Empire, Invasion, and India's National Epics: Alf Hiitebeitel
Empire, Invasion, and India's National Epics: Alf Hiitebeitel
Empire, Invasion, and India's National Epics: Alf Hiitebeitel
Alf Hiitebeitel
India's Sanskrit classical epics occupy a strange place in the comparative study
of Indian myth, literature, and history. Comparisons have been made, and often
at their expense. In terms of the metaphoric mapping strategy outlined by Fitz
Poole (1986), the Sanskrit epics have usually been the 'target domain,' while
either Greek epics, Indo-European epics, ~ oral epics, or historical plausibility
have provided the 'source domain.' When invoking
a comparison by delimiting the focus of analysis to the comprehension of
one entity in terms of another, [one] often [considers] the more inchoate and
problematic in terms of the better understood .... The target phenomenon or
domain to be understood is new, abstract, uncharted, problematic, and less
familiar than the source phenomenon or domain in terms of which it is
described. Aspects of the known domain are analogically mapped onto aspects
of the target domain (Poole 1986:420-21).
Nowhere has such mapping been more tempting and indeed necessary than in
the seemingly more-abstract-than-usually-realized Sanskrit epics. The resulting
maps have proved ineffective and misleading. The target is mined for whatever
looks like the pure criterion of the source, and the rest of the landscape is
reduced to encumbrances and rubble (interpolations, digressions, contaminations,
growths). False maps are made, in such a way that any search for clarification is
discouraged.
Although there is more to learn about the scholarly myths that have sustained
this project, it may be that we have reached a point where 'comparative epic'
has met its limits. Part of the problem has been one of genre. I will not suggest
that we reject the term 'epic' for the Sanskrit works, though it is well known
that Indian texts and languages have no corresponding term. It is clear that in
comparing the Mahabharata and the Ram~va.na with other literatures, one must
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that Indian epics do offer their own reflections on experiences of empire and
invasion. The Mahabharata in particular construes the episode of Yudhi.s.thira's
rise to power, through the elimination of his rival, the Magadha king
JarAsandha, and the performance of a Rajas~ya sacrifice, around the issue of
empire (see Hiltebeitel 1989). Indeed, this sequence provides most of the
Mahabharata's usages of the terms 'sam.raj' (emperor) and 'sam.rajya' (empire). 6
From the beginning of the episode, after Yudhi.s.thira learns he should consider
the R~jasfiya as a means to empire (Mahabharata 2.11.61), Krs..n.a says
Yudhi.sthira has the qualities to be emperor, to make himself emperor of the
k.satra (2.13.60). First, though, he must defeat Jar~sandha, who has obtained
empire by birth (Mahabharata 2.13.8). Let us note that Jar~andha's empire
is ascribed; Yudhi.s.thira's must be achieved. Then, once Yudhis.thira wins the
Mahabh~ata war and considers renouncing his hard-won kingdom, K~.na urges
him to tell the S.od.a~ar~jakiya (the 'Story of the sixteen kings' of old). Indeed,
Yudhis..thira might remember from an earlier telling of the story told by Vy~sa,
at the death of Abhimanyu, that P.rthu was 'consecrated by the great R.sis in
an imperial R~jasQya' to be the first emperor. He milked the earth for trees,
mountains, gods, Asuras, men, snakes, the seven R.sis, the Apsar~s, and the
Fathers after he was lauded by them with the words, 'You are our emperor. You
are a K.satriya, our king, protector, and father' (Mahabharata 7, Appendix 1, no.
8, I1. 764, 779-84). The corresponding term 'cakravartin' (turner of the wheel)
is used not for Yudhi.s.thira but for 'heroic K.satriyas who were emperors in the
Tret~ Yuga' (Mahabh~rata 6.11.10) and some of the sixteen kings in contexts
that suggest overlap with the title Sam.r~j. In the Ramayan.a (5.29.2), Rima
inherits the empire of his father Da~aratha, who was a cakravartin. Of course,
these epic usages have a prehistory, which we cannot examine here (but see
Witzel 1987; cf. Gonda 1969: 123-28; Sircar 1969: 48-56; Strong 1983: 150,
154, 158, 163-64); they also envision empire in distinctive ways, which we
will consider.
