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Citation: Guo Q, Pan Y, Yang Z, Liu R, Xing L, Peng
Z, et al. (2016) Epidemiology and Clinical
Characteristics of Pediatric Drug-Resistant
Tuberculosis in Chongqing, China. PLoS ONE 11(3):
e0151303. doi:10.1371/journal.pone.0151303
Editor: Delmiro Fernandez-Reyes, University
College London, UNITED KINGDOM
Received: August 17, 2015
Accepted: February 25, 2016
Published: March 9, 2016
Copyright: 2016 Guo et al. This is an open access
article distributed under the terms of the Creative
Commons Attribution License, which permits
unrestricted use, distribution, and reproduction in any
medium, provided the original author and source are
credited.
Abstract
To gain insight into the epidemiology of childhood drug resistant tuberculosis (DR-TB) in
China that has the second largest burden of TB and the largest number of multidrug resistant (MDR) TB cases in the world, we performed the cross-sectional study to investigate
drug resistance of four first-line anti-TB drugs (isoniazid, rifampicin, streptomycin and ethambutol) using Mycobacterium tuberculosis isolates from 196 culture-confirmed pediatric
TB cases diagnosed in the Childrens Hospital of Chongqing Medical University, China during 20082013. Univariate and multivariate logistic regression analyses were performed to
assess the associations between patient demographic and clinical characteristics and DRand MDR-TB, respectively. Twenty-eight percent (56/196) of the study patients exhibited
resistance to at least one of the four first-line anti-TB drugs tested. MDR was found in 4.6%
(9/196) of the study patients. More than half (5/9, 55.6%) of the MDR cases were from a single county of Chongqing. A significant association was found between being acid-fast
bacilli-smear negative and DR-TB (adjusted OR, 2.33; 95% CI, 1.134.80) and between
having concurrent thoracic-extrathoracic involvement and MDR-TB (adjusted OR, 9.49;
95% CI, 1.0585.92), respectively. The findings of this study indicate that the rate of DR is
high among pediatric TB patients in Chongqing and suggest an urgent need for studies to
identify MDR transmission hotspots in Chongqing, thereby contributing to the control DRand MDR-TB epidemics in China. The study also generates new insight into the pathogenesis of DR and MDR M. tuberculosis strains and highlights the importance of studying childhood TB to the goal of global TB control.
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Introduction
Tuberculosis (TB) is an ancient disease, yet it has remained a leading infectious killer of the
worlds population up to current time. In 2013 alone, TB caused illness in nine million people
and 1.5 million deaths globally [1]. The emergence and spread of drug-resistant (DR) TB, especially multidrug-resistant (MDR) and extensive-drug resistant TB, poses a major challenge to
global TB control. The World Health Organization (WHO) estimates that that 3.5% of the new
cases and 20.5% of previously treated cases had MDR-TB in 2013 [1]. While it is estimated that
childhood TB constitutes up to 1015% of the global TB caseload [2], investigation of DR-TB
in children is limited, largely due to the well-known difficulties to isolate M. tuberculosis from
pediatric specimens.
China, where the current study was carried out, ranks second among the 22 high TB-burden
countries and has the worlds largest number of patients with MDR-TB [3]. Yet, the magnitude
and clinical characteristics of DR-TB in Chinese children remains largely unknown. The last
national TB survey that included childhood TB was conducted in 2000, however, only very limited data on pediatric DR-TB were collected in that survey [4]. More recently Jiao and colleagues characterized DR profiles of 100 M. tuberculosis isolates from pediatric cases diagnosed
in different regions of China [5]. They found an alarmingly high prevalence of pediatric
DR-TB (55%, 55/100) and MDR-TB (22%, 22/100) in China. But, their study only included 22
isolates from the West China, where the highest incidence of childhood TB was reported [6].
The actual situation of DR and MDR among pediatric TB cases in the West China remains to
be assessed. Furthermore, because pediatric TB is a direct consequence of adult TB, it is a good
marker of current transmission occurring in the community. A better understanding of the epidemiology of DR-TB in children in China can shed light on the performance of TB control
programs in the country, while informing the development of better strategies and tools for
pediatric TB control in China, thereby contributing to the global TB control given the important position of China in the global TB epidemics.
