Reliance Capital Asset Management Limited

A Reliance Capital Company

APP No.:

TRANSACTION SLIP
Please use separate transaction slip for each scheme. This Form is for use of Existing Investors only. To be filled in CAPITAL LETTERS
DISTRIBUTOR / BROKER INFORMATION
Name & Broker Code / ARN Sub Broker / Sub Agent Code Folio/Account No:

Investor Details
Name of First / Sole applicant [Are you KYC Compliant Please ( ) Yes or No ] PAN No.

Name of Guardian (In case of Minor) [Are you KYC Compliant Please ( ) Yes or No ] PAN No.

Name of Second Applicant [Are you KYC Compliant Please ( ) Yes or No ] PAN No.

Name of Third Applicant [Are you KYC Compliant Please ( ) Yes or No ] PAN No.

Additional Purchase
Cheque/ DD No. DD Charge Rs. Cheque/ DD Net Amount Rs.

Bank Name: Branch: City

Scheme Plan Option

*DECLARATION; I/We confirm that I am / We are non-Resident(s) of Indian Nationality/Origin and that I/We have remitted funds from abroad through approved banking channels or from funds in
my/our NRE/FCNR Account.

Redemption
Amount: Rs or Units: or All Units
Scheme Plan Option
Switch
Amount: Rs or Units: or All Units

From Scheme Plan Option

To Scheme Plan Option

Change of Address ((With effect from Feburary 1, 2008, Change of address request has to be submitted at POS of CVL using “KYC Details Changes” Form, If you are KYC compliant)

Add1
Add2
Add3 City

District State PIN*

Tel. No. STD Code Office Residence Fax Mobile

Email Communication
E-mail I N B L O C K L E T T E R S

I/We wish to receive Account Statement, Quarterly Statement, Annual Statement, Annual Report via email instead of physical.
Change of Bank Details (Please attach photocopy of cheque)
Bank Account No: A/c Type SB CA NRE NRO FCNR
Bank Name:

Branch & Address:

City PIN*

9 Digit MICR No. M a n d a t o r y IFSC/NEFT Code

Payable City:
PAN & KYC Updation (Please Tick) Photocopy(ies) of PAN Card(s) Submited herewith Photocopy(ies) of KYC letter(s) enclosed herewith

SIGNATURE/S
Sole / 1st applicant/Guardian/ Authorised Signatory 2nd applicant 3rd applicant

ACKNOWLEDGEMENT SLIP (To be filled by the investor)

Folio/Account No:
Received from Mr./Mrs.
Additional Purchase Redemption Switch Change of Address Change of Bank Account PAN & KYC Updation Email Communication
 INSTRUCTIONS

