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Globalization and
the environment
Peter Dauvergne

Introduction: globalization and environmental change

371

History of global environmentalism

375

Economic growth, trade, and corporations

380

A sustainable future? Financing and regimes

386

Conclusion

393

READERS GUIDE
Globalization is transforming the health of the planet. There is nothing particularly
controversial about this statement. Yet sharp disagreements arise over the nature of this
transformation. Is globalization a force of progress and environmental solutions? Or is it a
cause of our current global environmental crisis? This chapter explores these questions by
examining the debates around some of the most contentious issues at the core of economic
globalization and the environment: economic growth, production, and consumption;
trade; and transnational investment. It begins with a glance at the general arguments about
how globalization affects the global environment. Then, to set the stage for an analysis of
more specific arguments about the global political economy of the environment, it sketches
the history of global environmentalismin particular the emergence of global environmental institutions (including regimes) with the norm of sustainable development. The last
section builds on these arguments to assess the effectiveness of NorthSouth environmental
financing and global environmental regimes.

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371

Introduction: globalization and

environmental change
Globalization is altering the global environment. Few
scholars of global environmental politics would challenge this statement (see Box 14.1). The nature of the
change, however, is hotly debated. Some argue it is a
source of progress and ingenuity and cooperation, of
a future world with much better environmental conditions for all. Others argue it is accelerating the
process of the capitalist exploitation of nature and
humanity, spinning the globe faster and faster toward
an ecological meltdown.

Globalization and a healthy planet

The optimists see globalization as a process that fosters economic growth and raises per capita incomes,
both essential to generate the funds and political will
for global environmental management. Optimists see
other environmental benefits from globalization as
well. It is promoting global integration and cooperation as well as common environmental norms and
standards, which are enhancing the capacity of a system of sovereign states to manage problems like
ozone depletion and climate change. It is pushing

states to liberalize trade and foreign investment, promote specialization, and eliminate subsidies, which
in the past have contributed to market failures and
sub-optimal economic and environmental outcomes.
It is enhancing the capacity of developing states for
environmental management through the transfer of
technologies, knowledge, and development assistance. And it is contributing to a host of domestic
reforms to policiessuch as better environmental
laws, stronger institutions, and more secure property
rights.
Optimists such as environmental writers Julian
Simon, Gregg Easterbrook, and Bjrn Lomborg see a
past full of progress and a future full of hope and
socio-ecological triumph. There is every reason to
believe that economic growth and technological
progress will continue forever. The standard of living, Simon (1996: 12) argues, has risen along with
the size of the worlds population since the beginning
of recorded time. There is no convincing economic
reason why these trends toward a better life should
not continue indefinitely. Simons lifetime of work
has stirred a hornets nest of environmental critics.
Writers like Easterbrook, however, see him as

Box 14.1 Globalization

This chapter assumes globalization is an ongoing and accelerating process that is restructuring and increasing the connections among economies, institutions, and civil societies.
This dynamic and multidimensional process is integrating
trade, production, and finance as well as strengthening
global norms and global social forces. A constellation of
forces drives globalization, including new and faster technologies (like computers) as well as the increasing dominance of capitalism and Western ideologies. In the simplest
terms, it is leading to a world as a single place, where
changes in distant lands affect people around the globe
more quickly, and with greater frequency and intensity
(Scholte 1997: 14). It is, in the words of Thomas Friedman

(2002), the integration of everything with everything

else . . . the integration of markets, finance, and technology
in a way that shrinks the world from a size medium to a size
small. Globalization enables each of us, wherever we live, to
reach around the world farther, faster, deeper, and cheaper
than ever before and at the same time allows the world to
reach into each of us farther, faster, deeper, and cheaper
than ever before. This does not assume the process of
globalization is even or equal within or across countries.
The rich in Europe and America are unquestionably benefiting far more than the poor of Africa, Asia, and Latin
America. The process is also not inevitable. States and
societies can resist and reverse globalization.

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profound and brave. There was a time, Easterbook

(1995: xxi) argues, when to cry alarm regarding
environmental affairs was the daring position. Now
its the safe position: People get upset when you say
things may turn out fine. Writers like Lomborg add,
too, that there is little statistical evidence of a global
environmental crisisthat this common misperception is more a result of media hype and non-governmental organization (NGO) fund-raising antics than
real problems. Mankinds lot, Lomborg (2001: 4)
asserts, has actually improved in terms of practically
every measurable indicator . . . We are not running
out of energy or natural resources . . . Acid rain does
not kill the forests, and the air and water around us are
becoming less and less polluted.
Simon, Easterbrook, and Lomborg are at the
extreme end of the optimists. Most supporters of
globalizationthose in governments like the United
States and the United Kingdom and in global institutions like the World Bank and World Trade
Organizationemphasize the need for a practical
view that looks toward future generations. These supporters argue that some degree of change and loss is
inevitable, but the consistent trend under globalization is toward a future that looks like Britain, France,
and the United States, not one that looks like
Ethiopia, Cambodia, and Guyana. History demonstrates the great strides of humanity. Just a hundred
years back cities like London and New York were filthy
and unhealthy. Today, health conditions in virtually
every city in the North are vastly superior. One of the
greatest feats has been the increase in food production. In the middle of the last century close to half of
the people in the South were starving. By 1970 it was
less than one-third; today it is less than one-fifth
(WFS 1996: 1; Lomborg 2001: 61).
Just over two hundred years ago Thomas Malthus
(1798) predicted that exponential population growth
would, following the laws of basic maths, inevitably
surpass arithmetic food production: mass starvation
would thus ensue. Since then many scholars, now
commonly called Malthusians or neo-Malthusians,
have continued to tout the same logic. Yet, optimists
stress, Malthus was flat-out wrong, primarily because
he discounted the ability of human ingenuity to
increase agricultural yields. The Green Revolution of
the 1960s saw scientists and farmers work together to
produce fast-growth, pest-resistant, high-yield crops

able to grow just about anywhere (with irrigation, fertilizers, and pesticides). There is, as a result, plenty of
food today. And it is far cheaperglobal food prices
have fallen two-thirds in real terms since 1957. People
starve at present because of inefficient distribution
and incompetent governments, not because of insufficient global food supplies. For optimists, perhaps
the most revealing statistic of all is global life
expectancy: in 1900 it was a mere thirty years; in 1950
it was forty-six years; today it is over sixty-six years
(Lomborg 2001: 5051, 61; World Bank 2002d).
Granted, such progress has demanded inevitable
change, including some global environmental
changes. But, optimists stress, science and human
ingenuity have time and again shown the capacity to
respond with even more progress.
The view that globalization is a basically positive
ecological force dominates global economic and environmental negotiations and institutional decision
making. The debate here ranges over how to best
channel globalization so as to minimize environmental damage and maximize socio-economic progress
(which, in the long run, must occur for effective
global environmental management). Some argue for
few, if any, restraints. Others see a need to guide globalization with national environmental agencies and
strong global norms and institutions. There are, however, many scholars and activists who challenge the
core assumptions behind these viewsthat is, they
see globalization as a core cause of the current ecological crisis.

Globalization and ecological

collapse
Environmental critics of globalization worry it is luring humanity toward a global fate not unlike Easter
Island of 300 years ago, where ecological decay drove
a once thriving people to violence and cannibalism in
just a few centuries (Rees 2002: 249). Particularly worrying, so-called progress and scientific reason has created, in the words of Paul Ehrlichs (1968) infamous
book title, a population bomb, an explosion from
less than 300 million people at the time of Christ to
over 6 billion today (see Figure 14.1). Globalization,
critics contend, is compounding the ecological
impact of the 260,000 people added to the planet

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373

7
6
Billions

5
4
3
2
1

Fig. 14.1 World population AD 12000

0
0

500

1000

1500

2000

Year

every day. It reinforces the neo-classical economic

assumption that indefinite economic growth is both
possible and necessary. It assumes, too, that it is
possible and logical for the South to follow the development path of the North and continue to industrialize and intensify agricultural production. The globe
can barely sustain the current population. How, critics ask, can it sustain another 3 billion in 2050? How
can Africa sustain an additional 1 billion people in
2050, more than double its current population?
(See Population Reference Bureau 2002: 4.)
The net effect of globalization, moreover, is to
enlarge the ecological footprint of each person on the
planet, by promoting ever more economic growth as
well as cultivating an almost religious faith in the
value of consumptionin the value of electronic toys,
cars, and fast food (Robbins 2002)all of which
requires more and more natural resources, energy, and
infrastructure to produce. The growing integration
and disparities among economies are also increasing
the extent and number of ecological shadows, which
tend to shift the ecological damage of more powerful
economies to weaker economies (see Box 14.2).
Critics contend, too, that globalization is encouraging ever more economic growth and production with
no real concern about unequal or unsustainable patterns of consumption. It exacerbates the ecological
inequality within and between countries and marginalizes women, indigenous peoples, and the poor. The
global political economy is constructing, for critics
like William Rees and Laura Westra (2003), a world of
eco-apartheid and eco-violence. Globalization
tears, too, at the fabric of local communities, destroying historic patterns of trust, cooperation, and knowledge so essential to ecological and social balance.