Another important question in DR-TB research is related to the biology of DR M. tuberculosis strains. It has been proposed by some researchers that DR strains, and especially MDR M.
tuberculosis strains, had a decreased ability to survive and to reproduce in vitro and vivo [7
10]. A recent study using a murine model of aerosol M. tuberculosis infection showed that DR
isolates harbored a reduced virulence and were less likely to disseminate to peripheral sites
from lungs, compared to drug-sensitive isolates [8]. In contrast, an epidemiological study of
pediatric DR-TB conducted in Madrid, Spain showed an association between MDR and extrapulmonary TB [11]. The observed association, therefore, remains to be further assessed in
other populations to generalize this finding and confirm its important implication for DR-TB
pathogenesis. Because pediatric TB affects extrathoracic organs and tissues much more frequently than adult TB does [12], a clinically well-characterized pediatric TB isolate collection
provides an excellent opportunity to assess the ability of DR M. tuberculosis strains to disseminate in the infected host using an epidemiological approach.
To fill in those knowledge gaps described above, we conducted the present retrospective
study in Chongqing, the only West China municipality that was under the direct administration of the central government of China. Chongqing has a total population of 33,752,000,
including the 21 districts, 13 counties, and 4 autonomous regions under its jurisdiction. The
study used M. tuberculosis isolates and patient data available at the Childrens Hospital of
Chongqing Medical University (CHCMU), China, which diagnoses and treats the majority of
childhood TB cases in the Chongqing area.
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groups and between pansensitve and MDR groups, respectively by Chi-square test, or Fisher's
exact test, as appropriate. To describe the strength and significance of the associations of demographic and clinical characteristics with having DR or MDR-TB, we obtained crude and
adjusted odds ratios (OR) and 95% confidence interval (CI) using univariate and multivariate
logistic regression analyses. Motivated by the ongoing debate on the fitness cost of DR and
MDR strains, we assessed the association between extrathoracic involvement and DR- and
MDR-TB to gain insight to the ability of DR and MDR M. tuberculosis strains to disseminate
within the infected human body. We classified the study subjects into exclusive thoracic, exclusive extrathoracic, and concurrent thoracic-extrathoracic, using definitions described previously [1517]. P value less than 0.05 was considered to be significant. All statistical analyses
were performed using SPSS software, version 17.0.
Results
Study patient characteristics
Given that only 54.4% (196/360) of all the mycobacterial culture-confirmed cases diagnosed
at CHCMU during the study period were included in the study, we assessed the potential
selection bias of our study sample by comparing the distribution of age and sex, two most
important determinants for clinical presentation of pediatric TB and disease site between the
196 study patients and the 164 culture-confirmed cases not included in the study. The comparison showed no significance between the study sample and excluded culture-confirmed
cases (Fig 1), and the similar frequency distribution of age, sex and disease site minimizes the
degree of concern for selection bias. Of the 196 study patients, 115 (58.7%) were male and 81
(41.3%) were female. The age of the study patients ranged between one month and 15 years,
with a median age of 6.3 years. Children aged under five years accounted for 46.4% (91/196)
of the study sample, among which 36.3% (62/196) aged under two years. Twenty-one percent
(41/196) of the study patients were five to nine years old, and the remaining 32.7% (64/196)
were older than 10 years. The majority (63.8%, 125/196) of the study patients were from rural
areas. Exclusive thoracic TB cases accounted for 44.4% (87/196) of the study sample, while
concurrent thoracic-extrathoracic TB and exclusive extrathoracic TB cases accounted for
41.8% (82/196), and 13.8% (27/196) respectively of the study sample. The study sample consisted of 98.5% (193/196) new cases and 1.5% (3/196) previously-treated cases. Previouslytreated cases were defined as those who had been treated with anti-TB drugs for more than
one month previously [3]. All the study patients were HIV sero-negative. Of the 175 patients
for whom information about BCG vaccination was available, 71.4% (125/175) were vaccinated
with BCG.