1. Please read the Offer Document (OD) carefully before investing / Identification Number* (MIN) Allotment Letter). The KYC Status will
switching to other schemes for risk factors & terms applicable to be validated with the records of the Central Agencybefore allotting the
Schemes / Plans. units. Reliance Mutual Fund will not be held responsible and /or liable
for rejection of KYC Form, if any, by the Central Agency. Applications
2. For additional purchase, the cheque / Demand Draft should be drawn for subscriptions of Value of Rs. 50,000/- and above withouta valid
in favour of the name of the scheme (e.g. Reliance Equity Fund) and KYC compliance may be rejected. Provided further, where it is not
crossed A/c Payee and payable locally at the place of the ISC, where possible to verify the KYC Compliance status of the investor at the
the application is being submitted. Outstation cheque / DD will not be time of allotment of units, the Trustee/AMC shall verify the KYC
accepted. compliance statusof the investor within a reasonable time after the
If the Scheme name on the application form and on the cheque is allotment of units. In the event of non compliance of KYC
different, then the units will be alloted as per the Scheme name requirements, the Trustee/AMC reserves the right to freeze the folio of
mentioned in the application form. the investor(s) and affect mandatoryredemption of unit holdings of
PAYMENT BY CASH IS NOT PERMITTED. the investors at the applicable NAV, subject to payment of exit load, if
any.All investors (both individual and non- individual) can apply for
3. In case of multiple holders, the dividend (where applicable) & KYC compliance. However, applications should note that minors
redemption amount, will be paid to the first units holder. cannot apply for KYC compliance and any investment in the name of
minors should be througha Guardian, who should be KYC compliant for
4. BANK DETAILS:
the purpose of investing with a Mutual Fund. Also applicants/ unit
As per the SEBI guidelines, it is mandatory for investors to mention
holders intending, to apply for units currently holding units and
their bank account details in the application form. In the absence of
operating their Mutal Fund folios through aPower of Attorney (PoA)
the bank details the application form will be rejected. Wherever
must ensure that the issue of PoA and the holder of the PoA must
possible / availability of electronic credit service, RMF will give
mention their KYC compliance status at the time of investment, if
instruction to the investor’s bank for direct / electronic credit for
such investment(s) are above the prescribed threshold limit.PoA
dividend / redemption payments and such instructions will be
holders are not permitted to apply for KYC compliance on behalf of
adequate discharge of RMF towards the said payment. In case the
the issuer of the PoA, Separate procedures are prescribed for change in
credit is not affected by the unitholder’s banker for any reason RMF
name, address, and other KYC related details, should the applicant
reserves the right to make the payment by a cheque / DD, in case it is
desire tochange such information, POS will extend the services of
not possible to make the payment through electronic credit. If the
effecting such changes.* Valid only where investors who have already
electronic credit is delayed or not affected or credited to a wrong
obtained the erstwhile Mutual Fund Identification Number (MIN) by
account, on account of incomplete or incorrect information, RMF will
submitting the PAN copy as the proof of identity.For details on
not be held responsible. Please provide the MICR Code/IFSC code on
“Prevention of Money Laundering & Know Your Customer” please refer
the right bottom of your Cheque for us to help you in future for
to Offer Document.
ECS/NEFT credit of dividend and redemption payout.
8. The Fund may close an investor’s account and the units will be
5. DIRECT CREDIT OF REDEMPTION / DIVIDEND PROCEEDS / REFUND
redeemed at applicable NAV, if the balance falls below the minium
- IF ANY RMF will endeavour to provide payment of Dividend /
prescribed limits as per OD or if the Plan fails to fulfill SEBI
Redemption / Refund(If any) through ECS,NEFT, Cheque, Demand
Requlations viz., Each Scheme / Plan should have a minimum of 20
Draft or Direct Credit into investors bank account wherever possible.
investors and no single investor should account for more than 25% of
the corpus of such Scheme / Plan All further communication in
6. Permanent Account Number (PAN)
connection with these units should be addressed to the Registrar,
As per SEBI circular number MRD/DoP/Cir- 05/2007 dated April 27, quoting scheme name and Folio / Account Number at the following
2007, PAN shall be the sole identification number for all participants address.
transacting in the securities market, irrespective of the amount of
Karvy Computershare Pvt. Ltd., Municipal No 1-9/13/C, Plot No. 13
transaction w.e.f. July 2, 2007.
& 13 C, Survey No.74 & 75, Madhapur Village, Serlingampally Mandal
Accordingly, it is mandatory for investor’s to provide their PAN & Municipality, R.R. District, Hyderabad, Andhra Pradesh 500 081.
alongwith a self attested copy of PAN card. Tel - 040-44338100 Fax: 040-23394828 Website:
www.reliancemutual.com,
If the investment is being made on behalf of a minor, the PAN of the E-mail: [email protected],
minor or father or mother or the guardian, who represents the minor, Call: Toll free 1800-300-11111 or 30301111
should be provided.
* Prefix the STD code of your city, if you are calling from a Mobile
Applications received without PAN/PAN card copy will be rejected. Phone.

7. Prevention of Money Laundering & Know Your Customer (KYC): * If you are calling from a MTNL or BSNL phone lines,
W.e.f 01st Feb 2008 it is mandatory for all applications for Please dial 022-30301111
subscription of value of Rs.50,000/- above to quote the KYC
Compliance Status of each applicant (guardian in case of minor) in the
application for subscriptionand attach proof of KYC Compliance viz.
KYC Acknowledgement Letter (or the erstwhile Mutual Fund
Ver.1.0/13/11/08

ACKNOWLEDGMENT SLIP (To be filled in by the Applicant)

4th Floor, Express Building, 14 E Road, Churchgate, Mumbai - 400 020.
Call : 30301111 Tollfree: 1800-300-11111
www.reliancemutual.com