0033—4545/81/061 109—19$02.00/0
Pergamon Press Ltd.
Pure & Appi. Chem., Vol.53, pp.1IO9—Il27.
Printed in Great Britain.
©1981 IUPAC
CHIRAL ENOLATE DESIGN
D. A. Evans, J. M. Takacs, L. R. McGee, M. D. Ennis, D. J. Mathre
and J. Bartroli
Contribution No. 6289 from the Laboratories of Chemistry, California
Institute of Technology, Pasadena, California 91125, U.S.A.
Abstract - The basic design features associated with the construction of chiral propionate enolates will be presented. It has
been found that amide and imide enolates derived from -amino alcohols
exhibit excellent levels of asymmetric induction in both alkylations
and aldol condensations. For the aldol condensations metal structure
was found to be of critical importance in the control of both
threo-diastereoselection and chirality transfer. Both boron and
zirconium enolates were found to be excellent substrates for the
aldol process where >98% enantioselection was observed.
INTRODUCTION
One of the major objectives in organic synthesis has been the development of
general strategies for stereoselective bond construction (1). Nonetheless,
the goal of developing carbon-carbon bond construction reactions, wherein
chiral molecules are produced in high enantiomeric purity, has been a
challenging as well as elusive endeavor. One need only examine the architectural complexity of the macrolide antibiotics and polyether-based
ionophores to appreciate the fact that the syntheses of these and related
target structures would be greatly simplified if such methodology were in
hand. Over the last two years, our laboratory has been attempting to
develop classes of chiral carboxylic acid enolate synthons which perform
effectively in both enantioselective alkylations and aldol condensations.
This lecture will present the chiral enolate design concepts which we have
followed during the course of our investigations. General transition state
models for predictable chirality transfer will be presented during the course
of the discussion.
CH3 CH3 CH3
CH3
met hymyc n
HO OH 0
it
R
A. R=OH
B: R=H
erythronolide
PAAC53:6-C
1109
OH OH
CO H
CH3 CH3 CH3 CH3 CH5
D. A. EVANS et al.
1110
CH3
H
H5C
CH3
CH3 CH3 CH3 CH3
pikromycIn
OH
CH3 CH3
lonomycin
ENANTIOSELECTIVE ENOLATE ALKYLATIONS
In a general sense, if one wishes to develop enantioselective chemical operations which are to be employed in an iterative sense, one must achieve a
minimum level of enantioselection of 95% to avoid the problems associated
with generating gross diastereoisomer mixtures after several iterations.
With regard to chiral carboxylic acid enolate design, the general problems
which must be addressed to achieve minimum chirality transfer of the type
indicated are illustrated in Scheme I. Given the carbonyl derivative 1,
wherein X is the chiral auxiliary, one must address three individual chemical
transformations in order to convert 1 to a chiral carboxylic acid derivative.
In order to effect enantioselection at the 95% level, one must achieve at
least 98% stereoselection in reaction A, the enolization step; at least 98%
enantioface discrimination and the reaction of this enolate mixture with
electrophiles; and finally, no more than 1% racemization must accompany the
removal of the chiral auxiliary. It is clear that the chiral auxiliary
employed must impart to the system both high levels of enolization stereoselection and subsequently provide a well-defined enantiotopic bias for the
two faces of the given enolate. Some of the most fundamental observations
in the evolution of this field have been provided from the laboratory of
Professor A. I. Meyers (2).
At the present time the chemical community is just beginning to understand
some of the control elements associated with the enolization process of
carbonyl substrates and those architectural and reaction variables which
1111
Chiral enolate design
Scheme I
M
C H3
CH3
_______
CH3%1,jL
©
CH 3'1L
>,
El
CH3
Goals
® Enolate Selection 98%
® Enantioselect ion
50:1
CH3
© Hydrolysis:
COOR
1% racemization
Minimum Chirality Transfer: 95:5
control kinetic enolate stereoselection. Equations 1-3 provide a useful
background for the kinetic enolate ratios observed in the enolization of
various substrates with lithium amide bases.