2500

Source: Facing the Future: People and Planet:

www.popinfo.org/index.htm

In short, it destroys the living environments of much

of the worlds people.
There can be, in the view of critics, no environmental justice or biological balance in a globalized world
where the super-rich like Bill Gates and J. K. Rowling
live alongside (metaphorically, that is, in their mansions) the 1.2 billion who live on less than US$1 per
day and the 2.8 billion who live on less than US$2 per
day. Over a billion people do not have access to clean
water (UNFPA 2001: 5). Nearly 800 million people in
the South suffer from chronic malnutrition (World
Bank 2002d: 40). Unhealthy environments aggravate
illnesses, contributing, for example, to the deaths of
more than 4.7 million children under the age of 5 in
2000 (WHO 2002). The future under current patterns
of globalization, critics argue, is one of greater horrors
still: of pandemics like AIDS, which UNAIDS (2002)
predicts will kill 68 million people between 2000 and
2020. Over 80 per cent of these victims will come from
Sub-Saharan Africa, where already average life
expectancy has fallen to just 47 years. What is needed,
critics like Colin Hines (2000) argue, is not globalization, but localization.
The latest biological trends, critics note further,
confirm the beginnings of a global Easter Island.
Humans are now the dominant predator in every
ecosystem (even in the seemingly limitless Pacific and
Atlantic Oceans), and unless strict restraints are put in
place humans will exhaust the globes natural
resources, fill its sinks, and overstep the earths capacity to support life. Half the worlds forests and wetlands are already gone. Every day another thirty to
100 species go extinct. One of the more worrying
findings in recent years, say critics, is the ten-year survey by Ransom Myers and Boris Worm (2003), which

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Box 14.2 Ecological footprints and shadows

Ecological footprints
Bill Rees and Mathis Wackernagel created this concept to
measure the sustainability of human lifestyles. It translates
human consumption of renewable natural resources into
hectares of average biologically productive land. A persons footprint is the total area in global hectares (one
hectare of average biological productivity) required to
sustain his or her lifestyle: food and water, clothes, shelter,
transportation, and consumer goods and services. The
concept allows an analyst to compare the average ecological impact of people from Africa to Australia to China
to the United Kingdom to the United States. The average
global ecological footprint in 1999 was 2.3 global
hectares per person. There were, however, great differences across the globe. In Africa it was 1.36 global
hectares (with lows in Mozambique of 0.47 and Burundi
of 0.48) and in China it was 1.54. In contrast, the average
footprint of someone in the United Kingdom was 5.35
and in the United States it was 9.7.
This measure also allows an analyst to compare the world
ecological footprint with the total biological productive
capacity of the earth. The total productive capacity of the
earth in 1999 was roughly 11.4 billion hectares. From
1961 to 1999 the world ecological footprint grew by
80 per cent, reaching 13.7 billion hectares in 199920
per cent above the earths biological capacity. Humanity,

found a 90 per cent decline in the oceans large

predatory fishsuch as tuna, swordfish, marlin,
cod, and flounderover the last fifty years. The
waters of Ernest Hemingways Old Man and the Sea
will soon be empty of the majestic marlin, a startling
testimony, critics warn, not to the environmental
consequences of the exploits of men like
Hemingways old man Santiago, but to the greed of
industrial fishing boats plying the oceans to feed
global markets.
Supporters and critics of a globalizing world, then,
hold starkly different pictures of the current and
future state of the global environment. The trends
and statistics to support the statement globalization
is good for the environment seem convincing. Yet so
do the trends and statistics that globalization is bad
for the environment. The truth seems to lie some-

the WWF laments, is now running an ecological deficit

with the Earth.
Sources: Wackernagel and Rees (1996); WWF (2002):
24, 228.

Ecological shadows
This concept is designed to capture the extent of the environmental impact of a nation state in jurisdictions beyond its
sovereign control. Ecological shadows arise as economies,
through both intentional and unintentional patterns of consumption, trade, investment, and financing, transfer the
environmental harm of its citizens outside its territory. This
concept is particularly useful for analysing the environmental
impact of more powerful economies on weaker (dependent) economies. The United States, for example, casts a large
ecological shadow over South America. Such shadows can
extend down a chain of weaker economies. Japan, for example, casts an ecological shadow over Thailand, which in turn
casts a shadow over neighbours like Cambodia and Laos.
Ecological shadows do not arise from straightforward
NorthSouth exploitation. Often, elites in weak economies
in the South profit personally from these ecological shadows, commonly acting as the agents of the ecological
destruction, for example, as miners, fishers, and loggers.
Sources: MacNeill, Winsemius, and Yakushiji (1991);
Dauvergne (1997).

where in the middle: globalization is producing both

constructive and destructive ecological processes.
The goal is to somehow harness globalization to
ensure sustainability. What has the global community done so far to harness globalization and manage
global environmental affairs? The next section turns
to examine the history of environmentalism with an
eye on this question.

Key points

Some perceive the net ecological impact of globalization as positive, as a force of progress and better
lives. It fosters economic growth and cooperative
institutions, both necessary in the long run to manage the global environment.

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Others see the net impact as negative, as a force sinking the globe into a bog of ecological decay. It is
accelerating the destructive process of too many
people consuming too many natural resources
without any concern for equality or justice.

375

Both the pro- and anti-globalization camps present

persuasive data and arguments. Globalization
involves multiple and complex sets of overlapping
processes. Inevitably, there will be manifold and at
times cross-cutting effects on the global environment.

History of global environmentalism

Collective human efforts to control nature began in
earnest 8,000 to 15,000 years ago as nomadic huntersand-gatherers in various locales began to shift to
settled agriculture. Great civilizations sprang up,
inventing such wonders as the plough (animal
drawn), the wheel, writing, and numbers. Often,
nature was subsumed in the quest for human
progress, and many civilizations cut down regional
forests, degraded land, and polluted local waters.
Environmental decay even toppled a few great civilizations, such as Mesopotamia (a land between the
Tigris and Euphrates Rivers, part of contemporary
Iraq), where a poorly designed irrigation system gradually poisoned the agricultural land with salt. For
most of the history of civilization, however, the scale
of human activity has been too small to alter the
global environmentthat is, to induce climate
change, deplete the ozone layer, empty the oceans, or
destroy global biodiversity stocks.
This began to change with the dawn of the industrial revolution some 300 years ago. Production and
energy use (including the burning of coal) began to
rise rapidly. The global population of 600 million or
so began to multiply. There were a billion people by
the early 1800s; 2 billion by the end of the 1920s. The
wealthy began to extract more natural resources,
faster, from increasingly remote parts of the globe
(often through colonial administrations). Such activities strained local and regional environments. The
evidence was stark. Smog in cities like London and
New York killed thousands in the nineteenth and
twentieth centuries. Once seemingly boundless
species, like the plains bison of North America, were
brought to near extinction. Some, like the passenger
pigeon, a bird that once migrated through eastern
North America in millions, went extinct (in 1914).

Governments reacted to these environmental disasters with new national and regional policies. At first
these were aimed primarily at either conservation of
wildlife or more effective resource management.
Canada and the United States, for example, signed the
Migratory Birds Treaty in 1918. Colonial powers
reacted as well, putting in place policies (like sustained
yield management) to try and ensure more efficient
and rational resource extraction. After the Second
World War, ordinary citizens began to become increasingly worried about the biological impacts of industrialization and agricultural production. Anxiety
mounted after Rachel Carsons (1962) best-seller, Silent
Spring, shocked popular consciousness with images of
pesticide-laden food chains and dying ecosystems.
Worries about the health of the global environment began to emerge around this time as well. The
picture of the earth from space, beautiful and fragile
and borderless, became a compelling global ecological image. These concerns fed into the sense
of mutual economic vulnerability of post-war
economies (including those in the North and South).
Ehrlichs 1968 best-seller, The Population Bomb, added
a new and perturbing image: the earth left barren
by an exploding population. In the 1970s, he boldly
predicted, the world will undergo famineshundreds
of millions of people are going to starve to death
(1968: xi).
Concern over the health of the global environment
continued to rise in the late 1960s and early 1970s.
Experts met in 1968 at the United Nations Biosphere
Conference to discuss global environmental problems. The first Earth Day was held in the United States
in April 1970. Twenty million rallied, one of the
largest organized demonstrations in the history of the
United States. That same year the US government

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founded the Environmental Protection Agency (EPA).

Canada created a Department of the Environment
the following year. The outcome of this growing societal and political concern was the United Nations
Conference on the Human Environment, held in
Stockholm, Sweden, in June 1972.

The Stockholm Conference and

the 1970s
The Stockholm Conference, organized by Canadas
Maurice Strong, was the first global United Nations
conference for state officials on the environment.
There were 1,200 delegates from over a hundred countries. Swedish Prime Minister Olaf Palme and Indian
Prime Minister Indira Gandhi were the only heads of
state to attend. Russia and the communist bloc countries boycotted the conference to protest against the
exclusion of East Germany.
The North was initially interested in addressing
industrial pollution, nature conservation, and population growth. The South was more worried about
development, and did not want the anxieties of rich
conservationists to deny poorer countries the benefits of economic growth and industrialization (an
ongoing source of conflict). There were tensions, too,
over who would pay and who was responsible for solving global environmental problems. Many Southern
delegates saw global capitalism as a core reason for
poverty, and there was general anger that global economic institutions were pushing developing countries to export raw materials on declining terms of
trade. The phrase the pollution of poverty was
coined at Stockholm, to express the idea that poverty
was the greatest global environmental threat. Many
delegates from the South called for global economic
reforms to help solve the pollution of poverty.
In the end, conference delegates tried to reconcile
the desire (need) for economic development in
the South with the need to protect the global environment for all. Most governments came to recognize a
mutual interdependence and vulnerability of North
and South. The official conference documents,
however, did not emphasize the Southern calls
for global economic reforms. The conference produced a Declaration on the Human Environment
(with twenty-six principles), an Action Plan for the

Human Environment (with 109 recommendations),

and a Resolution on Institutional and Financial
Arrangements. These were non-binding on signatory
statesand most scholars agree that Stockholm produced few practical commitments to address global
environmental change.
The Stockholm Conference did, however, signal a
growing concern among national governments over
the global environment. It also led to a General
Assembly decision to create the United Nations
Environment Programme (UNEP), officially launched
in 1973, with Maurice Strong as the first executive director. The United Nations Environment Programme was
designed as a relatively weak global institution. It was
headquartered in Nairobi, Kenya, rather than in
New York, Geneva, or Vienna. And it was established as
a coordinating programme with a small budget rather
than as a specialized agency. This was in the interest of
all sides. The North did not want to finance a large institution. The South did not want a global institution with
the power to interfere with development goals. And
other United Nation agencies did not want to relinquish significant turf (Elliot 1998: 1113).
After Stockholm, OPECs restrictions on oil supplies in 19734 rocked the global economy. Oil prices
quadrupled, inflation soared, and economic growth
became sluggish worldwide. This economic turbulence deflated some of the potential for more
aggressive global environmental initiatives after
Stockholm. The South, in particular, became even
more worried about the effects on debt levels and
prospects for industrial development. Still, the debate
over how to handle global environmental change
continued, sparked by groundbreaking books like
the Club of Romes (1972) Limits to Growth and
E. F. Schumachers (1973) Small is Beautiful. The global
community also signed noteworthy global environmental treaties just after Stockholm. These include
the Convention on the Prevention of Marine
Pollution by Dumping of Wastes and other Matter
(the London Convention, 1972, entered into force in
1975), the Convention on International Trade in
Endangered Species of Wild Flora and Fauna (CITES,
1973, entered into force in 1975), and the Convention
for the Prevention of Pollution by Ships (MARPOL,
1973, entered into force in 1975).
Environment slid more into the background of
global affairs in the second half of the 1970s and first

