution of these features in the lower
and the upper adjacent units and their connection with the
permeability structures comprised by the soluble unit determines the mode of recharge and discharge to the cave-forming
zone (Klimchouk, 2007, 2009b). Both recharge into and discharge out of the cave-forming zone can be diffuse or pointwise, which determines to a large extent the pattern of
speleogenesis.
The overall flow pattern in a multiple aquifer system, and
recharge/discharge pattern for particular aquifers, is complex,
influenced by the topography, geological structure, lithostratigraphy, prominent cross-cutting disruptions, and sedimentary windows (Figures 5(a) and 5(b)).
As recharge to and discharge from the cave-forming zone
occurs through underlying and overlying insoluble or less
soluble units, flow rates are determined by the conductivity of
the least permeable member. Thus, there is an external conservative hydraulic control on the amount of flow through the
evolving conduits. Where conduits have evolved (i.e., after
kinetic breakthrough) and the hydraulic gradient across the
unit diminished, their further growth is not accelerated significantly as flow across the cave-forming unit is controlled,
not by the hydraulic resistance of the conduit system, but by
the permeability of the least permeable member, and by the
boundary conditions of the system. This suppresses the positive flow-dissolution feedback and speleogenetic competition,
the main mechanism acting in unconfined (epigenic) speleogenesis, and promotes more pervasive and uniform enlargement of initial permeability structures in the cave-
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permeable beds support predominantly lateral flow in the
system (Figures 5(a) and 5(b)).
Indurated soluble rocks often serve as separating beds
(aquitards, or hydrostratigraphic barriers) prior to speleogenesis and during its early stage due to their low matrix permeability. Flow is predominantly vertical in them (transverse;
Figure 5). A situation where the soluble unit is sandwiched
between insoluble pervious rocks is one of the most favorable
for hypogene speleogenesis. However, it is also common that
soluble rock units or formations are separated from major
aquifers by some beds of lower bulk permeability.
Distinct integrated permeability structures (hydrostratigraphic units, or hydrofacies sensuEaton (2006)), relatively
independent of each other, can be comprised by several
lithostratigraphic units or be related to single beds. Contrasts
and discordance between permeability structures in different
hydrostratigraphic units are common, so that the vertical
hydraulic connection between them can be limited even where
units of relatively high lateral bulk permeability are immediately adjacent to each other (hydrostratigraphic interface).
Leakage through the hydrostratigraphic interface occurs
though points where permeable features of adjacent units
vertically intersect (Figure 5(c)).
Although both insoluble and soluble units can initially
serve as hydrostratigraphic barriers in an aquifer system, their
further behavior is different. The vertical permeability of the
former remains conservative, while in the latter the conduit
permeability develops in the course of speleogenesis, so that
they lose their separating function. The same takes place with
hydrostratigraphic interfaces within an inhomogeneous soluble succession. In this way, hypogene speleogenesis serves to
facilitate cross-formational hydraulic communication across
initially less pervious soluble beds or hydrostratigraphic
interfaces. The net result is that multiple aquifer system
achieves greater integration.
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(c)
Figure 5 Flow patterns in leaky-confined, multiple aquifer systems. (a) Topography-driven flow in undisturbed relatively shallow settings.
(b) Flow generated by a pressure source at the domain’s base in the vicinity of a cross-cut conductive fault displacing aquifers (as modeled by
Matthäi and Roberts, 1996; modified by Czauner et al., 2008).l, fluid pressure isobars (MPa); 2, fluid-flow vectors; 3, log permeability (m2).
(c) Transverse flow across several hydrostratigraphic units and interfaces an denotes exchange terms between different permeability structures.
(a) Reproduced from Shestopalov, V.M., 1981. Natural Resources of Underground Water of Platform Artesian Basins of the Ukraine. Naukova
Dumka, Kiev, 195 pp. (in Russian). (c) Reproduced from Klimchouk, A.B., 2003a. Conceptualisation of speleogenesis in multi-storey artesian
systems: a model of transverse speleogenesis. Speleogenesis and Evolution of Karst Aquifers 1(2), 18 pp. http://www.speleogenesis.info/archive/
publication.php?PubID ¼ 24&Type ¼ publication (accessed December 2010).
