Maintaining the resilience of ecological systems in an era of global change is a priority for
management and conservation. In California, forests are currently threatened by a suite of
disturbances that include altered fire regimes, legacy effects from timber harvesting, a warming
and drying climate, chronic air pollution, and uncharacteristically severe attacks by insects and
pathogens. Managing to preserve the characteristic structure and function of California forests
under novel disturbance regimes requires a clear understanding of these forests’ historical
conditions as well as an understanding of the drivers of change in these forests. A major
challenge of managing for resilience is the lack of quantifiable metrics to assess changes in a
system’s resilience over time. This dissertation uses a multi-timescale approach that quantifies
changes in the structure and composition of California mixed-conifer forests since European
settlement and suggests a framework for measuring and monitoring forest resilience. This work
can be used to guide conservation and restoration activities with the goal of maintaining the
characteristic structure and function of forests under changing disturbance regimes.
In Chapter 1, I explore the demographic responses that have led to a reordering of species
dominance in Sierra Nevada mixed-conifer forests. California mixed-conifer forests have been
subjected to a century of fire suppression, resulting in a shift in the structure and composition of
these forests over time. Historically, a high-frequency, low-severity fire regime maintained
structurally heterogeneous forests where dominance was shared among several conifer species.
With the removal of fire from this system, forest density increased, as did the prevalence of
shade-tolerant fir species at the expense of pines. Previous work suggests that species-specific
differences in demography have contributed to a shift away from a heterogeneous, resilient forest
to a monodominant forest that is more susceptible to catastrophic loss from fire, drought, or
invasive pests or pathogens. However, these conclusions are typically derived from
extrapolations from short-term data. I use a 57-year inventory record from an old-growth mixedconifer
stand in the Plumas National Forest, CA, where fires have been excluded since the early
20th century. Using a Bayesian hierarchical modeling approach, I measure species-specific rates
of mortality, recruitment, and growth over this 57-year period. I also correlated climate trends
with demographic data to determine whether climate may be a driver of shifts in species
composition. I found that basal area, density, and aboveground carbon have increased linearly
over the 57-year period in spite of increasing temperatures, which I expected might have
negatively affected growth. The recruitment and growth rates of Pseudotsuga menziesii
(Douglas-fir) and Abies concolor (white fir) were significantly higher than the community-level
means, while the recruitment and growth rates of Pinus lambertiana (sugar pine) and Pinus
ponderosa (ponderosa pine) were significantly lower than the community-level means. Mortality
rates were similar among species. These results indicate that differences in species-specific
growth and recruitment rates are the main drivers of a shift towards a low-diversity forest system
and may potentially lead to the loss of pines from mixed-conifer forests. These results also
quantify the strong effect that fire has on the regulation of forest biomass and density in this
system.
In Chapter 2, I address the need for accurate understandings of historical forest conditions to be
used as guides when implementing management and restoration plans. Because historical Sierra-
Nevada mixed conifer forests were considered to be resilient to disturbance due to their
heterogeneous structure and function, historical conditions are often considered to be the target
state for restoration. However, multiple methods for estimating historical forest conditions are
available and these methods sometimes give conflicting results regarding the density of forests
prior to European settlement. The General Land Office (GLO) surveys of the late 19th and early
20th centuries provide data on forest structure across a broad geographic range of the western US.
Distance-based plotless density estimators (PDE) have been used previously to estimate density
from the GLO data but this approach is limited due to errors that arise when trees are not
randomly distributed. Recently, an area-based method was developed in order overcome this
limitation of distance-based PDEs. The area-based method relies on estimating the speciesspecific
Voronoi area of individual trees based on regression equations derived in contemporary
stands. This method predicts historical densities that are 2-5 times higher than previous
estimates, and the method has not been independently vetted. I applied three distance-based
PDEs (Cottam, Pollard, and Morisita) and two area-based PDEs (Delincé and mean harmonic
Voronoi density (MHVD)) in six mixed-conifer and pine-dominated stands in California, US and
Baja California Norte, Mexico. These stands ranged in density from 784-159 trees ha-1. I found
that the least biased estimate of tree density in every stand was obtained with the Morisita
estimator and the most biased was obtained with the MHVD estimator. Estimates of tree density
derived from the MHVD estimator were 1-4 times larger than the true densities. While the
concept of area-based estimators is theoretically sound, as demonstrated by the accuracy of the
Delincé estimates, the Delincé approach cannot be used with GLO data and the extension of the
approach to the MHVD estimator is flawed. The inaccuracy of the MHVD method was attributed
to two causes: (1) the use of a crown scaling factor that does not correct for the number of trees
sampled and (2) the persistent underestimate of the true VA due to a weak relationship between
tree size and VA. The results of this study suggest that estimates of historical conditions derived
from applying the MHVD method to GLO data are likely to overestimate density and that tree
size is not an accurate predictor of tree area in these open-canopy forests. I suggest caution in
using density estimates derived from the MHVD method to inform restoration and management
in Sierra Nevada mixed-conifer forests, and recommend the Morisita estimator as the least biased
of the distance-based estimators.
In Chapter 3, I address the concept of resilience as it relates to forest ecology and management
and outline a framework that can be used to determine quantifiable metrics of resilience.
Resilience is an aggregate property of ecological systems that maintains the structure, function,
and composition of the system when faced with a disturbance. The main challenge inherent in
using resilience to inform management and conservation is the multitude of definitions and
concepts that have been developed to describe the resilience of ecological systems. The
framework I develop for operationalizing resilience builds on the theoretical concept of
resilience but provides explicit metrics for measurement. In this framework, resilience is
composed of two properties: resistance to disturbance and recovery from disturbance. I outline
four dimensions of resistance and recovery that can be used to measure and monitor resilience,
including heterogeneity, complexity, quality, and reserves. I dispense with the concept of
strictly-defined alternate stable states and instead focus resilience goals on target states, which
are determined by ecological, economic, recreational, or aesthetic considerations. I also conduct
a literature review of papers which measure forest resilience to assess measurements and
analyses that can be used to quantify the four dimensions of resilience in the context of resistance
and recovery. The results of this review indicate that studies of resilience can effectively make
use of simple methods for quantification and analysis and that the most compelling studies
address both components of resilience (resistance to and recovery from disturbance) and multiple
dimensions of resilience. I then apply metrics to quantify the dimensions of resilience in three
case study systems: the Sierra Nevada mixed-conifer forest of California, the eastern hemlock
forest of the northeastern US, and the northern hardwood forest of the northeastern US. I found
that this resilience framework is limited by the fact that no single, absolute measure of resilience
can be derived. However, the framework is useful for defining baseline resilience measures and
establishing protocols for measuring relative changes in forest resilience over time.