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half of the 1980s. There was nevertheless a great

deal of environmental activity. Scientists continued
to research global environmental change. Nongovernmental organizations continued to campaign
and pressure governments and firms. Individual
states, including in the South, continued to establish
environmental agencies. States continued as well to
sign and ratify global environmental agreements,
such as the 1980 Convention on the Conservation of
Antarctic Marine Living Resources (entered into force
in 1982). The global community, too, continued to
debate and make some headway on how best to manage the need for development (especially in the
South) with the need for a healthy global environment. Problems like the depletion of the ozone layer,
and disasters like the nuclear accident at Three Mile
Island in 1979, the Union Carbide chemical leak in
Bhopal in 1984, and the Chernobyl nuclear meltdown in 1986, added a sense of urgency. Slowly, environmental issues began again to move back up the
global agenda. The debate by the mid-1980s began
increasingly to focus on the concept of sustainable
development. The publication in 1987 of the World
Commission on Environment and Development
report, Our Common Future, synthesized and consolidated the global debates over environment and
development, defining sustainable development as
development that meets the needs of the present
without compromising the ability of future generations to meet their own needs (WCED 1987: 43).

377

compromise. It does not foresee any necessary limits

to growth, and industrialization and natural resource
production are, under correct management, acceptable, indeed inevitable for some countries. The report
calls for a transfer of environmental technologies and
economic assistance to support sustainable development in the South. It calls, too, for more effective
controls on population growth, as well as better education and food security in the South. It portrays
poverty as a core cause of unsustainable development.
The source of much of the poverty in the South, it
argues, is the position of developing economies
within the global structure. The best way forward,
then, is to stimulatenot sloweconomic growth:
not the unchecked growth of the 1960s and 1970s,
however, but growth from sustainable development.
States continued to negotiate and sign global environmental treaties leading up to and after the publication of the Brundtland Report. These include the
1985 Vienna Convention for the Protection of the
Ozone Layer, the 1987 Montreal Protocol on
Substances that Deplete the Ozone Layer, and the
1989 Basel Convention on the Control of
Transboundary Movements of Hazardous Waste and
their Disposal. By the late 1980s global environmental issues had again crept back to the top of the global
agenda, culminating in a 1989 United Nations
General Assembly resolution to hold the first summit
of world leaders on the global environment: what
became the 1992 United Nations Conference on
Environment and Development (UNCED), held in
Rio de Janeiro, Brazil.

The Brundtland Commission

The World Commission on Environment and
Development, commonly known as the Brundtland
Commission, was chaired by the former prime minister of Norway, Gro Harlem Brundtland. There were
twenty-three members serving in an expert rather
than official state capacitythirteen were from the
South, including India, China, and Brazil. Among G7
countries only France and the United Kingdom did
not have representatives. The Commissions report
Our Common Future, commonly known as the
Brundtland Report, is widely seen as a watershed in
the evolution of environmental debates within the
global community of state representatives. The
content of the Brundtland Report is an ingenious

The Rio (Earth) Summit

The UNCED Conference is popularly known as the
Rio or Earth Summit. Again, as with the Stockholm
Conference twenty years earlier, Maurice Strong was
the secretary-general and the main organizer (Strong
2000). The Rio Summit was the largest United Nations
conference to date, with most countries and 117 heads
of state participating. There were thousands of
non-governmental representatives at the official
conference as well as at a parallel NGO forum. The
recommendations in the Brundtland Report and
the notion of sustainable development formed the
core of the debate at Rio. Most countries endorsed the

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Brundtland definition of sustainable development.

Many developing countries, however, wanted specific
assurances of transfers of environmental technologies and economic assistance from the North to
support the additional costs of green growth. Many
Northern states, on the other hand, were reluctant to
assume further financial commitments (Rogers 1993:
2389).
The Rio Summit put environment and development
on the agendas of global leaders. It reinforced, too, the
Brundtland Commission assumption that more
growth was compatible with a better global environment. Two official Rio Summit documents of particular note are the Rio Declaration on Environment and
Development, and Agenda 21. The Rio Declaration is a
set of twenty-seven principles on the rights and
responsibilities of states for environment and development. These principles include far more of the Souths
concerns about the right to development than the
Stockholm Declaration on the Human Environment.
Agenda 21 is a 300-page action programme to promote
sustainable development (UN 1992).
The Rio Summit also produced the Non-legally
Binding Authoritative Statement of Principles for a
Global Consensus on the Management, Conservation
and Sustainable Development of all Types of Forests.
The original intent was to sign a legally binding forest
treaty, but after irreconcilable differences arose among
negotiators over the terms of an agreement the conference settled for a non-binding statement of principles
(Brack, Calder, and Dolun 2001: 2). Rio also opened
two conventions for signature: the United Nations
Framework Convention on Climate Change and the
Convention on Biological Diversity. Negotiations
began, too, on a treaty on desertification. Finally, the
conference established the United Nations Commission
on Sustainable Development to monitor and evaluate
the progress on meeting the Rio objectives.
The Rio Summit was a historic global conference
hailed by many states as a great success. Critics from
all sides, however, lamented the inadequate amount
of promised fundsespecially from the Northto
implement Agenda 21. More radical environmentalists, too, attacked the Brundtland definition of sustainable developmentin particular its support for
more economic growth and industrialization. Among
activists, there was in addition a general concern that
the negotiators ignored the root cause of global

environmental change: the inequalities, unsustainable industrial production and growth, and overconsumption that arise from corporate globalization and
free trade. That, in fact, industry captured the agenda
at Rio (Chatterjee and Finger 1994), and the outcomes
were little more than an incompetent doctor (the
state system) slapping a Band-Aid onto a cancerous
tumour (capitalism). Other critics also felt the Rio
Summit entrenched a top-down set of solutions,
without nearly enough focus on the needs of local
communities or the plight of women and indigenous
peoples (Shiva 1993; Lohmann 1993).
The decade after Rio saw global environmental
issues again slip down the list of state priorities. States
turned to the threats of terrorism, chemical and biological warfare, and global financial crises. The global
community nevertheless kept signing and ratifying environmental treaties. The Convention on
Biological Diversity, for example, was opened for signature in 1992 (entered into force in 1993). The
United Nations Convention on the Law of the Sea,
though first opened for signature in 1982, entered
into force in 1994. The United Nations Convention
to Combat Desertification in Those Countries
Experiencing Serious Drought and/or Desertification,
Particularly in Africa was opened for signature in 1994
(entered into force in 1996). The Kyoto Protocol to the
United Nations Framework Convention on Climate
Change was opened for signature in 1998 (not in force
as of July 2004). The Stockholm Convention
on Persistent Organic Pollutants (POPs) was opened
for signature in 2001 (in force as of May 2004) (see
Table 14.1).
The global community also continued to discuss
and review the progress of Agenda 21 and the implementation of sustainable development, including a
1997 special session of the United Nations General
Assembly, known as the Earth Summit 5. The global
community prepared as well for the World Summit
on Sustainable Development, eventually held in
Johannesburg, South Africa, in 2002.

Johannesburg and beyond

The World Summit on Sustainable Development is
popularly called Rio 10 or the Johannesburg
Summit. The purpose was to evaluate the progress of

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379

Table 14.1 Examples of international environmental agreements

Name of the
agreement

Opened
for
signature

Entered into
force

Website

International Convention for the Regulation of Whaling

1946

1948

Convention on Wetlands of International Importance Especially

as Waterfowl Habitat (Ramsar)

1971

1975

www.iwcoffice.org
www.ramsar.org

Convention on the Prevention of Marine Pollution by Dumping

Wastes and Other Matter (London Convention)

1972

1975

www.imo.org

Convention on the International Trade in

Endangered Species of Wild Flora and Fauna (CITES)

1973

1975

www.cites.org

Convention on the Conservation of Antarctic Marine

Living Resources

1980

1982, as part
of the Antarctic
Treaty System

www.ccamlr.org

www.unep.org/ozone
www.basel.int

Montreal Protocol on Substances that Deplete the Ozone Layer

1987

1989

Basel Convention on the Control of Transboundary Movements

of Hazardous Wastes and their Disposal

1989

1992

www.biodiv.org
www.un.org/Depts/los
www.unccd.int

Convention on Biological Diversity

1992

1993

United Nations Convention on the Law of the Sea (LOS)

1982

1994

United Nations Convention to Combat Desertification in

Those Countries Experiencing Serious Drought and/or
Desertification, Particularly in Africa

1994

1996

Kyoto Protocol to the United Nations Framework Convention

on Climate Change

1998

Not in force
as of July
2004

www.unfccc.int

Stockholm Convention on Persistent Organic Pollutants (POPs)

2001

2004

www.chem.unep.ch/pops

Source: Compiled by the author.

sustainable development since the Rio Summit in

1992. It was also designed to establish specific targets
to improve implementation of the Rio goals as well as
develop a strategy to implement the United Nations
Millennium Development Goals (Mehta 2003: 122).
The Johannesburg Summitwith over 180 nations,
over 10,000 delegates, at least 8,000 civil society representatives, and 4,000 members of the press, as well as
countless ordinary citizenswas even larger than the
Rio Summit. Revealingly, however, there were only
about 100 heads of state, fewer than at Rio.
The official documents of Johannesburg were
similar to Rio and Stockholm in their broad calls
for global sustainability. The two most important
were the Johannesburg Declaration on Sustainable
Development, a list of challenges and general
commitments, and the Johannesburg Plan of
Implementation to meet these. These are non-binding,

but nevertheless represent significant political compromises. One of the most contentious issues, as was
the case too at Rio, was financing. But Johannesburg
also added two equally tough topics: the impact of
globalization on sustainable development as well as
specific timetables/targets to meet goals (Mehta 2003:
122). The Johannesburg Declaration on Sustainable
Development (2002) reflects the debates over globalization. Point 12 declares: The deep fault line that
divides human society between the rich and the poor
and the ever-increasing gap between the developed
and developing worlds pose a major threat to global
prosperity, security and stability. Point 14 states:
Globalization has added a new dimension to [global
environmental problems]. The rapid integration of
markets, the increasing mobility of capital and significant upsurge in investment flows around the world
have opened new challenges and opportunities for the