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Hypogene Speleogenesis
Solution porosity patterns in hypogenic speleogenesis are the
result of the complex interaction of structural, hydraulic, and
geochemical conditions, all varying in the course of geological
evolution. The overall position of cave-forming zones is controlled by the three-dimensional (3D) distribution of soluble
rocks, their position and hydraulic function within the hierarchic structure of flow systems, and the pattern of geochemical environments in a given flow configuration. Overall
patterns of cave systems are strongly guided by patterns of the
initial (prespeleogenetic) permeability features in a sedimentary sequence, that is, by the spatial distribution of the
initial permeability structures and hydrostratigraphic interfaces within the soluble and adjacent units, by the mode of
water input to, and output from, cave-forming zones and by
the overall recharge–discharge configuration in the multiple
aquifer system. Modes of recharge and discharge, again, depend on interaction between permeability structures within
cave-forming zones and units that lie below and above them.
The presence of cross-cutting permeability features, such as
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faults, can exert strong effects on cave patterns through their
inflow, throughflow, and outflow controls. In contrast to epigene settings where initial effective permeability structures are
exploited by speleogenesis in a very selective manner, hypogene speleogenesis tends to exploit most of them within caveforming zones, provided the aggressiveness is maintained.
Geochemical interactions of flow components guided by
transverse and lateral permeability pathways determine zones
of pronounced speleogenetic development and influence the
resultant patterns. General evolutionary factors, such as regional tectonic and geomorphic developments that control
rates and architecture of flow and timing of speleogenesis, also
affect cave patterns forming in hypogene settings.
Hypogene caves demonstrate a variety of patterns, as classified and briefly described below. For more extended discussion the reader is referred to Palmer (1991, 2000, 2007),
Ford and Williams (2007), Klimchouk (2000a, 2007, 2009a),
and Audra et al. (2009b). Same patterns are known to form in
different lithologies and by different dissolution mechanisms.
Most of the patterns known to be produced by hypogene
speleogenesis can also be formed locally in epigenic environments, although respective caves are not large or extensive. Conversely, branchwork patterns, the most common for
epigenic speleogenesis, with conduits converging as tributaries
in the downstream direction, never form in hypogenic settings. This reflects the fundamental difference between the
mechanisms of epigenic speleogenesis, largely competitive,
and of hypogenic speleogenesis, in which the competition
between alternative flowpaths is subdued.
The following elementary cave patterns are typical (although not necessarily exclusive) for hypogene speleogenesis:
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forming zone where recharge is diffuse (Klimchouk, 2000a,
2003a, 2007). Conditions and manifestations of this effect
depend on different variables that have been studied by numerical modeling of speleogenesis in gypsum in artesian
hypogenic settings (Birk, 2002; Birk et al., 2003, 2005; Rehrl
et al., 2008). The presence of hydrostratigraphic interfaces
within the soluble formation, as well as the restricted outflow,
also favors pervasive conduit development. If recharge and
discharge are though a single cross-cut fracture, such as a
conductive fault, the conduit development is localized, although it can get dispersed below the upper insoluble barrier
that restricts outflow despite of the growth of the conduit in
the soluble unit. In hydrothermal speleogenesis, in carbonates, there is another specific mechanism, caused by the
thermal coupling between the fluid and rock, which also
suppresses speleogenetic competition (Andre and Rajaram,
2005).
As forced-flow regimes in leaky confined settings are
commonly sluggish and water with lesser density enters the
cave-forming zone from below, free convection flow patterns
powered by either solute or thermal density gradients are
widely operative in hypogenic speleogenesis. Various morphological effects of buoyancy dissolution are recognized in
hypogenic caves, among which upward-pointing dissolution
morphs are most common (Klimchouk, 1997, 2000a, 2007,
2009a). Speleogenesis at the base of the soluble unit due to
buoyancy dissolution may operate even without guiding disruptions and forced throughflow across the unit. In this way,
large isolated cavities can form at the base of thick evaporites
underlain by an aquifer that supplies fresh groundwater and
takes away a solute load. More common, however, are mixed
convection systems, where buoyancy dissolution effects are
particularly pronounced during the mature stage of speleogenesis, where considerable conduit space has been created
and vertical hydraulic gradients across the cave-forming zone
are diminished.
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cavernous edging along hypogene conduits;
single passages or rudimentary networks of passages;
network maze;
spongework maze;
irregular isolated chambers;
rising, steeply inclined passages or shafts; and
collapse shafts over large hypogenic voids.
Cavernous edging (or selvedge) of hypogene conduits is a
common feature of hypogene speleogenesis, less appreciated
in cave science due to its traditional focus on larger voids.