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Fig 1. Comparison of frequency distribution of age (Panel a), sex (Panel b) and disease site (Panel c) between the 196 culture-confirmed cases
diagnosed in the Childrens Hospital of Chongqing Medical University (CHCMU) during 20082013 that were included in the study sample and the
164 culture-confirmed cases diagnosed at CHCMU during the same time period that were not included in the study sample. Chi-square test showed
that there was no significant differences in age, sex and disease site frequency distribution between the included and excluded cases (p>0.05).
doi:10.1371/journal.pone.0151303.g001
8.2% (16/196) of the study sample (Table 1). Of the three cases with previous anti-TB treatment, one was resistant to all of the four first-line drugs tested, and the remaining two were
pansensitive. DR patterns of isolates from different anatomic sites of a single patient showed
identical DR patterns.
Fig 2. Frequency distribution of drug-resistant patterns observed among all 196 culture-confirmed
tuberculosis patients diagnosed in the Children's Hospital of Chongqing Medical University during
20082013. INH-isoniazid, RIF-rifampicin, EMB-ethambutol, STR-streptomycin.
doi:10.1371/journal.pone.0151303.g002
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Table 1. Drug susceptibility to first-line anti-tuberculosis drugs among 196 culture-confirmed pediatric tuberculosis cases diagnosed in the Children's Hospital of Chongqing Medical University during
20082013.
Susceptibility
No.
% (95% CI)
140
71.4 (65.177.7)
56
28.6 (22.334.9)
Isoniazid-R
24
12.2 (7.616.8)
Rifampin-R
10
5.1 (2.08.2)
Ethambutol-R
19
9.7 (5.613.8)
Streptomycin-R
37
18.9 (13.424.4)
16
8.2 (4.412.0)
Multidrug resistance
4.6 (1.77.5)
R represents resistant.
doi:10.1371/journal.pone.0151303.t001
Discussion
The wide spread of M. tuberculosis infection that is resistant to anti-TB drugs represents a
major challenge to global TB control. This study was the first to address specifically the epidemiology and clinical characteristics of pediatric DR-TB in a high TB-burden area of China.
The major findings of this study include: 1) More than one quarter (28.6%, 56/196) of the
study patients exhibited resistance to at least one of the four first-line anti-TB drugs tested,
with mono-resistance to STR (10.7%, 21/196), a commonly used first line anti-TB drug in pediatric TB treatment in China [18], being the most commonly observed DR pattern; 2) MDR-TB
accounted for 4.6% (9/196) of the study sample, of which the majority (55.6%, 5/9) came from
a single area, Pengshui Miao and Tujia Autonomous County, Chongqing; 3) A significant,
independent association was found between being acid-fast bacilli-smear negative and DR-TB
(adjusted OR, 2.33; 95% CI, 1.134.80) and between having concurrent thoracic-extrathoracic
involvement and MDR-TB (adjusted OR, 9.49; 95% CI, 1.0585.92), respectively.
Despite the increasing number of study reports of DR-TB in the literature, there are limited
epidemiological reports on pediatric DR-TB. The present study found a significantly higher
rate of DR-TB (28.6%) when compared to two similar hospital-based studies conducted in
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Table 2. Comparison of demographic and clinical characteristics between pansensitive (n = 140) and DR-TBa (n = 56) diagnosed in the Children's
Hospital of Chongqing Medical University during 20082013 using logistic regression models.