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380 PETER DAUVERGNE

pursuit of sustainable development. But the benefits

and costs of globalization are unevenly distributed,
with developing countries facing special difficulties in
meeting this challenge.
Was the Johannesburg Summit a success? The
answer naturally depends on the definition of success. No doubt, like Stockholm and Rio, it helped to
focus the attention of world leaders on global environmental change. The preparation and outcomes
also cemented sustainable development as the core
organizing concept for global and national environmental institutions. Some see the outcomes as constructive and as more realistic than the outcomes of
Rio. Others, though, see the conference as a symbol of
the global failure to sincerely tackle global environmental problems. They see the targets and timetables
as weak, and the Johannesburg Declaration as little
more than a restatement of the past, doing little to
promote global sustainability (Burg 2003: 11618).
These critics also see the official statements on globalization as little more than bland and evasive whitewash. The Johannesburg Summit added yet another
layer to global environmentalism, but as with
Stockholm and Rio it seems highly unlikely it will
stem the tide of ecological decay. Paul Wapner (2003:
7), in his assessment of the Johannesburg Summit
outcomes, sums this up nicely: The strains on the
earths sources, sinks and sites have intensified dramatically since Rio and show no sign of decreasing in
the near future. In short, critics worry that environmentalism piloted by the principle of sustainable
development is too weak to manage global environmental change. It does not, in particular, have the

depth or content to restrain the ecological impacts of

the globalization of production, consumption, trade,
and corporationsthe focus of the next section of the
chapter.

Key points

Environmental change began to accelerate some

300 years ago, after the Industrial Revolution intensified production and colonizers reached into distant lands.

By the late 1960s governments began to recognize

the need to cooperate to address global environmental problems. The result was the 1972 United
Nations Conference on the Human Environment.

A global compromise gradually emerged in the

1970s and 1980s around the concept of sustainable
development, as defined by the Brundtland
Commission in 1987.

The Rio Summit in 1992 set an ambitious agenda for

global sustainable development. Progress, however,
was slow and uneven over the next decade. Ten
years later the Johannesburg Summit endeavoured
to facilitate implementation of the Rio goals.

The net result has left thick layers of global environmentalism (treaties, norms, and institutions) with
the Brundtland Commissions concept of sustainable development at the core. Supporters see this as
evidence of the global communitys capacity to
handle global environmental change. Critics see it
as camouflage for business as usual.

Economic growth, trade, and corporations

What is the ecological impact of economic growth,
trade, and corporations under globalization? Some
see the net impact as positive for the health of the
planet. It pulls destitute peoplewho are prone to
degrade surrounding environments to survive
out of poverty. And it raises national per capita
incomes, which generate the funds, technologies,

and political will to implement sustainable development. In the short run, such growth produces more
food and better medical care, which in turn lengthens
life expectancy and allows the global population to
rise. This undeniably creates global ecological pressures. But, advocates of economic growth contend,
this is a temporary problem. The global population

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Trading for growth and a better

environment
A world free of poverty, say economists at institutions
like the World Bank, is critical for the long-term
health of the planet. The struggle of the poor to survive is a core cause of problems like deforestation,
desertification, and unsanitary water. The poor forage
for wood to cook and heat homes. They exhaust
nearby natural resources, such as fresh water, seafood,
and wildlife. They cultivate unsuitable land to grow
food and earn income. And they despoil local waterways with garbage and sewage. Stating these facts,
advocates of economic growth argue, is not an
attempt to assign blame. Rather, the point is far
simpler: poor people have little choice if they wish to
survive.
The poor and uneducated, too, tend to have more
children than the rich, which creates a spiral of
poverty and ecological collapse as ever more people
forage for food, water, and shelter on increasingly
fragile lands. This spiral occurs for many reasons
besides just weak economic growth. Other factors
include insecure property rights, the failure of family

planning, inadequate government services and regulations, trade distortions, and insufficient investment
and development assistance. The spiral downward
accelerates during times of slow growththat is, during an economic recession or depressionsince firms
are less willing to invest in cleaner technologies, and
states are less willing and less able to enforce environmental laws. A quick glance at environmental management in Asia during the 19979 financial crisis
confirms this (Dauvergne 1999).
Admittedly, advocates note, economic growth can
worsen environmental conditions in the short run.
Air and water quality, for example, can deteriorate in
the early stages of industrial production. Yet in the
long run, once a society harnesses sufficient per
capita wealth, environmental standards will invariably rise. Advocates of economic growth commonly
illustrate this with the Environmental Kuznets Curve
(see Figure 14.2). This Curve demonstrates that pollution (such as smog and lead) will rise along with economic growth during the early stages of industrial
development. This occurs because governments focus
on increasing industrial growth and national income
rather than on pollution controls. Yet this is a temporary phenomenon. Once per capita income reaches
high levels (in the past often between US$5,000 and
US$8,000), pollution begins to fall (Grossman and
Krueger 1995). This partly occurs because citizens
demand better living environments, and partly
because firms and governments now have the financial and institutional capacity to respond effectively.
It partly arises, too, because strong economies
naturally tend to move away from heavy industry
and toward service and information industries.

Pollution levels

will stabilize at 9 or 10 billion, probably in fifty years

or so, in part because globalization is raising the standards of living and education levels of women in the
South.
Others see economic growth and corporate globalization as core causes of the global environmental crisis. These forces are distributing environmental
effects unequally, where the rich get richer and the
poor remain confined in ever-worse environments. It
is also driving up per capita consumption in the
South (without improving well-being) and over-consumption in the North. Already the number of
humans is well beyond the earths carrying capacity.
The global population may well stabilize in fifty years
time. But that is still another 3 to 4 billion people to
feed, clothe, and shelter. How many earths, these critics wonder, are we planning to live on?
Which side is correct? To begin, the next section
outlines the environmental arguments for more economic growth, more free trade, and more foreign
investment.

381

Income per capita

Fig. 14.2 Environmental Kuznets Curve

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382 PETER DAUVERGNE

The Environmental Kuznets Curve usually draws on

data for industrial pollution rather than natural
resources. A recent study, however, found a correlation between lower deforestation and higher national
income in Asia, Latin America, and Africa (Bhattarai
and Hammig 2001).
Japans environmental history fits the Environmental Kuznets Curve well. After the Second World
War industrial production and economic growth in
Japan soared, and by the 1960s Japan was suffering
from acute pollution, not unlike many of the heavily
polluted areas of India, China, and Southeast Asia
today (Schreurs 2002: 36). Citizen protests over the
health consequences of pollution escalated in the
1960s and 1970s. In response, the Japanese government passed strict environmental regulations and
Japanese business developed new environmental
technologies (McKean 1981; Broadbent 1998). The
result was a dramatic improvement in the domestic
environment.
Environmental advocates of economic growth do
not generally propose that states with low per capita
incomes should blindly pursue economic growth. For
most, the Environmental Kuznets Curve suggests two
critical lessons. First, that in the long run economic
growth will improve environmental institutions and
governance. Second, that, following the logic of the
Environmental Kuznets Curve, it is feasible to use
measures such as ecological markets, technological
advances, sound policies, and global institutions to
help countries with low per capita incomes to tunnel
through the middle of the Curve, attaining high per
capita incomes with less environmental damage.
The globalization of free tradefollowing the principles of absolute and comparative advantagewill
also help these weak economies tunnel through the
Environmental Kuznets Curve. Free trade fosters efficient worldwide production as well as the transfer of
environmental technologies and higher environmental standards from the North to the South (Neumayer
2001; WTO 1999b). This means humanity is able to
produce more goods with fewer resources, which
stimulates global economic growth and raises national
per capita incomes. The extra income from efficient
production is necessary, too, for sustainable development. More income means that more can be spent
to preserve the environment as well as enforce
environmental regulations. World Trade Organization

director-general, Mike Moore, succinctly explains the

logic: Every WTO Member Government supports
open trade because it leads to higher living standards
for working families which in turn leads to a cleaner
environment (WTO 1999b).
Trade liberalization, too, produces significant environmental rewards. Trade barriers distort price signals
of natural resources. Prices therefore do not reflect
real scarcities or pollution costs, which in turn creates
waste and overconsumption. Liberalization also
fosters cleaner production processes, as firms that
produce goods behind trade barriers face less competition and have fewer incentives to upgrade facilities
or use resources efficiently. States with more liberal
trade policies are also, advocates argue, more likely to
meet global environmental standards. Liberalized
trade, the World Bank (1992: 67) explains, fosters
greater efficiency and higher productivity and may
actually reduce pollution by encouraging the growth
of less-polluting industries and the adoption and diffusion of cleaner technologies. Trade liberalization
can further pressure producers with low environmental standards to raise these standards to gain access to
markets with higher standards. This trading up of
environmental standards, David Vogel (1995) argues,
occurred for example when Californias strict auto
emission standards pushed up standards across the
United States as well as in Japan and Germany.
Germanys willingness to support tougher European
Union standards in part reflected its experience in the
US market.
Restricting trade for environmental reasons, advocates of open trade argue, is on occasion necessary
such as to protect endangered species or control the
dumping of hazardous waste and dangerous chemicals. Yet far more often restricting trade on environmental grounds is illogical and counter-productive.
Sound policies and incentives within an open
trading structure lead to much better long-term
environmental management. Green marketswhere
prices throughout a trade chain internalize environmental and social costs, and where consumers voluntarily pay higher prices for these productsare
another effective means to promote sustainable
development.
The globalization of corporations, argue supporters, will further promote sustainable development.
Transnational corporations (TNCs) transfer critical

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technologies, expertise, and funds into the South.