Zones of cavernous porosity comprised by closely spaced irregular small vugs and conduits (up to 2–5 cm in diameter)
commonly border walls of transverse hypogene conduits, such
as fracture-type passages or solution-enlarged fractures
(‘underdeveloped passages’), up to depth of a meter. Size of
voids diminishes with depth, and further into the rock they
pinch out. Such cavernous edging is stratiform, or distributed
by clusters along the fracture/conduit walls (Figure 6). The
formation of this type of cavernousity is apparently related to
the mixing corrosion effect, where pore water in more diffusely permeable beds or zones converges toward a large
fracture that conducts flow from a deeper source.
Single isolated passages or rudimentary networks of passages are probably the most common cave structures for
hypogene speleogenesis. They form by transverse flow across a
single soluble bed where guiding cross-cut fractures are single
or have poor lateral connection. The passages are typically
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Hypogene Speleogenesis
13
(a)
slot-like, sometimes with rounded section in the middle part
of the cross section, single or combining in small clusters of
few intersecting passages according to the pattern of guiding
fractures. Their notable characteristic is that they are dead end
in every direction, if not encountered by erosion or mines.
They can be observed directly when exposed in cliffs or encountered by underground mines. In the south of Ukraine,
there are many examples of such relict caves developed in
Neogene and Paleogene limestones, naturally exposed by
erosion through the large artesian basin. An outstanding case
is the area of the city of Odessa, where more than 100 such
caves are documented, encountered by a huge (more than
1000 km of integrated passages) old limestone mine (Klimchouk, 2007; Pronin, 2009). Most of them are single passages,
but some are rudimentary networks up to 1.3 km of integrated
passages (Figure 7). A good example in gypsum is Denis
Parisis Cave, also encountered by a mine in the Paris Basin.
Network maze patterns are most common for hypogenic
caves. Passages are strongly fracture-controlled and form more
or less uniform networks, which may display either systematic
or polygonal patterns, depending on the nature of the fracture
networks. Systematic, often rectilinear, patterns are most
common, reflecting tectonic influence on the formation of
fracture networks (Figure 8). Polygonal patterns are guided
by discontinuities of syndepositional or diagenetic origin.
Networks displaying different patterns may be present within
a single area or at various stories/parts of a single cave, especially where confined to different rock units (Figure 8(a)).
Network maze caves of hypogene origin are known in
limestones, dolomites, and gypsum, being particularly common in mixed limestone–dolomite–gypsum strata, and also in
conglomerates.
When aggressive recharge from below is uniformly distributed, passages that hold similar positions in the system in
relation to the flowpaths’ arrangement (guided by the same set
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Figure 6 Zones of cavernous porosity bordering hypogene passage (a) and a solution-enlarged fracture (b) in the Paleocene limestones of the
Piedmont cuesta ridge (Crimea, Ukraine).
of fractures and occurring within a single cave series or at the
same storey) are commonly uniform in size and morphology.
Larger volumes may be dissolved where aggressive recharge
from below is concentrated by virtue of hydraulic properties
and the porosity structure of the feeding aquifer (Figure 8(a)).
A common feature of network mazes is a very high passage
density (Klimchouk, 2003).
Spongework maze patterns are less common than networks. Highly irregular passages develop through enlargement
and coalescing of pore- and vuggy-type initial porosity in
those horizons of the cave-forming zone that have no major
fractures but interconnected pores and vugs. Clusters or levels
of spongework-type mazes are commonly combined with
other patterns in adjacent horizons to form complex cave
structures. An enlarged version of spongework, locally called
boneyard, is represented in parts of some caves of the Guadalupe Mountains.
