Gov - Uscourts.ca7.14-1682.28.17 Redacted
Gov - Uscourts.ca7.14-1682.28.17 Redacted
Gov - Uscourts.ca7.14-1682.28.17 Redacted
05124 164,415.92
05126 197,353.38
OS127 187,462.69
05131 162,869.26
DATE AMOUNT
05111 21.387.00
05112 16.911.42
05113 30,381.42
05116 27,793.92
05117 63,143.67
05118 81,505.05
ISERVICE CHARGE SUMMARY1------------
TRANSACTIONS FOR seRVICE FEECALCULATION
Checks Paid / Debits
Deposits I Credits
Deposited Items
Transaction Total
NUMBER OF
TRANSACTlONS
54
4
o
58
SERVICE FEECALCULATION
Service Fee
Service Fee Credit
Net servtoe Fee
Excessive Transaction Fees (Above 0)
Total service Fees
AMOUNT
$12.00
-$12.00
$0.00
$0.00
$0.00
Case 3:12-cv-00889-DRH-SCW Document 172-3 *SEALED* Filed 05/16/14 Page 4 of 4
PageID 3910
Case: 14-1682 Document: 28-17 Filed: 07/30/2014 Pages: 90
23-:1an-14
nus PAGE IS PARTOF A STATEMENTREQUEST
GROUP 10 G23Janl4-627
23J an14-627
CHASE0
JPMorgan Chase Bank, N.A
PO Bcx 659754
san Antonio, TX78265-9754
June 01. 2011 through June 50, 2011
Acccunl Number: 7160
CUSTOMER SERVICE INFORMATION
1.11"11.,,.1111......11..111.111'1111.111.,,1.1.1.1.11
000801118 ORE 111 141 18211 NNNNNNNNNNNT , ooooooooo 62 0000
STEELE HANSMEIER PLLC
161 NCLARKST STE 4700
CHICAGO IL 60601-3201
Webs"e:
Service Center:
Hearing Impaired:
Para Espanol:
International Calls:
Chase.com
1-800-242-7338
1.aoo-2427383
1-888-6224273
1-713-262-1679
Effective July 17, 2011, we are making changes to the following sections of our Funds
Availability Policy for business accounts:
-For Chase Commercial Checking (with or without Interest):"
'"Next Day Availability." If you make the deposit in person to one of our employees, funds from the following
deposits are also available on the first business day after the day we receive your deposit:
Federal Reserve Bank checks, Federal Home Loan Bank checks, and postal money orders that are
payable to you.
State and Local government checks that are payable to you if you use a special deposit slip available at
any branch upon request.
Cashier's, certified, and teller's checks that are payable to you if you use a special deposit slip available at
any branch upon request.
'"Second Business Day Availability:" At least the first $200 of these deposits will be available on the first
business day after the day of your deposit
-Longer Delays MayApply:-
"For all business accounts other than Chase Commercial Checking (with or without interest):- At least the first
$200 of these deposits will be available on the first business day after the day of your deposit.
All other terms of your account remain the same. If you have any questions, please call us at 1-800-cHASE38
(1-800-242-7338).
ICHECKING SUMMARY II_Ch_ase_Bus_in_essCIass __ic _
Beginning Balance
Deposits and Additions
Checks Paid
Electronic Wllhdrawals
Fees and Other Wtthdrawals
ending Balance
INSTANCES
9
30
14
7
60
AMOUNT
$162,869,26
280.545.33
-138,992.04
- 138,882.28
-10,120.00
$155,420.27
Your monthly service fee was waived because you maintained an average checking balance of $5,000 or more during the
statement period.
Case 3:12-cv-00889-DRH-SCW Document 172-4 *SEALED* Filed 05/16/14 Page 1 of 4
PageID 3911
Case: 14-1682 Document: 28-17 Filed: 07/30/2014 Pages: 90
23-jan-14
nilS PAGE IS PARTOF A STATEMENTREQUEST
GROUP lD G23Janl4-627
23Janl4-627
CHASE0
June01, 2011 lhrough June 30, 2011
Ac;Qount Number. 7160
IDEPOSITS AND ADDITIONS1 _
DAlE
06101
06102
06113
06114
06115
06117
06123
DESCfllPTION
Fed Wife Credit Via: Wells Fargo Bank/121000248 810: Tonkon Torp L.lp 10lTAPortland
OR 97204-2012 Ref: Chase NycIClrlBnf=S1eele Hansmeier PIle Chicago Il
60601-3201IAc-000000009418 RIb=OOOOOO268 Obi=Mcgip, LIe V. Does 13161p
71. 193.218. Imad: O6OtIIB7031R041115 Tm: 7592709152Ff
Online Transfer From Chk Xxxxx7178 TransactiontJ: 2076935821
Online Transfer From Chk Xxxxx7178 TransactiontJ: 2083048416
Fed Wrre Cre<flt Via: Bankers Bank of Kansas NNl01104805 810: Kristopher Richardson
KS 67502 Ref: Chase NycICtr/Bnl=Steele Hansmeier Pile Chicago Il
60601-3201IAc-000000009418 RIb=OIB Bankers Bk WObi=Rel tJ 1585 Settlement
8bi=lTmeilmad: 0614Jmq1mp02000206 Tm: 4429109165FI
Deposit 883495097
Online Transfer From Chk Xxxxx3470 Transactionll: 2087467696
Fed WIl'& Cre<flt Via: Ci1ibanklO21000089 810: David D. Canaday Andcynthia A. Woodstock
GA 30189-2582 Ref: Chase NycIClrl8nf=S1eele Hansmeier Pile Chicago Il
60601-3201/Ac-00000D009418 RIb=OIB Cilibank Nyc Bbi=lOcmllUSD2000JAcclAeference
1021mad: 0623B1Q8021C021141 Tm: 3580809174R
AMOUNT
$2,000.00
51,379.86
53,902.71
2,000.00
230.00
5,000.00
2,000.00
06129 Online Trans/er From Chk Xxlooc7178 Transactionll: 2094720933
06129 Online Transfer From Chk Xxlooc7178 Transactionll: 2094304112
Total DeposIte and Additions
144,032,76
20,000.00
$280,545.33
ICHECKS PAID1 _
ctlEeKNO.
1047 "
1117 '/\
1130 '/\
1131 "
1132 /\
1133 "
1136 '/\
1138 '/\
1141 '/\
1142 "
1144 '/\
1145 /\
1146 "
1148 '/\
1149 "
1151 '/\
1152 "
1154 '/\
1156 '/\
1159 '/\
1160 "
1163 '/\
1164 "
1165 "
OESCRIP11OH
DAlE
PAID
06123
06107
06107
06108
06108
06130
06107
06101
06107
06113
06114
06109
06114
06110
06124
06115
06122
06115
06114
06114
06124
06124
AMOUNT
$225.00
1,547.00
33,390,00
7,920,00
90.00
1,000.00
8,940.00
6,495.00
2,000.00
2,000.00
350.00
5.152.02
450.00
2.731.25
8,601.10
2,329.00
1,686.88
665,00
1,175.63
3,615,00
954.53
1.850,00
350.00
1.750.00
Pogo 3.. ,
Case 3:12-cv-00889-DRH-SCW Document 172-4 *SEALED* Filed 05/16/14 Page 2 of 4
PageID 3912
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23-:1an-14
nilS PAGE IS PARTOF A STATI;MENTREQUEST
CROUP lD C23Janl4-627
23Janl4-627
CHASE0
June 01, 20II through June 30, 2011
Acx:ounl Number. 7160
ICHECKS PAID I_{conti_n_ued} _
CllECK NO. DEllCRIPTlON
1166 "
1168 ""
1169 1\
1170 "
1171 "
1244 ""
Total Checks PaId
DATE
PAID
06f24
06130
06130
06124
06124
AMOUNT
3,000.00
65.00
1,280.00
1,000.00
36,508.38
1,871.25
If you see a description in the Checks Paid seclion. II means that we received only electronic information aboul the check.
not the original or an image 01 the check. As a resutt, we're nol able 10 retum the check to you or showyou an image.
" AD 01 your recent checks may not be on this statement, either because they haven' cleared yel or they were listed on
one 01 your previous statements.
" An mage01 this check may be available for you to viewon Chase.oem.
IELECTRONIC WITHDRAWALSI
DATE
06101
06101
DEllCRlPTION
06101 Online Transter To Chk Xlocxx4110 Transacllon/#: 2076090672
06101 Online Were Transfer VI8: Tef Mplsf29107000l NC: Paul Hansmeier Minneapolis MN
55401 US Aef:JBnIlFor Further Credit To Alpha lawRrm L.Jc lmad: 0601B1Qgc05COO7103
Tm: 1498300152Es
AMOUNT
$12.500.00
50.000.00
06101 06101 Book Tl'llII&fer Debit NC: Lumar L.Jc New York, NY 100655925 Rel:/BnIlFor Ctedi1 To
Lumar L.Jc Tm: 2088700152Es
06101 ADP TXlFIl'ICI Svc ADP Tax RrngtI 0567918VV ceo10: 1223006057
06101 ADP TXlFmcI Svc ADp Tax 667028496nOGU CCO 10: 9555555505
06102 06/02 Online WIl'8 Transfer VI8: US Bank MinnesotalO91000022 NO. Nadezhda Wood
Roseville MN 55113 US ReI:lTtmelO8:03lmad: 0602B1Qgc08COO1249 Tm: 0264000153Es
06/10 ADP Payroll Fees ADP Fees 2Rgtl 7495296 CCO 10: 9659605001
06/13 AppIelree ACH Pay Chg74235379 ceo 10: 1510367160
06/14 Bko' ArnerVlJMcOnline Pmt CklO32593137POSceo 10: 95OOOOOOOO
06/15 06/15 Payment To Credit Card Xlooooooooocx8199
06/23 MN Ui Fund MN Ui Tax 6774318 CCO 10: 4411681137
06/24 ADP Payroll Fees ADP Fees 2Rgtl 8092107 CCO 10: 9659605001
06/30 ADPTXIFlncI Svc ADP Tax 586019849823GU CCO 10: 9333006057
06/30 ADP TXlFIIlCI Svc ADP Tax RrngtI 070102A0l CCO 10: 1223006057
TOUlI Electronic WIthdrawal.
37.500.00
5,395.73
31.60
3,000.00
82.50
185.00
5,000.00
6.547.97
101.00
6.00
13,836.13
4,696.35
IFEES AND OTHER WITHDRAWALSI _
DATE DEllCRlPTlON
06101 Wire Online Domestic Fee
06101 Wire Online Domestic Fee
06101 Incoming Domestic Wire Fee
06102 WII'9 Online Domestic Fee
06/14 Incoming Domestic WII'9 Fee
06123 Incoming Domestic Were Fee
06127 06127 Withdrawal
Total Foos & Other WIthdrawals
AIIDUNT
$25.00
25.00
15.00
25.00
15.00
15.00
10,000.00
Case 3:12-cv-00889-DRH-SCW Document 172-4 *SEALED* Filed 05/16/14 Page 3 of 4
PageID 3913
Case: 14-1682 Document: 28-17 Filed: 07/30/2014 Pages: 90
23ian-14
ntIS PAGE IS PARTOF A STATEMENTREQUEST
CROUP 10 C23Janl4627
23Janl4627
CHASE0
Juno01, 2011 through June 30, 2011
Account Number: 7160
IDAILY ENDING BALANCE 1 _
DATE AMOUNT
06101 $57,376.93
06102 105,731.79
06107 55.926.79
06108 54.836.79
06109 54,386.79
06110 51,975.29
06113 105,343.00
06114 91,640.20
06115 81,042.23
DATE AMOUNT
06117 86,042.23
06/22 84,866.60
06123 86,525.60
06124 41,353.09
I
06127 22,751.99
06128 21,204.99
06129 185,237.75
==1
06130 155,420.27
ISERVICE CHARGE SUMMARY 1 _
TRAN8ACT1ONS FOR SERVICE FEECALCULATION
Checks Paid I Debits
DepositsI Credits
Deposited Items
Transaction Total
SERVICE FEECAl..CULATION
Service Fee
Service Fee Credit
Net servlco Fee
Excessive Transaction Fees (Above 0)
Total servlco Fees
NUMBER OF
TRANSAOTtONS
44-
4
o
48
AMOUNT
$12.00
$12.00
$0.00
$0.00
$0.00
Case 3:12-cv-00889-DRH-SCW Document 172-4 *SEALED* Filed 05/16/14 Page 4 of 4
PageID 3914
Case: 14-1682 Document: 28-17 Filed: 07/30/2014 Pages: 90
Electronic Articles of Incorporation
For
MIAMI BEACH CONSULTING, INC.
P11000091909
FILED
October 20, 2011
Sec. Of State
jshivers
The undersigned incorporator, for the purpose offorrning a Florida
profit corporation, hereby adopts the following Articles of Incorporation:
Article I
The name ofthe corporation is:
MIAMI BEACH CONSULTING, INC.