Without this investment, economies stagnate and
slip backwards and sustain environmental degradationa quick glance at North Korea or Sub-Saharan
Africa confirms this. Transnational corporations that
invest in the South also tend to employ higher
environmental standards than local laws require
what Roniel Garcia-Johnson (2000) calls exporting
environmentalism. This occurs for a host of reasons:
partly because of more sophisticated technologies
and management techniques; partly because of
pressure from states, NGOs, shareholders, and consumers; partly because of internal codes of conduct
and risk-management strategies; and partly because
the resulting efficiencies can provide a competitive
advantage.
There is as well a trend among all firms since the
1980s to voluntarily green operations (Schmidheiny
1992). For example, Responsible Carean environmental and safety code for the chemical industry
was established in 1985. The Global Environmental
Management Initiative (GEMI) was created by the
International Chamber of Commerce in 1990 to
implement the Chambers business charter for sustainable development (Sklair 2001: 204). There was a
flood of voluntary industry codes after the 1992 Rio
Summit. The ISO 14001 certifiable standards for environmental management have been widely adopted
by business since the mid-1990s (see Box 14.3).
Industry founded the World Business Council of
Sustainable Development in 1995 to address the
challenges and opportunities of sustainable development based on three fundamental and inseparable
pillars: the generation of economic wealth, environmental improvement and social responsibility
(Holme and Watts 2000: 5). The Johannesburg
Summit saw the business community stress the need
for voluntary corporate leadership to promote sustainable development. Corporations are now embracing the principle of Corporate Social Responsibility.
Chairman and Chief Executive Officer of AT&T,
C. Michael Armstrong, explains the logic of the
greening of AT&T: AT&T understands the need for a
global alliance of business, society and the environment. In the 21st century, the world wont tolerate
businesses that dont take that partnership seriously,
but it will eventually reward companies that do
(quoted in Holme and Watts 2000: 1).

383

Box 14.3 ISO 14000 and ISO 14001

The International Organization for Standardization
(ISO), headquartered in Geneva, advances voluntary
international standards for particular products and for
environmental management. The ISO develops these
standards relying on consensus and voluntary participation among ISO member countries. ISO 14000 is a
series of voluntary environmental standards, including
for environmental auditing, performance, labelling,
and most importantly, the ISO 14001 Environmental
Management System (EMS) Standard. The ISO 14001
standard allows for certification from an external
authority. It requires a community or organization to
implement practices and procedures that together
comprise a system of environmental management. It
also requires a policy to prevent pollution and continually improve environmental performance.
Source: ISO website, at www.iso14000.com

Most states and global institutions accept the need

for more economic growth, more open trade and
more foreign investment. There are critics, however,
many of whom see the relentless pursuit of growth,
trade, and investment under globalization as a primary cause of the global environmental crisis.

Trading away the earth for unequal

consumption
Critics contend that the Environmental Kuznets
Curve is misleading. They see the link between
growth and lower long-term pollution as simplistic. It
is possible, critics argue, for economies to get stuck
along the curve, never reaching a point where pollution declines (Arrow et al. 1998; Tisdell 2001: 187).
The Curve does not account for the integrity of the
ecosystem as a whole and it ignores irreplaceable
losses (such as biodiversity and species loss). It discounts, too, the potential for cumulative ecological
change to erupt into a sudden and uncontainable crisis. It does not address the possibility that, as the
amount of one toxic substance declines, the amount
of another may rise. The Curve, moreover, only works

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384 PETER DAUVERGNE

for a limited range of pollutants and resources. It fails,

for example, for CO2 emissions (the leading cause of
global warming), which have been steadily rising
alongside growth. Finally, a decline of a particular
pollutant in one country may occur because industrial production shifts offshore. Japans domestic
environment was able to improve, for example, partly
because dirty industries shifted into South-East and
North-East Asia (Hall 2002).
Environmental critics of economic growth argue
further that production patterns and unequal consumptionnot povertyare the driving forces of
global environmental decay. The earth is already
beyond its carrying capacity. The push for constant
economic growth under globalization, critics contend, means that industrialization, intensive agriculture, and unsustainable natural resource extraction
will continue to rise. Globalization also distances
production from consumption, so end users do not
see the ecological effects of individual purchases or
disposal (Princen 1997; Clapp 2002). Products like
computers often become obsolete in a few years,
partly because of the design. This, along with advertising, is contributing to ever higher levels of consumption in both the North and South. Total
consumption, for example, doubled in real terms
from 1973 to 1998. There has been a fourfold rise in
energy consumption since 1950. These rises, moreover, have not solved the gross inequalities between
consumption in the South and North. Africas per
capita consumption has been declining over the past
two decades. Meanwhile the North, with about 15 per
cent of the global population, accounts for about
three-quarters of global consumption expenditure
(UNDP 1998: 46, 50). The United States alone, with a
mere 5 per cent of the global population, consumes
30 per cent of the worlds resources (Myers 1997: 34).
Much of this consumption, critics argue, is wasteful
and excessivecreating a world where obesity is the
latest crisis of the North and malnutrition is the everlasting crisis of the South.
Global free trade, critics contend, merely adds to
the earths unsustainable ecological burden (Daly
1993, 1996, 2002). The prices of traded goods generally do not reflect the full environmental and social
costs of productionthe value, for example, of an
old-growth tree as a source of biodiversityleaving

consumer prices far too low and consumption far too

high for global sustainability (Arden-Clarke 1992).
Environmental critics further argue that trade and
trade agreements put downward pressure on environmental standards. This occurs because governments,
in a bid to become more competitive in global markets, sometimes lower or fail to strengthen environmental management. Some see this as creating a race
to the bottom; others see it as leaving countries stuck
at the bottom (Esty 1994; Porter 1999). For many, the
only solution to the ecological drawbacks of trade is to
impose strict controls over trade.
Production under free trade may well become more
efficient, critics add, but the steady increase in the
production of goods overrides any environmental
gainscreating, for example, a world full of billions
of fuel-efficient cars rather than millions of fuelinefficient cars. Global free trade, moreover, is in fact
far from free. Nor is it equal or fair as highly mobile
capital exploits the so-called comparative advantages
of weak economies. The ideology of free trade in reality translates into patterns of exchange that exploit
the labour and environments of the South and protect the interests of the North (such as farmers). The
South ends up exporting unsustainable quantities of
natural resources and absorbing ecological damage so
the North can prosper. Production-for-export from
the South tends to rely on either unsustainable quantities of natural resources or on dirty and unsafe factories (and, of course, cheap labour). Logging and
mining sites and textile and electronic factories in
Latin America, Africa, and the Asia-Pacific highlight
the ecological damage of such production (Marchak
1995; Gedicks 2001; Karliner 1997). Global trade,
critics conclude, in effect allows the North to live
beyond its carrying capacity, doing so by using up the
carrying capacity of the South.
Critics see corporate globalization as a fundamental cause of the escalating global ecological crisis.
Transnational corporations are viewed as engines of
environmental exploitation, plundering the globes
limited resources for quick profits. In particular,
critics see pollution havens and double standards as real
or potential threats to sustainability. A pollution
haven refers to governments using lower environmental standards to induce firms to invest, thus
creating a haven for polluters. It does not, as David

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Wheeler (2002: 1) points out, necessarily refer to a

region that is seriously polluted. What really matters
is the willingness of the host government to play the
environment card to promote growth. A double
standard refers to cases where a firm applies one set
of standards at home and another set overseas
(generally lower standards in countries with weaker
laws). Double standards are common, and most economists would agree, a normal outcome of the process
of development. The case of the American TNC,
Union Carbide, in Bhopal, India, the site of the worst
industrial accident in history, is perhaps the bestknown case of double standards (the US headquarters
was responsible for the plants design) (MacKenzie
2002). But there are countless others, too (Karliner
1997; Frey 1998; Ofreneo 1993). The American firms
General Electric, Ford, General Motors, and
Westinghouse all, for example, operate plants in
Northern Mexico, thus avoiding Californias
much tougher regulations on toxic emissions. Critics
blame these TNCs for polluting local rivers, soils, and
water supplies near these plants (Bryant and Bailey
1997: 109).
There is, then, little debate about the existence of
double standards. The existence of pollution havens,
however, is hotly debated. Critics of TNCs commonly
assert that corporate globalization is producing
pollution havens around the globe. The process of
globalization spreads these because corporations are
increasingly willing to relocate for the smallest
differences in costs. Governments, meanwhile, are
more prone to use lax regulations to entice investors.
Most economists, however, argue that the reason for
double standards is not a result of host governments
intentionally and explicitly playing the environment
card. There are, they claim, in fact few, if any, permanent pollution havens anywhere in the world
(Wheeler 2002). There are many reasons. For some
industries it is impractical or too risky to relocate
for market or infrastructural reasons. The main reason, however, is that costs like labour and technology
are far higher than environmental costs (Ferrantino
1997: 52). It therefore does not make financial sense
for a firm to relocate on environmental grounds
alone.
A second and much larger strand of environmental
literature, which is critical of corporations, focuses

385

less on the differential environmental practices of

firms and more on practices on the ground.
These critics have filled libraries documenting the
destructive and illegal practices of loggers, miners, oil
companies, chemical companies, and so on
(Dauvergne 2001; Gedicks 2001; Clapp 2001). Besides
academics, research institutes like the World
Resources Institute and countless numbers of NGOs
also research and publish such findings. This research
leads popular writers like Joshua Karliner (1997) to
call the world a Corporate Planet and David Korten
(1995) to conclude that Corporations Rule the
World.

Key points
Advocates argue that the wealth from the globalization of trade and TNCs creates:

Poverty alleviation, better education, population

controls, and a stronger capacity of states and
global institutions to implement sustainable
development.

Technological innovation and less harmful forms of

production (for example, a shift from industry and
agriculture to service and knowledge).

Corporate investment that exports environmentalism by transferring funds, new technologies,

and higher standards to the South.

Opportunities to use creative policies and incentives to tunnel through the Environmental Kuznets
Curve.