OLi
Me-.JL
N—j"'OMe
MeA0,i
N2
OLI
LDA HJ + MeJ
Li
HLyL
÷ Me(L%Q
R2N ,.-Li
L1 .-NR2
+ Mel
Me,.JL
Me
Ireland
H
(1)
OMe
(2)
Ph
Enders,Newcomb
(3)
Bergbreiter
For reasons that will be more fully elaborated, we felt that carboxylic acid
amides, upon deprotonation with amide bases would lead to the highly stereoselective formation of cis-enolates (Scheme II). This projection was based
on allylic strain consifations (3) which could be expressed in the competitive enolization of dialkylamides from either conformation A or con-
D. A. EVANS et al.
1112
Scheme II
STEREOCHEMISTRY OF AMIDE DEPROTONATION
ON"
H
Me
H
MeR
LDA
LDA
OLI
OLi
H
Me
NR2
OLi
*MeJ0
NR2
Li
*M1Jjj
cis/trans >97:3
2
3
formation
B. One might expect that the transition state for deprotonation
from conformation B would be destabilized by 1,3-allylic strain interactions
between R and methyl substituents. This issue was addressed in the enolization of N-pyrrolidylpropionamide which had been labeled at the methyl center
with carbon-13. The 1 3c NMR spectrum of 2 exhibited a single methyl resonance
(11.7 ppm in THF) which was taken as supportive evidence for a single enolate
isomer. Somewhat surprisingly we were unable to generate, by either equilibration techniques or via the use of different bases, any of the alternate
enolate isomer. At the present time we have no unambiguous proof for the
enolate geometry in this system and the enolate stereochemical assignment
in this and related systems must await additional studies. We have subsequently found that enolates such as 3, generated from the respective Nacyloxazolidone, show similarly high efiolization stereoselectivity and our
subsequent alkylation and aldol studies on related systems are in complete
accord with the conclusion that the enolization process in these systems is
highly selective (>97%). In the ensuing discussion it will be assumed that
we are dealing with the cis-enolate stereochemistry in all instances.
In the enolates derived from chiral propionamide 4 (L1 designated as the
chiral ligand) C-N rotational barriers might be e5pected to be low. However,
in the alkylation transition state(s) developing amide resonance should
"lock" the chiral auxiliary into either of the planar W or U-conformations
illustrated. Given the assumption that the chiral auxiliary L1 imparts an
enantiotopic bias for the -face of the enolate in the W-form, competing
alkylation reactions that occur through the U-form will correspondingly
occur from the a-face of the enolate system. Consequently in order to
achieve high levels of chirality transfer in these systems we have elected
to immobilize the enolate system into either the W or U-conformations in the
transition state for the alkylation process. One relevant issue which is
currently being addressed in these laboratories, pertains to the question of
whether or not U-form amide enolate transition states will be intrinsically
better than W-form isomers. A priori one might expect this to be the case
Chiral enolate design
1113
Scheme III
M
0
BASE
L
Me
Me
H
L2
M0
H
L2
W-form
U-form
Design Criteria
I) Immobilize Wor U
conformation
EI
EI
2) Construct maximal
facial bias
Me
El
L2
El
L
o
since the resident chirality in the U-isomer is more closely disposed to the
reaction center. The general protocol which has been followed to immobilize
the chirality disposition in these amide systems has been to incorporate
metal ion chelating centers proximal to the enolate oxygen. Two examples
of chiral amides which we have investigated are shown in Scheme IV.
It was
anticipated that the prolinol-derived amide 5 (R = H) would not only contain
a chelation center for enolate conformational immobilization, but would also
contain a proximal hydroxyl group which might be expected to facilitate amide
hydrolysis via acid-catalyzed acyl transfer (cf. Scheme V). It was gratifying
to observe that prolinol-derived amides, under the influence of acid catalysis,
rapidly undergo acyl transfer to the ammonium esters which then undergo a
slower acid-catalyzed hydrolysis to the corresponding carboxylic acid and
Scheme IV
CHELATED CHIRAL ENOLATES
M°
CH2OR
BASE
W-Type
0
0
MeAN.AO
R"
6
BASE
MeLJL0 U-Typ•
R"