Article II
The principal place of business address:
1111 LINCOLN ROAD
SUITE 400
MIAMI BEACH, FL. 33139
The mailing address ofthe corporation is:
1111 LINCOLN ROAD
SUITE 400
MIAMI BEACH, FL. 33139
Article III
The purpose for which this corporation is organized is:
ANY AND ALL LAWFUL BUSINESS.
Article IV
The number of shares the corporation is authorized to issue is:
100
Article V
The name and Florida street address ofthe registered agent is:
CORPORATION SERVICE COMPANY
1201 HAYS STREET
TALLAHASSEE, FL. 32301
I certifY that I am familiar with and accept the responsibilities of
registered agent.
Registered Agent Signatnre: DEB REEVES
Case 3:12-cv-00889-DRH-SCW Document 172-5 *SEALED* Filed 05/16/14 Page 1 of 4
PageID 3915
Case: 14-1682 Document: 28-17 Filed: 07/30/2014 Pages: 90
Article VI
The name and address ofthe incorporator is:
KERRY STEELE
1111 LINCOLN ROAD
SUITE 400
MIAMI BEACH, FL, 33139
P11000091909
FILED
October 20, 2011
Sec. Of State
jshivers
Electronic Signature ofIncorporator: KERRY STEELE
I am the incorporator submitting these Articles of Incorporation and affirm that the facts stated herein are
true. I am aware that false information submitted in a document to the Department of State constitutes a
third degree felony as provided for in s.8l7.l55, F.S. I understand the requirement to file an annual report
between January 1st and May 1st in the calendar year following formation of this corporation and every
year thereafter to maintain "active" status.
Article VII
The initial officer(s) and/or director(s) ofthe corporation is/are:
Title: DTR
KERRY STEELE
1111 LINCOLN ROAD SUITE 400
MIAMI BEACH, FL. 33139
Case 3:12-cv-00889-DRH-SCW Document 172-5 *SEALED* Filed 05/16/14 Page 2 of 4
PageID 3916
Case: 14-1682 Document: 28-17 Filed: 07/30/2014 Pages: 90
23-jan-14
llilS PAGE IS PARTOF A STATEMENTREQUEST
CROUP IDC23Janl4636
23JanJ.4.636
CHASE0
JPMorgan Chase Bonk, NA
POBox 659764
san AnIDnlo. TX78265- 9754
1.. 11..,11....11..11,101....'",1..1..11.1.1..1111111..,..11.1
_ORE021 141311511 YNNNNNNNNNHT 1OOOOOOOOO600000
MIAMI BEACH CONSULnNG INC
1111 UNCOlN ADSTE 400
MIAMI BEACH Fl33139-2439
December 01, 2011 Ihrough December SO. 2011
Account Number: 4124
CUSTOMER SERVICE INFORMATION
Web sile: Chase.oom
Service Center. 1-800-24273S8
Hearing Impaired: 1 4 7 3 8 3
Para Espanol: 1-888-622-4273
Intemational calls: 1-713-262-1679
We are making some changes that affect Chase personal and business checking. savings
and CertiflC8te of Deposit (CO) accounts, including retiremenl accounls. Enclosed with
this statemenl is a rewritten DeposIt Account Agreement (fomerty knO\\Tl as the Account
Rules and Regulations). The newdesign of this booklet will make it easier for you to read
and find lhe information you need quK:kly.
Please review the infomation and keep this as reference with your other linancial
documents.
Please note: If you would liketo receive the Deposit AcooI.Int Agreementln Spanish.
they will be available at your nearest Chase branch. starting February 1. 2012.
For checking and savings accounts. ali changes are effective on February 1. 2012.
For CDaccounts, the changes are effective on the flrst CD maturity date occurring
on or after February 1. 2012.
Importantlnformallon about Chase Business Checking and Savings Acoounls
We are worklng to slmpllfy our Chase checking and savings accounts by eliminating or
reducing some of our fees. The following changes to the Additional Banking Services and
Fees for Chase business checking and savings accounts are effective December 14. 2011.
All other tems of your Deposit Account Agreement remain the same. II you have any
questions. please call us at 1-8OO-CHASE38 (1-800-242-7338) or visit your branch.
We will no longer charge fees lor the folJowlng services:
No fees for Checklltem Copies and Urgent Item Copies -for example, we will not charge
you when you need a copy of a cancelled check or deposit slip.
- No fees for Immedlale Nollflc:allon of wire transfers
- No fees for 8 Falled Payment when using Chase Onfme Bill Pay or Quick Pay
ICHECKING SUMMARY I_Chase __Busin__essSel __ecl_Ch_ecking_ _
BeginnIng Balance
Deposits and Adcflllons
Eleclronic Withdrawals
Fees and Other Withdrawals
EndIng BaI8nco
INSTANCES
2
3
3
8
AMOUNT
$100.00
165,000.00
160,000.00
-1,050,00
$4,050.00
Pogo1of4
Case 3:12-cv-00889-DRH-SCW Document 172-5 *SEALED* Filed 05/16/14 Page 3 of 4
PageID 3917
Case: 14-1682 Document: 28-17 Filed: 07/30/2014 Pages: 90
23-jan-14
THIS PAGE IS PARTOF A STATEMENTREQUEST
GROUP 10 G23Janl4636
23Janl4636
CHASE0
Ducernbof 01, 2011 l!lIoogtl Oec:ember SO, 2011
Aocamt Number. 4124
IDEPOSITS AND ADDmONSI _
IELECTRONIC WITHDRAWALSI _
DATE DESCRIPTION
12108 Deposit 973128064
12115 Online Transfer From Chk ...3470 Transaction//: 2435673222
Total DeposIts and Additions
DATE DESCRIPTION
12116 12116 Online Transler To Mma ...9471 Transactlon#: 2437138970
12119 12119 Online Were Transfer Via: SabadeI Untd Bk FU067009646 AlC: Sierra Miami Beach FL
33139 US ReI:fTim&'08:591mad: 1219B1Qgc06C002072Tm: 0717600353Es
12119 12119 Online Were Transfer Via: 5abadeJ Untd Bk FU067009646 Ale: Sierra Miami Beach FL
33139 US ReI:fT"me/14:06Imad: 1219B1Qge08C005940 Tm: 1488100353Es
Total Electronic WIthdrawals
AUOUHT
$5,000.00
160,000.00
$166.000.00
AMOUNT
$10.000.00
100.000.00
50,000.00
$160,000,00
IFEES AND OTHER WITHDRAWALSI _
DATE DESCRlI'11ON
12119 Were Online Oome&ti<: Fee
12119 WII'B Onfln8 Domestic Fee
12/21 12/21 Withdrawal
Total Fees & Other W1thdrBwela
AMOUNT
$25.00
25.00
1,000.00
$1,oso.oo
IDAILY ENDING BALANCE1 _
DATE
12108
12115
12116
12119
12/21
AMOUNT
$5,100.00
165,100.00
155,100.00
5,050.00
4,050.00
ISERVICE CHARGE SUMMARY 1 _
TIIAN9ACTlOMS FOR Sl!RVICl! FEE CALCULATION
Checl<s Paid / Debits
0ep0si15/ Credits
Deposited Items
Transaction Total
SSl1IICEFEECALCULATION
S9MceFee
Setvlce Fee Credit
Net 8ervIce Fee
Excessive Transaction Fees (Above 200)
Total ServIce F_
NUMBER Of TRANllAC1lON8
3
1
o
4
AMOUNT
$0.00
$0.00
$0.00
$0.00
$0.00
Case 3:12-cv-00889-DRH-SCW Document 172-5 *SEALED* Filed 05/16/14 Page 4 of 4
PageID 3918
Case: 14-1682 Document: 28-17 Filed: 07/30/2014 Pages: 90
23-Jan-14
THIS PAGE IS PARTOF A STATEMENTREQUEST
GROUP II) G23Janl4-619
23Janl4-6J9
CHASE0
JPMorgan Chase Bank. N.A.
POBox 659754
San Antonio. TX78265-97S4
1.. 11...11....11..11.1.1....1.1.1..1..11.1.1..11...11.....11.1
0Cl0C2l5530AE 1112111801SNNNNNNNNNNN 1OOOOOOOOO660000
STEELE LAWLLC
1111 UNCOLN RD STE 400
MIAMI BEACH FL 33139-2439
We're clarifying a transaction and fee description
June 01.2013 through June 28, 2013
Account Number: 3470
CUSTOMER SERVICE INFORMATION
Web site: Chase.com
Service Center. ~ 2 4 2 7 3 3 8
Deaf and Hard of Hearing: 1-800-242-7383
Para Espanal: 1-888-622-4273
Intemational Calls: 1-713-262-1679
We're clarifying a transaction and fee descrip1ion that we use on acoount statements and online activity.
Starting July 22, 2013, if you cash a check and it's returned to us without being paid, we will identify:
The transaction as cashed Check Returned, and
The related fee as cashed Check Retumed Fee (not an checking products are charged a fee for this transaction but
for those that are, this fee will stili be $12).
This Is not 8 new transaction type or fee, just a clearer description of this type of account actMty. Today, we describe
both deposited and cashed items that are retumed to us without being paid as Deposited Item Retumed, After July 22. we
wm use this description only for deposited checks that are retumed.
All of the tenns and conditions of your account remain the same, If you have questions, please call us toll-free at the number
on this statement or visit any Chase branch.
ICHECKING SUMMARY I_Chase __Busin_'_essC_IaSSlC_' _
Beginning Balance
Deposits and Additions
Electronic Withdrawals
Fees and Other Withdrawals
Ending Balance
INSTANCES
1
4
1
6
AMOUNT
$92.04
3,250.00
3,120.95
-12.00
$209.09
IDEPOSITS AND ADDITIONSf _
DATE DESCRIP1JON
06105 OnflJ18 Resources Billpay CA John Steele OlE 10: 9000219037
Total DeposIts and Additions
AMOUNT
$3,250.00
$3,250.00
Case 3:12-cv-00889-DRH-SCW Document 172-6 *SEALED* Filed 05/16/14 Page 1 of 2
PageID 3919
Case: 14-1682 Document: 28-17 Filed: 07/30/2014 Pages: 90
23-:1an-14
llilS PACE IS PARTOF A STATEMENTREQUEST
GROUP 10
CHASE0
June 01, 2013lhrough June 28.2013
Account Number: 3470
'ELECTRONIC WITHDRAWALSI _
DATE DESCRtPTION
06111 American Express ACH Pmt W1570 Web 10: 2005032111
06111 American Express ACH Pmt W1574 Web 10: 2005032111
06112 Citl Payment Online Pmt 211061754370000 Web 10: Citior'CIbs
06117 06117 Online Transfer To Chk ...4110 Transaetionl#: 3327646219
Total electronic WIthdrawals
AMOUNT
$80.00
19.95
21.00
3,000.00
$3,120.95
IFEES AND OTHER WITHDRAWALSI _
DATE DESCRIPTION
06t28 Service Fee
Total Fees & Other Withdrawals
AMOUNT
$12.00
$12.00
You can waive the monthly service fee on your Chase BusinessCfassic account by maintaining an average checking
balance of $5.000 or more during the statement period. linking this account to a qualifying Chase personal checking
accoWlt or active Chase Business Creelit card. or conducting at least 5 debit card purchases each statement period. If you
woukf like to understand mora about your options. please visit any branch or call the number listed on this statement.
IDAILY ENDING BALANCE1 _
DATE
06105
06111
06112
06117
06128
AMOUNT
$3.342.04
3.242.09
3.221.09
221.09
209.09
ISERVICE CHARGE SUMMARY 1 _
TRANSAC1lON9 FOR SSMCEFEECALCUlATION
Checks PaidI Debits
Deposits JCredits
Depositeclltems
Transaction Total
SER\IICE FEECALCUlATION
5ervk:e Fee
Service Fee Creel"
Net Servfce Fee
Excessive Transaction Fees (Above 0)
Total servtce Fees
NUMBER OF
TRAHSACTtONS
3
1
o
4
AMOUNT
$12.00
$0.00
$12.00
$0.00
$12.00
Case 3:12-cv-00889-DRH-SCW Document 172-6 *SEALED* Filed 05/16/14 Page 2 of 2
PageID 3920
Case: 14-1682 Document: 28-17 Filed: 07/30/2014 Pages: 90
Page 10'2
APPLICATION FOR LAWYERS
PROFESSIONAL LIABILITY INSURANCE
SUPPLEMENT FOR ATTORNEYS NEWTO THE FIRM
Firm Name: Steele HaRsmeler PLLC
Policy Number: IPL425258843
Effective Date: 03101111
I. Attorney Information
Differences between the date an attorney began practfclng law for other than a corporate or governmental entity and the date the
attorney was admitted to the Bar must be explained on a separate sheet of paper following the same format.
