United States v. Danny Ray Zink, 612 F.2d 511, 10th Cir. (1980)

612 F.
2d 511
5 Fed. R. Evid. Serv. 1131
UNITED STATES of America, Plaintiff-Appellee,

v.
Danny Ray ZINK, Defendant-Appellant.
No. 78-1770.
United States Court of Appeals,

Tenth Circuit.
Argued Sept. 13, 1980.
Decided Jan. 8, 1980.
1
William C. Danks, Asst. U. S. Atty., Denver, Colo. (Joseph F. Dolan, U. S.

Atty., Denver, Colo., on brief), for plaintiff-appellee.
Steven A. Gall, Denver, Colo., for defendant-appellant.
Before SETH, Chief Judge, LOGAN, Circuit Judge, and BOHANON, District
Judge.*
BOHANON, District Judge.
Appellant Danny Ray Zink was convicted of possessing counterfeit money with
intent to defraud, in violation of 18 U.S.C. 472.
On March 22, 1978, appellant took his car to a business entitled the Dashboard
in Denver, Colorado, for installation of a car stereo. Mark Lawless, a
Dashboard employee, removed a sack from the glove compartment during
installation and tossed it onto the floor of the premises. His assistant, Ronald
Barajas, placed the sack into a trash can. When appellant returned for his car,
he appeared preoccupied and concerned as to the whereabouts of something he
had left in the vehicle. Dashboard employee Larry Vasquez accompanied him
to the car, unlocked it, and appellant immediately searched the glove
compartment but failed to find the object he sought. He became very upset,
commenting that he was looking for something in a brown paper sack.
Following further search and some inquiry by Vasquez, defendant revealed that
$400 was in the sack and that he needed to recover it immediately. When the
sack could not be located, appellant approached employee Lawless, informing

him that he had left a bag in his glove compartment containing $400 and that if
it were not returned immediately he was going to get very upset. Lawless
retrieved the sack from the trash can and gave it to his foreman, Gerald
Robinson. Robinson began counting the money and noticed that the serial
numbers were identical, that several bills were double printed and that the color
was abnormal. Manager Lester Dale Howell entered the office at that time,
received the sack and money from Robinson and called the police. Upon their
arrival the police advised the appellant of his constitutional rights, whereupon
he admitted possessing counterfeit money and identified the bag and its
contents as being his.
7
Appellant seeks reversal of his conviction on grounds that the trial court
allegedly erred: (1) by admitting into evidence the money in the brown paper
bag, (2) by accepting the government's expert witness as qualified in
psychiatry, while denying appellant's expert that recognition, (3) by admitting
government evidence as to appellant's sanity, (4) by ruling that the government
had not failed as a matter of law to establish appellant's possession of the
counterfeit money, (5) by improperly instructing the jury on the issue of the
voluntariness of appellant's confession, and (6) by improperly allowing the
government's medical expert to testify as to statements made by appellant
during a psychiatric examination.
Appellant argues that the government was unable to adequately account for the
whereabouts of the counterfeit money from the time it allegedly was removed
from his car until it was surrendered to government agents. It was error,
appellant concludes, to admit the money into evidence.
An exhibit's identity is satisfied for admissibility purposes where sufficient

evidence supports a finding that the matter in question is what its proponent
claims. Rule 901(a) Federal Rules of Evidence. The admissibility of
demonstrative evidence seized during arrest depends on a showing that the
proffered evidence is, in fact, the seized object and that its condition is
materially unchanged.
10
This can be accomplished by showing a "chain of custody," which indirectly

establishes the identity and integrity of the evidence by tracing its continuous
whereabouts. Johnson v. State, Ind., 370 N.E.2d 892 (1977). Or such evidence
may be visually identified by witnesses. State v. Henderson, La. 337 So.2d 204
(1976). The testimony of Dashboard employees detailed the process wherein
the brown paper bag was removed from appellant's glove compartment and
passed from one employee to the next before its contents were discovered and
the police were summoned.