D. A. EVANS et a.
1114
Scheme V
AMIDE HYDROLYSIS
H
X:H
fast
RO
H2N
6
slow H3O
for hydrolysis:
kHM.O
RCOOH + R2NH2
General Base Catalysis
R''C
Conditions
H2O/HCO
fast
A) O.8N HCI/Diox, 000, l.5hr
B)
HCO
,H20, 5niin
RCO + R'NH
ammonium salts. Overall, acyl transfer has been observed to be virtually
complete prior to the hydrolysis step. In order to minimize the contact time
between the chiral substrates and the acidic medium, we have investigated the
base-catalyzed hydrolysis of the resultant amino ester 7 and were pleased to
find that these esters hydrolyzed with extreme facilityin aqueous bicarbonate
at room temperature. We surmise that the extreme lability of these s-amino
esters has its origin in the catalytic role which the proximal nitrogen
function plays in the base-catalyzed hydrolysis step. Overall, the
hydrolysis of prolinol amides is best accomplished by brief acid treatment to promote acyl transfer and then aqueous bicarbonate hydrolysis
at room temperature to affect rapid ester hydrolysis. Under these
conditions we can detect no apparent racemization (<1%) when these types of
hydrolyses are carried out on a-substituted carboxamides. In subsequent
alkylation studies we have found that these amide substrates exhibit excellent
levels of chirality transfer with a range of alkyl halides (Scheme VI). The
illustrated diastereoisomer ratios were determined by capillary gas chromatography in all instances. In addition, detailed control experiments
indicated that the hydrolyses discussed previously resulted in essentially
no racemization. Consequently, we have employed the reported diastereoisomer
ratios as a reflection of the optical purity of the resultant carboxylic
acids. In the cases illustrated (Scheme VI), the conditions for optimal
chirality transfer had to be determined for each alkyl halide (4). One
obvious trend which has been noted in this and related studies, pertains to
the relationship between electrophile structure and degree of enantioselection
in the alkylation process. The anomalous results noted with benzyl bromide
are mechanistically interesting and could implicate more than one mechanism
for this alkylation reaction. For example, with this substrate, competing
electron transfer-wediated alkylation cannot be discounted. After a careful
survey of reaction conditions and cation studies, we have found that the
mixed lithium-potassium enolate substrate 8 appears to be optimal. The
comparative cation studies are illustratedin Scheme VII. At the present
time no information is in hand pertaining to the structure of this enolate.
It is clear however, that the nature of the pendant ligand has a profound
effect on the degree and nature of chirality transfer in amide enolates
The results summarized in Scheme VIII strikingly illustrate
derived from 5.
Chiral enolate design
1115
Scheme VI
H(
I) 2LDA
2) RX
I÷1
0
I) H3O
R,_Jç
2) H0
Me
Electrophile
n-C4H9—I
YI
I
BzO"4"
Me
Br
Car boxy tic Ac id
D: 02
94 :
6
COOH
Me
97 :
3
85°/e
Me
97:3
BzO,/,'YCO
54%
Me Me
-CO0H
96:4
810/o
Me
Ph C H2Br
88 :12
69%
PhY#COOH
Me
Scheme
VII
BzO'"I
0
- 78
BzO
Me Me
Me
M Li ,95:5
M=K, 98:2
,,-Li OM
-78
Me
Me
Me
M Li, 96:4
M=K, 98:2
Enozation Conditions
A) 2equiv LiN(i-prop)2
THF, HMPA
B) KH;L1N(i-prop)2
THF, HMPA
0
- 78
C7H,5CH21
(n )
C7H15'NR2
Me
92:8
M:K, 95:5
MzLi,
D. A. EVANS et al.
1116
Scheme VIII
L IGAND DEPENDANT CH IRALITY TRANSFER
R:Li
,,.'Li
OR
MeN
LDA
M
(R)
OR
+ EtI
HI
RolkyI
9Ligand
Li—
K—
MeAN,L
RofloR/S
92:8
94:6
(S)
22:78
CH3OCH2CH2OCH2—
t- BuMe 2Si —
23:77
this point. These experiments indicate that the prolinol amides are:
a)
highly stereoselective in the enolization process; b) exhibit an excellent
enantiotopic facial discrimination in the alkylation. process; and c)
hydrolyze with facility without racemization of the newly constructed
It should be noted in passing that the enolate system
asymmetric center.
described above is totally ineffective in aldol condensation processes (vide
infra).
One highly promising chiral enolate system currently under investigation in
our laboratory is the valinol-derived oxazolidone imide typified by structure
9 (Scheme IX). The rationale behind the design of this system was predicated
upon two points: We felt that the U-type enolates (cf. Scheme IV) might be
intrinsically better than the W-type systems under previous investigation;
and, that the analogous substrates would be ideally designed for both enolate
chelation and resultant amide hydrolysis to the desired carboxylic acid
derivative. The enolate derived from these systems were conveniently prepared under standard conditions (LDA -78°C THF). Initial alkylation studies
with these enolates indicated that they were considerably less reactive than
their amide counterparts and temperatures of ca. 00 were optimal for effective
monoalkylations. The results in Scheme IX inTcate that, in preliminary
studies, the alkylations were highly enantioselective in nature. Nonetheless,
there are apparently some intrinsic reactivity constraints inherent in this
family of enolates which are not found with the prolinol-derived amides.