Attorney Name Social D8819naOon Average t# of hours per week States licensed to practice
Security t# law
1-10 I 11 - 25 r 26+
Paul Duffy N/A ac X
I I
IL.CA.MA
Deslanatlons:
A Associate
CC Co-counsel
D DIrector
E Employee
IC Independent Contractor
MEM Member of Firm
MGR Manager
o Owner
OC Of Counsel
OF Officer
SP Solo Practitioner
SPC Special Counsel
STC Staff Counsel
SHH Shareholder
8TH Stockholder
panner Designations:
EP Equity Partner
NP Non-equlty Partner
P Partner
LLP Limited Uability Partner
RP Retired Partner
Date Date Date Joined Prloract8 CNA RIsk Bar Member? Does the OC, STC, CC, SPC
Admitted Started Firm date Mgmt or IC have hlalher own
to Bar Private Seminar Individual LPL policy? If y.,
Practice Date alease arovlde a CODY.
11105192 3/01/11 3/01/11 02128/11 [K] Ves D No Dves ~ O
II. Attorney Insurance Infonnation
Has this attorney been continuously Insured for the past 5 years?
If yes. please complete the followIng Insurance history:
~ Y e DNO
Prior Insurance Insurance Carrier Limit Per Claim/Aggregate Policy Term Employer I Previous Firm
History
FromITo
mmJddlvv
Current Year Paul worked solely for
Freebom Peters dUring
the arevlous 5 vears.
Previous Yeer 1
Previous Year 2
Previous Year 3
Previous Year 4
Supplement for Attorneys New to the Firm
8/02
Case 3:12-cv-00889-DRH-SCW Document 172-7 *SEALED* Filed 05/16/14 Page 1 of 5
PageID 3921
Case: 14-1682 Document: 28-17 Filed: 07/30/2014 Pages: 90
r APPLICATION FOR
IPROFESSIONAL LIABILITY I
SUPPLEMENT FOR ATTORNEYS NEWTO THE FIRM
III. Please answer all questions completely.
Page 20'2
1. During the past 5 years. has any insurer canceled or refused to renew this lawyer's 0 Yes No
professional liability policy? If yes. please provide details on a separate sheet.
2. Is this lawyer aware of any professional liability claim made against himlher in the past 0 Yes [K] No
5 years, or any incident, act. or omission which might reasonably be expected to be the
basis of a claim or suit. arising out of the performance of professional services for others?
If yes, the Supplemental Claim Information form must be completed for each claim or
incident.
3. Has this lawyer ever been disbarred. suspended, formally reprimanded or subject to any 0 Yes (]] No
disciplinary inquiry. complaint or proceeding for any reason other than nonpayment of
dues? If yes. or If such is in process, provide details on a separate sheet.
4. Is this lawyer a director, officer. or employee of or hold an equity interest in a firm or entity 0 Yes []] No
which is a etient of either your firm or such lawyer?
If yes, please provide us with the client's name and business; anomey's position andlor
amount of equity interest and management role as well as the annual amount of billings.
5. Please indicate the type of coverage desired for this new lawyer. Note. this is
subject to underwriting approval and continuous professional liability Insurance coverage.
a. Career Coverage: The firm desires to extend coverage for all services rendered [j a
back to the Date Admitted to Bar. SUbject to any coverage limitations currently
for this firm.
b. Exclusion of Prior Acts: The firm desires to exclude from coverage services mb.
performed prior to the date of hire; therefore. the date of hire will be the Named
Individual Retroactive Date for this attorney.
c. Lateral Hire Exclusion: The firm desires to limit coverage to services rendered Da c.
only on behalf of the firm; therefore. the Specific Leteral Hire Exclusion will applv
to this attorney.
6. Please circle all the measures taken by the finn - before extending an offer to this attorney.
to protect itself from claims arising from acts. errors or omissions committed by the
Aorney while at another firm:
of bar admission(s), b) investigation of outside interests.@nvestigation
of possible and actual conflicts of interest. d) require the purchase of an extended
reporting period endorsement. if avai,able@dlsclosure of past and potential claims.
t} warranty letter regarding no known claims or potential claims. g) other _
7. Please circle all the measures taken by the firm to protect itself from possible claims
made against this attorney and the firm after the attorney Is by or joins the firm:
@training in office procedure i ration Into the firm culture{sYperlodlc review t::6
af clients, maners and ";', ::. e. h .' <;;?Vt8lf. t1't'1 (2eNIelPS Pt.-ettl:>lr' .
Signature af new attorney ! - Z. / ") Date G(( l
Signature of principal Date
-----------
Supplement for A/tomeys New /0 the Pi
8102
Case 3:12-cv-00889-DRH-SCW Document 172-7 *SEALED* Filed 05/16/14 Page 2 of 5
PageID 3922
Case: 14-1682 Document: 28-17 Filed: 07/30/2014 Pages: 90
Madsen. Ly.n.n _
From:
Sent:
To:
Cc:
Subject:
Attachments:
Dear Mary,
Wanda Robinson <[email protected]>
Thursday, March 24, 201110:38 AM
FAX-PSU
Wagner, Mary
RE: Steele Hansmeier/1-16KNKV : attorney addtion
New Attorney supp.. pdf
Thank you for advising us that Brett Gibbs joined the captioned firm. Please have the attached new attorney supplement
completed and signed as we cannot accept the one you previously sent.
Your client's professional liability insurance policy provides the firm with automatic coverage for professionals who join
the firm during the policy period. Please note that new lawyers are covered only legal services rendered on behalf ofthe
Named Insured. There is no additional premium assessed mid-term however, upon renewal of the policy the charge will
be included.
Conversely, should an attorney leave the firm after the inception date of your policy, there is no mid-term return of
premium. The policy will continue to provide coverage for these attorneys, but only for acts, errors, or omissions
provided on behalf ofthe named insured, which occurred prior to their leaving your firm.
With regard to specific coverage and how it applies in accordance with the above issues, please refer to the Insuring
Agreement Section and the Definitions Section of your policy, and we ask that you please read these sections
carefully. With regard to any change in premium for attorneys joining or leaving the firm during the policy period, please
note that at renewal, the addition and deletion of any attorneys will be considered in the renewal premium calculation.
Should you have any questions or concerns please do not hesitate to contact me.
Best regards,
Wanda
Wanda Robinson
Senior Account Executive
Herbert L. Jamison Insurance & CO" LLC
100 Executive Drive
West Orange. NJ 07052
Direct: 973 669-2357
Fax: 973-731-3035
[email protected]
Important Reminder to Jamison Clients: No insurance may be bound bye-mail, and no changes in existing insurance coverages may be effectuated bye-mail,
until such time as your request is explicitly acknowledged by your licensed Jamison representative.
Confidentiality Notice: The contents of this transmittal and any attachments are intended for the exclusive use of the addressee(s), and may contain confidential
andl or legally privileged information. If you are not the Intended recipient, you are hereby notified that any disclosure, copying, distribution or the taking of any
action in reliance on the contents of this information is strictly prohibited. If you have received this transmittal in error, please notify us immediately by return e-mail,
and then delete this message and all attachments.
From: Wagner, Mary [mailto:[email protected]] On Behalf Of FAX-P5U
sent: Thursday, March 24, 201110:58 AM
1
Case 3:12-cv-00889-DRH-SCW Document 172-7 *SEALED* Filed 05/16/14 Page 3 of 5
PageID 3923
Case: 14-1682 Document: 28-17 Filed: 07/30/2014 Pages: 90
To: Wanda Robinson
Subject: FW: Steele Hansmeier/1-16KNKV : attorneyaddtion
Wanda,
Please process additional attorney.
Thanks
Mary
Mary Wagner Real Estate PL Senior Technician
Pearl Insurance 11200 E. Glen Ave., Peoria Heights, IL 61616
PH: 309.679.0298 TF: 800.447.4982 x1298 F: 866.817.9009 E: [email protected]
www.pearlinsurance.comICoverageThatsRlght For You
From: Lied, Jason
sent: Wednesday, March 23, 2011 3:33 PM
To: Tucker, Linda
Cc: Beasley, Chanda
Subject: Steele Hansmeier/1-16KNKV
Additional attorney form.
Jason Lied Account Executive
Pearl Insurance 11200 E. Glen Ave.. Peoria Heights. IL 61616
TF: 888.619.2023 F: 866.817.9009 E: [email protected]
www.pearllnsurance.comICoverageThatsRight For You
From: [email protected] [mailto:[email protected]] On Behalf Of Steele & Hansmeier
sent: Tuesday, March 22, 2011 4:01 PM
To: Lied, Jason
Subject: Re: CNA Additional Attorney Form
Jason,
Attached is a new attorney of counsel form. We are using Brett Gibbs. Second, our firm never actually hired
Paul Duffy, as he decided to stay with the firm he was planning on leaving. Let me know if there is anything
else I need to do before I start having Brett do work..
John
On Mon, Feb 28, 2011 at 3:04 PM, Lied, Jason wrote:
Here's the form. Let me know if you have any questions.
Thanks!
Jason
Jason Lied Account Executive
Pearl Insurance 11200 E. Glen Ave., Peoria Heights, IL 61616
2
Case 3:12-cv-00889-DRH-SCW Document 172-7 *SEALED* Filed 05/16/14 Page 4 of 5
PageID 3924
Case: 14-1682 Document: 28-17 Filed: 07/30/2014 Pages: 90
TF: 888.619.2023 F: 866.817.9009 E: [email protected]
www.pearlinsurance.comICoverageThatsRlght For You
CONFIDENTIALITY: This communication, including attachments. is for exclusive use of the addressee(s) and may contain proprietary. confidential or privileged
information. If you are not the intended recipient. any use, copying. disclosure. or distribution or the taking of any action in reliance upon this information Is strictly
prohibited. If you are not the intended recipient. please notify the sender immediately and delete this communication and destroy all copies [v1.0.001].
John Steele
[email protected]
161 N. Clark St. Suite 4700
Chicago, IL 60601
T: (312) 880-9160
F: (312) 893-5677
NOTICE: THIS EMAIL IS INTENDED TO BE PART OF A SETTLEMENT NEGOTIATION AND IS NOT
ADMISSIBLE UNDER FRE RULE 408.
NOTICE:
This communication is covered by the Electronic Communications Privacy Act, found at 18 U.S.C. 2510 et.
seq. and is intended to remain confidential and is subject to applicable attorney/client and/or work product
privileges. If you are not the intended recipient of this message, or if this message has been addressed to you in
error, please immediately alert the sender by reply e-mail and then delete this message and all attachments. Do
not deliver, distribute or copy this message and/or any attachments and if you are not the intended recipient, do
not disclose the contents or take any action in reliance upon the information contained in this communication or
any attachments.
Circular 230 Disclosure: Pursuant to recently-enacted U.S. Treasury Department regulations, we are now
required to advise you that, unless otherwise expressly indicated, any federal tax advice contained in this
communication, including attachments and enclosures, is not intended or written to be used, and may not be
used, for the purpose of (i) avoiding tax-related penalties under the Internal Revenue Code or (ii) promoting,
marketing or recommending to another party any tax-related matters addressed herein.