11
Appellant's own statements also identified the money. Upon finding it missing,
appellant informed Dashboard employees that he had placed a brown paper
sack containing money in his glove compartment, and that it must have been
removed in his absence. Following its retrieval, appellant identified the bag and
its contents as his.
12
A trial court's finding that demonstrative evidence was sufficiently identified to

be admitted will not be overturned absent a clear abuse of discretion. United
States v. Coleman, 524 F.2d 593 (10th Cir. 1975); Reed v. United States, 377
F.2d 891 (10th Cir. 1967). The money's admission into evidence was proper
and entailed no such abuse.
13
Appellant argues that the trial court arbitrarily ruled in favor of appellee's
medical expert and against appellant's as to their respective expertise in
psychiatry. Appellant's expert, Dr. Kenneth Krause, was allowed to testify as an
"expert physician" but was denied recognition as a psychiatry expert because,
Inter alia, he had not completed his residency in psychiatry. Appellant made no
offer of proof as to any additional testimony Dr. Krause would have given if
permitted, and the record reveals no prejudice to appellant due to the court's
ruling.
14
Dr. Dana Cogan, appellee's expert, was a practicing psychiatrist who had
completed his residency and had served as staff psychiatrist at the Colorado
State Hospital. Previously, he had testified as an expert in psychiatry in
numerous other criminal cases.
15
If scientific, technical, or other specialized knowledge will assist the jury in

understanding the evidence or determining a fact issue, a witness qualified by
knowledge, skill, experience, training, or education may provide expert
testimony thereon. Rule 702, Federal Rules of Evidence. The determination of a
witness' expertise is within the trial court's discretion. United States v. Trice,
476 F.2d 89 (9th Cir. 1973). No abuse of discretion appears here.
16
Appellant also challenges the admissability of certain specific portions of Dr.

Cogan's testimony. Based on his psychiatric examination of appellant, Dr.
Cogan was allowed to testify as to his assessment of appellant's mental
capabilities at the time the offense was committed. Appellant contends that this
testimony was prejudicial to him because it led the jury to infer that at some
point appellant had attempted to excuse his criminal conduct by "pleading
insanity." Appellant similarly objects to the court's instruction to the jury

submitting the issue of appellant's sanity. We find no error here. Dr. James A.
Lewis, a neurology expert and appellant's witness, testified that subsequent to
appellant's involvement in an automobile accident in 1973, he was diagnosed as
suffering a "brain contusion, post-traumatic behavior change secondary to the
contusion, and alcoholism secondary to the behavior problem." Appellant
subsequently testified to various psychiatric problems, including loss of
memory, he incurred in the wake of the accident.
17
In a criminal prosecution, the government must prove beyond a reasonable

doubt every essential element of the alleged offense, and the court must so
instruct the jury. United States v. King, 521 F.2d 61 (10th Cir. 1975). An
essential element of the offense herein is "intent to defraud," and the jury was
so instructed. See 18 U.S.C. 472. Expert testimony may be admitted to
establish the absence of a mental state essential to a crime's commission. United
States v. Brawner, 153 U.S.App.D.C. 1, 471 F.2d 969 (D.C.Cir. 1972); United
States v. Bennett, 539 F.2d 45 (10th Cir. 1976), cert. denied 429 U.S. 925, 97
S.Ct. 327, 50 L.Ed.2d 293.
18
Portions of appellant's evidence tended to establish his mental incapacity to

form an intent to defraud at the time of the alleged offense. Such proof included
descriptions of appellant's alcohol usage. While voluntary drunkenness does not
constitute a criminal defense per se, it may prove a mental incapacity to form a
specific intent. United States v. Jacobs, 473 F.2d 461 (10th Cir. 1973).
Appellant's evidence also involved references to broad and perhaps permanent
incapacities from his auto wreck. Given appellant's proof, Dr. Cogan's
testimony in rebuttal was appropriate.
19
Where a criminal defendant's mental capacity is placed in issue on somewhat

