MFP Finalrep
MFP Finalrep
-WINSTON CHURCHILL
Foreword
Transforming any institution is an ambitious and complicated process that must
begin with a deep grasp of the past and an open mind about the future. To this end,
Allied Command Transformation’s Multiple Futures
Project aimed to strengthen our understanding of the
Alliance’s future threat environment through rigorous
analysis of emerging security challenges. The project was
never to become a modern “Oracle at Delphi” for NATO.
Rather it provides Alliance leaders with additional
considerations for anticipating the shape of future
challenges. Our goal is to have the fewest regrets in terms
of our readiness to address future security challenges that
may confront our political and military leaders. Based
upon a well-grounded intellectual framework, the project has benefited from the
contributions and active support of Alliance and partner nations, international
organizations, and research institutions.
J.N. Mattis
General, US Marine Corps
Supreme Allied Commander Transformation
Table of Contents
EXECUTIVE SUMMARY
PROJECT APPROACH
FRICTION in international level decision DARK SIDE OF EXCLUSIVITY (Integration, Climate Change,
making Resource Allocation, Changing State Capacity) Weak and
failed states generate instability in areas of interest, and the
Economic INTEGRATION of globalised states of the globalised world are faced with related strategic
actors choices.
ASYMMETRY of wealth and power
CHANGING STATE CAPACITY and the DECEPTIVE STABILITY (Demographics, Resource Allocation,
distribution and management of power Friction) Developed states preoccupied with societal change
RESOURCE ALLOCATION of raw and demographic issues rather than geopolitical risk.
materials, energy, water and food
COMPETING IDEOLOGIES AND WORLD CLASH OF MODERNITIES (Use of Technology, Demographics,
VIEWS Competing Ideologies and Worldviews) Advanced, rational
CLIMATE CHANGE impacting networked societies with inherent fragility challenged by
international relations and commerce external authoritarian regimes.
IMPLICATIONS
Advocating the values and ideas upon which the Alliance is founded
and engaging in the ‘battle of the narrative’ may be the most
effective tools to counter our adversaries. In this more optimistic
vein, the future presents NATO with unprecedented opportunities
to positively influence ideas, values and events in a globalised world
as the Alliance maintains and improves its ability to respond to
unpredictable and complex challenges, admittedly some of which
remain unknown at this time.
In the end, however, we must not lose sight of the fact that, no
matter how hard we try, the future is not foreseeable. More
importantly, no matter how hard we prepare– we will be surprised.
The challenge for NATO, like any complex large organisation, is to
learn how to manage uncertainty. This report calls for that next step
– the building of a shared vision of the future through rigorous
intellectual debate regarding the conditions, working assumptions,
and the framework behind the policies and doctrines of the Alliance.
Introduction
Perceiving Threats to the Alliance out
to 2030
Chapter 1
Drivers for Change
1
Three studies comprise the SACT body of work: 1) The 2007 SACT Future Security
Environment (FSE) Study: An examination of trend analyses available from nations
and the broader trans-Atlantic community involving industry and academia; 2) The
2006 SACT Long Term Requirements Study (LTRS): This considered plausible future
worlds and future NATOs to support capability analysis; and 3) Emerging Strategic
Issues: A continuous examination of the future security environment and NATO
strategic guidance to identify emerging issues and their impact on possible future
military missions and capabilities.
DETERMINISTIC DRIVERS
These drivers represent the building blocks for the multiple futures.
The intersection of the relevant drivers shapes the landscape where
plausible futures and the effect of strategic surprises can be studied.
The following chapter discusses how the drivers and futures were
constructed and analysed.
Chapter 2
The Multiple Futures
The multiple futures are only the means, not the end, of this project.
They tell a story about plausible worlds in 2030. The future is not
predictable, but that does not mean we should not plan for it. From
that perspective, the four futures provide a common ground for
structured discussion and debate
regarding the risks and vulnerabilities
that endanger the populations of the
Alliance. Constructed from a series of
relevant drivers, each of the futures
provides a backdrop for conceptual
analysis – a canvas on which to assess
the potential risks, threats, strategic
surprises, implications, and, of course,
opportunities. The study yields a
comprehensive set of risk conditions
from which security and military
implications can be deduced. From
implications, we gain strategic insight
and better understand the potential
choices the Alliance faces as it addresses the challenges and
opportunities of the coming decades.
Failed Governance
Proliferation of Radical Ideologies
Potential spill-over of ethnic, religious, ideological conflict
Vulnerability of strategic chokepoints and infrastructures in
ungoverned spaces
Potential disputes over previously uninhabited and
resource-rich territories
Consequences from environmental catastrophes/changes
Proliferation of WMD/WME
Spread of radical ideologies
The relevant drivers of Future Four – NEW POWER POLITICS are friction
in international decision-making; competing ideologies and
worldviews; conflict over resource allocation; and a lack of
economic integration. New Power Politics describes a growing
absolute wealth, accompanied by the widespread proliferation of
WMD/E. This future is characterized by power politics, but in a truly
multi-polar world that is dominated by competing regional powers.