Ji Please consider the environment before printing this communication
<hr
3
Case 3:12-cv-00889-DRH-SCW Document 172-7 *SEALED* Filed 05/16/14 Page 5 of 5
PageID 3925
Case: 14-1682 Document: 28-17 Filed: 07/30/2014 Pages: 90
---m---
-
-
-
FIFTH THIRD BANK
(CHICAGO)
P.O. BOX 630900 CINCINNATI a-J 45263-0900
PRENDA LAW INC
161 N CLARK ST STE 3200
CHICAGO IL 60601-3247
o
30859
Statement Period Date: 1/1/2013 - 1/31/2013
Account Type: Bus Advantage Chking
Account Number: 7365
Banking Center: 161 North Clark
Banking Center Phone: 312-368-1201
Commercial Client Services: 1-800-589-5355
wWIN.53.com
01/01
42
44
4
01/31
Beginning Balance
Checks
Withdrawals / Debits
Deposits / Credits
Ending Balance
$32,194.11
$(50,755.81)
$(65,677.41)
$90,000.00
$5,760.89
Number of Days in Period 31
Checks
* Indicates gap in check sequence i= Electronic Image s = Substitute Check
Number Date Paid Amount Number Date Paid
1007 i 01/31 117.80 1143 i 01/08
1020*i 01/07 3,300.00 1144 i 01/04
1021 i 01/11 65.00 1146*i 01/03
1114*i 01/04 1,753.00 1147 i 01/04
1116*i 01/04 2,638.60 1148 i 01/10
1122*i 01/14 1,500.00 1149 i 01/14
1134*i 01/02 530.00 1150 i 01/08
1135 i 01/02 1,176.00 1151 i 01/07
1136 i 01/03 1,725.00 1152 i 01/31
1137 i 01/08 750.00 1154*i 01/10
1138 i 01/11 1,500.00 1155 i 01/07
1139 i 01/04 500.00 1156 i 01/08
1141 *i 01/02 2,352.08 1157 i 01/14
1142 i 01/03 7,000.00 1158 i 01/07
Withdrawals I Debits
Date Amount Description
42 checks totaling $50,755.81
Amount Number Date Paid Amount
1,753.00 1159 i 01/15 85.00
18.95 1160 i 01/15 450.00
2,100.00 1161 i 01/11 200.00
816.67 1162 i 01/14 291.00
350.00 1163 i 01/14 543.00
254.00 1165*i 01/24 20.97
193.60 1166 i 01/23 68.22
1,750.00 1168*i 01/30 200.00
75.00 1169 i 01/25 65.00
743.97 1171 *i 01/29 450.00
99.00 1172 i 01/31 3,250.00
2,000.00 1173 i 01/30 16.00
3,079.70 1174 i 01/30 2,101.99
68.47 7582*i 01/29 4,804.79
44 items totaling $65,677.41
01/02 26.00
01/02 14,369.86
01/04 1,854.90
01/04 5,000.00
01/07 20.00
01/07 3,043.86
01/07 12,500.00
01/08 14.86
01/09 103.80
01/09 1,428.68
01/10 3.00
01/11
01/11
01/11
01/11
3.00
5.00
322.00
25.00
ADP TX/FINCL SVC 304287687 ADP - TAX 731018375080NPV PRENDA LAW INC PRENDA 010213
ADP TX/FINCL SVC 323298036 ADP - TAX 731018375079NPV PRENDA LAW INC PRENDA 010213
WEB INITIATED PAYMENT AT AMEX EPayment ACH PMT W3988 010413
OlJTGOING WIRE TRANS 010413
WEB INITIATED PAYMENT AT GATEWAY SERVICES WEBPAYMENT 010713
WEB INITIATED PAYMENT AT BK OF AMER VI/MC ONLINE PMT CKF032593137POS 010713
OlJTGOING WIRE TRANS 010713
Bluepay,Inc. BP 8667398324 100120344336 SteeleHansmeier PLLC 010813
Bluepay,Inc. BP 8667398324 100120446242 SteeleHansmeier PLLC 010913
BluepaY,Inc. BP 8667398324 100120446385 Prenda Law 010913
DEBIT CARD PURCHASE AT MNEFILE*TYLER FEES, 800-657-3511, TX ON 010913 FROM CARD#:
>OOOOOOOOOOO<9619
DEBIT CARD PURCHASE AT MNEFILE*TYLER FEES, 800-657-3511, TX ON 011013 FROM CARD#:
>OOOOOOOOOOO<9619
DEBIT CARD PURCHASE AT MNEFILE*TYLER FEES, 800-657-3511, TX ON 011013 FROM CARD#:
>OOOOOOOOOOO<9627
DEBIT CARD PURCHASE AT MNCOURT*0001879450, 612-348-5021, MN ON 011013 FROM CARD#:
>OOOOOOOOOOO<9627
BluepaY,Inc. BP 8667398324100120648796 Prenda Law 011113
Page 1 of 4
Case 3:12-cv-00889-DRH-SCW Document 172-8 *SEALED* Filed 05/16/14 Page 1 of 4
PageID 3926
Case: 14-1682 Document: 28-17 Filed: 07/30/2014 Pages: 90
--m--.
FIFTH THIRD BANK
Withdrawals I Debits - continued
Date Amount
01/11 84.00
01/11 129.00
01/11 662.39
01/14 500.00
01/16 403.03
01/18 107.00
01/22 127.50
01/23 3.00
01/23 8.00
01/23 8.00
01/23 8.00
01/23 8.00
01/23 100.00
01/23 100.00
01/23 100.00
01/23 100.00
01/24 3.00
01/25 8.00
01/25 8.00
01/25 100.00
01/25 100.00
01/28 14L19
01/28 233.63
01/28 1,257.05
01/28 4,524.82
01/28 5,000.00
01/29 867.64
01/29 12,070.61
01/31 195.59
Description
ADP PAYROLL FEES OT ADP - FEES 2RNPV 0991333 PRENDA LAW INC 011113
Bluepay,Inc. BP 8667398324 100120648678 SteeleHansmeier PLLC 011113
SERVICE CHARGE
FUNDS TRANSFER TO CK: XXXXXX7357 REF # 00552542555
TELEPHONE INITIATED PAYMENT AT VZ WIRELESS VN E CHECK 9432859 011613
RECURRING PURCHASE AT VESTA *T-MOBILE, 888-278-3397, OR ON 011713 FROM CARD#:
XXXXXXXXXXXX9627
ADP PAYROLL FEES OT ADP - FEES 2RNPV 1551943 PRENDA LAW INC 012213
DEBIT CARD PURCHASE AT MNEFILE*TYLER FEES, 800-657-3511, TX ON 012213 FROM CARD#:
XXXXXXXXXXXX9627
DEBIT CARD PURCHASE AT MNEFILE*TYLER FEES, 800-657-3511, TX ON 012213 FROM CARD#:
XXXXXXXXXXXX9627
DEBIT CARD PURCHASE AT MNEFILE*TYLER FEES, 800-657-3511, TX ON 012213 FROM CARD#:
XXXXXXXXXXXX9627
DEBIT CARD PURCHASE AT MNEFILE*TYLER FEES, 800-657-3511, TX ON 012213 FROM CARD#:
XXXXXXXXXXXX9627
DEBIT CARD PURCHASE AT MNEFILE*TYLER FEES, 800-657-3511, TX ON 012213 FROM CARD#:
XXXXXXXXXXXX9627
DEBIT CARD PURCHASE AT MNCOURT*0001991200, 612-348-5021, MN ON 012213 FROM CARD#:
XXXXXXXXXXXX9627
DEBIT CARD PURCHASE AT MNCOURT*0001991220, 612-348-5021, MN ON 012213 FROM CARD#:
XXXXXXXXXXXX9627
DEBIT CARD PURCHASE AT MNCOURT*0001991210, 612-348-5021, MN ON 012213 FROM CARD#:
XXXXXXXXXXXX9627
DEBIT CARD PURCHASE AT MNCOURT*0001991230, 612-348-5021, MN ON 012213 FROM CARD#:
XXXXXXXXXXXX9627
DEBIT CARD PURCHASE AT MNEFILE*TYLER FEES, 800-657-3511, TX ON 012313 FROM CARD#:
XXXXXXXXXXXX9627
DEBIT CARD PURCHASE AT MNEFILE*TYLER FEES, 800-657-3511, TX ON 012413 FROM CARD#:
XXXXXXXXXXXX9619
DEBIT CARD PURCHASE AT MNEFILE*TYLER FEES, 800-657-3511, TX ON 012413 FROM CARD#:
XXXXXXXXXXXX9627
DEBIT CARD PURCHASE AT MNCOURT*0002023250, 612-348-5021, MN ON 012413 FROM CARD#:
XXXXXXXXXXXX9619
DEBIT CARD PURCHASE AT MNCOURT*0002021660, 612-348-5021, MN ON 012413 FROM CARD#:
XXXXXXXXXXXX9627
ADP TX/FINCL SVC RL ADP - TAX RMNPV 6157570W PRENDA LAW INC 012813
COX COMM LAS BANKDRAFT 476120593001001 012813
WEB INITIATED PAYMENT AT AMEX EPayment ACH PMT W3382 012813
WEB INITIATED PAYMENT AT AMEX EPayment ACH PMT W1992 012813
OUTGOING WIRE TRANS 012813
WEB INITIATED PAYMENT AT BK OF AMER VI/MC ONLINE PMT CKF032593137POS 012913
WEB INITIATED PAYMENT AT BK OF AMER VI/MC ONLINE PMT CKF032593137POS 012913
NEVADA POWER PRO NPC PYMT 029637871402150 013113
Deposits I Credits
Date
01/03
01/03
01/04
01/25
Amount
20,000.00
30,000.00
10,000.00
30,000.00
4 items totaling $90,000.00
Description
FUNDS TRANSFER FROM CK: XXXXXX7456 REF # 00551238300
INCOMING WIRE TRANS 010313
FUNDS TRANSFER FROM CK: XXXXXX7456 REF # 00551357174
FUNDS TRANSFER FROM CK: XXXXXX7456 REF # 00553962812
Daily Balance Summary
Date Amount Date Amount Date Amount
01/02 13,740.17 01/09 23,307.78 01/16 12,109.69
01/03 52,915.17 01/10 22,210.81 01/18 12,002.69
01/04 50,333.05 01/11 19,215.42 01/22 11,875.19
01/07 29,551.72 01/14 13,047.72 01/23 11,371.97
01/08 24,840.26 01/15 12,512.72 01/24 11,348.00
Page 20f4
Case 3:12-cv-00889-DRH-SCW Document 172-8 *SEALED* Filed 05/16/14 Page 2 of 4
PageID 3927
Case: 14-1682 Document: 28-17 Filed: 07/30/2014 Pages: 90
-
-
---m--.
FIFTH THIRD BANK
(CHICAGO)
P.O. BOX 630900 CINCINNATI a-J 45263-0900
PRENDA LAW INC
161 NCLARK ST STE 3200
CHICAGO IL 60601-3247
o
30859
Statement Period Date: 1/1/2013 - 1/31/2013
Account Type: Bus Advantage Chking
Account Number: 7365
Banking Center: 161 North Clark
Banking Center Phone: 312-368-1201
Commercial Client Services: 1-800-589-5355
wWIN.53.com
Daily Balance Summary - continued
Date Amount Date Amount Date Amount
01/25
01/28
41,067.00
29,910.31
01/29
01/30
11,717.27
9,399.28
01/31 5,760.89
Page 3 of 4
Case 3:12-cv-00889-DRH-SCW Document 172-8 *SEALED* Filed 05/16/14 Page 3 of 4
PageID 3928
Case: 14-1682 Document: 28-17 Filed: 07/30/2014 Pages: 90
Page 9 of 11
10"""_no
0l/16iH
I
20130124990931000110 >291070001< TCFNATL
Posting Date 2013 Jan 24 Posting Check Number
1165 Amount $20.97
Posting Date 2013 Jan 24 Posting Check Number
1165 Amount $20.97
PIlEHDAI.AW INC.
"?3Erim::
dm
Elit< P",.:o" I""
1610b Routo
lOO
Pbmfi,ld, 6018"
1159
1
Ol/U/H I
I
,
$
_.j
m6Z!J!..J!lfi
Posting Date 2013 Jan 25 Posting Check Number
1169 Amount $65.00
Posting Date 2013 Jan 25 Posting Check Number
1169 Amount $65.00
(HIlUn
M.UJoo"lm, Esq.
Utt<<>Io. NE 68506
I
$ ".50,00 I
four Huno<td f;f" .nrl OQ/100....",,..,,...... .. .................... (>(l<.l.,AA' i
flJCI. if;
Posting Date 2013 Jan 29 Posting Check Number
1171 Amount $450.00
Posting Date 2013 Jan 29 Posting Check Number
1171 Amount $450.00
"';;"'Nsr_l
,,,,,,,,,,..,, ...,0,,,"
"""B
__
c""'........",<,,,.,,,.J
7582
CBIA930299634500366
Aulhc;rized by ytlur Depo:>sitor Q1/28113
-,
,
.. , ..
,
: __ , _ FOf Dposll Only
; OJ? q1 00 963459 01282013- PEG CITIBANK NA
.. :P61f50264291350 ,183 8200 Des MoineslA
; - - 01f813 9ARF1AO "122401710'"
,
$4.80479 :I
P..,.toVlo
CITICARDS
*"Four Thousand Eight Hundred Four Dollars and 79i100"'-'"''
Memo 5466160264291350200972
Posting Date 2013 Jan 29 Posting Check Number
7582 Amount $4,804.79
Posting Date 2013 Jan 29 Posting Check Number
7582 Amount $4,804.79
https:llslflokydciweb02.info53.com/inquirylservlet/inquiry 1/24/2014
Case 3:12-cv-00889-DRH-SCW Document 172-8 *SEALED* Filed 05/16/14 Page 4 of 4
PageID 3929
Case: 14-1682 Document: 28-17 Filed: 07/30/2014 Pages: 90
GEARL
INSURANCE
9/6/2011
Peart Insurance
1200 East Glen Avenue
Peoria Heights, IL 61616-5348
1.800.447.4982
John Steele
Steele Hansmeier
161 N Clark St
Ste 4700
Chicago, IL 60601-3201
Re: Professional Liability Insurance
Policy No. IPL 8843
Dear John:
The above-referenced Professional Liability Policy through Columbia Casualty is due to expire on 11/11/2011.
We have enclosed the required application and forms that need to be completed and returned by 10/4/2011
if a renewal quotation is desired. Please be sure to include all the required attachments.
Thank you for choosing Pearl Insurance for your insurance needs. Should you have any questions or
comments, please contact our office at 800-322-2488.
Sincerely,
Pearl Insurance
Chanda Beasley
Client Relations
Ph: 800-322-2488 Fax: 866-817-9009
[email protected]
Case 3:12-cv-00889-DRH-SCW Document 172-9 *SEALED* Filed 05/16/14 Page 1 of 2
PageID 3930
Case: 14-1682 Document: 28-17 Filed: 07/30/2014 Pages: 90
G EAR L
INSURANCE
121712011
Peart Insurance
1200 East Glen Avenue
Peoria Heights, IL61616-5348
1.800.447.4982
John Steele
Prenda Law Inc.