Issues of empire and invasion thus run through the epics themselves and
through earlier generations of scholars who seriously misconstrued them. I will
single out two particularly durable misconstruals: of 'ages' or 'periods' around
the epics, and of the significance of K.satriyas and R~jpQts.
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experiences of foreign and non-Hindu empires, their composition is done likely
from a standpoint that reflects back on a long period, 12 one of dynasties that
were 'already history.' As Walter Ruben says, the years between 500 to 30
BCE, from Bimbis~ra to the
centuries of war and political trouble caused by foreign invaders from the
North-west[,] were basic for the evolution of Indian civilization, for the
growth of epic and Buddhist literature and for the development of Vais.n.ava
and Saiva mythology and morals (1968:114). 13
Regarding scholarly periodizations, it will be useful to differentiate three
types: the 'heroic age,' the 'encyclopedic period,' and the 'epic period.' Heroic
age is used, for example, by N. K. Sidhanta to envision an age that 'depends
both on Mars and the Muses. Mars may still be there; but [when] the Muses
are absent,' the heroic age is over (1930: 224, cf. 218, citing Chadwick 1912:
440ff.). The Indian heroic age thus continues so long as bards sing songs to the
heroes' descendants and ends, according to Sidhanta (1930: 37, 70-90, 218),
about the eleventh or tenth century BCE. At this point 'authentic' epic yields
to the development of literary epic, with its artificialities of embellishment,
narrative digression, and didactic overgrowth. Sidhanta sees a 'heroic nucleus'
only in the Mah~bh~rata, not in the R~m~yana, which 'seems the product of
an age of polish and culture, quite distinct from the "barbarism" of the Heroic
Age' of the Mahabharata (1930: 89). 14 Nonetheless, he sees the Kauravas as
sufficiently 'civilized' to enable a comparison between them and the Romans.
Taking the P~n.d.avas as coming from a 'tribe with an inferior culture 'Is who
'tried to make their conduct approximate to the standards of the [Kaurava]
society in which they found themselves,' Sidhanta sees the conflict between the
two as one
typical of the heroic poems of other lands as well, [which] may be traced to a
contact between a semi-civilized people and one of a higher culture, leading
through a period of training of the former to one of domination of the latter
by the former (1930: 221).
The PA.nd.avas are thus like the 'semi-civilized Teutons' brought by war and
trade 'into close touch with the Romans and the civilization of the Empire'
(Sidhanta 1930: 221). One may note how Sidhanta strains to make the analogy.
He never says that the Pfin.d.avatribe invaded the Kauravas (as others did before
him, including C. V. Vaidya) or that the Kauravas had an empire. His real
analogy would seem to be with the British and with his attempt to match the
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fortune. This feeling was probably due to that feeling of brotherhood which
animated the Aryan peoples, and identity of language and religion tended to
strengthen that feeling,
which Vaidya also sees 'operating' in ancient Greece and modern Christian
Europe (1907: 245).
Such patterns persist 'from the Brahmanas down to the Buddhistic days'
(Vaidya 1907:183) and undergo their great change when 'extensive kingdoms in
the east of India like the Magadhas .... with their overcrowded population of
non-Aryan or mixed descent, became more and more despotic' (187). Vaidya
finds evidence lacking as to 'how and when this state of things changed' but
emphasizes that it is the Buddhist accounts which 'give us an insight into how
the kingdom of Magadha began to extend its dominations in the absorption of
minor kingdoms' (1907: i 89). Considering that these events were 'synchronous
with the establishment of the Persian empire' under Cyrus and that Darius then
'reduced a portion of India to the west of the Indus to a Persian Satrapy,' Vaidya
finds it 'not at all strange' that the autocratic type of imperium launched by
Darius would have 'moulded the growth of empires in India' at Magadha (1907:
189). Vaidya observes that neither epic mentions the new Mauryan capital of
P~t.aliputra; both always give Magadha its earlier capitals of either RAjag.rha or
nearby Girivraja. 'The epics do not describe also empires as they came to be'
(Vaidya 1907: 190). Thus if Vaidya's Sauti was writing in the time of Candragupta, he was not only imagining a Vedic imperium of the past in Hindu terms
but also, while translating the new Mauryan Machiavellianism of Kau.talya into
Bhi.sma's advice to Yudhi.s.thira, refusing to imagine the historical reality of the
new Mauryan capital. Likewise, the usually 'incompetent' 'last editor' of the
Rarnayan. a probably took his exaggerated descriptions of Ayodhy~ from what he
'actually saw of a great city like Pa.taliputra' (Vaidya 1972: 96; cf. Sircar 1969:
45-61). Alles (1989: 225, 227, 231, 241) also remarks on the absence of such
imperial cities as P~t.aliputra and Kaugambi in the Ramaya.na, while Hans
Bakker (1986) notes how both epics are the first texts to call S~keta by the name
Ayodhy~, the Invincible. The Mahabharata's treatment of Taks.agilfi would then
be an exception, seemingly to assert ancient Hindu empire on the boundaries
while denying its erosion at the center.