Characteristic
Pansensitive TB
DR-TB
N (%)
N (%)
Male
85 (60.7)
Female
55 (39.3)
p valueb
30 (53.6)
Ref
Ref
26 (46.4)
1.34 (0.722.50)
1.39 (0.702.77)
Sex
0.36
Age
0.80
<5 year
67 (47.9)
24 (42.9)
Ref
Ref
59 years
29 (20.7)
12 (21.4)
1.16 (0.512.62)
1.25 (0.503.11)
10 years
44 (31.4)
20 (35.7)
1.27 (0.632.57)
1.74 (0.793.81)
Residence
0.67
Rural
88 (62.9)
37 (66.1)
Ref
Ref
Urban
52 (37.1)
19 (33.9)
0.87 (0.451.67)
0.84 (0.411.73)
BCG historyc
0.56
Yes
87 (70.2)
38 (74.5)
Ref
Ref
No
37 (29.8)
13 (25.5)
0.80 (0.391.68)
0.68 (0.311.49)
Disease site
0.42
Thoracic
62 (44.3)
25 (44.6)
Ref
Ref
Extrathoracic
22 (15.7)
5 (8.9)
0.56 (0.191.65)
0.61 (0.201.92)
Concurrent thoracic-extrathoracic
56 (40.0)
26 (46.4)
1.15 (0.602.22)
1.16 (0.552.42)
AFBd smeare
0.03
Positive
69 (50.4)
18 (32.7)
Ref
Ref
Negative
68 (49.6)
37 (67.3)
2.09 (1.084.02)
2.33 (1.134.80)
Based on 175 cases for which information on BCG vaccination history is available.
d
AFB represents acid-fast bacilli.
e
doi:10.1371/journal.pone.0151303.t002
India (20.47%) and South Africa (15.5%) [19, 20], while much lower rate compared to the
recent study in China (55%) [5]. The rate of MDR-TB among our study patients is close to that
found in India (4.6% vs. 3.9%) but lower than that found in South Africa (4.6% vs. 8.8%) [19,
20] and the previous study in China (4.6% vs. 22%) [5]. The fact that the majority of the pediatric MDR-TB cases in both the present study (77.8%, 7/9) and in the South Africa study (84.6%,
11/13) were new cases suggests the important role of ongoing transmission in the occurrence
of pediatric MDR-TB in high TB burden countries [20], like China and South Africa. It is also
intriguing to note that the reported national rates of MDR-TB (5.7% among new TB cases and
25.6% among previous treated cases) in China is actually higher than that reported in South
Africa (1.8% among new TB cases and 6.7% among previously-treated cases) [3, 21]. This may
suggest that there is less transmission of MDR-TB from adult MDR-TB cases to children in
China than in South Africa. It may also reflect a possible under detection of pediatric MDR-TB
cases in the present study. Although both DR and MDR rates in the sample of the present
study were slightly lower than those found among new TB cases in the last national DR-TB survey of China (28.6% vs. 34.2% for DR-TB and 4.6% vs. 5.7% for MDR-TB) [3], the present
study revealed a serious epidemic of pediatric DR-TB in Chongqing, China. Both the current
study and the previous pediatric DR-TB study in China found mono-resistance to STR as the
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Table 3. Comparison of demographic and clinical characteristics between pansensitive (n = 140) and MDR-TBa (n = 9) diagnosed in the Children's
Hospital of Chongqing Medical University during 20082013 (n = 149) using logistic regression models.
Characteristic
Pansensitive TB
MDR-TB
N (%)
N (%)
Male
85 (60.7)
Female
55 (39.3)
p valueb
5 (55.6)
Ref
Ref
4 (44.4)
1.24(0.324.81)
1.74 (0.339.19)
Sex
0.74
Age
0.08
<5 year
67 (47.9)
1 (11.1)
Ref
Ref
59 years
29 (20.7)
3 (33.3)
6.93 (0.6969.46)
9.10 (0.68121.54)
10 years
44 (31.4)
5 (55.6)
7.61 (0.8667.38)
9.43 (0.9296.16)
Residence
0.49
Rural
88 (62.9)
7 (77.8)
Ref
Ref
Urban
52 (37.1)
2 (22.2)
0.49 (0.102.42)
0.42 (0.072.53)
BCG historyc
0.70
Yes
87 (70.2)
5 (62.5)
Ref
Ref
No
37 (29.8)
3 (37.5)
1.41 (0.326.21)
0.68 (0.123.84)
Disease site
0.02
Thoracic
62 (44.3)
1 (11.1)
Ref
Ref
Extrathoracic
22 (15.7)
0 (0.00)
NA
NA
Concurrent thoracic-extrathoracic
56 (40.0)
8 (88.9)
8.86 (1.0773.06)
9.49 (1.0585.92)
AFBd smeare
1.00
Positive
69 (50.4)
5 (55.6)
Ref
Ref
Negative
68 (49.6)
4 (44.4)
0.81 (0.213.15)
0.68 (0.123.78)
Based on 132 cases for which information on BCG vaccination history is available.