Critics see unequal and destructive economic growth,

trade, and investment that:

Burden the South with unequal environmental

costs and low environmental standards.

Allow corporations to plunder the globes fragile

ecosystems.

Generate consumer prices that ignore environmental and social costs of production.

Drive overconsumption in the North and unbalanced consumption in the South, putting total
global consumption well beyond the earths
carrying capacity.

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A sustainable future? Financing and regimes

There is, then, a great divide between environmentalists who support and those who oppose globalization.
Most agree, however, that it will no doubt require new
consumption patterns, innovative markets, technological advances, corporate ethics, and cooperation to
ensure a sustainable global economy. There are
indeed reforms ongoing in all of these areas. Yet the
global community has put much of its energy into
funding sustainable development and into forming
and strengthening global environmental agreements. Is sustainable development an effective core
principle? Is funding sufficient? Can international
agreements and sustainable development ensure
globalization is a positive environmental force? Many
in the global communitystates and state negotiators in particularbelieve in sustainable development and environmental agreements. Others,
however, see them as, at best, harmless, and at worst,
themselves causes of global environmental harm as
the effort to reach a compromise lowers expectations,
creates long delays, and ultimately contributes to
ineffective policies. The next section addresses these
issues with particular attention to global environmental financing and the political economy of three
international regimes: ozone depletion, climate
change, and forestry.

Financing sustainable development:

the GEF
Few deny that the South requires assistance to implement sustainable development. How else can the
South find the funds and personnel to address issues
like climate change or global biodiversity? Yet critics
lament the failure of environmental assistance. Some
see total assistance as far too lowfar below the
repeated global promise of total overseas development assistance of 0.7 per cent of gross national
income. The OECD average is just 0.22 per cent, while
the United States is the lowest of the major donors,
supplying a mere 0.11 per cent in 2001. Assistance for
sustainable development is even lower. At the Rio
Summit, for example, the North was only willing to

commit to US$125 billion of the US$625 billion estimated as needed to implement Agenda 21 (UNEP
2002: 17).
Other critics see development assistance as a cause
of global ecological stress. These critics see the conditions attached to this aid as a tool of donors and corporate allies to exploit labour and natural resources in
the South. Multilateral donors like the World Bank
and bilateral donors like Japan (the worlds largest
bilateral donor over the 1990s), for example, use loans
to require governments to eliminate trade barriers
and support foreign investors. Heavy foreign debts,
these critics contend, further aggravate ecological
pressures as states export natural resources to earn
the foreign exchange to service and repay the debt
(Rich 1994).
The Global Environment Facility (GEF) is one of the
few financial sources to specifically fund global environmental initiatives in the South. The GEF was first
set up as a pilot facility in 1991 just before the Rio
Summit. It formally became a permanent body in
1994. The GEF has three implementing agenciesthe
World Bank, the United Nations Development
Programme (UNDP), and the UNEPalthough the
World Bank is the most influential. The Global
Environment Facility is formally housed in the
World Bank, though functionally independent. The
UNDP handles technical assistance and the UNEP
coordinates between the GEF and global environmental agreements. There are fourteen donor states,
eighteen recipient states, and five NGOs on the GEF
Council. GEF finances global environmental policies
and programmes in developing countries, including
ozone depletion, biodiversity, climate change, and
persistent organic pollutants (Streck 2001). The GEF
currently supports over 1,000 projects in over
140 countries. The total amount of GEF grants by
2003 was US$4 billion. The GEF has also managed to
leverage US$12 billion in co-financing from other
sources.
The GEF disburses grants and technical funds to
cover the additional costs for developing countries of
a project targeting a global environmental objective
(such as to mitigate climate change or protect

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biodiversity). Some see GEF as a critical step forward

to help the South absorb the financial costs of global
sustainability. Others, like Bruce Rich of the NGO
Environmental Defense, have lashed out at GEF, especially during the pilot phase: The formulation of the
Global Environment Facility, he argues (1994:
1767), was a model of the Banks preferred way of
doing business: Top-down, secretive, with a basic contempt for public participation, access to information,
involvement of democratically elected legislatures,
and informed discussion of alternatives. These critics
see GEF as little more than a financial Band-Aid that
stresses top-down technological fixes rather than
long-term solutions (Young 2003). These critics
worry, too, that the World Bank is tying GEF grants to
other World Bank loans that finance projects that
damage the environment. Korinna Horta of
Environmental Defense states: The World Bank
mocks the principles and policies of the GEF by hypocritically funding and mitigating environmental
destruction. The GEF greenwashes business as usual
for the Bank (Halifax Initiative 2002; also see Horta,
Round, and Young 2002).
No doubt, funding for global sustainability is far
from adequate. The global community has in some
ways made more progress developing and strengthening environmental regimes.

Political economy of regimes

The global community has put great faith in international environmental agreements to guide globalization, promote cooperation, rein in free riders, and
avoid the natural drift of a system of sovereign states
toward a tragedy of the commons (see Box 14.4).
There has been a steady increase over the last three
decades in the number of international and regional
environmental negotiations, and today there are several hundred agreements (see Table 14.1 above, for
examples).
An international environmental regime encompasses more than just international legal agreements.
Steven Krasners (1983: 2) definition of international
regime is the classic one: sets of implicit or explicit
principles, norms, rules and decision-making procedures around which actors expectations converge in a
given area of international relations (see Aggarwal

387

and Dupont, Chapter 2 in this volume). Yet most

international environmental regimes revolve around
an international agreement. Such regimes tend to
evolve in four phases. They begin with the recognition of a problem, including the scientific debates
about the causes and severity, and the emergence of
an agenda. The science here is often speculative, especially if, as with climate change, it involves looking
hundreds of years into the future. Working through
the science can create decades of delay during this
phase as various experts make claims and counterclaims. Dramatic events, like an oil spill or a chemical
leak or a hole in the ozone layer, can catalyse action
toward the next stagethe negotiation of the rules
and decision-making procedures. Here, coalitions of
states or a powerful state like the USA can play a
critical role either in the emergence or veto of an
agreement. States may also shift gears during this
phasefor example, signing an agreement then withdrawing later (for example, refusing to ratify). As with
the emergence of an agenda, scientists or experts with
collective policy preferences can play a key role in
defining the content of an agreement (Haas 1992). So
can networks of activists who work across traditional
sovereign borders (Keck and Sikkink 1998). Once an
agreement enters into force, parties to the agreement
need to implement policies that meet their obligations. This phase can further strengthen or weaken a
regime, as many states, even those legitimately striving to meet obligations, may be unable (or unwilling)
to do so for technical or political reasons. Finally,
regimes continue to evolve even after implementation begins, strengthening and weakening as norms
shift (or sometimes as negotiators amend the formal
rules).
There is a growing literature on evaluating the
effectiveness of international environmental regimes
(Victor, Raustiala, and Skolnikoff 1998; Young 1999,
2002; Vogler 2000, 2003). Some global environmental regimes are weak, with little influence over the
behaviour of states and firms or, if there is influence,
with little impact on global ecological conditions. An
array of factors shape regime effectiveness. These
include the scope and nature of the international
rules as well as the strength of the national policies
designed to meet international obligations.
National agencies are generally responsible for monitoring and enforcing international environmental

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Box 14.4 Tragedy of the commons

Garrett Hardin (1968), in a now notorious article in Science,
drew a vivid analogy of access and historical collapse of the
English commons with access and future collapse of
modern-day commons (like the high seas or the atmosphere
or an unregulated forest). Look, he says, at a grazing pasture
open to all. It is in the rational self-interest of a farmer to
breed and graze as many animals as possible. The addition
of one more animal will enhance the wealth of the owner
far more than it will degrade the pasture for the owners

laws. To encourage compliance, however, parties

generally submit implementation data to secretariats
as well as attend regular meetings to review implementation. Some agreements also link financing to compliance (especially important in the South). The
secretariats, however, often lack the staff and funds to
verify data (as well as push laggards to submit). The
combined total in 1999 of professional staff of
the Framework Convention on Climate Change, the
Convention on Biological Diversity, the Montreal
Protocol, CITES, and the Convention to Combat
Desertification was a mere 100 people. The combined
total budget was just US$43.5 million (Porter, Brown,
and Chasek 2000: 150). Both figures are tiny in comparison with the international financial institutions
(see Winham, Chapter 4 in this volume). Non-governmental organizations also play a key role here, publicizing violations and conducting independent studies of
national implementation. The NGO Environmental
Defense, for example, has been critical in ensuring US
regulations in fact implement the Montreal Protocol
(Porter, Brown, and Chasek 2000: 149).
Implementation can pose great technical and
political problems for governments in the South.
Often, these governments do not have the finances,
personnel, or technologies to monitor and enforce
environmental legislation. Systemic corruption may
further hinder enforcement. The cost of compliance,
too, is frequently greater in the South than in the
North, as the South has less infrastructure and experience in meeting environmental obligations,
although, as mentioned earlier, funds like the ones
from the GEF can help to offset the higher costs of

herd. Without controls, however, the logic of personal gain

will inevitably overfill and destroy the pasture. The process
is the same for all commons with rising populations and
unrestricted access. Ruin is the destination toward which
all men rush, he argues each pursuing his own best interest in a society that believes in the freedom of the commons. Freedom in a commons brings ruin to all. The only
solution, he concludes, is mutual coercion, mutually
agreed upon by the majority of the people affected.

compliance in the South. Countries in the North,

however, also struggle with implementing international environmental agreements. Scientific
uncertainty may create long bureaucratic delays in
implementation. Lobby groups and bureaucracies
may work to weaken national legislation designed
to meet international obligations. In democratic
federations like Canada the federal government
may sign and ratify an agreement, but then face stiff
opposition from some of the provinces, as happened
after the federal government ratified the Kyoto
Protocol in 2002.
For all of these reasons, then, it is a formidable
challenge for state negotiators and implementers to
develop and uphold an effective international environmental regime. Perhaps the most common example of a
successful regime is the one to reduce the production
and consumption of chlorofluorocarbons (CFCs), the
main cause of the depletion of the ozone layer.