It is already clear that what is said through the epics about empires and invasions
also says things about K.satriyas. In this regard, and for what follows, I believe
our best touchstone is an astute remark by Damodar Kosambi in a letter to Pierre
Vidal-Naquet (dated 4 July, 1964, cited in Thapar 1992: 106). Says Kosambi,
'Don't be misled by the Indian kshatriya caste, which was oftener than not a
brahmanical fiction.' 'Oftener than not'! There's a historical challenge--to figure
out when it was not a Brfihma0.ical fiction! I read Kosambi as telling us, or at
least permitting one to understand, that the Ramaya.na and the Mahabharata
are Br~hman.ical fictions that reinvent the Ks.atriya in Vedic images and project
that construction onto a glorious fictional past of previous yugas. Indeed, the
Mahabhdrata (12.49-50) makes clear its reinvention of the K.satriya by telling
us, as the Puran.as do later, that were it not for the seminal insertions by
Brahman.as, 3 the K.satriyas would have been extinct even before the time of
R~ma, not to mention the Kauravas and the P~n.d.avas. Moreover, the Para~ur~ma
myth is part of one cycle with the story of Vigv~mitra and Vasis.tha's cow,
which--we have seen--is about the origins of warriors who are not ICs.atriyas
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but the work of low-caste, often Dalit, oral bards. Indeed, such oral epics and
their bards reinvent the Br~ma0.a rather trenchantly.
Alha in particular is interesting. It provides a folk version of the events that
precede the fall of P.rthivir~j Chauhan of Delhi, 'the last of the Hindu emperors
of India' (Tod 1990: 114). ~ It is Prt.hivirhj who draws the kings of Kanauj and
Mahobh (Jaycand and Parmal respectively) into the pyrrhic war that leaves the
fractious RfijpQts decimated and Noah India open to Muslim imperial takeover.
Each of these oral epics is about little kings whose kingdoms are overrun by
larger empires that swallow them once they have self-destructed. First, the
Hindu P.rthiviraj destroys Mahob~; then both Alha and Pabafi anticipate the
Muslim imperial advance into North India; and, in the south, the kingdoms of
the Tamil twins and the people of Pain~.du recede, respectively, before the Cr!as
and K~tkatiyas. These regional martial epics are what Quint calls 'losers' epics'
or 'epics of resistance,' as distinct from 'winners' epics' or 'epics of empire'
(1993: 9, 45-46). And it is interesting that, in re-enploting the Sanskrit epics,
there is a repeated, and (in Alha) sometimes self-conscious, theme that reverses
the fortunes which the heroes and heroines had in the classical epics (cf. Quint
1993: 18, 66-67, 101-25, 159-68). Yet from what we have seen about the
Sanskrit epics, they are not so easily defined. On the surface, they are imperial
winners' epics, especially the Ram~va.na, which blueprints an imperial Ramarajya
for India meant to inspire its ideal for all times. In relation to this prior (in the
conventional Indian chronologies) model, the anti-triumphalist Mahabhdrata
shows the fissures of empire while filling out an imperial geography that replaces
monkeys and R~k.sasas with historical kingdoms. But, as we have seen,
Yudhi.s.thira and the Pfin.d.avas' imperial title is achieved, not ascribed. The
Pan.d.avas have something in common with little kings, with low-status R~jpQts.
And although Vaidya might speak of R~ma making his way south through
Br~hman.a 'colonies,' one could just as easily reverse the image and see R~ma as
resisting R~k.sasa attempts at colonization to the north. 35 This may be because
there is something subversive about the Sanskrit epics, reflecting their resistance
to the empires and invasions experienced in the time of their composition.