Isolated chambers commonly occur at the bottoms of
soluble formations but they are also frequent within particular
beds in stratified carbonate sequences. They form in two
situations: (1) by buoyant dissolution at the bottom of the a
soluble formation, commonly evaporites, where a major
aquifer immediately underlies it and (2) where the recharge
from below is localized in large fractures or faults and aggressiveness is enhanced by mixing of a deep source of geogenic gases with a shallower-flow system, often restricted to a
particular bed in a stratified sequence. Irregular chambers of
hypogene origin can attain very large dimensions, such as
directly documented cavities in evaporates of southern Harz,
Germany (cavities of the ‘schlotten’ type; Kempe, 1996), the
Big Room in Carlsbad Cavern, or a huge cavity encountered by
boreholes in the Archean and Proterozoic marbles in southern
Bulgaria with a maximum vertical dimension of 1340 m and
an estimated volume of 237.6 million m3 (Dublyansky,
2000), probably the largest known, although not accessible,
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MORP 00122
14
Hypogene Speleogenesis
20 m
Mine
Cave
40 m
Mine
(a)
2
3
Figure 7 Single isolated passages (a) and rudimentary networks (b) encountered by mines in the Neogene limestones beneath Odessa city,
south Ukraine. More than 100 documented caves there range between a single-passage shown in (a) and the largest maze cluster (1292 m)
shown
in part
not
shown
here.in (b). More commonly they are composed by a few intersecting passages. Photos show typical cross sections. These caves are
fed through fractures at the bottom of passages, now obscured by sediment fill (photo 1 and 3), along which more prominent point-wise feeders
can be locally developed (in the front of photo 2). Photo 1 shows a passage cut by a mine. Photos and cave maps by K Pronin.
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cave chamber on Earth. Lesser but instructive examples of
hypogenic isolated chambers are described by Frumkin and
Fischhendler (2005) from the central mountain range of Israel. Where large irregular chambers are complicated by blind
branches extending outward, the pattern is termed ramiform
(Palmer, 1991).
Rising, steeply inclined passages or shafts are outlets of
deep hypogene systems in which the ‘root’ structure remains
unknown in most cases. A type example is the 392-m-deep
Pozzo del Merro near Rome, Italy, presumably formed by
rising thermal water charged with CO2 and H2S (Caramana,
2002). It shows the morphology of a rising shaft, in contrast
with roughly cylindrical morphology, with walls diverging
from each other toward the bottom, of shafts of the El Zacatón
and obruk type, where hydrothermal cavities at depth are
supposed to open to the surface through collapse.
Collapse shafts over large hypogenic voids can form megasinkholes at the surface, locally termed ‘cenote’ (Mexico) and
‘obruks’ (Turkey). The type examples are Sistema El Zacatón in
Mexico (several features with depth up to 329 m from the
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surface and B317 m below the water table; Gary and Sharp,
2006) and obruks in the Central Anatolia, Turkey (71 features
with depths up to 125 m from the surface; Bayari et al., 2009).
They are clearly collapse features over giant chambers formed
by thermal fluids charged with geogenic CO2. In Sistema El
Zacaton, methane is also measured at depth. Fossil features of
this type are known as breccia pipes, collapse columns, or
‘geologic organs’, and also termed ‘vertical through structures’,
a common byproduct of hypogene speleogenesis in a variety
of geological settings (see Figure 1). They originate from
collapse of large cavities, commonly at the base of soluble
formations, and propagate upward by stopping across sedimentary successions that include soluble rocks. Such features
may reach many hundred of meters in the vertical extent. They
are not merely breakdown structures but complex hydrogeologic structures whose development depends on (and
favors to) focused cross-formational groundwater circulation
and continuing dissolution of intercepted soluble beds and
infallen clasts (Huntoon, 1996; Klimchouk and Andrejchouk,
1996).
MORP 00122
Hypogene Speleogenesis
15
Middle level
(master passages)
Upper level
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area
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Lower level
Lowest level (feeders)
100 m
Points of connection
with upper passages (feeders)
Upper level (master passages)
(a)
Figure 8 Examples of network maze patterns in the Ozerna cave, a 131-km-long maze in the Neogene gypsum rocks (entrenched karst settings,
Western Ukraine). (a) Map of the southern part of the cave showing a clustered distribution of passage networks and (b) large-scale fragment
showing distribution of feeders at the lower level through the master passage network. The master network is at the middle level, shown in grey.
Passages at the lower level can form continuous networks such as in the SW parts of (a) and (b), shown in red. More commonly, separate
steeply rising conduits at the lower level are diffusely scattered through the area and join the master passages in many points (feeders). They are
not shown in (a), but shown as blue circles in (b). Passages and rooms at the upper level (outlet segments of the system) are sparse, shown in
green in (a). Maps by Ternopil Speleological Club ‘Podillya’.
Composite 3D systems are comprised by various elementary patterns at different levels, such as irregular chambers,
clusters of network or spongework mazes, and rising subvertical conduits and other morphs connecting them. Composite 3D systems include many of the world’s largest caves.