Ozone depletion regime

Production and consumption of CFCs, first invented
in 1928, rose quickly from the 1950s to the 1970s. The
main use was in aerosols, refrigerators, insulation,
and solvents. In 1974 Mario Molina and F. Sherwood
Rowland, who went on to win the 1985 Nobel Prize in
Chemistry, published an article hypothesizing that
CFCs were drifting into the atmosphere, breaking
apart, releasing chlorine, then reacting to deplete the
ozone layer. Ozone is a molecule of three oxygen
atoms able to absorb harmful ultraviolet light. The

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billion to phase out the consumption of ozonedepleting substances in the South. Partly as a result,
many developing countries were already on track by
the mid-1990s to phase out CFCs and Halons ahead of
schedule (Greene 1997: 329), and the South was able
to reduce CFC consumption by about 15 per cent from
1986 to 2001 (UNEP 2003: 5).
Conferences of the Parties in London in 1990,
Copenhagen in 1992, Montreal in 1997, and Beijing in
1999 amended and strengthened the Montreal
Protocol. These conferences also added other ozonedepleting substances and accelerated the phase-out
schedules. Over this time, the Vienna Convention
and the Montreal Protocol became truly global agreements, and today both have over 180 Parties. The
result has been a dramatic fall in global CFC production (see Figure 14.3).
The damage to the ozone layer, it is important to
emphasize, is still a serious problem. Today the thickness of ozone over Antarctica, for example, is generally 40 to 55 per cent of its pre-1980 level (UNEP
2000a: 5). The stratospheric concentration of CFCs
also continues to increase because the long life of
CFCs means old emissions are still rising into the
stratosphere. Nevertheless, the UNEP (2000b: chapter
2) now predicts that the ozone layer will repair itself
and return to pre-1980 levels by 2050, preventing 1.5
million cases of melanoma cancer and 130 million
cases of eye cataracts (UNEP 2003: 4). This is indeed an
exceptional turn-around. The ozone layer regime is
remarkable, Marvin Soroos (1997: 169) argues, not
only for the series of agreements limiting and phasing
out the production and use of ozone-depleting substances but also for the broad acceptance of them and

2000

1995

1990

1985

1980

1975

1970

1965

1960

1955

1950

1945

1940

Fig. 14.3 Global CFC

production
1935

1,000
900
800
700
600
500
400
300
200
100
0

1931

Metric tons (thousands)

ozone layer refers to the region of high concentrations of ozone in the stratosphere. (The stratosphere is
1550 kilometres above the earths surface. Below is
the troposphere where weather occurs.) The ozone
layer protects us from the harmful effects of ultraviolet radiation from the sun, which can contribute to
skin cancer and cataracts, decrease our immunity to
diseases, and make plants less productive.
In the decade after Molina and Rowlands seminal
article, global negotiators slowly worked toward a collective consensus on the causes and consequences of
ozone depletion. This effort gained momentum in
1985 after British scientists found a hole (in fact a
severe thinning) in the ozone layer over Antarctica.
This hole, which persisted for three months, was the
size of North America. The same year the global community signed the Vienna Convention for the
Protection of the Ozone Layer, a framework convention without legally binding targets. The 1987
Montreal Protocol on Substances that Deplete the
Ozone Layer was adopted two years later, setting
mandatory targets to reduce the production of
ozone-depleting CFCs and Halons (Halons are another
significant ozone-depleting substance found, for
example, in fire extinguishers).
Significantly, in 1990 the South agreed to phase out
consumption of CFCs and Halons by 2010. The Parties
to the Montreal Protocol created the Montreal
Protocol Fund to assist developing countries with
implementation. This is unusual, as most international agreements do not contain a funding mechanism, and instead rely on traditional development
assistance and, more recently, the GEF. So far, the
Montreal Protocol Fund has supplied more than US$1

389

Source: Alternative Fluorocarbons

Environmental Acceptability Study,
available at http://www.afeas.org

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390 PETER DAUVERGNE

the apparent high rate of compliance with the controls. Most other scholars would agree. Edward
Parson (2003: vii) calls it a striking success, noting:
With near-universal participation of nations and
energetic support from industry, the ozone regime
has reduced worldwide use of ozone-depleting chemicals by 95 per cent, and use is still falling.
Yet in many ways this was an exceptional case, one
that may well tell us little about our ability to handle
future global environmental crises like climate
change. The consequences of less ozone were easy for
the general public to understand, with skin cancer a
particular worry in the North. Even more important,
the causes and solutions were relatively straightforward. In the mid-1980s, twenty-one firms in sixteen
countries were responsible for CFC production, with
the North accounting for about 88 per cent of
production. Especially notable, by 1986 the chemical
company DuPont, the largest producer of CFCs
(accounting for one-quarter of global production),
had decided to seek substitutes for CFCs (Grundmann
2001; Parson 2003). Two years later Dupont
announced it would phase out production of CFCs.
The shift to CFC substitutes did not harm its profits;
indeed, in many ways it gave DuPont a competitive
edge as other producers soon followed suit.

Climate change regime

Metric tons of carbon (millions)

Most other global environmental problems involve

far greater complexities and uncertainties, and
will require far greater sacrifices to solve. Climate
change is perhaps the most complex of all. Human
activities are altering the relative volumes of greenhouse gasessuch as carbon dioxide, methane, and

nitrogen oxidesin the earths atmosphere. Figure

14.4, for example, shows the rapid increase in global
emissions of carbon dioxide over the last century. The
planet is warming as the new atmosphere traps more
heat, a process akin to rolling up a car window on a
hot day. The Intergovernmental Panel on Climate
Change (IPCC 2001) calculates that the mean global
surface temperature has already risen by 0.30.6
degrees Celsius over the last 100 years. This may seem
minor, but it was the largest rise of any century in the
last millennium. The problem appears to be getting
worse. The 1990s was the warmest decade and 1998
was the warmest year since records began. This century could be worse still. Various studies predict a rise
of between 1.4 and 5.8 degrees Celsius by 2100the
fastest rate of change since the last ice age. The IPCC
(2001) estimates that seas could rise by as much as
88 centimetres by the end of the century, displacing
millions in low-lying coastal areas in countries like
Bangladesh and submerging low-lying countries like
the Marshall Islands and the Maldives.
Climate change especially alarms environmental
critics of economic globalization as the primary
greenhouse gases arise from core economic activities,
such as automobiles, power plants, oil refineries,
factories, agriculture, and deforestation. At the same
time many of the consequences, such as melting
polar ice, rising seas, severe storms, new diseases, and
drought, are beyond the lifetimes of politicians and
business leaders. No doubt, to lower greenhouse gas
emissions will require significant changes to global
economic production and consumption patterns. It
will require, too, governmental, corporate, and personal sacrifices. Replacing CFCs, these critics note, is
simply not a comparable sacrifice (Paterson 1996;
Newell 2000).

7000
6000
5000
4000
3000
2000
1000
0
1800 1820 1840 1860 1880 1900 1920 1940 1960 1980 2000 2020

Fig. 14.4 Global CO2 emissions

from fossil-fuel burning, cement
manufacture, and gas flaring
Source: Marland, Boden, and Andres
2001.

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The South sees the North as largely responsible for

climate change, as developed countries account for
three-quarters of cumulative emissions of carbon
dioxide from 1950 to 1992. The North, on the other
hand, often notes the need for global efforts, as carbon dioxide emissions from the South are likely to
equal those from the North by 2035. Nevertheless,
specific views on climate change do not split cleanly
along NorthSouth lines. The European Union,
Japan, and Canada, for example, have supported
global efforts to combat climate change while the
United States and Australia have remained sceptical,
at times even questioning the science of global warming. Meanwhile, the states in the Organization of
Petroleum Exporting Countries (OPEC) oppose
efforts to reduce the global dependence on oil while,
predictably, the thirty countries in the Alliance of
Small Island States support every possible effort to
halt the rise of sea levels.
The 1997 Kyoto Protocol to the 1992 Climate
Change Convention is the core agreement in the climate change regime. It requires developed countries
to reduce emissions of six greenhouse gases, on average, by 5 per cent below 1990 levels between 2008 and
2012 (calculated as an average over these years). If
achieved, emissions levels in 2010 would be about 20
per cent lower than without the Protocol. Not all governments have the same target. The European Union
agreed to reduce emissions by 8 per cent below 1990
levels, the United States by 7 per cent, and Japan and
Canada by 6 per cent. The Russian Federation agreed
to stabilize emissions at 1990 levels. Australia managed to negotiate an increase of 8 per cent above 1990
levels. Developing countries are exempt from legally
binding commitments in the Kyoto Protocol,
although some, like India and China, set voluntary
reduction targets.
The Kyoto Protocol will enter into force ninety days
after at least fifty-five Parties, accounting for 55 per
cent of the 1990 carbon dioxide emissions of the
developed countries, ratify it. So far, as of April 2004,
over 100 states have ratified, including the European
Union, Japan, and Canadain total accounting for
44.2 per cent of 1990 emissions. The United States,
however, which accounts for 36.1 per cent of 1990 carbon dioxide emissions of developed countries, withdrew support in 2001. Later, the United States vowed
to reduce greenhouse gases by 18 per cent over the

391

next decade through voluntary, incentive-based, and

existing mandatory measures (Switzer 2004: 293).
The Kyoto Protocol may still enter into force even
without the United States. It now lies in the hands of
Russia, which accounts for 17.4 per cent of 1990 levels.
Regardless, however, most analysts agree that even
with full compliance the Kyoto Protocol will not
lower greenhouse gas emissions to levels that will
solve climate change. More radical groups like
Greenpeace argue for a global emission reduction
more in the range of 80 per cent.