Also, where the Sanskrit epics create imagined empires, they rely on the trope
of barbarian infiltration, which may be compared with the Western epic trope of
dangers from the barbarian and 'effeminizing' east (Quint 1993: 24-29, 15556). The barbarian of India's epics can be female (as with T~.taka and Sfirpanakh~
in the Ramayan.a); but usually he is the impure, unrefined, ill-spoken male. He
comes not from one direction but from the periphery: the northwest, the south,
the east, Laflk~ (although Rhvan.a is a pan.d,ita), Greece, Iran, Rome, China. The
third book of Bhavisya Puran.a (the mid-nineteenth century Pratisargaparvan)
even utilizes these idioms to Pur~n.icize the Alha from a losers' epic into an
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A second group, for whom R~jp~ts descend directly from Vedic and epic
K.satriyas, is exemplified by Vaidya and Singh. Vaidya takes as questionable the
'statement in the Pur~n.as to the effect that in the Kali age there would remain no
Kshatriyas' (1924: 43). He imagines Rajasthan as a 'central tract' or 'middle
country' to connect K.satriyas with medieval R~jp~ts; those remaining ICs.atriyas
who had not become Buddhists left 'their ancient homes in the Panjab and the
Gangetic valley' under 'pressure of foreign invasions' and 'took shelter in the
sands of Rajasthan' to reemerge as R~jpGts (Vaidya 1924: 43-48, 66-69). For
him, the R~jpGts are 'undoubtedly descendants of Vedic Aryans of the solar and
lunar race, and there was no third race or Vam.f,a...(namely the Agniva.m~a)'
(Vaidya 1924: vii). Singh sees the Agniva.m~a myth as rejuvenating a longstanding heroic tradition of indigenous origin: 'an unbroken continuity of
martial ideals from the R~maya.na and the Mah~bhhrata down to the present age
and therefore the Rajput age' (1964: 23, cf. 1975: 21), with genuine solar
origins behind fabricated fire origins. 36 These authors react against colonialist
agendas by advocating high-caste nationalist agendas. Thus, Vaidya is chided by
Chattopadhyaya (1994: 161) for his argument that medieval RajpQts' heroism
shows they 'cannot but have been the descendants of Vedic Aryans. None but
Vedic Aryans could have fought so valiantly in defense of the ancestral faith'
(1924: 7). Vaidya's curious nationalism evokes "The ninth and tenth centuries,
AD--The happiest period in Indian history' as having had one religion
(Hinduism, with Buddhism 'entirely supplanted' and Islam yet to get beyond
Sindh); one race (Aryan, avoiding mixture with SQdras who 'represented the
Dravidian race'); more fluidity and commensality among Aryan castes; no
foreign domination; and, wars that were good because (a) they were 'between
peoples of the same race, the same religion, and the same civilization and were
never carried on with racial animosity or motives of seizure of territory,' (b)
they could 'prevent the people from becoming effete and effeminate' and 'aid the
progress of humanity on its onward march to civilization,' and, (c) on the
principle that 'India need not and could not be one state,' they restored kings to
their thrones and left kingdoms intact (1924: 247-58). As observed, Vaidya
found the same conditions--and even R~jp0ts and R~jpGt behaviors--in the
'early epic period.' Singh considered 'HQn.as much inferior to the Hindus in
cultural attainment'; they
must have been absorbed in their counterparts of the Hindu population, but
certainly not in the Br~hma.na or the Kshatriya class who occupied a high
place in the social order, and who would not allow an inferior stuff to mix up
with them and thus lower their dignity from [a] social point of view (1975:
45, cf. 83; Vaidya 1924: 26). 37
Notes
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evidence for older strata of the epics themselves and of their original character rather
than as evidence of what the epic poets have done with older themes.
2. Including one of a 'city of Brahmans' (Bosworth 1996: 95).
3. The term is often--and from a modern perspective, rightly--used to describe the
Sanskrit epics; the term 'Hindu,' however, being anachronistic.
4. For an earlier view not discussed below, see Hiltebeitel (1979: 69) on the
younger Adolf Holtzmann's 'inversion theory' in which the Mah~bharata begins as
a Buddhist epic celebrating Duryodhana in the image of Agoka and in memory of
national resistance against the Greeks and is then subject to Br~hma.nical inversions.