161 N Clark St
Ste 3200
Chicago, IL 60601-3247
Re: Professional Liability Insurance
Policy No. IPL 8843
Dear John:
Pearl Insurance appreciates the opportunity to provide you with the enclosed liability insurance policy through
Columbia Casualty.
Pearl Insurance has built our reputation on service excellence and we look forward to providing you with quality
service for your professional liability coverage. Please look over the enclosed policy carefully, giving special
attention to the Insuring Agreement and Exclusions.
Should you become aware of a claim or incident that may result in a claim, please review the
Conditions section of the policy for reporting requirements.
We thank you for choosing Pearl Insurance for your insurance needs. Please contact our office at
800-322-2488 if there are any questions.
Sincerely,
Pearl Insurance
Jeff Weisert
Account Coordinator
Ph: 309-679-0364 Fax: 866-817-9009
[email protected]
Case 3:12-cv-00889-DRH-SCW Document 172-9 *SEALED* Filed 05/16/14 Page 2 of 2
PageID 3931
Case: 14-1682 Document: 28-17 Filed: 07/30/2014 Pages: 90
A O N
7 . : : 1
0 0 1 - , } f ) P ? J I I I '
, . 7 J
Case 3:12-cv-00889-DRH-SCW Document 172-10 *SEALED* Filed 05/16/14 Page 1 of 2
PageID 3932
Case: 14-1682 Document: 28-17 Filed: 07/30/2014 Pages: 90
"
DATE
FOR 7db'P.'" 4vRSd'!1/rJq
ulqqqqqSlI1
Ir r"
999995
PAY TO THE uM 02 1
ORDER OF. ( ::i; / 431
-d -vSV-fJW<:-L
1$
CHASE0 ZWo k&+i> fA ,v/:..elJ' IS;
_.. N A :. DOLLARS til =_.
:rn..r"
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Case 3:12-cv-00889-DRH-SCW Document 172-12 *SEALED* Filed 05/16/14 Page 1 of 2
PageID 3940
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H CHECKJNG DEPOSIT. gJolE 1/6/13
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Case 3:12-cv-00889-DRH-SCW Document 172-12 *SEALED* Filed 05/16/14 Page 2 of 2
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CLASS AC110N JUSTICE lHST11'U11: u.c
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Page 1
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G EAR L
INSURANCE
121712011
Peart Insurance
1200 East Glen Avenue
Peoria Heights, IL61616-5348
1.800.447.4982
John Steele
Prenda Law Inc.
161 N Clark St
Ste 3200
Chicago, IL 60601-3247
Re: Professional Liability Insurance
Policy No. IPL 8843
Dear John:
Pearl Insurance appreciates the opportunity to provide you with the enclosed liability insurance policy through
Columbia Casualty.
Pearl Insurance has built our reputation on service excellence and we look forward to providing you with quality
service for your professional liability coverage. Please look over the enclosed policy carefully, giving special
attention to the Insuring Agreement and Exclusions.
Should you become aware of a claim or incident that may result in a claim, please review the
Conditions section of the policy for reporting requirements.
We thank you for choosing Pearl Insurance for your insurance needs. Please contact our office at
800-322-2488 if there are any questions.
Sincerely,
Pearl Insurance
Jeff Weisert
Account Coordinator
Ph: 309-679-0364 Fax: 866-817-9009
[email protected]
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G EAR L
INSURANCE
3/20/2013
Pearl Insurance
1200 East Glen Avenue
Peoria Heights, IL 61616-5348
1.800.447.4982
John Steele
Prenda Law Inc.
161 N Clark 5t
5te 3200
Chicago, IL 60601-3247
Re: Professional Liability Insurance
Policy No. IPL 8843
Dear John:
In accordance with the recent request, an endorsement for the above captioned policy is enclosed. This
endorsement amends the policy and should be placed with your current policy. This endorsement changes
your address.
Please contact our office at 800-322-2488 if you have any questions or if we can be of further assistance to you
in this regard.
Sincerely,
Pearl Insurance
~ t c b 1 ~
Chnstl Monroe
Account Representative
Phone: 800-447-4982 Fax: 866-817-9009
[email protected]
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11006600 12
Prepared Especially For
Prenda La\01 Ltd.
LIMITS OF LIABILITY AND DEDUCTIBLE OPTIONS
Per Clalm
EC/Agg Deductible
In Thousands
Annual
Premium
Surplus Lines
Charges
Total Cost
Of Insurance
Down Payment
For Financing
$15,985.58 $540.58 $15,445.00 5,000
This Insurance Proposal is based on the information that you submitted,
and is valid untll 11/11/12. We understand that your professional staff
is comprised of 3 lawyer(s) and 5 of counsel.
This insurance is underwritten by tEe Columbia Casualty Company which a
Surplus Lines Insurer and Surplus Lines Charges are included in the cost
of this insurance.
TERMS AND CONDITIONS:
This Insurance Proposal would include the following coverage terms and
conditlons:
Columbia Casualty Company Intellectual Property Lawyers Policy Form
G-145080-B(Ed. 1708)
The Limits shown are the highest that the Company is to offer.
The Deductible shown is the lowest that the Company is to offer.
The Company is willing to offer only a per-claim Deductible.
Claims expenses are included within the Limits of Liability and
Deductible shown.
This insurance is subject to a Retroactive Date of 11/11/10. The po-
licy will not provide coverage for claims arising from legal services
performed prior to this date. (same as expiring)
G-145096-A(12-03)- Predecessor Firm Endorsement
Predecessor firm coverage is afforded under this policy for
Steele Hansmeier, PLLC
NOTE: Specimens of pertinent policy forms and endorsements are available
upon request.
SUBJECT TO:
As a to your binding coverage under the terms and conditions
of thls Insurance Proposal, the following item(s) must be submitted to,
received and by CNA. Moreover, this proposal may be subject
to or depending on the content of the information that
is provlded:
Renewal Applicant's Acceptance.
Executed Acknowledgment of the Retroactive Date Exclusion 11/11/10.
A sample of your firm's letterhead.
Upon receipt of the above information, Jamison will advise you whether
it has been approved, and confirm whether the terms and conditions of
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~ n r Mary
From:
Sent:
To:
SUbject:
Mary-
Monroe, Christi
Thursday, October 11, 20122:09 PM
FAX-P5U
FW: 11/11xdtliUPRENDA LAW INC/ID#1-16KNKV
Please see customers response below. He called me earlier and complained and questions
the reason for increase and followed up with this email.
Can you please obtain reason for increase from carrier and see if there is anything they
can do.
Thanks!
Christi
Christi Monroe - Account Representative
Pearl Insurance
1200 E. Glen Ave.
Peoria Heights, IL 61616
PH: 309.679.0219
TF: 800.447.4982
F: 866.817.9009
E: [email protected]
www.pearlinsurance.com I Coverage That's Right For You
-----Original Message-----
From: [email protected] [mailto:[email protected]]
Sent: Thursday, October 11, 2012 11:12 AM
To: Monroe, Christi
Subject: Re: 11/11xdt/IL/PRENDA LAW INC/ID#1-16KNKV
-----BEGIN PGP SIGNED MESSAGE-----
Hash: SHA1
Christi,
Thanks for your email. I have reviewed your new policy premium and I am a little
concerned with the incresse. Nothing has really changed in our firm, and we have never had
a claim or any discipline action. I feel compelled to let you know I will have to shop
around and confirm that such a large increase is in line with the industry. I suspect it
is not.
John L. Steele
161 N. Clark St. Suite 3200
Chicago, IL 60601
(708) 689-8131
[email protected]
On Thu, October 11, 2012 11:11 am, Monroe, Christi wrote:
> John-
>
> Hi
>
1
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23-Jan-14
nus PAGE IS PARTOF A STATEMENTREQUEST
GROUP 10 G23Janl4-606
23Janl4-600
CHASE 0
JPMorgan Chase Bank, NA
PO Bolt 659754
san Antonio. TX 782659754
FebnJary 15.2012 through Marctl 14,2012
Primary Account: 4110
CUSTOMER SERVICE INFORMATION
1,111,11111,,1111111.1111 111.1.11111,11 111111111111111.1
000Cl&408 ORC 997 141 07512 NNNNNNNNNNN P 1 OOOOOOOOO 10 0000
JOHN STEELE
OR KERRY ECKENRODE
1141STRIVOALTOTER
MIAMI BEACH Fl33139-1204
Imporlantlnformatlon about Chase Personal Checking and Savings Accounts
Star1ing March 19,2012, we will lower the rollowing fees' on our checking and savings accounts:
Ovordraft Protection Transfer Fee to 510.
Stop Payment Feo to S30 per request made with a banker.
Stop Payment Fee via chase.com or Qlase by Phona(l aLJtomatoo phone system to $25 per request.
We are also extending how long a stop payment will be in eflect. Stop payments made on or after March 19, 2012, on
checks will now be efl9CIive for one year rather than 180 days. Depending on how your stop payment was originated
(request made with a banker, via chase.com or Chase by h o n e ~ we will send a confirmation of your stop payment.
On ACH transactions, your stop payment will last lor a minimum of 18 months or until wo have determined thatlhe debit is
no longer occurring, whichever is longer. When making a stop payment reques1, you must tell us if the payment is a
recurring debit card transaction or an ACH payment and must give us the bank account number, lhe exact amount of the
payment, and the designated payee name.
These changes will be updated in the Deposit Account Agreement and Additional Banking Services and Fees for Chase
personal checking and savings accounts. All other terms 01 your account agreement remain the same. If you have any
questions, please call us at 1-800-935-9935 or visit your nearest Chase branch.
1These feea may b& walvOO with cor1aln account types.
ASSETS
Chacldng & savings
Chase Premier Qlecking
Chase Plus Savings
Tolal
TOTAL ASSETS
ACCOUNT
000000897624110
000003039349471
BEGlNN100 BAlANCE
THISPER100
5868.65
85,767.20
$86,635.85
$86,635.85
ENDING BAlANCE
THIS PERtOO
S11,376.76
94.005.32
$105,382.08
$105,382.08
All Summary Balence8 shown are as of March 14,2012 unless otherwise stated. For details 01 your retirement
accounts, credit accounts or securities accolJ"lts, you will receive separate statements. Balance summary information for
annuities is provided by the issuing insurance companies and believed to be reliable without guarantoo 01 its completeness
or accuracy.
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PageID 3950
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23-Jan-14
CHASE 0
ntis PAGE IS PARTOF A STATEMENT REQUEST
GROUP 10 G23Janl4-606
FobrU3ry 15. 2012lhrough March 14.2012
Primary Account 4110
23Janl4-606
ICHECKING SUMMARY 1---------------
JOHN STEELE
OR KERRY ECKENRODE
Beginning Balance
p o s ~ s and Additions
Checks Paid
ATM & Debit Card Withdrawals
Electronic Withdrawals
Fees and Other Wrthdrawals
Ending Balance
Annual Percentage Yield Earned This Period
Interest Earned This Period
Inlerest Paid Year-loData
AMOUNT
$868.65
114,749.99
- 2.847.01
3.642.19
97,601.68
151.00
$11,376.76
0.01%
SO.07
50.17
Interest paid in 2011 lor account 000000897624110 was $0.49.
The monthly service fee lor this account was waived as an added feature of Chase BusinessClassic 8COOlDlt.
!DEPOSITS AND ADDITIONSI _
DATE
02116
02121
=
DESCRIPOON
Online Transrer From Mma ...9471 Trnnsaclionll: 2530380685
Depo$l 1006411314
Fed Wire Credit Via: Sabadell Uniled Bank NAf067009646 Bon Sierra In....estment Partne
Miami Beach FL 33139 ReI: Chase NycIC1rlBnl=John Steele OR KarT)' Eckenrode Miami
Beach, FL3313912041Ac-OOOOOOOOS976 Rfb--Q/B Sabadel Untd Imad:
0222F787412C000039 Tm: 1652000053Ff
AMOUNT
53,000.00
6,049.92
89,700.00
0212.7 Online Transler From Mma ...9471 Transaction': 2543893505
03'12 Online Transfer From Mma ...9471 Transachon/#: 2567494142
03112 Online Transfer From Mma ...9471 Transaclionl#: 2567503402
03114 Interost Payment
Total Depo81t8 and Additions
3,000.00
8,000.00
5,000.00
0.07
$114,749.99
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PageID 3951
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23-Jan-14
CHASE 0
TIllS PAGE IS PARTOF A STATEMENT REQUEST
GROUP 10 G23Janl4-606
FebnJary 15,2012 througn March 14,2012
Primary Alount 0 4110
23janl4-606
IOVERDRAFT AND RETURNED ITEM FEE SUMMARVI
Total Overdraft Fees
Total Relurned Item Fcos
Total Overdraft Fees incIud&s lnsuirlcient Fundo Fooa, and Extended Overdralt Fees
Total for
This Period
$136.00
5.DO
Total
Yoar-to-date
$136.00
5.00
Account Number: 000003039349471
I SAVINGS SUMMARY 1--------------
Beginning Balance
Deposits and Additions
Electronic Withdrawals
Fees and Other Withdrawals
Ending Balance
Annual Percentage Yield Earned This Period
Interest Earned This Period
Inlerost Paid Year-lo-Dato
AMOUNT
$85,767.20
94,263.12
84,000.00
2,025.DO
$94,005.32
0.30%
SlO.32
$47.52
Interest paJd in 2011 for account 000003039349471 'NaS 53.54.