d
AFB represents acid-fast bacilli.
e
doi:10.1371/journal.pone.0151303.t003
most commonly observed resistance pattern [5], which is consistent with the last national
DR-TB survey and suggests that investigation of pediatric DR-TB can provide some insight
into the problem of DR-TB in the population at large [3]. Although STR was no longer used as
a first-line anti-TB drug in pediatric TB treatment according to WHOs guidelines [13], it is
still commonly used for treatment pediatric TB in China [18]. In the recent years, the use of
STR began to decrease in China due to its serious side effects such as ototoxicity among children. The high mono-STR resistance rate among pediatric isolates from China found by previous and present studies also indicate an urgent need for minimizing or eliminating the use of
STR in pediatric TB treatment.
Another important finding regarding MDR-TB generated by the present study is that of the
nine patients with MDR-TB in our study patients, five (55.6%) resided in Pengshui Miao and
Tujia Autonomous County, Chongqing. Pengshui is located in a mountainous region that is
270 kilometers away from the city of Chongqing. Residents in Penshui are known to have limited access to health care due to inconvenient transportation and the low level of economic
development in this area [22]. A previous report by Chongqing Tuberculosis Institute showed
that Pengshui had an average annual TB incidence of 161.7 per 100,000 during 2009 to 2013
[23]. However, this previous study did not investigate the rates of DR-TB and MDR-TB. It has
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Table 4. Comparison of demographic and clinical characteristics between non MDRa DR-TBb (n = 47) and MDR-TB (n = 9) among 56 DR-TB patients
diagnosed in the Children's Hospital of Chongqing Medical University during 20082013 using logistic regression models.
Characteristic
MDR-TB
N (%)
N (%)
Male
25 (53.2)
Female
22 (46.8)
p valuec
5 (55.6)
Ref
Ref
4 (44.4)
0.91 (0.223.82)
1.78 (0.1817.94)
Sex
1.00
Age
0.08
<5 year
23 (48.9)
1 (11.1)
Ref
Ref
59 years
9 (19.1)
3 (33.3)
7.67 (0.7083.74)
13.34 (0.69259.70)
10 years
15 (31.9)
5 (55.6)
7.67 (0.8172.26)
12.50 (0.59265.89)
Residence
0.70
Rural
30 (63.8)
7 (77.8)
Ref
Ref
Urban
17 (36.2)
2 (22.2)
0.50 (0.092.71)
0.41 (0.044.82)
BCG historyd
0.40
Yes
33 (76.7)
5 (62.5)
Ref
Ref
No
10 (23.3)
3 (37.5)
1.98 (0.409.77)
1.13 (0.1012.55)
Ref
Disease site
0.02
Thoracic
24 (51.1)
1 (11.1)
Ref
Extrathoracic
5 (10.6)
0 (0.00)
NA
NA
Concurrent thoracic-extrathoracic
18 (38.3)
8 (88.9)
10.67 (1.2293.13)
19.46 (1.32286.53)
Positive
13 (28.3)
5 (55.6)
Ref
Ref
Negative
33 (71.7)
4 (44.4)
0.32 (0.071.36)
0.14 (0.021.19)
AFBe smearf
0.14
doi:10.1371/journal.pone.0151303.t004
been noted that most MDR-TB cases in China resulted from primary transmission [3]. In
order to control MDR-TB in China, the first step is to identify those hotspots for MDR-TB
transmission. Studies on the regional transmission of MDR-TB are scarce in China. The finding that of the nine patients with MDR-TB in the present study, five (55.6%) came from the
same social-economically underprivileged geographic area is alarming and suggests the existence of an ongoing MDR-TB transmission hotspots in this area. This finding also showed that
studying pediatric TB, which has long been neglected in most national TB programs [24], is
critical to the goal of national TB control program as it has significant potential to help in identifying transmission hotspots in a community.