Their organization reflects vertical heterogeneity in distribution of initial permeability structures that guided or impeded rising flow within a soluble formation, and interplay
between structural, hydrogeological, and chemical factors.
Composite 3D cave structures may develop within a rather
thin formation and be laterally extended (e.g., two- to fourstory mazes in the western Ukraine confined within the
16–30-m-thick gypsum formation), or be vertically extended
through a range of several hundred meters (e.g., Monte Cucco
system, Central Italy: 930 m; Lechuguilla Cave in the Guadalupe Mountains, New Mexico, USA: 490 m).
Multistory mazes are ‘layered’ variants of composite 3D
systems. Many seemingly single-story mazes are in fact also 3D
structures as they have feeders at the lower level randomly or
systematically distributed, connected to a master passage network. In multistory mazes, stories (up to 5–6) are commonly
comprised by stratiform networks differing in patterns, connected via rising conduits or ‘chimneys’, or cross-cutting rift
passages. The stories can superpose each other within the
same area or display a staircase arrangement within a system,
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with cave areas at different stories shifted relative to each other
(e.g., in the Wind Cave, South Dakota, USA). The lateral shift
of storiesand outlet passages is because areas of preferential
recharge from below commonly do not coincide with areas of
discharge from a confined system, so that general pattern of
upwelling flow becomes staircase-like.
In a typical system, lower stories or individual rising conduits are recharge elements to a cave system (Figure 8). Master
stories develop at intermediate elevations where fracture networks are well connected laterally. They provide for lateral
distribution of upwelling flow to areas of preferential discharge. Upper stories serve as outflow structures (‘outflow
mazes’ of Ford (1989)). Small patches of mazes, or blind
lateral extensions of high domepit structures may develop at
higher or highest elevations without bearing outflow functions
(‘adventitious’ mazes of Ford), especially in systems where
buoyancy flow plays a role. Storiesin ascending hypogenic
systems form simultaneously within a complex transverse flow
path, in contrast to epigenetic caves where storiesreflect progressive lowering of the water table in response to the evolution of local erosional base levels, hence upper stories being
older than the lower. However, distinct horizontal storiessuperimposed onto otherwise ascending 3D pattern may
develop at former water table levels during the extinction
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6.27.9
Mesomorphology Features of Hypogene
Caves
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Hypogene caves can be formed by a number of dissolution
mechanisms, occur in various geological and structural conditions, and may have different patterns. Despite these variabilities, mesomorphological features of hypogene caves
exhibit remarkable similarity, generally indicating sluggish
flow conditions. Individual occurrences of some of these features, such as cupola-form solution pockets, also occur in
epigenic caves where they form in the unconfined phreatic
zone (especially in eogenetic environments; Mylroie and
Mylroie, 2009) or subaerial conditions. Specific to hypogene
speleogenesis is, however, that different morphologies commonly occur in spatially related groups where fluid-flow paths,
including distinct buoyant convection flow components, can
be traced from rising inlet conduits, through transitional wall
and ceiling features (rising wall channels and ceiling halftubes), to outlet features (cupolas and domepits). This particular combination has been distinguished as the morphologic suite of rising flow (morphologic suite of rising flow
(MSRF); Klimchouk, 2007, 2009a) and provides diagnostic
evidence for hypogene speleogenesis (Figure 9). MSRF has
been recognized in hundreds of hypogene caves across the
globe. The diagram is generic and elastic; it can be stretched
vertically, and complexity can be added to allow for multiple
stories. The combination of the forms will repeat itself on each
storey, and functional relationships between the forms will
remain the same. Hypogene caves may consist of a few
elementary segments like the one depicted in Figure 9, or
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phase of hypogene speleogenesis, especially where sulfuric
acid dissolution is involved.
Some vertically extensive caves in the Guadalupe Mountains have prominent feeders as large isolated, steeply ascending passages, or clusters of rift-like passages connecting to
some master levels of passages and chambers, and prominent
outlet segments rising from the latter. The resultant 3D
structures are composed of network and spongework mazes at
various levels connected through rising vertical conduits, coalescing with large chambers and passages. Other prominent
examples include the Monte Cucco system in Italy, complex
bush-like upward-branching structures of hydrothermal caves
in the Buda Hills, Hungary, composed by rising sequences of
chambers and large spherical cupolas (Dubljansky, 2000b),
and network maze clusters at the base of the Joachim Dolomite in eastern Missouri, USA, with ascending staircase limbs
of vertical pits and subhorizontal passages (an outlet component; Brod, 1964). Composite 3D structures dominated by
large irregular chambers, from which blind branches extending outward, are distinguished as ramiform patterns
(Palmer, 1991).