imprecise grounds, the matter is one for the jury's resolution. United States v.
Trujillo, 497 F.2d 408 (10th Cir. 1974). The jury was instructed correctly as to
the law. See Coffman v. United States, 290 F.2d 212 (10th Cir. 1961); United
States v. Munz, 542 F.2d 1382, 1389 (10th Cir. 1976) cert. denied 429 U.S.
1104, 97 S.Ct. 1133, 51 L.Ed.2d 555. A wide range of discretion necessarily is
vested in the trial judge as to jury instructions. Harris v. United States, 367 F.2d
633 (1st Cir. 1966); Dranow v. United States, 307 F.2d 545, 568 (8th Cir.
1962). No abuse of discretion appears herein.
20
Appellant also challenges the admissibility of a statement made by him to Dr.

Cogan during his psychiatric examination, which was repeated in the doctor's
testimony. The court-ordered examination was conducted for purposes of
determining appellant's mental condition at the time of the alleged offense.
Statements made by a defendant as to his guilt, during such an examination, are

inadmissible in any criminal proceeding. Rule 12.2, Federal Rules of Criminal
Procedure.
21
At trial, the prosecuting attorney asked Dr. Cogan: "Do you have an opinion
within a reasonable degree of medical certainty as to whether or not Mr. Zink
would drink in order to quiesce (sic) his guilt feelings about passing counterfeit
money?" Dr. Cogan replied, "Yes, I do." The government attorney then asked,
"And what would be that opinion?" Dr. Cogan answered, "He explained to me
that he would drink for that purpose, to quiesce his guilt, that that was one of
the reasons he drank." This unsolicited answer elicited no timely objection by
appellant. Thus it is of significance here only if comprising "plain error." Rule
103, Federal Rules of Evidence. "Plain error," by definition, affects the
substantial rights of a defendant. Adams v. United States, 375 F.2d 635 (10th
Cir. 1967).
22
Previous to Dr. Cogan's testimony, appellant had testified. During crossexamination he was asked: "So, isn't it a fact that you would drink in order to
quiesce (sic) your fears or your guilty feelings prior to going out and passing the
money? Yes or no?" To which he replied, "That is correct." Because the
statement at issue had already been testified to in substance by appellant, its
subsequent admission was not "plain error."
23
Appellant contends that the evidence failed to establish his possession of the
counterfeit money, showing instead possession by Dashboard Stereo in its
capacity as bailee. Appellant was not present at Dashboard when the money
was removed from his car. Also, appellant urges that the jury was improperly
instructed on this issue.1
24
Fundamentally, the trial court employed a stock instruction on this issue which
has been affirmed many times. See Federal Jury Practice and Instructions, 3rd
ed., Devitt & Blackmar (1977), 16.07 and citations therein. The jury was
correctly instructed that possession may be either "actual" or "constructive,"
and that it may be either "sole" or "joint," and each of the concepts was
accurately described. Constructive possession, by definition, is possession in
law, but not in fact. Jersey City v. Zink, 133 N.J.L. 437, 44 A.2d 825 (1945). It
rests on knowingly holding the power to exercise control over something.
Amaya v. United States, 373 F.2d 197 (10th Cir. 1967). "Constructive
possession" involves the exercise of dominion. United States v. Horton, 488
F.2d 374, 381 (5th Cir. 1973). Appellant briefly left his automobile in
Dashboard's possession without relinquishing his dominion as to it or its
contents. For purposes of the statute herein, appellant remained in constructive
possession.
25
Appellant also challenges the court's jury instructions as to his confession's

voluntariness, urging that the jury should have been told that they could
consider appellant's lack of legal assistance at the time of the confession.
26
If a trial judge determines that a confession was made voluntarily, it shall be

admissible along with relevant evidence as to its voluntariness and an
instruction that the confession should be given such weight as the jury feels it
deserves under all the circumstances. 18 U.S.C. 3501(a).
27
Congress has directed that the trial judge's determination of voluntariness

