Hammer v. United States, 271 U.S. 620 (1926)
Hammer v. United States, 271 U.S. 620 (1926)
Hammer v. United States, 271 U.S. 620 (1926)
620
46 S.Ct. 603
70 L.Ed. 1118
HAMMER
v.
UNITED STATES.
No. 317.
Argued May 5, 1926.
Decided June 7, 1926.
Petitioner was indicted on three counts in the Southern district of New York. A
verdict of not guilty as to the first and third was directed by the court. The jury
found him guilty on the second, and the court sentenced him to the penitentiary
for a year and ten months. The judgment was affirmed on appeal. 6 F.(2d) 786.
The second count sets forth that Annie Hammer was adjudged a bankrupt on
April 28, 1923, and that the proceeding was referred to one of the referees in
bankruptcy in that district. The substance of the charge is that October 25,
1923, petitioner suborned and induced Louis H. Trinz to take an oath before the
referee, and there falsely to testify that prior to April 18, 1923, he had loaned
$500 to the bankrupt, and that she had given him a note therefor.
The petitioner contends that the making of a false oath in bankruptcy is not
perjury, and that without perjury there cannot be subornation of perjury.
Section 125 of the Criminal Code (Comp. St. 10295) provides that whoever,
having taken an oath before a competent officer, in any case in which a law of
It is plain that the offense charged includes perjury as defined by section 125.
That section is in general terms and is broad enough to apply to persons sworn
in bankruptcy proceedings. The facts alleged include all the elements of that
offense, as well as the making of a false oath in bankruptcy, and they show a
violation of both sections. The indictment does not specify the section under
which it is drawn, but the omission is immaterial. The offense charged is to be
determined by the allegations. Williams v. United States, 168 U. S. 382, 389,
18 S. Ct. 92, 42 L. Ed. 509. And it follows that petitioner was accused of
subornation of perjury. Cf. Wechsler v. United States, 158 F. 579, 86 C. C. A.
37; Epstein v. United States, 196 F. 354, 116 C. C. A 174; Kahn v. United
States, 214 F. 54, 130 C. C. A. 494; Ulmer v. United States, 219 F. 641, 134 C.
C. A. 127; Schonfeld v. United States (C. C. A.) 277 F. 934. We need not
consider whether perjury committed in bankruptcy proceedings may be
punished by more than the maximum fixed by section 29b, as the sentence
imposed on the petitioner is less than that. Nor need we consider whether every
false oath in bankruptcy is perjury under section 125.
Petitioner also contends that the evidence is not sufficient to sustain the
judgment.
At the trial of petitioner, it was satisfactorily shown that Trinz was sworn in the
bankruptcy proceeding and there gave the testimony alleged to have been false
and suborned. Trinz was the only witness called to prove the falsity and
subornation. He testified that he gave the testimony alleged in the indictment,
that it was not true, and that petitioner suborned him. At the close of all the
evidence the petitioner moved the court to direct a verdict in his favor, on the
ground that the uncorroborated testimony of Trinz was not sufficient to warrant
a finding of guilt. The motion was denied; and, on the request of the
prosecution, the court charged the jury that the law did not require any
corroboration of that testimony, and that, if believed, it was sufficient.
The question of law presented is whether the unsupported oath of Trinz at the
trial of petitioner is sufficient to justify a finding that the testimony given by
him before the referee was false. The general rule in prosecutions for perjury is
that the uncorroborated oath of one witness is not enough to establish the falsity
of the testimony of the accused set forth in the indictment as perjury. The
application of that rule in federal and state courts is well nigh universal.1 The
rule has long prevailed, and no enactment in derogation of it has come to our
attention. The absence of such legislation indicates that it is sound and has been
found satisfactory in practice. On the issue of falsity the case presented is this:
On the first occasion Trinz testified that he had loaned money to the bankrupt
and that she had given him a note. At the trial he swore that his statement
before the referee was not true. The contest is between the two oaths, with
nothing to support either of them. The question is not the same as that arising in
a prosecution for perjury, where the defendant's own acts, business
transactions, documents, or correspondence are brought forward to establish the
falsity of his oath alleged as perjury. That, in some cases, the falsity charged
may be shown by evidence other than the testimony of living witnesses, is
forcibly shown by the opinion of this court in United States v. Wood, 14 Pet.