Because of the transverse nature of hypogene speleogenesis, caves and their parts tend to have a clustered distribution
in plan view, although clusters may merge to extend over
considerable areas (Figure 8). Laterally extensive multistory
maze caves such as in the Western Ukraine, or in the Black
Hills, South Dakota, or vertically extensive 3D structures such
as in the Guadalupe Mountains, are in fact combinations of
many clusters of passages representing relatively independent
transverse-flow subsystems.
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Upper aquifer
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Rising chain of arches
Ceiling half-tube
Half-tube
Master passage
Free convection
Connection to
master passage
feeder’s “shell”
Forced convection
Feeder
Lower aquifer
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Figure 9 The morphologic suite of rising flow (MSRF), diagnostic of hypogenic transverse origin of caves. Modified from Klimchouk, A.B.,
2003a. Conceptualisation of speleogenesis in multi-storey artesian systems: a model of transverse speleogenesis. Speleogenesis and Evolution of
Karst Aquifers 1(2), 18 pp. http://www.speleogenesis.info/archive/publication.php?PubID ¼ 24&Type ¼ publication (accessed December 2010).
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Hypogene Speleogenesis and Paleokarst
Within the conventional, predominantly epigenic, karst
paradigm, instances of deep-seated karst have commonly been
interpreted as paleo(epigenetic) karst because the possibility
of karstification in deep environments without recharge from
the immediately overlying or adjacent surface has been neglected for a long time.
Paleokarst is not a particular type of karst but is, rather, a
fossilized condition. Features become paleokarst as they get
hydrologically decoupled from contemporary systems, in
contrast to relict features that exist within contemporary systems but are removed from the environment in which they
developed (Ford and Williams, 1989). True paleokarst is
buried karst (see Figure 2), which is a complete infilling and
burial of epigenic (including coastal/oceanic) karst by later
materials such as transgressive marine sediments. Paleokarst
horizons are reliably recognized where they underlie unambiguous stratigraphic unconformities related to subaerial
exposure.
With growing recognition of hypogenic speleogenesis, it
becomes increasingly obvious that, in many cases (although
certainly not in all), features previously interpreted as
paleo(epigenetic) karst, including coastal/oceanic karst, can be
better explained as active or relict hypogenic features. Review
of the international literature, especially concerned with carbonate-hosted hydrocarbon reservoirs, reveals that, in many
cases, because of their occurrence beneath distinct formational
contacts, paleokarst features have been dubiously interpreted
as evidence of subaerial exposure by a process of reciprocal
reasoning. Other common cases of problematic paleokarst are
stratiform breccia horizons that are commonly the ultimate
result of hypogenic speleogenesis, namely – the collapse of
laterally extensive, stratigraphically conformable maze caves.
Hypogene speleogenesis tends to operate over long time
spans, intermittently or being repeatedly suspended and reactivated. Hypogenic features may become relict but still remain within the contemporary systems, for example, in a
system where original confinement was breached and the flow
pattern reversed from upwelling to descending. Hypogenic
features are not paleokarst unless their evolution is completely
halted by the removal of the cave-forming units from the
geological section and their substitution by stratiform breccia
horizons, complete sealing by cementation (mineralization)
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limestone caves where deep recharge by sulfidic deep waters
continues during the unconfined development. In the latter
case, distinct upward-oriented morphological effects of subaerial sulfuric acid dissolution (i.e., condensation corrosion
above the water table) may also develop, such as air-convection cupolas, which are difficult to distinguish from speleogens formed under submerged conditions. Their
distribution, however, is restricted to the zone immediately
above the water table, whereas in composite 3D systems the
elements of the MSRF are systematically distributed through
various stories in large vertical ranges.
For a more extended recent discussions of the morphology
of hypogene caves, the reader is referred to Klimchouk (2007,
2009b), Palmer (2007), and Audra et al. (2009a, 2009b).
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combine hundreds and thousands of them within a single
system.
Among elementary morphs in this suite, inlet features are
the most indicative of recharge from below and hence the
hypogene origin for a cave. They are termed also vents, feeders,
or risers in recent publications. Because of their diagnostic
role, they are characterized in some detail below.