These powers have established a fragile balance in which
globalisation and international rules and norms are challenged by
competition for resources and influence. These states may not have
a global reach, but regionally they play a significant role in shaping
world politics by promoting their strategic interests and competitive
advantage. Competition and demand for resources, particularly in
ungoverned spaces, continues unabated as the most powerful states
continuously strive to improve their economies and protect their
populations.
Chapter 3
Security Implications from Future Risks
SOURCES OF THREAT
2
United States National Intelligence Council Conference Report, “Nonstate Actors:
Impact on International Relations and Implications for the United States”, August 2007.
3
United States National Intelligence Council Conference Report, “Nonstate Actors:
Impact on International Relations and Implications for the United States”, August 2007.
4
“A Growing Threat to Human Security and Human Rights: Transnational Organised
Crime”, NATO Defence College 7 December 2007.
5
Frankel, Benjamin. Realism: Restatements and Renewal. New York: Frank Cass &
Co. Ltd, 1996, p. 312.
THREATENING ACTIONS/EVENTS
SECURITY IMPLICATIONS
The MFP analyzed each of the four futures and associated Risk
Conditions to find the Security Implications that would be generated
when exploited by the Sources of Threat and the execution of a
Threatening Action. The Security Implications test the fundamental
questions of NATO interests: “So what?” and “Why should NATO
care?” Overall, the study derived 33 Security Implications that
correspond to the four futures portrayed in Figure 5.
DARK SIDE OF EXCLUSIVITY DECEPTIVE STABILITY CLASH OF MODERNITIES NEW POWER POLITICS
INSIGHT 1: THE EVOLVING NATURE OF RISKS AND THREATS TO VITAL INTERESTS WILL
CHALLENGE THE STRATEGIC UNITY, AND SOLIDARITY WITHIN THE ALLIANCE AS WELL THE
COMMON UNDERSTANDING OF WHAT CONSTITUTES AN ARTICLE 5 ATTACK.
Consequences
Consequences
Consequences
INSIGHT 4: INCREASED INTERACTION WITH OTHER INTERNATIONAL ACTORS WILL PROVIDE NATO
THE OPPORTUNITY TO POSITIVELY SHAPE AND INFLUENCE IDEAS, VALUES AND EVENTS IN A
GLOBALISED WORLD.
Consequences
Chapter 4
Military Implications Preparing Alliance
Military Forces for 2030
MILITARY IMPLICATIONS
The final step in the futures process spotlights Military
Implications by asking the overarching question: “How
and for what should the militaries of the Alliance prepare
in the future?” These Implications result directly from the
Risk Conditions and Security Implications discussed in
Chapter 3.
6
Canadian Army Operational Functions
DARK SIDE OF EXCLUSIVITY DECEPTIVE STABILITY CLASH OF MODERNITIES NEW POWER POLITICS
CONDUCT DETERRENCE • IDENTIFY EMERGING FOREIGN PROTECT C4 SYSTEMS AND CONDUCT DETERRENCE
OPERATIONS SECURITY THREATS MILITARY NETWORKS OPERATIONS
CONDUCT EXPEDITIONARY • PROVIDE AID TO CIVIL
OPERATIONS TO PROTECT
PREVENT THE DISRUPTION OF PROTECT CRITICAL
AUTHORITIES FLOW OF VITAL RESOURCES INFRASTRUCTURE
LINES OF COMMUNICATIONS
• CONDUCT COLLECTIVE FULL CONDUCT EXP OPS TO
PREVENT THE DISRUPTION OF SUPPORT COUNTER-
FLOW OF VITAL RESOURCES SPECTRUM DEFENCE PROTECT LINES OF PROLIFERATION EFFORTS
SUPPORT COUNTER- OPERATIONS COMMUNICATIONS CONDUCT COLLECTIVE FULL
PROLIFERATION EFFORTS • CONDUCT DETERRENCE PROTECT CRITICAL SPECTRUM DEFENCE
PROTECT CRITICAL OPERATIONS INFRASTRUCTURE OPERATIONS
INFRASTRUCTURE • CONDUCT EXP OPS IN
CONDUCT COLLECTIVE FULL
CONDUCT DETERRENCE CONDUCT EXP OPS IN
SUPPORT OF HUMANITARIAN OPERATIONS
SPECTRUM DEFENCE SUPPORT OF HUMANITARIAN
OPERATIONS
ASSISTANCE CONDUCT COLLECTIVE FULL ASSISTANCE
• SUPPORT SHAPING OF
CONDUCT EXP OPS IN SPECTRUM DEFENCE CONDUCT EXP OPS TO
SUPPORT OF HUMANITARIAN SECURITY ENVIRONMENT
OPERATIONS PROTECT LINES OF
