Merton - 1942 - The Normative Structure of Science
Merton - 1942 - The Normative Structure of Science
Merton - 1942 - The Normative Structure of Science
Merton
/7
Edited and
with an Introduction by
Norman W. Storer
The
Sociology
of
Science
13
The Normative
Structure of
Science
1942
Theoreticaland
Empirical
Investigations
Science, like any other activity involving social collaboration, is subject to
shifting fortunes. Difficult as the notion may appear to those reared in a
culture that grants science a prominent if not a commanding place in the
scheme of things, it is evident that science is not immune from attack,
restraint, and repression. Writing a little while ago, Veblen could observe
that the faith of western culture in science was unbounded, unquestioned,
unrivaled. The revolt from science which then appeared so improbable as
to concern only the timid academician who would ponder all contingencies,
however remote, has now been forced upon the attention of scientist and
layman alike. Local contagions of anti-intellectualism threaten to become
epidemic.
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norms which is held to be binding on the man of science.2 The norms are
expressed in the form of prescaptions, proscriptions, preferences, and permissions. They are legitimatized in terms of institutional values. These
imperatives, transmitted by precept and example and reenforced by sanctions are in varying degrees internalized by the scientiSt, thus fashioning
his scientific conscience or, if one prefers the latter-day phrase, his superego. Although the ethos of science has not been codified,s it can be inferred
from the moral consensus of scientists as expressed in use and wont, in
science.
Science is a deceptively inclusive word which refers to a variety of distinct though interrelated items. It is commonly used to denote (1) a set
of characteristic methods by means of which knowledge is certified; (2) a
stock of accumulated knowledge stemming from the application of these
methods; (3) a set of cultural values and mores governing the activities
termed scientific; or (4) any combination of the foregoing. We are here
concerned in a preliminary fashion with the cultural structure of science,
that is, with one limited aspect of science as an institution. Thus, we shall
consider, not the methods of science, but the mores with which they are
hedged about. To be sure, methodological canons are often both technical
expedients and moral compulsives, but it is solely the latter which is our
concern here. This is an essay in the sociology of science, not an excursion
in methodology. Similarly, we shall not deal with the substantive findings
of sciences (hypotheses, uniformities, laws), except as these are pertinent to
standardized social sentiments toward science. This is not an adventure in
polymathy.
by Peter the Great (to refute the view that Russians are barbarians). But
such historical facts do not imply a random association of science and
social structure. There is the further question of the ratio of scientific
achievement to scientific potentialities. Science develops in various social
f
t
1. Since this was written in 1942, it is evident that the explosion at Hiroshima
has jarred many more scientists into an awareness of the social consequences of their
work.
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structur~s, to, be sure, but which provide al1 institutiol1al COl1textfqr the
tullest measure ot development?
The institutional goal ot science is the extension of certified knowledge.
The technical methods employed toward this end provide the r~levant
definition of knowledge; empirically confirmed and logically consistent
statements ot, regularities (which are, in effect, predictions). The institutional imperatives. (mores) derive from the goal and the methods. Th~
entire structure of technical and mpral norms implements the final objectiye. The technipal no.rm of empirical evidence, adequate and reliable,
is a prerequisite for sustained' true prediction; the technical norm of
logical consistency, a prerequisite for systematic and valid prediction.
The . mor~s of science possess a methodologic rationale but they are
binding, not only because ~hey are procedurally efficient, put because they
are believed right and good. They are moral as well as technical pres~riptions.
Four sets of institutional imperatives-universalis~,
communism, disin..
terestedness, organized skepticism-are 'taken to cpmprise the ethos of
modem science.