Original feeders are basal input points to hypogenic cave
systems, the lowermost components, vertical or subvertical
conduits, through which fluids rise from the source aquifer.
Such conduits are commonly separate but sometimes they
form small networks at the lowermost storey of a system,
which bear the feeding function relative to the upper storey
(see Figure 8). Feeders join master passages located at the next
upper storey and commonly scatter rather uniformly through
their networks. Feeders are commonly point features (Figures
10(a)–10(k)); they may join the passage from the end, from a
side, or are scattered through the passage floor. Where a passage occurs at the very base of a soluble bed, it can receive
recharge throughout the entire length of a guiding fracture
that serves as a linear rift-like feeder Figures 10(l)–10(o).
In composite 3D caves, there can be several stories of lateral passage development in the system. Where stories are
superimposed, the lower ones function to recharge the upper
ones. In that case, feeders at the upper storey are continuations
of outlet features at the adjacent lower storey. Sizes of feeders
vary greatly, from small conduits or rifts on the order of tens of
centimeters to features many meters in the cross section. The
vertical extent of feeders also varies greatly: from less than a
meter to many tens and even a few hundred meters.
Feeders observable in currently shallow-lying relict multistory maze caves in dolomites of the Neoproterosoic Vazante
Group, Minas Gerais, Brasil, extend down for more than 200
m, as evidenced by their interceptions at different levels by an
underlying mine. In many instances, dimensions of feeder
conduits are smaller in their lower parts and they often have
ear-shaped orifices. This is due to buoyancy convection effects,
shielding of walls in the lower parts from dissolution by more
saturated water in sinking limbs of convection cells, and
mixing effects, enhanced dissolution at the orifices due to
mixing of waters of different chemistry. Interestingly enough,
in hypogene caves that have not experienced much sediment
influx from the surface during the epigenic stage, feeders tend
to remain empty of sediments despite that master passages
they join can be filled considerably by fine sediments. This is
due to the fact that, in many cases, feeders continued to
conduct rising water during late phases of hydrogeologic activity such as the water-table phase (Figure 10(e)). However,
in relict hypogene caves that passed the transition long ago,
feeders are commonly obscured by the sediment fill, but still
can be identified by the presence of rising wall channels above
them (if feeders connect a passage from a side, beneath a
hanging wall).
Where a water table is established at a given level within a
former confined hypogenic cave system, significant lateral
widening and merging of passages into large chambers may
occur, with characteristic speleogens such as horizontal notches and corrosion tables (Klimchouk, 2007; Audra et al.,
2009a). This is typical for caves in evaporites and limestones
subjected to back-flooding from a nearby river, and for
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Hypogene Speleogenesis
0.5 m
1m
0.5 m
(b)
(c)
(d)
(g)
(f)
(i)
(j)
(k)
(l)
(m)
(n)
(o)
Figure 10 Variability and similarity in the morphology of feeders. Point-wise feeders: (a) Robber Baron Cave, Texas, USA (Cretaceous
limestones); (b) Ozerna Cave, Western Ukraine (Miocene gypsum); (c) Fuchslabyrinth Cave, Germany (Triassic Muschelkalk limestone);
(d) Carlsbad Cavern, Guadalupe Mountains, NM, USA (Permian limestone); (e) Ordynskaya Cave, Fore-Urals, Russia, an active feeder in an
underwater cave (Permian gypsum); (f) and (g) Toca da Boa Vista Cave, Brazil (Precambrian limestone and dolomite); (h) and (i) Hamilton and
Troat caves, West Virginia, USA (Devonian Helderberg limestone); (j) Optymistychna Cave, Western Ukraine (Miocene gypsum); (k) Endless Cave,
Guadalupe Mountains, NM, USA (Permian limestone); Fissure- and rift-like feeders in passage floors: (l) Natalina Cave, Black Sea region, south
Ukraine (Neogene limestone); (m) Aneva Cave, Israel (Cretaceous limestone); (n) Mlynki Cave, western Ukraine (Miocene gypsum); (o) Knock Fell
Caverns, Northern Pennines, UK (Carboniferous limestones. Photos (e) by P Sivinskykh, (h) and (i) by G Schindel, (l) by K Pronin, (m) by A
Frumkin, and other photos by A Klimchouk.
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or lithification of the fill material, or by closure of the contemporary hydrogeological cycle with a new marine transgression. However, establishing the paleo-status of hypogenic
features and their distinction from epigenic paleokarst requires additional discussion.