ASSISTANCE • ADAPT RECRUITMENT MITIGATE NEGATIVE IMPACT COMMUNICATIONS
PROVIDE AID TO CIVIL PROCESSES
OF DISRUPTIVE PREVENT THE DISRUPTION OF
AUTHORITIES • ADEQUATELY ADDRESS THE TECHNOLOGIES FLOW OF VITAL RESOURCES
ENHANCE CIVIL-MILITARY USE OF NON-LETHAL FORCE
OPERATIONS
PROTECT AGAINST PROTECT C4 SYSTEMS AND
• SUPPORT & COOPERATE WITH
ADDRESS THE PRESENCE OF MULTIPLE ACTORS IN MULTI-
ASYMMETRIC THREATS MILITARY NETWORKS
PRIVATE MILITARY COMPANIES PROTECT ELECTROMAGNETIC MITIGATE NEGATIVE IMPACT
NATIONAL RESPONSE
PROTECT AGAINST SPECTRUM OF DISRUPTIVE
EFFORTS TO NATURAL
ASYMMETRIC THREATS TRAIN INDIGENOUS FORCES TECHNOLOGIES
CONDUCT MILITARY DISASTERS
• PROVIDE MILITARY LOGISTIC
ADEQUATELY ADDRESS THE PROTECT ELECTROMAGNETIC
OPERATIONS AGAINST NON-
PRESENCE OF PRIVATE SPECTRUM
STATE ACTORS SUPPORT TO HUMANITARIAN
CONDUCT COHERENT ACTIVITIES
MILITARY COMPANIES PROTECT AGAINST
INFORMATION OPERATIONS CONDUCT OPERATIONS IN A ASYMMETRIC THREATS
CONDUCT OPERATIONS IN COHERENT COMPREHENSIVE TRAIN INDIGENOUS FORCES
COHERENT COMPREHENSIVE FRAMEWORK CONDUCT OPERATIONS IN A
FRAMEWORK
COHERENT COMPREHENSIVE
CLARIFYING ROE IN
FRAMEWORK
ALLIANCE OPERATIONS
INTERVENE TO PREVENT INTERVENE TO PREVENT
ESCALATION (FORCE ESCALATION (FORCE
PROJECTION) PROJECTION)
PROVIDE MILITARY LOGISTIC PROVIDE MILITARY LOGISTIC
SUPPORT TO HUMANITARIAN SUPPORT TO HUMANITARIAN
ACTIVITIES
ACTIVITIES
TRAIN INDIGENOUS FORCES
SUPPORT & COOPERATE WITH
MULTIPLE ACTORS IN MULTI-
NATIONAL RESPONSE
EFFORTS TO NATURAL
DISASTERS
From the analysis, it is clear that the distinctions between civil and
military operations, types of warfare, and organisational structure
need to be better defined and organised to create the operational
flexibility required of our forces in the future operating environment.
Figure 7 below highlights new areas of potential Alliance
engagement with military consequences.
MILITARY
ANALYSIS
IMPLICATIONS
• Develop adaptable command structures that can quickly respond to a variety of modes
of warfare and support civilian authorities
• Anticipate vulnerabilities and potential threats through continuous, effective
intelligence information-sharing with all who may be called on to act
PROTECT AGAINST • Promote awareness of potential threats among populations, and pro-active measures
ASYMMETRIC THREATS through training and experimentation
• Be prepared to both support and lead according to the magnitude of attacks and the
effectiveness of civilian responses
• Prepare responses that are unrestricted across the full spectrum of warfare and stability
operations.
• Develop a well defined Commanders’ intent and clearly established common Rules of
CONDUCT MILITARY
Engagement (ROE) for all forces involved
OPERATIONS AGAINST
• Interact with local population to gain cultural and situational awareness and
NON-STATE ACTORS
build/maintain support for the mission
• Develop a strategic concept for Cyber Defence
• Leverage technological advances to both develop and improve capabilities to detect,
PROTECT C4 SYSTEMS
identify, locate & engage source(s) of cyber attacks
AND NETWORKS
• Develop offensive cyber capabilities (Counter-Cyber Attack)
• Avoid development or reliance on single point of failure systems and networks.
• Identify resources and corresponding infrastructures that are deemed vital to the
Alliance and its member nations
• Develop a concept and legal framework to ensure the Alliance has the ability and
PREVENT DISRUPTIONS
resources to respond to threats aimed at preventing the flow of vital resources. The
TO THE FLOW OF VITAL
location and type of resources and infrastructure will be the key drivers that define
RESOURCES
needed capabilities
• Establish communication and coordination with civil authorities to assist in crisis
planning if access to resources has been disturbed.