Forests regime
Most environmental regimes, as with ozone and climate change, contain a core international agreement. But some, like the international forests regime,
are emerging without a core global treaty. The international forests regime includes the norms and principles arising from numerous global meetings since
the Rio Summit to discuss the benefits and drawbacks
of negotiating a global treaty for forest management.
It consists, too, of the forest-related clauses of international conventions like the ones on biodiversity,
desertification, climate change, and wetlands. It also
includes the sustainable forest principles of institutions like the International Tropical Timber
Organization (ITTO), and the standards of organizations like the Forest Stewardship Council (FSC) (see
Box 14.5). At the core of the regime is the concept of
sustainable forest management. Humphreys (1999:
251) writes, The forests regime has coalesced around
the core concept of sustainable forest management
(SFM) and the norm that forests should be conserved
and used in a sustainable manner. Other global principles include the value of conservation, ecosystem
integrity, protected areas, indigenous knowledge and
values, and participation of civil society (Humphreys
1999, 2003).
Yet global norms and principles are only a small
part of the basket of rulesboth formal and informalthat shape forest management. National and
local leaders often ignore the concept of sustainable
forest management as well as the non-binding principles of institutions like the ITTO and FSC. The international forests regime is particularly weak and
ineffective in Asia, Africa, and South America, most

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Box 14.5 ITTO and FSC

International Tropical Timber Organization

Forest Stewardship Council

The 1983 International Tropical Timber Agreement (in

force from 1985) created the International Tropical Timber
Organization (ITTO), headquartered in Yokohama, Japan.
A successor agreement was negotiated in 1994 (in force
since 1997). The ITTOs mandate is to facilitate consultation and cooperation among member countries that produce and consume tropical timber. There are fifty-nine
members (as of 2004), representing 90 per cent of world
trade in tropical timber. The organization is committed to
assisting members with meeting the so-called Year 2000
Objective, which calls for members to only trade tropical
timber products that originate from sustainably managed
forests by the year 2000. (This is still being pursued despite
the passing of the target year.) The Bali Partnership Fund is
designed to assist producers with implementing sustainable forest management.

The non-profit Forest Stewardship Council was founded

in 1993 to promote more effective forest management.
Its members include environmental organizations, forest
industries, indigenous and community groups, and forest
certification bodies. The FSC accredits and monitors
organizations that certify that forest products come from
a well-managed forestthat is, a forest that meets the
FSCs Principles and Criteria of Forest Stewardship. The
FSC visits certified forests to ensure compliance. It further
supports the development of regional, national, and local
standards that implement these principles and criteria.
The FSC logo on a wood product is ultimately designed to
provide a credible guarantee to the consumer that the
product comes from a well-managed forest.
Source: FSC website, at www.fscoax.org/

Source: ITTO website, at www.itto.or.jp/

notably where timber profits prop up corrupt politicians, bureaucrats, and military officers. This explains
in part why tropical deforestation has persisted
largely unimpeded over the last few decades despite a
global outcry and repeated government promises to
do better (Dauvergne 2001).
International regimes, then, can solve global environmental problems. The history of the depletion of
the ozone layer confirms this. Yet the regimes for climate change and deforestation, for different reasons,
are still largely ineffective. Supporters of regimes
argue this in part reflects the complexity of the causes
and consequences of these problems, as well as the
need for economic sacrifices to solve them. For them,
this suggests a need to work even harder to strengthen
these regimes. For critics of regimes, however, the failure to slow climate change and deforestation suggests
the innate limitations of regimes as a mechanism to
constrain and guide economic globalization. The
energy expended on seemingly endless international
negotiations on climate change and deforestation,
some critics argue, would be better spent elsewhere,
perhaps in labs developing new technologies or in
communities developing new ethics. A few of these
critics even see the focus on the development of

agreements like an international forests convention

as a strategic move by powerful actors to delay real
action and ensure business as usual continues for as
long as possible (Dauvergne forthcoming).

Key points

All sides agree that the South needs financial and

technical support to pursue global sustainability.

Some see current effortsfor example the GEFas

a critical lifeline for weak economies. Others see
such financing as too small to matter. Still others see
global development assistance as a cause of the
global environmental crisis as states export natural
resources to service and repay foreign debt.

Environmental regimes are the primary global

mechanism for coordinating environmental management across states. It is exceedingly difficult,
however, to create and maintain an effective environmental regime.

Most agree the ozone regime has been effective,

largely because the causes, consequences, and solutions of ozone depletion are straightforward.

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The climate and deforestation regimes are much

weaker than the ozone regime. Advocates of
regimes see this as temporary, a result of the sheer
complexity and difficulty of the science, politics,
and economics of climate change and deforestation. Critics, on the other hand, see weak regimes
for problems like climate change and deforestation
as inevitable within the current global political

393

economy; for some, these are not a part of the solution, but part of the reasons for failure.

Most advocates and critics of regimes agree, however, that solutions to climate change and deforestation will require far more than financing and
regimes. Solving them will require a level of innovation, cooperation, and sacrifice never seen before in
the history of global environmental politics.

Conclusion
What, then, is the nature of global environmental
change in an era of globalization? Is globalization a
force for environmental progress or crisis? Are global
environmental regimes and the norm of sustainable
development effectively channelling globalization to
ensure a sustainable future? The record is mixed. For
some problems, like ozone depletion, global cooperation has indeed been effective. But for problems like
tropical deforestation, the global community appears
to be making no headway at all. Perhaps the greatest
environmental problem of all is climate change. Here,
it also appears that global efforts are failing. Can
sustainable development and regimes alone solve
deforestation and climate change? The answer seems
clear. No. These may indeed help. But such great problems will require new national policies, new corporate
ethics, more NorthSouth financial transfers, innovative markets, technological advances, and new forms
of cooperation. It will be a bumpy path forward: one

that will, because of the nature of the global political

economy and global environmental change, no
doubt, most unjustly, impose the greatest hardships
on the worlds poorest and least powerful peoples.
That much seems certain.
The chapter did not strive to convince the reader to
believe in a particular set of arguments. Already far
too many globalization and anti-globalization environmental ideologues preach or chant at, rather than
talk to, each other. The goal was instead to deepen the
understanding of the range of reasonable and logical
arguments about the environmental impacts of the
ongoing changes to the global political economy. The
hope is that one day those who choose to act on their
beliefsfrom joining the World Banks environment
team to protesting at an anti-globalization rallywill
do so with the humility of knowing the complexities
and uncertainties of the relationship between globalization and the environment.

QUESTIONS
1

What, in the broadest terms, is the relationship between globalization and global
environmental change?

What is the globalization of environmentalism? Is the overall trend positive or

negative?

Is the Environmental Kuznets Curve a useful policy tool?

Which is more common: pollution havens or exporting environmentalism?

What are the effects of inequality and consumption on global environmental

conditions?

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394 PETER DAUVERGNE

6

What are the effects of trade and corporations on global environmental conditions?

What are the effects of financing and regimes on global environmental conditions?

Is there a global environmental crisis? If yes, why? If no, why?

Can we solve global environmental problems within the current political and
economic structures? If yes, how? If no, why?

FURTHER READING
Clapp, J., and Dauvergne, P. (forthcoming), Paths to a Green World: The Political Economy of the
Global Environment (Cambridge, Mass.: MIT Press). Maps out an original typology to classify
the dominant worldviews regarding the impact of the global political economy on the
global environment.
Conca, K., and Dabelko, G. D. (eds.) (forthcoming), Green Planet Blues: Environmental Politics
from Stockholm to Johannesburg, 3rd edn. (Boulder, Colo.: Westview Press). Surveys and
extracts core concepts and arguments from seminal articles in global environmental
politics.
Dauvergne, P. (ed.) (forthcoming), Handbook of Global Environmental Politics (Cheltenham:
Edward Elgar). Collection of original and cutting-edge articles by many of the worlds
premier scholars of global environmental politics.
Dryzek, J. (1997), The Politics of the Earth: Environmental Discourses (Oxford: Oxford University
Press). Analysis of the history of environmental discourses. Collection of accompanying
readings is available in: J. Dryzek and D. Schlosberg (eds.) (1998), Debating the Earth: The
Environmental Politics Reader (Oxford: Oxford University Press).
Global Environmental Politics (www.mitpress.mit.edu/GEP). Scholarly journal that contains the
latest innovative and original research on environment and the global political economy
(first issue Feb. 2001).
Haas, P. M. (ed.) (2003), Environment in the New Global Economy (Cheltenham: Edward Elgar).
A collection of sixty seminal articles on environment, globalization, and the global
political economy (previously published, dating from 1944 to 2001).
Lipschutz, R. D. (2004), Global Environmental Politics: Power, Perspectives, and Practice
(Washington DC: CQ Press). A text on the politics of the global environment that among
other issues examines green thought, capitalism, power, and international environmental
policies.
Paterson, M. (2000), Understanding Global Environmental Politics: Domination, Accumulation,
Resistance (London: Macmillan and St Martins). Draws on the literature in international
relations to provide a critical account of the environmental impacts of the global political
economy.
Pojman, L. P. (ed.) (2001), Environmental Ethics: Readings in Theory and Application, 3rd edn.
(Belmont, Calif.: Wadsworth/Thomson Learning). Balanced collection of many of the most
influential articles in environmental philosophy and politics, including deep ecology,
generational obligations, population, hunger, economics, and sustainability.
Porter, G., Brown, J. W., and Chasek, P. (2000), Global Environmental Politics, 3rd edn. (Boulder,
Colo.: Westview Press). Introduces the academic study of global environmental politics with
a focus on international agreements.
Princen, T., Maniates, M. F., and Conca, K. (eds.) (2002), Confronting Consumption (Cambridge,
Mass.: MIT Press). Breaks new ground in the understanding of consumption as a core
problem for the global political economy.

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395

Young, O. R. (2002), The Institutional Dimensions of Environmental Change: Fit, Interplay, and Scale
(Cambridge, Mass.: MIT Press). Leading scholar of environmental regimes analyses the role
of institutions in causing and constraining environmental change.

WEB LINKS
www.unep.org United Nations Environment Programme and www.undp.org United
Nations Development Programme. Provide entries into environment and development data
and projects of the United Nations.
www.gefweb.org Global Environment Facility. Outlines projects and programmes to finance
protection of the global environment in developing countries.
www.wri.org World Resources Institute. Source of scientific environmental research and
non-governmental policy proposals. Includes agriculture, biodiversity, forests, climate change,
marine ecosystems, water, and health.
www.iisd.org International Institute for Sustainable Development. Monitors the proceedings
of global environmental negotiations and conferences.
www.worldwatch.org WorldWatch Institute. Source of data on the global environmental
crisis. Challenges some of the data (and interpretations) of the United Nations, World Bank,
and governments.