As in our earlier studies, we have found methyl iodide to be the least
selective alkyl halide investigated (eq. 4). Recently, we have carried out
complimentary studies on the norephedrine derived oxazolidone 10 (eq. 5) in
order to gain further insight into the importance of related steric effects
E
Li
9
LiNR2
Met, OC
El
_
El
+
90:10
Me LJ
(4)
1fl7
Chiral enolate design
Scheme IX
MeJ& ' 0
I
I
o
I) LDA,THF
Me,A
+
2) EI,0°C
0
0
1
1
9
Ratio
Electrophile
(GLC)
120:1
PhCH2Br
98:2
BI
Et
97:3
-I
95: 5
N.R.
and their relationship to chirality transfer. In comparative studies on the
comp1.mentary enolates 9 and 10 we have found that the norephedrine derived
system is only slightlyless fiantioselective (cf. eq. 5). Using this system
we have recently deduced1Tt appear to be the optimal conditions for enolate
alkylation in these systems. The sodium enolates (THF -78°) appear to provide significant improvements in both reactivity and enantioselectivity.
Et
M-NR2
MePh
Met,? C
0.
Et
+
MePh
(5)
MePh
10
Base, t°C
LiNR2,O°
NaN(TMS)2,-78°
Ratio
12:88
4:96
The comparative enantioselections observed with the above illustrated -amino
alcohol derived oxazolidone imides seem to indicate that a large family of
s-amino alcohols may well function with comparable facility in related
alkylation reactions. Preliminary studies have been carried out with phenylglycinol-derived oxazolidones and the results obtained from this study seem
to indicate that this conclusion is valid. A routine survey of the lithium
enolate-derived aldol condensations in these systems were extremely disappointing from the standpoint of both aldol diastereoselection and chirality
transfer. The ensuing discussion provides a solution to this problem.
ENANTIOSELECTIVE ALDOL CONDENSATIONS
For some of the projected synthetic applications noted earlier in the lecture,
we have attempted to develop a general protocol for rendering the aldol
process highly stereoselective in nature. This has been indeed a challenging exercise which has required the sequential solution of two major problems
In the aldol condensation illustrated below, one would like to
(eq. 6).
design for the synthesis of any one of the four possible aldol stereoisomers
illustrated. The first task has been to devise a general protocol for
D. A. EVANS et al.
1118
0 OH
O OH
R
)LI.CH$
RL'%Ra
R
CH,
CH3
+
(6)
H)'R
R
RI)L(RR
CH,
CH1
threo
eryfhro
achieving high levels of reaction diastereoselection (erythro product set
versus threo product set). This problem has received a great deal of recent
attention (5). The working hypothesis that we have followed to control aldol
diastereoselection is illustrated in Scheme X (6). Given the assumption
ScherneX
R2CHO
+
O-M
R'H
CH3
R
R,
I
H3C::O L
I®
H3C::00/
H
H
O OH
O OH
threo R1"'R2
RI.(!R2 erythro
CH3
CH3
1'
R1
'H
H
{H2ML
CH3
13
N(
ro'
CH3
R2CHO
+
RI)(C H3
cis
is
Chiral enolate design
1119
that the aldol condensation with metal enolates proceeds via a pericyclic
process (7), the influence of variable steric parameters may be analyzed to
determine their effect on the relative heats of formation of diastereomeric
transition states from an enolate of defined geometry. For example, for
trans-enolates, one might anticipate that transition state T2 might be destabilized relative to T1 by maximizing both R2 ÷-'- R1 and R2 ÷-- L steric
parameters. Both Dubois (8) and Heathcock (5) have demonstrated that, in
part, enolate geometry correlates with product stereochemistry as predicted
by this model. For lithium enolates, however, the correlation between
enolate geometry and product stereochemistry is only high when the enolate
ligand R1 approximates that of a tertiary butyl group. This can be understood in terms of the major control element in the reaction being the R1 ±-'- R2
transition state steric effect which destabilizes respectively, from
enolates, transition state T2, and from cis-enolates, transition state T3.