430, 443, 10 L. Ed. 527. That case shows that the rule, which forbids
conviction on the unsupported testimony of one witness as to falsity of the
matter alleged as perjury, does not relate to the kind or amount of other
evidence required to establish that fact. Undoubtedly in some cases documents
emanating from the accused and the attending circumstances may constitute
better evidence of such falsity than any amount of oral testimony.
To hold to the rule in perjury and to deny its application in subornation cases
would lead to unreasonable results. Section 332 of the Criminal Code abolishes
the distinction between principals and accessories and makes them all
principals. One who induces another to commit perjury is guilty of subornation
under section 126, and by force of section 332 (Comp. St. 10506) is also
guilty of perjury. In substance, subornation is the same as perjury; and one
accused of perjury and another accused of subornation may be indicted and
tried together. Ruthenberg v. United States, 245 U. S. 480, 38 S. Ct. 168, 62 L.
Ed. 414; Commonwealth v. Devine, 155 Mass. 224, 29 N. E. 515. Obviously
the same rule of evidence in respect of establishing the falsity of the matter
alleged as perjury must apply to both. Evidence that is not sufficient to warrant
a finding of that fact as against the one accused of perjury cannot reasonably be
held to be enough as against the other who is accused of suborning the perjury.
No such distinction can be maintained. The rule that the uncorroborated
testimony of one witness is not enough to establish falsity applies in
subornation as well as in perjury cases. People v. Evans, supra. Falsity is as
essential in one as in the other. It is the corpus delicti in both.
10
The trial court should have directed the jury to return a verdict of not guilty on
the ground that the uncorroborated testimony of Trinz at the trial was not
sufficient as against petitioner to establish the falsity of the oath alleged as
perjury. We need not consider whether his testimony was sufficient to establish
the fact of subornation.
11
Judgment reversed.
United States v. Wood, 14 Pet. 430, 437, et seq., 10 L. Ed. 527; United States v.
Hall (C. C.) 44 F. 864, 868, 10 L. R. A. 324; Allen v. United States, 194 F.
664, 667-668, 114 C. C. A. 357, 39 L. R. A. (N. S.) 385; Peterson v. State, 74
Ala. 34; Clower v. State, 151 Ark. 359, 363, 236 S. W. 265; People v. Follette
(Cal. App.) 240 P. 502, 511; Thompson v. People, 26 Colo. 496, 503, 59 P. 51;
State v. Campbell, 93 Conn. 3, 12, 104 A. 653; Marvel v. State (Del.) 131 A.
317; Cook v. United States, 26 App. D. C. 427, 430, 6 Ann. Cas. 810;
Yarbrough v. State, 79 Fla. 256, 264, 83 So. 873; People v. Niles, 295 Ill. 525,
532, 129 N. E. 97; Hann v. State, 185 Ind. 56, 60, 61, 113 N. E. 304; State v.
Raymond, 20 Iowa, 582, 587; State v. Wilhelm, 114 Kan. 349, 353, 210 P. 510;
Day v. Commonwealth, 195 Ky. 790, 793, 243 S. W. 1051; State v. Jean, 42
La. Ann. 946, 949, 8 So. 480; Newbit v. Statuck, 35 Me. 315, 318, 58 Am. Dec.
706; Commonwealth v. Butland, 119 Mass. 317, 324; People v. Kennedy, 221
Mich. 1, 4, 190 N. W. 749; State v. Storey, 148 Minn. 398, 182 N. W. 613, 15
A. L. R. 629; Johnson v. State, 122 Miss. 16, 84 So. 140; State v. Hardiman,
277 Mo. 229, 233, 209 P. 879; State v. Gibbs, 10 Mont. 213, 219, 25 P. 289, 10