5. For the beginnings of this project, see Dum6zil 1948; for some of my own
attempts to contribute to it, see Hiltebeitel 1975, 1990.
6. Within the Poona Critical Edition, there are, between 2.11 and 2.42, eight out
of the fourteen such usages in the entire epic. Satnrdj is probably used ironically
when Yudhi.s.thira and Draupadi call Vir~t.a 'emperor' (Mah~bh~rata 4.6.7, 19.25).
Sullivan (1990" 31, 48, 60, 75) makes the point that both the Rfijasfiya and
Agvamedha are imperial sacrifices and that Vyhsa acts as priest at both.
7. Consider, for instance, Macdonell's Vedic mythology (1974) with Hopkins' Epic
mythology (1969b) as guidelines to one element of such periodization.
8. Compare Alles (1989: 222-24, 231, 241n45) on the non-necessity of positing
strata and the '19th century European bias against the intellectual capabilities of an
ancient poet' (223n8). But Alles holds to the idea that Indian epics begin with
'defining narratives' (1994: 26-28) that leave V~lmiki's original Rdmdyan.a without
its first and last books and the Mahdbhdrata 'overburdened with episodic material'
(1989: 223, 1994: 36).
9. Derived from biblical and Homeric 'higher criticism' and colonialist and
Christian 'comparative religions' historiography and apologetics.
10. The epics put in place the solar, lunar, and Magadhan dynastic chronologies
along side the theory of yugas, which, taking them together, the Pur,~n.as carry
forward as history.
I I. 'The Mahdbh~rata, renowned for "telling it like is," not as it ought to be' (the
contrast being with the R~m~yan.a) (Alles 1994: 327).
12. Madeleine Biardeau (personal communication, 1995) has influenced me here.
13. Compare Quint (1993: 55, 62-64) on Virgil's rewriting of history as favoring
'a collective act of oblivion' to 'suppress and rewrite Rome's political memory' after
'the national trauma of civil strife.' Neither Vfilmiki nor Vy~sa however had a Hindu
Augustus.
14. For comparable attempts to treat the Rdm~yan.a as a source for information
about an 'age,' see Dharma 1941; Vyas 1967.
15. For instance, their polyandry and breaches of the rules of combat.
16. Compare Smith (1961: 44-60), who uses the terms 'epic period' and 'epic
India'--contrasted with 'Vedic period'--as headings to cover the same issues but
shies away from incorporating the terms into his actual discussion.
17. Vaidya (1907: v, 28) is also willing to consider 1400-1250 BCE--the 'latest
Mah~bh~rata.
24. As perhaps it did for Mahatma Gandhi in his famous joke that he was not aware
there was such a thing as Western civilization.
25. K~madhugdhenu ('Cow of plenty') Nandini retaliates by creating Pahlavas
from her tail or 'arse'; ~abaras and Sakas from her dung; Yavanas from her urine; and,
Pun.d.ras, Kir~tas, Dramid.as, Sim.halas, Barbaras, Daradas, and Mlecchas from the foam
of her mouth.
26. Forebearance or k.sama is one of the high Mahabharata virtues, exemplified
by Yudhi.st.hira.
27. Kimadhenu ('Cow of wishes') first obtains Vasi.s.tha's permission and then
routs Vi~v,~mitra's hosts by creating dreadful Pahlavas, ~akas, Yavanas, and
K,~mbojas from her 'roar' or 'bellow'; more weapon-bearing Pahlavas from her
udders; Yavanas from her vulva; ~;akas from her anus; and, Mlecchas, H~'itas, and,
Kiratas from the pores of her skin. Finally, Vasi.s.tha burns the remaining warriors to
ashes with the syllable 'Orb.'
28. Vaidya, however, reads the Vasi.s.tha-Vi~v~mitra myth as a 'revolt by the
Kshatriyas against the rising dogma' that only Brahman.as could be priests (1907:
5 6 ) - - a dubious proposition.
29. By Ganguli of the former, and Ralph Griffith of the latter (Pinney 1986: 17778).
30. Into K.satriya widows after the extinction of the K.satriyas twenty-one times
References dted