The monthly service fee lor this accounl was waivecf as an added feature 01 Qlase Premier Checking account.
ITRANSACTION DETAILI _
DATE
02116
02121
02124
02127
03f0S
03109
03112
03112
O3It2
O3It2
03114
DESCRIPTION
Beginning Balance
02/16 Online Transler To O1k .. .4110 Transaclion": 2530380685
02/21 Online Transfer To CtIk ...3470 TransactionH: 2537209432
Online Transler From Chk ... 4110 Transaclion#: 2540954599
02125 Onlno Transfer To OJk .. .411 a TransactionN: 2543893505
03105 Online Transfer To OJk ...3470 TransaclionN: 2558581862
03109 Withdrawal
03110 Onlino Transfor To Chk .. .4110 TransaclionH: 2567494142
03110 Online Transfer To Chk .. .4110 TransaClionl#: 2567503402
03'12 Online Wire Transfer Via: Sabadol Unld Bk FU067009646 Ale: Sierra
Miami Beach FL 33139 US ReUTICTl&'12:50 lmad: 031281Qgc04COO4268
Tm: 10894000nEs
Wire Online D:>mestic Fee
Interest Payment
Ending Balance
AMOUNT
3,ODO.DO
to,ODO.DO
94,232.80
3.0DO.DO
14.000.00
- 2.000.00
a,ODO.DO
- 5,000.00
- 41,000.00
25.DO
30.32
BALANCE
$85,767.20
82,767.20
72,767.20
167,OOO.DO
164,OOO.DO
150,000.00
148,000.00
140,000.00
135,00::1.00
94,OOO.DO
93,975.DO
94,D05.32
$94,005.32
P..,.Gol8
Case 3:12-cv-00889-DRH-SCW Document 172-17 *SEALED* Filed 05/16/14 Page 3 of 6
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23-;fan-14
THIS PAGE IS PARTOF A STATEMENTREQUEST
GROUP 10 G23Janl4-604
23J an14-604
CHASE0
JPMotgan Chase Bank, NA
POBox 659754
san Antonio, TX78265-9754
1..11...11....11..11.1.11.1.1111.1.1111111.I
000S25720RE0211.. ' 347'SNNNNNNNNNNHT 'OOOOOOOOO080000
JOHN STEELE
1111 UNCOLN RDSTE 400
MIAMI BEACH FL 331sg.2439
November 15, 2013lhrough December 12, 2018
Account Number. 18596
CUSTOMER SERVICE INFORMATION
Web site: Chase.com
Service Center. 1-800-935-9935
Deaf and Hard of Hearing: 1-800-242-7383
Para Espanol: 1-877-312-4273
Intemational calls: 1-713-262-1679
Agreement Updates for Deposit Accounts and Chase Uqul' Cards
As of November 17,2013, we are updating your agreement, Including:
Clarification of howmobile phone numbers may be used if you provide your mobile number to us. You may contact
us anytime to change your contact preferences.
Infonnation about new. innovative technology that we are beginning to instaU in our branches. This includes
Express Bankin9 kiosks that function similar to AlMs.
Enhancements to our Stop Payment process to allowyou more flexibility in placing stop payments on recurring
payments.
All other tonns and conditions remain the same. For a copy of your agreement, log on to chase.com or visit a branch. " you
have questions. please call us at the telephone number rlSted on this statement or visit your nearest Chase bmnch.
ICHECKING SUMMARY II_Ch_as8_prem_ie_r_PI_US_Ch_8C_kin_' _9 _
Begtnnlng Balance
Deposits and Additions
Electronic Withdrawals
Fees and Other Withdrawals
Ending Balance
Annual Percentage YIeld Eamed this Period
Interest Eamed this Period
Interest Paid Year-ta-Date
AMOUNT
$4,f565.35
48,000.20
-36,125.00
-16,440.55
so.oo
0.01%
$0.20
$0.55
IDEPOSITS AND ADDITIONSI _
DATE DESCRIPTION
11122 Onfme Transfer From O1k ...4110 Transactionf#: 3602164975
12111 Interest Payment
Total Deposits and Additions
AMOUNT
$48,000.00
0.20
$48,000.20
Case 3:12-cv-00889-DRH-SCW Document 172-17 *SEALED* Filed 05/16/14 Page 4 of 6
PageID 3953
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23-jan-14
ntIS PAGE IS PARTOF A STATEMENTREQUEST
GROUP ID G23Janl4-604
23Janl4-604
CHASE0
November 15,2013 through December 12,2013
Account Number: 8596
IELECTRONIC WITHDRAWALSI _
DATE DESCRIPT10N
11121 11121 Online Transfer To Chk ...4110 Transaclionl#: 359991ms
11125 11/25 Online Wire Transfer Via: Bmo HarrIs Bank NAI071025661 NC: Dan Voelker Chicago IL
60654 US Ref:lBnflFor Voelker litigation Group Imad: 112581Qgc07COO1177 Tm:
3286500329Es
12104 12104 Online Transfer To Chk ... 9471 Transactlonl#: 3623525212
12109 12109 Fedwire Debit Via: 8k Amer NycJ026009593 Ale: Abal063000047 Jacksonville FL
32256-0708 Ben: Robert Balzebre Imad: 12098109008C000644Tm: 3052800343Es
Total Electronic WIthdrawals
AMOUNT
$2,000.00
10,000.00
3,000.00
21,125.00
$38.125.00
IFEES AND OTHER WITHDRAWALSI _
DATE DESCRU'TION
11/18 11/18 Withdrawal
11/25 Wire Online Domestic Fee
12109 Outgoing Domestic Wire Fee
12/11 12/11 Withdrawal
Total Fees a Other Withdrawals
AMOUNT
$1,000.00
25.00
30.00
15,385.55
$16,440.55
P ~ 2 c
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23-Jan-14
THIS PAGE IS PARTOF A STATEMENTREQUEST
GROUP IDG23Janl4636
23J anl4-636
CHASE0
Decembor 01. 2011 through Oocember 30. 2011
Aooount Number: 4124
(DEPOSITS AND ADDITIONSI _
IELECTRONIC WITHDRAWALSI _
DATE DESCRtPTlON
12108 Deposit ffl3128064
12/15 Online Transfer From Chk ...3470 Transaction#: 2435673222
Total DeposIts and Additions
DATE DESCRlPTlON
12/16 12/16 Online Transfer To Mma ... 9471 Transaction#: 2437138970
12119 12/19Online Wire Transfer Via: Sabadel Untd Bk FU067009646 AlC: Sierra Miami Beach FL
33139 US Ref:fTimel08:59 Imad: 1219B1Qgc08C002072 Tm: 0717600353Es
12119 12/19 Online Wire Transfer Via: sabadel Untd Bk FU067009646 Ale: Sierra Miami Beach FL
33139 US Aef:trmel14:06Irnad: 121981Qgc08C005940 Tm: 1488100353Es
Total Electronic Withdrawals
AMOUNT
$5,000.00
160,000.00
$165,000.00
AMOUNT
$10,000.00
100,000.00
50,000.00
$160,000.00
IFEES AND OTHER WITHDRAWALSI _
DATE DESCRIPTION
12119 Wire Online Domestic Fee
12/19 Wire Online Domestic Fee
12/21 12/21 Withdrawal
Total Fees & Other WIthdrawals
AMOUNT
$25.00
25.00
1,000.00
$1.050.00
I DAILY ENDING BALANCE1 _
DATE
12108
12/15
12116
12119
12/21
AMOUNT
$5.100.00
165,100.00
155,100.00
5,050.00
4,050.00
ISERVICE CHARGE SUMMARY 1 _
TRANSACTIONS FOR SERVICE FEECALCULATION
Checks PaidI Debits
DepositsI Credits
Deposited Items
Transaction Total
SERVICEFEECALCULATION
SorviceFee
Service Fee Credit
Net 8erYice Fee
Excessive Transaction Fees (Above 2(0)
Total Service Fees
NUMBEROF TRANSACTIONS
3
1
o
4
AMOUNT
$0.00
$0.00
$0.00
$0.00
$0.00
Case 3:12-cv-00889-DRH-SCW Document 172-17 *SEALED* Filed 05/16/14 Page 6 of 6
PageID 3955
Case: 14-1682 Document: 28-17 Filed: 07/30/2014 Pages: 90
1717 COLLINS AVENUE
MIAMI BEACH, FL 33139
Current Principal Place of Business:
Current Mailing Address:
1717 COLLINS AVENUE
MIAMI BEACH, FL 33139
Entity Name: SIERRA INVESTMENT PARTNERS LLC
DOCUMENT# L11000115254
FEI Number: APPLIED FOR Certificate of Status Desired:
Name and Address of Current Registered Agent:
BALZEBRE, ROBERT
1717 COLLINS AVENUE
MIAMI BEACH, FL 33139 US
The above named entity submits this statement for the purpose of changing its registered office or registered agent, or both, in the State of Florida.
SIGNATURE:
Electronic Signature of Registered Agent
Date
Authorized Person(s) Detail :
I hereby certify that the information indicated on this report or supplemental report is true and accurate and that my electronic signature shall have the same legal effect as if made under
oath; that I am a managing member or manager of the limited liability company or the receiver or trustee empowered to execute this report as required by Chapter 605, Florida Statutes; and
that my name appears above, or on an attachment with all other like empowered.
SIGNATURE:
Electronic Signature of Signing Authorized Person(s) Detail
Date
FILED
Mar 22, 2013
Secretary of State
CC7901777597
ROBERT BALZEBRE MGRM
03/22/2013
2013 FLORIDA LIMITED LIABILITY COMPANY ANNUAL REPORT
No
Title MGRM
Name BALZEBRE, ROBERT
Address 1717 COLLINS AVENUE
City-State-Zip: MIAMI BEACH FL 33139
Title MGRM
Name BALZEBRE, ANTHONY SR.
Address 1717 COLLINS AVENUE
City-State-Zip: MIAMI BEACH FL 33139
Title MGRM
Name STEELE, JOHN
Address 1717 COLLINS AVENUE
City-State-Zip: MIAMI BEACH FL 33139
Case 3:12-cv-00889-DRH-SCW Document 172-18 *SEALED* Filed 05/16/14 Page 1 of 1
PageID 3956
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SUPPI.RMENT 1
INTELLEC11JAL PROPERTYLAWYERS PROFESSIONALlJABWTY
NEW ATIORNEY INFORMATIONSUPPLEMENTAL APPLICATION
lNSTRucnONS:
A. This form is to be completed by the Named Insured for eadl new attorneyjoiningthe firm.
B. Ifspaceis insufiiciart toanswc:r questions fully, continue on a separate sheet orpaper and indicate the qucsti<l1 number.
C. Answa- all questions completely.
D. This supplemental application must be signed and dated by tbe NewAttorney, and also the proprietor, partner,
member or officer ofthe Named Insured autborized to procure and bind insurance for the firm.
1bIa Supplement wiD form a part of the basic application nbmlttcd Cor the firm aamed below
1.
2.
.A. Named Insured ofExpiriDg Policy (or Renewal Applicant, ifdiffualt):
~ tbz6rt.:>5M E"J ef<-
B. PolicyNumber. iPL L\ v'S 25'"gi"q:>
c Expiration Date: _,J j
l \ (L t I'
Lawyer Name
Spccialty(ics) ..
*
e l g d o ~ Codes:
o a Officer, Director or .Sbareholder olthe Corporation
p =a Parma' ofa Partna'Sbip
CA Z> Contract Attorney
J; ... Employed Attorney (must be employee ofapplicant)
oc = orCounsel attorney for whom coverage is desired
** Specialties: Refer to Question liBofthe Named Insured's Renewal Application.
3. On what date did you commence employment with the Named IDsured or Renewal
Applicant above? --3 1 151 II
4. List the lawyers professional liability insurance policies under which you have been insured for each of the past five (5)
years, including any periods of NO coverage. If the insurance coverage was through another law firm, only list firm name
and dates ofemployment.
From: To: IDsuraoce Limltof ReteodoD/
MMJDDIYY MMlDDlYY Comoanv LlabUitv Deducdble
I 1 AlONk
.,
I I I 1
I I 1 I
I I 1 I
I I I 1
1P-92 (09101)
Page I on
Case 3:12-cv-00889-DRH-SCW Document 172-19 *SEALED* Filed 05/16/14 Page 1 of 3
PageID 3957
Case: 14-1682 Document: 28-17 Filed: 07/30/2014 Pages: 90
5.
6.
