The Legal Context of Staffing
By Stanley M. Gully and Jean M. Phillips
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The Legal Context of Staffing - Stanley M. Gully
This publication is designed to provide accurate and authoritative information regarding the subject matter covered. It is sold with the understanding that neither the publisher nor the author is engaged in rendering legal or other professional service. If legal advice or other expert assistance is required, the services of a competent, licensed professional should be sought. The federal and state laws discussed in this book are subject to frequent revision and interpretation by amendments or judicial revisions that may significantly affect employer or employee rights and obligations. Readers are encouraged to seek legal counsel regarding specific policies and practices in their organizations.
This book is published by the Society for Human Resource Management (SHRM®). The interpretations, conclusions, and recommendations in this book are those of the authors and do not necessarily represent those of the publishers.
Copyright © 2009 Phillips, Gully, and Associates. All rights reserved.
This publication may not be reproduced, stored in a retrieval system, or transmitted in whole or in part, in any form or by any means, electronic, mechanical, photocopying, recording, or otherwise, without the prior written permission of the Society for Human Resource Management, 1800 Duke Street, Alexandria, VA 22314.
The Society for Human Resource Management (SHRM) is the world’s largest association devoted to human resource management. Representing more than 250,000 members in over 140 countries, the Society serves the needs of HR professionals and advances the interests of the HR profession. Founded in 1948, SHRM has more than 575 affiliated chapters within the United States and subsidiary offices in China and India. Visit SHRM Online at www.shrm.org.
Phillips, Jean, 1969-
The legal context of staffing / Jean M. Phillips, Stanley M. Gully.
p. cm. — (Staffing strategically series)
Includes bibliographical references and index.
ISBN 978-1-58644-157-9
1. Personnel management—United States. 2. Labor laws and legislation—United States. 3. Employee rights—United States. 4. Employee selection—Law and legislation—United States. I. Gully, Stanley Morris. II. Society for Human Resource Management (U.S.) III. Title.
HF5549.P45957 2009
344.7301--dc22
2009030884
10 9 8 7 6 5 4 3 2 1
09-0477
Staffing Strategically Series
ASSESSING EXTERNAL JOB CANDIDATES
ASSESSING INTERNAL JOB CANDIDATES
THE LEGAL CONTEXT OF STAFFING
STAFFING FORECASTING AND PLANNING
STAFFING TO SUPPORT BUSINESS STRATEGY
Contents
Introduction
Types of Employment Relationships
Laws and Regulations
Equal Employment Opportunity, Affirmative Action, and Quotas
Enforcement Agencies
Grounds for Employment Lawsuits
EEOC Best Practices
Barriers to Legally Defensible Staffing
Summary
Endnotes
Index
Acknowledgments
About the Authors
Additional SHRM-Published Books
Introduction
In the United States, employment laws and regulations are numerous, and exist for several reasons.¹ Because employers decide on the structure of the employment relationship and the principles that will guide pay, promotions, and employee relations, they usually have more power in the employment relationship than do employees. Laws and regulations help to limit this power and prevent abuses. They also help to promote fairness and consistent treatment by prohibiting discrimination in employment and providing equal employment opportunity for everyone. Discrimination happens when employment decisions are not based on job-relevant knowledge, skills, abilities, and so on, but on factors such as age, sex, race, religion, ethnicity, or disability. Unlawful or discriminatory employment practices intentionally or unintentionally discriminate against people with characteristics protected by law.
Complying with staffing laws is obviously a good idea from a moral, ethical, and legal perspective, but doing so can also be strategic (see Table 1). In addition to avoiding the expense of lawsuits and the negative public relations that comes with litigation, legal compliance forces companies to hire and promote employees based on merit. Basing hiring and promotions on merit can enable better firm performance by enabling companies to hire quality people from all segments of the labor force. Because laws alone do not provide the tools to recognize and break down these barriers, proactively managing diversity is important. Successful firms often go beyond legal compliance in recruiting and retaining diverse employees.
This is not to say that staffing—in legal ways that support diversity—is easy. Not only are the numbers of women and minorities in many professions alarmingly low, a look into the talent pipeline is generally not a cause for optimism.² And even when executives support diversity and inclusion, middle managers and supervisors may not.³ Understanding the legal context of staffing is an important foundation of effective and legal staffing, and is the focus of this book. However, it is important to note that making diversity and inclusion part of the organization’s culture and values is also important to merit-based staffing practices that provide equal employment opportunity to everyone.
Table 1. Why Comply with Employment Laws?
Because employment laws (and the courts’ interpretations of them) identify what is expected and required of every employer, they clarify what is permissible. They also help employers hire strategically by promoting the hiring of the most qualified person, which enhances employee quality and thus organizational performance. Avoiding unfair discrimination thus helps companies better execute their strategies and reach their goals.
Given the traditional scope and depth of contemporary books about this topic, this book’s coverage of the major government regulations and legal issues involving staffing cannot be done in great detail. The Legal Context of Staffing is not intended as a legal reference and it does not constitute legal advice. The purpose of this book is to provide an overview of some of the key laws and legal issues surrounding staffing, and to identify resources for additional information. This book will also give you a good understanding of how to prevent