At the outset of our current studies (6), the decision was made to explore
the role of "metal-centered steric effects" in the kinetic aldol process.
Accordingly, large pseudo-l,3-diaxial R2 -÷ L interactions in transition
state T2 and T3 might render the aldol process, from either enolate geometry,
both highly stereoselective and independent of the steric requirements of the
enolate ligand R1. For the reasons outlined in our earlier communication,
dialkylboryl enolates have been demonstrated to be excellent candidates for
highly diastereoselective aldol condensations. In these systems, enolate
geometry translates to product stereochemistry in a highly diastereoselective
process. The data in Table 1 summarizes the two important reaction variables,
R1 and the metal center, in the kinetic aldol process. As is illustrated,
when the R1-enolate ligand is sterically demanding (t-butyl) aldol diastereo-
Table 1. Kinetic Aldol Diastereoselection. Metal Center and Enolate
Ligand Variables.
CH3(H)
R
PhC HO
Ph + R
R
CH3
H(CH3)
OM
gj
Li
MgBr
OM
Ph
kCH3
BBu2
Li
erythro
>98:2
>95:5
>98:2
Ph
CH3
threo
Heathcock (1977)
Dubois(1972)
80:20
BBu2
>98:2
Li
a80:20
>98:2
H
OM
I
EtJ.#CH3
H
BBu2
OM
.1 .,H
IBuS
Li
BBu2
60:40
5: 95
CH3
OM
Li
48:52
50:50
AIEf2
B(C5H9)C6H13 3:97
House (1971)
H. YAMAMOTO (1977)
D. A. EVANS et al.
1120
selection is high and independent of metal center structure for the reasons
elaborated above. As the enolate ligand R1 becomes less sterically demanding,
the importance of metal center structure becomes readily apparent.
With this background information in hand the second phase of the problem,
that of designing enantioselective aldol processes, has been addressed.
Some of the more recent experiments undertaken in this laboratory have
addressed the use of chiral oxazolidone imides in conjunction with their
boron enolates for the aldol process. We have observed that these imides
are readily transformed into their respective dibutylboryl enolates with
dibutylboryl triflate (Hunig's base, -78°, methylene chloride) (Scheme XI).
Of major concern to us at the time was that these particular enolates, upon
aldehyde ligation, appeared to have no strongly preferred transition state
chirality disposition with regard to the chiral auxiliary. Our preliminary
projections on the sense of chirality transfer in this system were based
upon transition state carbonyl-carbonyl dipole effects. Since it has been
well established for imides that the preferred conformation aligns the carbonyl functions in the E,Z-conformation (9), we anticipated that this effect,
expressed in the aldol transition state, would favor aldol diastereoisomer
12 in preference to 11. The striking results of the comparative aldol conaensations of the litMum and dibutylboryl enolates are illustrated in
Figure 1. The effect of metal center structure on both aldol diastereoselection and resultant enantioselection is both striking and somewhat difficult
Scheme XI
L
,L
0
CH3}1
EffiC3H7)2
HH
ILL
R
CH3LA
__________
CHrNL
CH3L)L
/3-face
L"..,,
ILL
R,k*+ ,.B
a-face
()
L'... L
%%L
0
R('N'0
H3C
R1'
II
R)N'&
H3C
0
t2
0
Chiral enolate design
M=Li
MBBu,
1121
*
L
L
Cokimn: 20M x 0.32 mm Carbowax 20M at 60°C
M
Me(.L
H
)<H
0
PhCHO
0
Metal
Li
BBu,
9.8
99.8
29.5 59.0
0.04 0.14
Figure
.7
0.04
1
to rationalize based on the dipole arguments elaborated earlier. The absolute
configuration obtained in the above-mentioned aldol process and the comparative benzyl bromide alkylation, is illustrated in Scheme XII. As can be seen,
the sense of chirality transfer in the lithium enolate alkylation is opposite
to that observed in the aldol condensation. The resultant (2R) and (25)-3phenylpropionic acid derivatives obtained from the hydrolysis of the illustrated :oxazolidones indicated the compounds to be operationally optically
pure substances. To date, a general survey of aldehyde structure on the
generality of these observations has been gratifying, and enantioselective
erythro-aldol condensations with these propionate-derived auxiliaries appears
to proceed with erythro-enantioselection at the 99% level. In conjunction
with our general explorations into the scope of these types of aldol condensations, we have investigated the possible applications of this technology to
the creation of chiral acetate enolate equivalents. We were quite unprepared
for the observation that, in contrast to our earlier observations, the
derived chiral acetate enolates exhibited no chirality transfer in the aldol
process (Scheme XIII). The operational solution to the creation of chiral
acetate equivalents has been to employ the oxazolidone imide 13 (R = S-Me).