SUPPLEMENT 1 (continued)
Within the last (5) years, have you been refused admission to practice, disbarred,
reprimanded, sanctioned, otherwise disciplined, or held in contempt by any
C011rt, administrative agency or regulatory body? Yes __ No
Ifyes, please provide complete details on a separate shcct, including a copy oftbe court's order.
Have you ever been the subject ofa disciplinary complaint being made to by any \./
administrative agency or regulatory body? Yes No-6.-
Ifyes, please provide complete details on a separate sheet, including a copy of the court's order.
7. Within the last (5) years, has any professional liability claim or suit been made against:
you individually, or any firm of which you were a sole proprietor? Yes No
B. any firm of which you were a Partner, Officer, Director or Shareholder, an
employee or an Of Counsel? Yes
8. Do you know of any claim, circumstance, incident, act, error or omission arising out of
the performance of professional services Cor others which might reasonably be the basis
for a claim or suit against:
A. you individually, or any firm of which you were a sole proprietor? Yes
B. any firm of which you were a Partner, Officer, Director or Shareholder, an
employee or an Of Counsel? Yes
N01
No ><
No ><
IT IS AGREED THAT, IF SUCII KNOWLEDGE OR INFORMATION EXISTS, ANY CLAIM OR
SUIT ARISING THERE FROM WILL BE EXCI.,UDED!'"ROMTHIS PROPOSED COVERAGE.
If you answer "yes" to Question 7 or Questiou 8 above, a Supplemental Claim Information Form must
be completed for each claim or incident in order for your application to be considered.
9. Have all matters disclosed in questions 7 or 8 above been reported to your former or
current insurer(s)'l Yes
to. Have: you had professional liability insurance or similar insurance dcclined, canceled.
non-renewed, or issued only on restricted terms in the last five years? Yes
lfycs, please provide complete details on a separate sheet.
11. Outside Director, Officer, Fiduciary* or Equity Interest Positions
No
No-X
A.
B.
Do you (and I or your spouse or immediate fumily member) serve as a director
or officer, in a fiduciary* capacity, or have any ownership interest in the Yes No1
business of a client?
Do you serve as a director, officer, trustee, consultant, employee or partner of,
or exercise any fiduciary'" management control over any business or \/
organization other than that ofa client? Yes No
* Fiduciary means an administrator, conservator, executor, guardian,
trustee receiver, escrow agent or any similar capacily.
If"yes", to either Part A or B above, complete Part C ou the follo\\iDg page.
IP - 92 (09/01)
Page 2 of3
Case 3:12-cv-00889-DRH-SCW Document 172-19 *SEALED* Filed 05/16/14 Page 2 of 3
PageID 3958
Case: 14-1682 Document: 28-17 Filed: 07/30/2014 Pages: 90
11. Outside Director. Officer, Fiduciary* or Equity Interest Positions (Continued from Page 2)
C. [f you answered 4(yes" to either Part Aor Babove, please complete the following table:
Position Held: D i Director C = Consultant
o Officer _
T Trustee .......;;p;...-.I---"_P_s_rtn_er --'
PM
F
01
SUPPLEMENT 1 (continued)
Fiducia Mana ement Control
Fiducia
Ownership Interest
Name ofLawycr. Name I Nature Position Held Client ofLAwyer Description of ProfessionaJ Tot\! % %of D&O Insurance
Spouse or Famlly Member. cfBusincss (seeabovc) servic:cs Performed Equity Interest Lawyer's Or Indemnity
and D.1teor Held AMual Agreement
Affiliation Income
,<lV5Tce=
DYes '$No
tJ/J]
.-0 -.
"Itt
c.. \' \'\t
1(Lu.>,-et:= ;V/,/t OYesJ!!fNo
DYes DNo Dyes DNo
OVes 01'10 Dyes DNa
DYes ONo Dyes DNo
DVes DNa DYes ONo
Dves ONo Dyes DNo
Notice: It is represented that the information contained herein is true and deemed incorporated into the Named Insured's Lawyers Professional Liability Insurance Application.
I1We hereby authorize the release ofclaim information from any prior insurer to Certain Underwriters at Lloyd's ofLandon.
Notice to New Jersey, New York and Pennsylvania "Any person who knowingly and with intent to defraud any insurance company or other person files an
application for insurance or statement ofclaim containing any false information, or conceals for the purpose of misleading infOrmation concerning any fact material thereto, commits
a fraudulent insurance act, which is a crime and subjects such person to criminal and civil penalties. Under New York law, such person shall also be subject to a civil penalty not to
exceed an the s18 fthe claim for each such violation." --/' .
Date
7//5/11
IP - 92 (09/01) Page 3 of3
.... """1;:------------.-.------.
Case 3:12-cv-00889-DRH-SCW Document 172-19 *SEALED* Filed 05/16/14 Page 3 of 3
PageID 3959
Case: 14-1682 Document: 28-17 Filed: 07/30/2014 Pages: 90
'feE' NATIONAL BANK
801 MARQUETTE AVE
MINNEl>.POLIS HN 55402
Page 1
STATE['1ENT nAn;
01-25-11
0570
1
FOTAAFTTAAF1>..FFTDTATTDAATDDTTDFlIDDFDFDDTDFlIDTTAATADTFFTDTTTTTTDFTT
1 37 99
PAUL ROBERT HANSMEIER
UNIT 404
100 3RD AVE S
MINNEAPOLIS MN 55401-2592
REFER YOUR fRIENDS TO TeF GET
REWARDED! 525 FREE FOR YOU, S50 FREE
FOR YOUR FRIENDS. PICK UF YOUR
;'.1' .ANY TCF 3ANK 01' ?RINT THE!1 ON:.:nlE
AT 1'1\\'\\. TCFEJ>JJK. cel{. OFE::R SUBJECT
TO AHD REOUIREt-1mTS. SEE
A l'Cf REPRESENTATIVE FOR DE1'AIiS.
TCF BN-IK IS PLEASED TO INTRODUCE MOBILE BANKING. liITH TEXT BANKING, MOBILE BROWSING OR THE
IrHONE APP YOU CAN fROM THE PALM Or YOUR HAND. TAKE TCF WITH YOU WHEREVER YOU GO!
VISIT W\\\\'. TO GET STf>RTED. KEHBER
CAMPUS CARD CHECKING STUDENT STATEl-lEI-IT PERIOD l2-25-10 THROUGH 01-25-11
ACCOUNT NUMBER 0570
YOU HAVE CPTED-W ']'0 'rCF OVI::RDRAFT SERVICE. SEE THE REVERSE SIDE FOR I'IORE INFORMATION.
ACCOUNT StJMMP.RY E,t.J..ANCE 12-24-10
3,219.00
CHECKS/WITHDRAWALS
69,259.00
DEPOSITS/ADDITIONS
69,050.00
BAL1lJ'ICE 01-25-11
3,010.00
INTEREST EARNED IN STATEMENT PERIOD
N:RCENTAGE n ELD Ei\RNED .00%
.00
REE"
DATE
.h!-10UNT PAID
CHECK
REf'
Nv1-fBER
DATE
AHOUNT PAID
CHECK
NUtiSER
ml.T:: REf
AMOUNT NUHBE:R
60,000.00 1230 84145515
CHECKS PAID
CHECK
NUH5E:R
lOgO
OTHER WITHDRAWALS
DATE AliOUNT
1227 240.00
1223 1,000.00
1230 979.00
AND CHARGES
DEseRI PTION
DOWN TOliN MARKET
97-68-56 MINNAPOLIS
WITHDRAWAL
TRANS:ER TO 1212
AUTOMATED
lWlSMEIER, PAUL R !"'G DIRECT
0113
0113
0119
A!10UNT
2,000.00
5,000.00
40.00
DESCP.!F'!'IOK
WITHDRAWAL
AUTOMATED W!7HDR.boiiAL
iiANSt-fEIER, PAUL R 1loIG DIRECT
ATM DOWN TOlffl MARKET
57-aS-56 MINNEAPOLIS
DEPOSITS AND OTHER ADDITIONS
DATE A!>IOUNT PTION
1229 60,000.00 DE?OSIT REF .
1230 :,000.00 DEPOSIT REF fi 84145512
0112 1,000.00 AUTOMATED PHONE TRANSFER DEF
ACCOUNT 5928
9ATE
0113
AMOUNT
3,050.00
DEPOS:T RE: , 84199300
FOR BA!..ANCE, CHECKS PhIO INFOR.t.iATION, ruNDS DEPOSIT v"ERIFICATION, OR O'!'HER CUSTOMER SERVIC::
OU::--STIONS, VISIT US ONLINE AT OR DIRECT INQUIRIES TO THE ADDRESS GIVEN AT THE TOP OF THIS PAGE OR
CALL (612) 823-2265 OR TOLL CREE 1 1800) 823-2265. TOO (612) 339-3075. FOR BANKING WITH US.
FEE IS $35. SEE REVERSE SIDE FOR MORE INFORM.,bo.TION ABOUT OVERDRAITS.
Case 3:12-cv-00889-DRH-SCW Document 172-20 *SEALED* Filed 05/16/14 Page 1 of 3
PageID 3960
Case: 14-1682 Document: 28-17 Filed: 07/30/2014 Pages: 90
TeF NATIONAL BANK
801 MP,RQUr..:'l"1'E AVE
MINNEAPOLIS MN 55402
S'}'ATEME:NT DATE:
02-23-11
0570
o
o 37 99
PAUL ROBERT HANSMEIER
UNIT 404
100 3RD ,Z\VE S
MINNEAPOLIS MN 55401-2592
REFEh 'iOUR FRIENDS TO TeF' AND GET
REWARDED! 525 FREE YOU, $50 FREE
FOR ':'OtJR FRIENDS. PICK UP YOUR FORMS
1''':: Tef OF,. PR!NT T:iE!-! OlC:NE
AT \or... ", T:rSANiCCCl-;. OFfER SUEJECT
TO Ln1IT.l\TIOI!S AND REQUIREl-lr.NTS. SEE
A reF RSP.RESENTATIVE F'OR DETAILS.
WoJ<E TAX .h.sn:R - HAVE YOUR IRS REF1JND DEPOSITED DIRECTLY mTO YO:JR reF 01' SAVINGS
ACCOUNT WITH Tcr DIRECT DEPOSIT. IF YOU'RE Nor GETTING 1', REFUI'<[l, USE YO:JR TeF CHECK CARD 1'0 PAY
YOUR TA.'CE:S AND HAV!:": 1'. RECORD or YOUR TRJl.liSACTION. SEE A TCF R:::rRESENTATIVE FOR DETAIL5 OR GO TO'
.TCFB}\NK. COM. MEMBER r;nC,
CAMPUS CARD CHECKING STUDENT s'rATEHENT PERIOD 01-26-11 THROUGH 02-23-11
ACCOUNT NUMBER 0570
YOU HAVE: OPTED-IN TO 'rcr OVERDRAFT SERVICE. SEE THE REVERSE SIDE FOR I-lORE I NFORI-l.l\'f I ON.
ACCOON'J: s.:oMMARY P.J>.LANCE 01-25-11
3,010.00
55,079.50
DEPOSITS/ADDITIONS
57,050.00
I.mLANCE 02-23-11
4.980,50
INTEREST EARNED IN STATEMENT PERIOD
.'. YIELD EARNED .00%
.00
OTHER WITHDRAWALS
DATE AHOUNT
0128 5,000.00
0128 7.00
0204 50,000.00
.AND CHARGES
DESCRIPTION
KITHDR.l\.WAL
OFFICIAl. CHECK FEE
HANSNEIER, PAUL RING DIRECT
Dll.TE
0211
0222
AMOUNT
30.00
42.50
DESCRIPTION
ATI-I DCMN TOliN NhRKET
97-86-56 MiNNEAPOLIS
ATM LINDBERGH
SBR4R068 SAINT PAUL NN
DEPOSITS AND OTHER ADDITIONS
DATE DESCRIPTION
0128 1,000.00 PHONE: TRANSFER DEP
ACCOUNT
0128 5,000.00 DE?OS!T REF P. 85332325
D]I.T
0128
0202
02.21
R-lOUNT
1,000.00
50,000.00
50.00
DESCRIPTION
DEPOSIT
DEPOSIT
DEPOSIT
REF t 85332192
REF f 83296433
REF f 81371639
FOR BAL.l\NCE, CHECKS PAID INFORMATION, ruNDS TRl\NSFER, DEPOSIT VERIFICATION, OR OTHER CUSTOHER SERVICE
QUESTIONS, VISIT US ONLINE AT TCFBANK.COM, OR DIRECT INQUIRIES TO THE ADDRESS GIVEN AT THE TOP OF THIS OR
CALL (612) 823-2265 OR TOLL FREE 1 (800) 823-2265. TOO (612) 339-3075. YOU FOR WITH OS.
NSF\OVERDR.r..FT FEE IS $35. SEE k""VERSE SIDE FOR MORE INFOR."S1l.TION OVERDRA.:!'S.