ENHANCE CIVIL-MILITARY • Prepare for increased involvement of NGOs in areas of tension, crisis and conflict
COOPERATION • Develop framework for comprehensive planning and liaison with NGOs
Figure 7: Military Implications Analysis
COUNTER PROLIFERATION
The potential roles are those areas in the future which the Alliance
must commit to action by either establishing a new role or adapting
an existing one. With such a commitment, the essential enablers
help to define the manner in which these roles should be supported
Chapter 5
Findings and Recommendations
The implications deduced for 2030 will support both political and
military debates regarding the future of the Alliance and how to
prepare it for forthcoming challenges. The analysis of the Security
The future roles and missions that NATO adopts will largely
determine the nature of its force structure and command and
control infrastructure. These must be configured to assure that
NATO will be ready to confront hybrid threats while maintaining its
nuclear and conventional strengths.
Re-evaluate the ability of the Alliance to collect, share and fuse all
sources of intelligence among nations, international organisations,
and partners in order to detect, track, identify, target and engage
threats.
Develop a comprehensive concept and strategy that strengthens
the Alliance’s strategic partnership with industry and shortens the
time that elapses between the emergence and use of a
technological innovation.
Capability enhancement recommendations
Develop a culture where leaders and capabilities are well suited for
irregular warfare or the hybrid threat, while simultaneously
maintaining NATO’s conventional and nuclear competency. This is
not an either/or proposition: forces must be flexible and adaptable
enough to operate across the spectrum of conflict. Train forces to
improvise on the battlefield to make up for any failure to anticipate
the actions of a sophisticated adversary.
Re-examine the combination of conventional and nuclear
capabilities to ensure the Alliance can present a credible threat of
force to deter and effectively respond to potential adversaries in the
areas of space, cyberspace, land, sea and air. Deterrence should
include the development, maintenance and adaptation of
appropriate capabilities, and a regular show of force through
exercises.
COUNTER PROLIFERATION
Concepts and doctrine recommendations
and supporting roles when working with IOs and NGOs acting in the
same area.
Improve operational planning to account for the increasing
complexity of Rules of Engagement.
Prepare to deploy mobile, credible, interoperable and sustainable
forces to remote locations on short notice in response to
humanitarian contingencies.
There is a clear need for general purpose forces that can operate in a
disaggregated fashion when confronting those who use methods
that appear asymmetric. Flexible, adaptive organizational structures
and training requirements will empower these high-performing
small units. To prepare forces for the new realities, the Alliance
should use distributed training with enhanced modelling and
simulation capabilities that replicate the fast-paced, chaotic
conditions of future battlefields in the training environment.
Formulate plans that allow NATO’s command structure to respond
quickly to a variety of warfare models, ranging from high-end
operations to the conduct of security assistance missions, to an
advisory role in support of civilian authorities. Adapt command
structures to be flexible and culturally aware in response to hybrid
threats.
Adapt the force structures of NATO and its nations, including non-
military capabilities, to support Security Assistance missions.
Encourage nations to adapt recruitment processes, identify
recruitment opportunities, and develop key messages that will
encourage both non-traditionally and traditionally willing groups
within the society to serve. Share best practices amongst nations.
Concluding Remarks
The Multiple Futures Project examined common perceived threats
to the populations of the Alliance, and found that the
unpredictability and complexity of the future security environment
will strain the Alliance’s most powerful tools: strategic unity of
values and ideas, solidarity among Allies, burden-sharing, and
commitment to its decisions. No nation can meet the challenges
alone, and the credibility and capability of the Alliance depend on
every nation doing its part.
It is, therefore, essential that the Alliance continue to demonstrate
its strength and resolve, which is rooted in solidarity. These qualities
sustain the Alliance as we work to keep
societies informed about the methods of
potential adversaries, to remain vigilant, and
to lead in conflict management. We must be
tireless as we work together to build support
for an Alliance that continues to espouse the
values and ideas upon which it was founded.
To do this, the Alliance must maintain a
common understanding of what constitutes an
attack and how the Alliance would respond,
thus sending a clear signal of deterrence. That
signal is in essence the clarion’s call, showing
that there will be strength behind the response
to any attack, whether territorial or not.
A comprehensive approach, developed in concert with other
international organisations like the EU and UN, is fundamental to
the security of a diverse Alliance. It goes without saying that the
more comprehensive our approach, the more our engagements will
be affected by actions outside of our geographic boundaries. To be
effective in this environment, we must develop better partnerships,
leverage relationships and work with other international
organisations to improve the transparency of information and