The aldol condensation and subsequent desulfurization of thisubstrate
leads to good levels of the chiral -hydroxyamide 14S whose absolute configuration has been unambiguously determined by hydrolysis to the corresponding hydroxyacid whose absolute configuration is secure (Scheme XIII). These
sets of experiments raise several interesting questions pertaining to the con-
D. A. EVANS et al.
1122
Scheme XII
—
I) PhCHO
2) OH/H,O,
H1/Pd-C
-78 IBu2BOTf
AIdol
997:0.3 (332:1)
Alkylation
0.8:99.2 (1:120)
CH3,JL,iL
[J
-78°
LiN(i-C3H7)1
THF
0 0
CH3s.Lj.L
LJ
PhCH
-20
8r
+
H,
Ph(7hlb
H1C
trol
elements in the condensation process which regulate the sense and degree
of chirality transfer. In conjunction with the acetate versus propionate
results, we have observed (cf. Table 2) that chiral acetates are always
less enantios elective than chiral cis-methyl substituted enolates (Table 2).
Although the dipole arguments elaborated earlier fortuitously predicted
the stereochemical outcome of the propionate aldol condensations (Scheme XI),
the lack of chirality transfer with the analogous acetate enolates (Scheme
XIII) renders this stereochemical control element questionable. An alternative
explanation of the importance of enolate methyl substitution in effective
chirality transfer may well be associated with transition state allylic
strain effects. Relative to the aldol adducts 11 and 12 (Scheme XI), the
transition state leading to 11 could be destabilized by R1 -÷ CH3 allylic
strain interactions which arèabsent in the acetate enolate counterparts.
Scheme XIV illustrates the four diastereoisomeric chair transition states
which lead to the two erythro-aldol isomers. The disposition of the chiral
auxiliary in all four transition states has been aligned so that developing
amide resonance can be accommodated. In transition states A and D the
chiral ligand, Rc, is oriented exo to the pericyclic transition state while
in transition states B and C the chiral auxiliary is disposed in the more
sterically demanding endo-arrangement. In assessing the relative importance
of transition states A and D, we presume that the aforementioned allylic
strain considerations disfavor transition state D over transition state A.
It is clear from the above discussion that it will be a difficult task at
best to sort out all the important control elements in these chirality
transfer processes. Nonetheless, we are providing an operational model for
those who wish to project these results into their own applications.
For many carbonyl substrates the dialkylboryl triflate reagents are simply
not reactive enough to promote enolization. This is particularly true with
simple ester and amide substrates. In parallel investigations we have
been exploring the capabilities of other sterically demanding metal centers
Chiral enolate design
1123
Scheme XIII
L. %L
OH o
I) >—CHO
H2C
0
+
LN)O
1-i
LJ
H202
2)
1 4S
Bu2BOTf
R:H
-78
RXA
Ratio (14S:14R)
R
Ni(R)
13
H
SMe
52:48
EtOH
984:1.6
R:SMe
L.. %%L
O—O+
OH
1
LJ
N
Table 2.
21
>—CHO
H101
0
OH o 0
0
IT'NO
Me
SMe
Importance of Enolate Substitution.
R2CHO
-
OH
1çiiiii
R,=Me, >100:1
R,:SMe, 99:)
R1:H,
52:48
C p2 C I
OH
R2CHO
0.___J
R1:Me,
R1:H,
Ts
0
99:)
60:40
B L2
RtCHO
RMe, >97:3
R1H.