Universalism,
Universalism5 finds immediate expression in the canon that truth-claims,
whatever their source, are' to be subjected to preestablished impersonal
criteria: consonant with observation and with previously confirmed knowledge. The acceptance or rejection of claims entering the lists of science is
not to depend on the personal or social attributes of their protagonist; his
race, nationality, religion"class, and personal qualities are as such irrelevant. Objectivity precludes particularism. The circumstance that scientifically verified formulations refer in.that specific sense to objective sequences
and correlations militates against all efforts to impose particularisti~ criteria
of validity. The Haber process' cannot be invalidated by a Nuremberg
decree nor can an Anglophobe repeal the law of gravitation. The chauvinist
may expunge the names of alien scientists from historical textbooks but
their formulations.r~main indispensable to science. and technology. How..
ever echt-deutsch or. hundred-percent Amyrican the final increment, some
aliens are accessories before the fact of every new scientific advance. The
imperative of universalism is rpoted deep in the iInpersonal c~aracter of
science.
5. For a basic analysis of universalism in social rela~ions, see Talcott Parsons,
The Social System (New York: Free Press, 1951). For an expression of the belief that
"science is wholly independent of national boundaries and races and creeds," see the
resolution of the Council of the American Association for the Advancement of
Science, Science 87 (1938): 10; also, "The Advancement of Science and Society:
Proposed World Association," Nature 141 (1938): 169.
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The Normative Structure of Science
273
"Communism"
"Communism," in the nontechnical and extended sense of common ownership of goods, is a second integral element of the scientific ethos. The
substantive findings of science are a product of social collaboration and
are assigned to the community. They constitute a common heritage in
which the equity of the individual producer is severely limited. An eponymous law or theory does not enter into the exclusive possession of the
discoverer and his heirs, nor do the mores bestow upon them special rights
of use and disposition. Property rights in science are whittled down to a
bare rninimumby the rationale of the cientific ethic. The scientist's claim
to "bis" intellectual "property" is limited to that of recognition .and esteem
which, if the institution functions with a modicum of efficiency, is roughly
commensurate with the significance of the increroents brought to the common fund of knowledge. Eponymy~for example, the Copernican system,
Boyle's law~is thus at once a mnemonic and a commemorative device.
Given such instit~tional emphasis upon recognition and esteem as the
sole property right of th\'; scientist in his discoveries, the concern with
scientific priority becomes a "normal" response. Those controve.rsies over
priority which punctuate the history of modern science are generated by
the institutional accent on originality.l.! There issues ;:tcompetitive cooper1!-
8. See the profession of faith by Professor E. Gley (in Pettit and Leudet, Les
allemandset la science,p. 181): "il ne.peut y avoir une verite allemande,anglaise,
italienne ou japonaise pas plus q\l'une" fran~aise. Et parler de science allemande,
11. Newton spoke from hard-won experience when he remarked that "[natural}
philosophy is su~h an impertinently litigious Lady, that a man had as good be engaged in lawsuits; as have to do with her." Robert Hooke, a socially mobile individual
whose rise in status rested solely on his scientific achievements, was notably "litigious."
ihrer Plaene zu sein schien. Nicht wir haben uns an der Wuerde del\ freien Wissen-
,...
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12. Marked by the commercia.lism of.Jhewider ~ociety thoug\I it may be, a pro.fession such as medicine accepts ~cienlificknowledge .as COJIUJ1on
property. See.~. a.
Shryock, "Freedom and Interference in Medicine," The Annals 200 (1938) i 45.
"The lDedicaFprofession. . . has usually frowned upon patents taken out by medical
Science, as is the case with the professions in general, includes disinterestedness as a basic institutional <element. Disinterestedness is not to be
.
law insthe' seventeenth century." Theft; arises
I>isUnteresteCbless
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which requires uncritical respect and that which can be objectively analyzed.
As we have noted, this appears to be the source of revolts against the
so-called intrusion of sciellce into other !>pheres.Such resistance on the
part of organized religion has become less significant as compared with
that of economic and political groups. The opposition may exist quite
apart from the introduction of specific scientific discoveries which appear
to invalidate particular dogmas of church, economy, or 'state. It is rather
a diffuse, frequently vague, apprehension that skepticism threatens the
current distribution of power. Conflict becomes accentuated whenever
science extends its research to new areas toward which there are institutionalized attitudes or whenever other institutions extend their control over
scil:mce. In modern totalitarian society, anti-rationalism and the centralization of institutional control both serve to limit the scope provided for
scientific activity.
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