The current study identified associations between two clinical characteristics and DR- and
MDR-TB, respectively. The association between negative smear and DR-TB suggests that more
attention should be given to smear negative pediatric TB in the management of pediatric TB. It
also suggests that those smear-negative patients that often are not the primary targets for TB
control programs might be the potential sources of DR-TB transmission given that a study
conducted in San Francisco reported that patients with smear-negative culture-positive TB
appeared responsible for about 17% of TB transmission [25].
9 / 12
In addition, the present study showed, for the first time, that having concurrent thoracicextrathoracic involvement was an independent predictor for MDR-TB. This finding suggests
that MDR M. tuberculosis isolates may have an enhanced ability to disseminate from the initial
infection site and to cause disease in both the initial infection site within the thorax and the
extrathoracic site that the bacteria disseminated to, compared to drug susceptible and non
MDR-DR strains. Such enhanced ability to disseminate and to cause disease in multiple anatomic sites implies an elevated virulence with potential for devastating worldwide impact. This
finding is important as previous studies reported that most antibiotic resistance mechanisms
were associated with a fitness cost of the bacteria expressed as a reduced bacterial growth rate,
and that such fitness cost can result in a reduction of the virulence of the DR organisms [710].
However, as mentioned earlier, studies on the fitness cost of DR and MDR M. tuberculosis
strains in experimental animals and epidemiological studies of human TB diseases have generated different findings [710, 26]. Bacteria fitness depends on the interplay of a complex set of
factors related to both the infected human host and the infecting pathogen that may not be
able to be mimicked completely by experimental animal models. Therefore, epidemiological
study of associations between TB patient clinical characteristics and DR- and MDR-TB are
necessary to generate additional insight into the pathogenesis of DR and MDR M. tuberculosis
infection in humans. We also note that the proportion of extrathoracic TB in our study sample
is higher than those found in some of the previous studies conducted in Spain, South Africa,
Nepal and Vienam [11, 2729]. Similarly, another pediatric TB study in China reported a high
percentage of extrathoracic TB (54.0%, 655/1212) [30]. The high percentage of extrathoracic
TB may result from the prevalence of M. tuberculosis Beijing family strains among pediatric TB
in China [31], because of its known association with extrathoracic TB [27].
This study has several limitations. First, the study sample involved M. tuberculosis isolates
from only 54.4% (196/360) of the mycobacterial culture-confirmed cases and culture confirmed cases generally represent cases with more severe types of disease. However, DST can
only be performed with mycobacterial isolates achieved from culture-confirmed patients,
which is an inevitable limitation for DR-TB studies. In addition, the resistance to pyrazinamide, another commonly used first-line anti-TB drug was not included in the present study
due to the high probability for generating false positive and inconsistent DST results as
reported previously [32]. Finally, due to the extremely small sample size (3/196, 1.5%) of previously treated patients, the effect of having previous TB treatment on the risk for having DR- or
MDR-TB was not assessed in the present study.
Conclusions
To summarize, this study extends the knowledgebase of DR-TB in children and reveals an
alarming situation of pediatric DR- and MDR-TB in China. The study also provides new
insight into the pathogenesis of DR and MDR M. tuberculosis strains. Taking together, the
findings of the study suggest an urgent need for incorporating the investigation of pediatric TB
into the national TB programs in countries, like China where TB transmission is prevalent, and
highlights the importance of studying childhood TB to the goal of global TB control.
Acknowledgments
We thank Aihua Zhang in the Department of Infectious Diseases, the Childrens Hospital of
Chongqing Medical University, for her excellent assistance in collecting the study isolates. We
also thank Mi Que in the Department of Pediatrics, Yubei District People's Hospital for her
excellent assistance in statistical analysis.
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Author Contributions
Conceived and designed the experiments: CZ ZY. Performed the experiments: QG. Analyzed
the data: YP QG ZY. Contributed reagents/materials/analysis tools: QG RL LX ZP. Wrote the
paper: YP ZY QG.
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