Case 3:12-cv-00889-DRH-SCW Document 172-20 *SEALED* Filed 05/16/14 Page 2 of 3
PageID 3961
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'l'CF N.P.1'IONAL BANK
801 MARQ!JE'r'J'E AVE
MINNEAPOLIS MN 55402
Page 1
DA'n;
06-24-11
0570
1
ATTADFATTDDAAFDDTDDADDTTDTATDAFAFFFFDFFDATTTAATDAATFFFDTDDTAAFDTF
1 37 99
PAUL ROBERT HANS!'1EIER
UNIT 404
100 3RD AVE S
MINNEAPOLIS MN 55401-2592
REFE;:;' YOUR FRIENDS TO reF GET
GET 525 FOR EVERY fRIEND
YOU REFSR. PJCK UP YOUR
AT .r..NY 'reF OR ?RINT THu.l ON:'INE
AT OFFER SUBJSCT TO
I.!fofiTATIONS AND HEQUIREMENl'S. SEE A
TeF REPRESENTATrVE DETAILS.
THE FOLLOWING I.S !'.DDED TO YOUR ACCO'JW: CONTR."CT WiTH TCF EFFECTIVE tl-3-12: TCE" SUBSCRIBES TO THE
VISA ACCOUNT UPDATER SERVICE jVAUl. WITH THIS SERVICE, IF YOU GIVE A MERCHANT YOUR VISA Clu:l.D NUMBf.R
AND AUTHORIZE THE MERCHANT TO BILL YOUR CARD ?ERIODIO.LLY FOR RECURRING ?AYNENTS,
NUMBER WE GIVE: YOU WILL BE AUTOM.lI..TICA:.LY SENT TO THE !-1ERCH.ll,HT IF TI!E r1ERCHl>.NT SUBSCRIBES TO
V.I\.U. THIS APFLIES H' YOUR CARD EXPIRED OR liAS R::Pl.l\.:ED BY 'J'e:--. TE1S INCLUDES CtJRRENT
O.RD NUl1BERS AND NUHBERS ISSUED TO YOU IN THE PREVIOUS 12 r-lONTHS." CHNJGES TO YOUR CARD
NU!1BER JI.$ .1\. RESULT OF A LOST OR STOLEN CARD OR OTHER CARD REPL}I.CEMENT REQUESTS YOU INITIATE WILL NOT
BE UPDATED. IF YOU PREfER THJl.'!' TeF NOT PROVIDE UPDATED CARD WFOR!1AT!OH 1'0 Vl\TJ, PLEASE CALL
1-800-823-2265 OR VISIT TCfaANK.COM FOR INfORH.II.TION TO OPT-OUT OF VAU.
CAMPUS CARD CHECKING STUDENT STA':'E."1ENT PERIOD 05-26-11 THROUGH 06-24-11
ACCOUNT NUMBER 0570
YOU HAVE OPTED-IN TO TCF OVERDRAFT SERVICE. SEE THE REVERSE SIDE FOR [-lORE !NFORl,tl\.'I'ION.
ACCOUNT SUMMARY e.r-.L.r..NCE 05-25-11
17,979.07
CHECKS/yo:!TIIDRA\"IALS
8,634.99
DEPOSITS/ADDITIONS
.00
BALANCE 06-24-11
9,344.08
INTEREST EARNED IN STATEMENT PERIOD
PERCE!-ITAGE YIELD .00\
.00
REf
NUMBER
MINNEAPOLIS HN
DATE
P_"lOTJNT PAID
DESCRIPTION
ATN Tef IDS
CHECK
100.00
REF
DJl.TE
0620
DATE
A.!-lDUNT PAID
DIRECT
lBSo.9So
AMOUNT DESCRIPTION
7; boo. 00 !'.UTOMmED
HANSMEIER,PAUL RING
CHASE EPA1"
nl\.TE REF ! CHECK
AMOUNT PAID NUBBER I NUMBER
1,345.00 0601 83095994 I
.. CHARGES
CHECKS PAID
CHECK
. 1127
0607
OTEEit
OGel
FOR BALANCE, CHECKS PAID :uNDS DEPOS!T OR OTHER CUSTC*1ER SERVICE
QUESTIONS. VISIT US ONLINE AT TCFBANK.COM, OR DIRECT INQUIRIES TO THE ADDRESS GIVEN AT THE TOP OF THIS PAGE OR
CALL (612) 823-2265 OR TOLL FREE 1 (800) 823-2265. TOO (622) 339-3075. YOU FOR WITH us.
FEE IS 535. SEE REVERSE SIDE FOR MORE JI.BOU'!' OVERDRA::'"'!'S.
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Case: 14-1682 Document: 28-17 Filed: 07/30/2014 Pages: 90
23-jan-14
ntIS PAGE IS PARTOF A STATEMENTREQUEST
GROUP 10 G23Janl4&9
23J anl4-639
C:HASEO
JPMotgan Chase Bank. N.A.
POBox 6S9754
San AnIoolo. TX78265-9754
1..11...11....11..11.1.1...,1.1.1..1..11.1,1..11...11.....11.1
ClClOO4478 DRE021219111013 NNNNNNNNNNN 1OOOOOOOOO800000
UVEWIRE HOLDINGS LlC
1111 UNCOLN RD STE 400
MIAMI BEACH FL 33139-2439
We're clarifying a transaction and fee description
June 01. 2013lhrough June 28. 2013
Account Number: 8100
CUSTOMER SERVICE INFORMATION
Web site: Cha8e.oom
Service Center. 1-800-242-7338
Deaf and Hard of Hearing: 1800-242-7383
Para Espanol: 1888-622-4273
Intemational Calls: 1-713-262-1679
We're clarifying a transaction and fee description that we use on account statements and online activity.
Starting July 22, 2013, if you cash a check and it's retumed to us without being pajd, we will identify:
The transaction as cashed Check Returned, and
The related fee as Cashed Check Returned Fee (not an checking products are charged a fee for this transaction but
for those that are, this fee wlU stiD be $12).
This Is not 8 new transaction type or tee, just a clearer description of this type of account activity. Today, we describe
both deposited and cashed items that are returned to us without being paid as Deposited Item Returned. After July 22, we
wiD use this description only for deposited checks that are returned.
All of the tenns and conditions of your account remain the same. If you have questions, please call us toll-free at the number
on this statement or visit any Chase branch.
I I
Chase BusinessSelect Ct\.......1ov.
CHECKING SUMMARY ~ _ l I _
BegInning Balance
Deposits and Pdditions
OlecksPaid
ATM &Debit Card Withdrawals
Electronic Withdrawals
Fees and O1her Withdrawals
Ending Balance
12
12
6
15
11
66
AMOUNT
$11.419.38
48,131.02
7,240.50
-1,372.03
-29,907.89
-1,121.00
$19.969.16
IDEPOSITS AND ADDITIONSI _
DATE
06J04
06105
06/10
06/10
06/11
06112
06/14
DESCRIPTION
Remote Online DeposIt
Deposit 1164441441
Remote Online DeposIt
Remote Online DeposIt
Remote Online Deposit
Deposit 500167817
American Express Settlement 3123588642 ceo 10: 1134992250
AMOUNT
$6,650.00
15,500.00
1,375.00
250.00
112.48
150.00
8,343.54
Case 3:12-cv-00889-DRH-SCW Document 172-21 *SEALED* Filed 05/16/14 Page 7 of 8
PageID 3969
Case: 14-1682 Document: 28-17 Filed: 07/30/2014 Pages: 90
23-jan-14
THIS PACE IS PARTOF A STATEMENTREQUEST
GROUP IDG23Janl4-639
23J anl4-639
CHASE0
IDEPOSITS AND ADDITIONSI
(continued)
June 01, 2013 through June 28, 2013
Account Number. 8100
DATE
06118
06119
06125
06127
06128
DESCRIPTION
Remote Onrllle Deposit
Remote Online Deposit
Remote Online Deposit
Remote Online Deposit 1
Fedwire Credit Via: U.S. Bank,N. A.1081000210 810: Monyet LLC Paul Robert
Hansmeiminneapolis MN Ref: Chase NycICtrlBnf=Uvewire Hok:lings LLC Miami Beach. FL
33139243S1Ac-OOOOOOOO1670 Rfb=130628064969 Bbi::lBnflSr tl1-730545288lmad:
0628Mmqfmp31004596 Tm: 7S63209179Ff
AMOUNT
2,000.00
500.00
1,750.00
1,500.00
10.000.00
Total Deposits and AddlUons
ICHECKS PAIDI
$48.191.02
CHECK NO. DESCRIPTION
1153 /\
1154 /\
1155 /\
1156 1\
1157 /\
1158 1\
1159 /\
1164 */\
1165 1\
1166 /\
1167 1\
1168 /\
Total Checks PaId
DATE
PAlO
06103
06107
06110
06110
06111
06117
06128
06124
06117
06124
06125
06125
AMOUNT
$32.89
25.00
200.00
2,101.99
57.20
1.480.00
117.90
788.53
51.00
1,500.00
345.99
540.00
$7,240.50
If you see a description in the Checks Paid sec:lion. it means that we received only electronic information about the check,
not the original or an image of the check. As a result, we're not able to retum the check to you or showyou an image.
All of your recent checks may not be on this statement. either because they haven't cleared yet or they were listed on
one of your previous statements.
1\ M image of this check may be available for you to view on Chase.com.
IATM &DEBIT CARD WITHDRAWALSI _
DATE DESCRlP1toH
06113 Non-Chasa ATM Withdraw 06112222 14th St Miami Beach Fl Card 9490
06118 Non-ehase ATM Withdraw 06118 1464 Washington Ave Miami Beach FL Card 9490
06124 Non-Olase ATM Withdraw 06122 1717 NBayshore OR Miami Fl Card 9490
06124 card Purchase 06122 Usaitwaye 037231850 800-428-4322 AZ card 9490
06126 Non-Qlase ATM Withdraw 06f26 717 Washington Ave Miami Beach Fl Card 9490
06128 Non-Chase ATM Withdraw 06128 1300 Lincoln Rd, Unit Miami Beach FL Card 9490
Total ATM & DebIt Card WIthdrawals
AMOUNT
$201.98
164.80
202.95
397.30
202.75
202.25
$1P2.03
Case 3:12-cv-00889-DRH-SCW Document 172-21 *SEALED* Filed 05/16/14 Page 8 of 8
PageID 3970
Case: 14-1682 Document: 28-17 Filed: 07/30/2014 Pages: 90
5N REGENT STREET
SUITE513
lIVIl':GSTON. NJ 07039-1617
973535-5000 800-4536230
SEP FBO JOHN STEELE
PERSHING LLC AS CUSTODIAN
1111 LINCOLN RD
MIAMI BEACH FL 33139-2452
Your Account Executive:
ACE CRUZ
(800) 453-6232
Branch Toll Free Number
561-998-6500
800-453-6231
Valuation at a Glance
Beginning Account Value
Chan ein Account Value
Estimated Annual Income
SEP
Account Statement
Account Number: 0193
Statement Period: 02101/2014 - 03/31/2014
$5,040.00
Asset Allocation
Cash, Money Funds, and Bank Deposits
Fixed Income
Account Total
This Period
1,007.81
47,520.00
$48,527.81
" Allocation
2%
98%
100%
Page 1of 9
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EXCEllENCE
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Case 3:12-cv-00889-DRH-SCW Document 172-22 *SEALED* Filed 05/16/14 Page 1 of 3
PageID 3971
Case: 14-1682 Document: 28-17 Filed: 07/30/2014 Pages: 90
5N REGENT STREET
SUITE513
LIVINGSTON. NJ 07039-1617
9735355000 800-4536230
Branch Toll Free Number
561-998-6500
800-453-6231
April 11,2013
PHOENIX VENTURES LLC
ATIN JOHN STEELE
IIII LINCOLN RD
MIAMI BEACH FL 33139-2452
Account Number: 55N-XXXX86
Account Executive Number: MI4
ACE CRUZ
Federal Funds Wire Transfer
Based on your instruction, we have completed a federal funds wire transfer from your above-referenced account
as follows:
Date:
Amount:
Sent to:
April 11,2013
$279,563.66
HSBC BANK USA, NA
THE GMS GROUP LLC provides this notice to you as added security in the event that either you did not
authorize the transaction or details regarding the transfer are incorrect.
Please contact us at the above address or telephone number with any questions that you may have regarding this
transaction.
LlC, ub.i1lory
of The ...kd NewYerI< MdlonCorporIIooIl
U:. :INRA NV5. SIP.:
Case 3:12-cv-00889-DRH-SCW Document 172-22 *SEALED* Filed 05/16/14 Page 2 of 3
PageID 3972
Case: 14-1682 Document: 28-17 Filed: 07/30/2014 Pages: 90
5N REGENT STREET
SUITE513
LIVINGSTON, NJ 07039-1617
973-535-5000 SOO4536230
PHOENIX VENTURES LLC #2
JOHN STEELE
1111 LINCOLN RD
SUITE 400
MIAMI BEACH FL 33139-2439
Your Account Executive:
ACE CRUZ
(800) 4536232
NOTICE OF
COMMENCEMENT