3:)
D. A. EVANS et al.
1124
Scheme XIV
HR
jo',i
CH,
B
i
0 CH3
OANJL),,L
R
R/O
H%m/NL
H3C R
c+
D*
in
the regulation of the aldol process. One particularly attractive amide
enolate system that has been investigated in some detail in these laboratories,
involves the use of zirconium sandwich complexes to which we have ligated
amide enolates (10). These zirconium enolates are readily prepared from the
corresponding lithium enolates and Cp2ZrCl2 without perceptable loss in
enolate geometry. The importance of metal-center effects has been further
demonstrated in the condensations of the prolinol-derived amide enolates
(Figure 2). As illustrated, the lithium enolate shows little if any diastereoselection or enantioselection in the illustrated aldol process. In contrast,
the zirconium-based condensation exhibits an excellent level of stereoregulation of both types. We have extensively explored the generality of these
zirconium enolate condensations and find them to be completely general with
regard to the aldehyde and enolate ligands. Scheme XV illustrates two types
of amino acid-derived propionamides which have enjoyed considerable success
in our laboratory. The overall yields of -hydroxy esters from the precursor
propionamides 15 and 16 are excellent and no racemization has been detected
in the resultañE amidhydrolyses. As described earlier, both substrates
15 and 16 possess latent -hydroxy amide functionality which, under acidic
Enditiis, reveals the crucial hydroxyl group which aids in the amide
hydrolysis via acyl transfer.
Given the importance of transition state allylic strain factors, we have
assumed that the chiral auxiliary in the enolates derived from both 15 and
16 will orient the chiral center toward the metal center. Those trañition
fates in the zirconium aldol condensations which correlate enolate and
aldol product chirality for amide substrate 15 and 16 are illustrated in
Chiral enolate design
1125
*
M Li
M = ZrCp2CI
*
column: 20 M x 0.32 mm Carbowax 20 M at 200°
M
OMEM
C3H7LX
Metal
Li
CpZrCl
0
OH
EtCHO
OMEM
CH(fANJ
C3H7
IL
21
16
26
37
0.7
1.6
2.1
96
Figure 2
Scheme XVI. Theory predicts that the 16-electron zirconocenes possess a
vacant orbital which lies in the X-Zr-X plane (X = Cl, OR) (11). Hence,
aldehyde ligation at the metal center should result in aldol transition state
conformations of the type illustrated (Scheme XVI). We feel that non-bonded
interactions between the cyclopentadienyl ligands and the Z-methyl on the
enolate exclude alternate transition state conformations in this system.
In conjunction with these studies, we have made parallel observations on the
lower enantioselection observed with the chiral acetate enolates in this
series; and again, we feel that allylic strain considerations must be
invoked to explain these observations (cf. Table 2). In all cases, the
absolute configuration at the newly generated aldol centers has been unequivocally determined. We feel that these observations will be of fundamental importance in helping us to understand the subtle control elements
that are being exerted in these highly selective condensation processes.
Applications of the aforementioned chiral enolate methodology to natural
Product syntheses are in progress.
PAAC 53:6 - D
D. A. EVANS et al.
1126
Scheme XV
OMEM
OMEM
o OH
0 OH
HO'LJ
[aJD - 4.20
E1:E2 = 98:2
15
MeO'1(11
80% yield
OH
0 OH
0 OH
HO1T,
16
E1:E2
1:99
[a]0 + 14.8°
82% yield
2S,3R
Scheme XVI
MEMOCH 0
,Zr
N'LR
CH3
..Y##—
.,Zr
Chiral enolate design
1127
This work has been supported by grants from the
Acknowledgements
National Science Foundation and the National Institutes of Health.
The authors wish to gratefully acknowledge some of the important
experimental contributions provided by Mr. Thomas Shih and Dr. U.
Strauss. Special acknowledgement is due to Dr. S. Tanis and Dr.
R. Cherpeck for their own intellectual contributions in the evolution
of this project.
REFERENCES AND NOTES
1. J. W. Scott and D. Valentine, Synthesis, 329 (1978) and references cited
therein.
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3.
For a general review see: F. Johnson, Chem. Rev., 68, 375 (1968).
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D. A. Evans and J. M. Takacs, Tetrahedron Lett., in press.
5.
C. H. Heathcock, C. T. Buse, W. A. Kleschick, M. C. Pirrung, J. E. Sohn,
and J. Lampe, J. Org. Chem., 45, 1066 (1980).
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D. A. Evans, E. Vogel, and J. V. Nelson, J. Am. Chem. Soc., 101, 6120
(1979) .
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H. E. Zimmerman and M. D. Traxler, J. Am. Chem. Soc., 79, 1920 (1957).
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10. D. A. Evans and L. R. McGee, Tetrahedron Lett., in press.
11. J. W. Lauher and R. Hoffman, J. Am. Chem. Soc., 98, 1729 (1976).
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