Many important hydrocarbon and mineral deposits are
karst related, but commonly thought to be related to
paleo(epigenic) karst. Better understanding of hypogene speleogenesis is of paramount importance for their proper genetic
interpretation, which in turn is crucial for the development of
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more adequate approaches to the prediction, prospecting, and
exploitation of these resources.
10. May operate during long time spans (millions to hundreds of millions of years).
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6.27.11
Uncited references
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Recognition of the wide occurrence, significance, and specific
characteristics of hypogene speleogenesis during last two
decades signifies a major paradigm shift in karst science, previously overwhelmingly dominated by the epigene concepts
and models. The more comprehensive approach to karst that
emerges implies that speleogenesis should be viewed in
timescales of the host formation life, in the context of regional
groundwater flow systems and their evolution in response to
diagenetic and tectonic processes, uplift, denudation, and
geomorphic development. The rapidly evolving understanding
of hypogene speleogenesis has broad implications for many
applied fields such as prospecting and characterization of
hydrocarbon reservoirs, groundwater management, geological
engineering, mineral resources industries, and related
activities.
The list below is an attempt to summarize essential features
and roles of hypogene speleogenesis. In brief, hypogene
speleogenesis:
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1. Occurs much wider than previously thought, in various
geological settings and in different soluble lithologies.
2. Has no genetic relationship with groundwater recharge
from the overlying or immediately adjacent surface, and
may have no surface manifestation at all.
3. Develops by recharge from adjacent underlying formations mainly under leaky confined conditions, which
determines specific speleogenetic mechanisms, imposed
on by the external controls of flow in hypogene systems
through hydraulic properties of adjacent insoluble formations. However, hypogene speleogenesis may continue
to operate in unconfined conditions at the latest phases.
4. Involves various dissolution mechanisms at transitional
geochemical environments and thresholds that commonly occur along interfaces between different flow regimes and cross-formational flowpaths.
5. Is controlled by the 3D distribution of soluble rocks, their
position and hydraulic function within the hierarchic
structure of flow systems and the pattern of geochemical
environments in a given flow configuration.
6. Creates solution porosity structures that are commonly
quite distinct from those formed by epigenic speleogenesis. They range from concordant structures controlled by
individual strata to discordant cross-cutting structures
within tens and hundreds of meters of sedimentary sequences. Combination of discordant and concordant
elements is common.
7. Creates aerially extensive (although commonly clustered)
or localized zones of high vertical permeability.
8. Serves to enhance cross-formational communication and
converges flow to zones of high vertical permeability by
opening migration paths across soluble formations and
overlying nonkarstic aquitards.
9. Plays an important role in (re)organization of regional
flow systems.
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Biographical Sketch
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Alexander Klimchouk is director of the Ukrainian Institute of Speleology and Karstology, senior scientist of the
Institute of Geological Sciences of the National Academy of Sciences of Ukraine. Earned his MSc degree in
geomorphology from the Kiev State University (1983) and PhD in hydrogeology from the Institute of Geological
Sciences of the National Academy of Science of Ukraine (1998). His principal scientific interests lay in karst
hydrogeology, karst geomorphology and speleogenesis. Authored more than 300 scientific papers and books on
various aspects of karst and cave science, edited several major international books. He is an active cave explorer.
Most of his research and cave exploration was done in various regions of the former Soviet Union (Western
Ukraine, Crimea, Central Asia, Caucasus, and the Russian North), and also in Britain, Canada, China, Ethiopia,
Germany, Italy, Slovenia, Spain, Turkey, USA and other countries. In the past, he served as a president of Kiev
Speleological Club and vice-president of the National Association of Soviet Speleologists. A founder (in 1991) and
past president of the Ukrainian Speleological Association (1992–98; 2003–05). A founder (in 2006) and a current
director of the Ukrainian Institute of Speleology and Karstology double affiliated to the Ministry of Science and
Education of Ukraine and the National Academy of Sciences. Serves on the Bureau of the International Union of
Speleology (UIS) since 1992, past UIS vice-president (2001–05) and a senior vice-president (2005–09). Since
1994, he is a president of the UIS Commission on Karst Hydrogeology and Speleogenesis. Member of the IGU
Karst Commission and corresponding member of the IAH Karst Commission. Honorary member of the National
Speleological Society (USA) and the Ukrainian Speleological Association.