should give attention to, but not necessarily be controlled by, a number of
specific factual circumstances, including the presence or absence of counsel.2
Once admitted, the jury is vested with discretion to assign the confession as
much, or as little, significance as they deem appropriate. Here, the jury was
instructed to disregard the confession entirely if any reasonable doubt existed as
to its voluntariness. Otherwise, they were instructed to give it such weight as
they felt it deserved under the circumstances. No error occurred. See United
States v. Thomas, 475 F.2d 115 (10th Cir. 1973). Appellant was free to
introduce into evidence the fact that his confession was made without
assistance of counsel, and to argue that fact's significance to the jury. However,
no instruction on such was required.
28
The conviction is affirmed.
Honorable Luther Bohanon, Northern, Eastern and Western Districts of

Oklahoma, sitting by designation
As to "possession," the court instructed:

"The law recognizes two kinds of possession, actual possession and
constructive possession.
A person who knowingly has direct physical control over a thing at a given
time is then in actual possession of it.
A person who although not in actual possession knowingly has both the power
and the intention at a given time to exercise dominion or control over a thing
either directly or indirectly or through another person or persons is then in
constructive possession of it.
The law also recognizes that possession may be sole or joint. If one person
alone has actual or constructive possession of a thing, possession is sole, and if
two or more persons share actual or constructive possession of a thing, then
possession is joint.
You may find that the element of possession as that term is used in these
instructions is present if you find beyond a reasonable doubt that the defendant
had actual or constructive possession, either alone or jointly with others.
An act or failure to act is knowingly done if it is done voluntarily and
intentionally and not because of mistake or some other innocent reason, and
you may not find the defendant guilty simply because it appears that he did in
fact possess the Federal Reserve note shown in the evidence and that the note
in fact was counterfeit unless you find beyond a reasonable doubt that the
defendant knew at the time that the note was counterfeit and that so knowing he
possessed it for the purpose of defrauding some person."
2
"The trial judge in determining the issue of voluntariness shall take into
consideration all the circumstances surrounding the giving of the confession,
including (1) the time elapsing between arrest and arraignment of the defendant
making the confession, if it was made after arrest and before arraignment, (2)
whether such defendant knew the nature of the offense with which he was
charged or of which he was suspected at the time of making the confession, (3)
whether or not such defendant was advised or knew that he was not required to
make any statement and that any such statement could be used against him, (4)
whether or not such defendant had been advised prior to questioning of his right
to the assistance of counsel; and (5) whether or not such defendant was without
the assistance of counsel when questioned and when giving such confession
The presence or absence of any of the above-mentioned factors to be taken into
consideration by the judge need not be conclusive on the issue of voluntariness
of the confession." 18 U.S.C. 3501(b).

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612 F.

UNITED STATES of America, Plaintiff-Appellee,

United States Court of Appeals,

William C. Danks, Asst. U. S. Atty., Denver, Colo. (Joseph F. Dolan, U. S.

Steven A. Gall, Denver, Colo., for defendant-appellant.

BOHANON, District Judge.

sack could not be located, appellant approached employee Lawless, informing

An exhibit's identity is satisfied for admissibility purposes where sufficient

This can be accomplished by showing a "chain of custody," which indirectly

the police were summoned.

A trial court's finding that demonstrative evidence was sufficiently identified to

If scientific, technical, or other specialized knowledge will assist the jury in

Appellant also challenges the admissability of certain specific portions of Dr.

insanity." Appellant similarly objects to the court's instruction to the jury

In a criminal prosecution, the government must prove beyond a reasonable

Portions of appellant's evidence tended to establish his mental incapacity to

Where a criminal defendant's mental capacity is placed in issue on somewhat

Appellant also challenges the admissibility of a statement made by him to Dr.

Statements made by a defendant as to his guilt, during such an examination, are

Appellant also challenges the court's jury instructions as to his confession's

If a trial judge determines that a confession was made voluntarily, it shall be

Congress has directed that the trial judge's determination of voluntariness

The conviction is affirmed.

Honorable Luther Bohanon, Northern, Eastern and Western Districts of

As to "possession," the court instructed:

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