Brice Brackin and Linda R. Brackin v. United States, 913 F.2d 858, 11th Cir. (1990)

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913 F.

2d 858

Brice BRACKIN and Linda R. Brackin, Plaintiffs-Appellants,


v.
UNITED STATES of America, Defendant-Appellee.
No. 89-7881
Non-Argument Calendar.

United States Court of Appeals,


Eleventh Circuit.
June 14, 1990.

Lee R. Benton, Schoel, Ogle, Benton, Gentle & Centeno, Birmingham,


Ala., for plaintiffs-appellants.
Frank W. Donaldson, U.S. Atty., and James D. Ingram, Asst. U.S. Atty.,
Birmingham, Ala., for defendant-appellee.
Appeal from the United States District Court for the Northern District of
Alabama.
Before TJOFLAT, Chief Judge, and FAY and COX, Circuit Judges.
PER CURIAM:

We AFFIRM the judgment of the district court for the reasons stated in the
court's memorandum of decision of November 2, 1989, which appears in the
appendix.

APPENDIX
MEMORANDUM OF DECISION
HANCOCK, District Judge:
2

Plaintiffs instituted this action on November 25, 1987 seeking damages under
the Federal Tort Claims Act, 28 U.S.C. Sec. 1346(b) (FTCA) for damages
resulting from the improper and negligent "reconstitution" (division or

combination of acreage allotments of certain crops) of plaintiffs' farmland.


3

The government filed a motion for summary judgment on August 7, 1989


which the court took under submission on September 1, 1989. Having
considered the briefs of counsel for both sides and the verified material
presented in support of and in opposition to the motion, the court is of the
opinion that the defendant's motion is due to be granted.

The lengthy and undisputed facts of this case are set forth in the Pretrial Order
of this court and will not be repeated herein. A brief synopsis of the facts,
however, is necessary to understand the plaintiffs' claims.

Plaintiffs are joint owners of a 687 acre tract of land (Farm No. C-438) which is
one of four tracts derived from a larger parent farm called the "Taylor Estate".
Plaintiffs sought to reconstitute the distribution of acreage allotments for their
farm for cotton, wheat and corn. The defendant Lawrence County Agricultural
Stabilization and Conservation Service, (ASCS) was obligated to determine the
appropriate method for reconstituting the four tracts. The ASCS has established
guidelines for reconstituting the distribution of acreage allotments for certain
crops which are contained in Handbook 2-CM.

The ASCS committee used Handbook 2-CM, viewed presentations by the


plaintiffs' representative, and reviewed the former operation of the tract. The
various owners of the four tracts of land were unable to agree on an appropriate
method to use. As a result of the failure of the parties to agree upon an
appropriate method, the committee decided to use the historical method to
calculate the appropriate allotment. Plaintiffs, dissatisfied with the committee's
choice, sought a review of the decision. Ultimately the ASCS committee's
decision was reversed1 and the committee was directed by the Deputy
Administrator in Washington D.C. to calculate the allotments based upon the
cropland method.2 This decision proved to be much more favorable to the
plaintiffs in that they were granted considerably greater allotments of corn,
wheat and cotton.

Plaintiffs, however, had been unable to grow the cotton, wheat and corn in the
greater allotments during the time of the appeal process and now seek damages
for the amount of money that they could have made if they had been allowed to
grow the greater allotments of corn, wheat and cotton in the 1985 growing
season. Plaintiffs claim that the committee negligently and wrongfully
misapplied its own regulations in determining that the historical method should
be used to calculate the appropriate allotments. Plaintiff, Brice Brackin,

initially sought administrative relief and was denied. Plaintiffs then brought
suit under the FTCA.
8

The procedural requisite to suit against the United States is "that the claimant
shall first present the claim to the appropriate Federal agency and his claim
shall have been finally denied by the agency in writing and sent by certified or
registered mail." 28 U.S.C. Sec. 2675(a). Linda Brackin, plaintiff and joint
owner with Brice Brackin of the farm in question, has not filed a separate
administrative tort claim in this matter and has never joined in the
administrative tort claim filed by plaintiff Brice Brackin. (See affidavit of John
M. Trotman, State Executive Director of Alabama ASCS office). Therefore,
pursuant to 28 U.S.C. Sec. 2675(a), plaintiff, Linda Brackin, has failed to
exhaust administrative remedies and is due to be dismissed. See Lykins v.
Pointer Inc., 725 F.2d 645 (11th Cir.1984); Employees Welfare Committee v.
Daws, 599 F.2d 1375, 1378 (5th Cir.1979).

Under the FTCA, 28 U.S.C. Sec. 2680(a), an exception to suit against the
United States government exists for acts that are considered discretionary.3 In
Dalehite v. United States, 346 U.S. 15, 73 S.Ct. 956, 97 L.Ed. 1427 (1953), the
Supreme Court outlined the scope of the discretionary function exception to the
FTCA. The Court stated:

10is unnecessary to define, apart from this case, precisely where discretion ends. It is
It
enough to hold, as we do, that the "discretionary function or duty" that cannot form a
basis for suit under the Tort Claims Act includes more than the initiation of
programs and activities. It also includes determinations made by executives or
administrators in establishing plans, specifications or schedules of operations. Where
there is room for policy judgment and decision there is discretion. It necessarily
follows that acts of subordinates in carrying out the operations of government in
accordance with official directions cannot be actionable. Id. at 968 (emphasis
added).
11

In the process of making the determination of the proper reconstitution method,


the ASCS used various guidelines including 7 C.F.R. part 719 (1987) which
sets out various rules for determining which method of reconstitution is
appropriate depending on the facts as determined by the county committee.
While the language of these guidelines often includes the word shall, it is clear
that the decision to use one method as opposed to another is based upon
numerous factors including a consideration of a method that the parties can
agree on. For example 7 C.F.R. Sec. 719.8(e) states:

Notwithstanding any other provision of this paragraph, the allotments, normal crop
12

acreage and preceding year planted acreage shall be apportioned on the basis of the
cropland available for and adapted to the production of the allotment crop, normal
crop acreage and preceding year planted acreage on each tract when the owners file
with the county office a written agreement as to the amount of available and adapted
cropland and the county committee approves such agreement.
13

In the present case the committee first determined that the parties were unable
to agree on any method to use. The committee then set about reviewing
documentation regarding prior farming operations on the land and hearing
presentations from both sides concerning their views on what was the
appropriate method to use. The committee reached the decision that the
historical method was the fairest and most equitable method.

14

The affidavits of the members of the county committee and employees of the
county indicate that some time was spent determining which method was
appropriate for reconstitution.4 While the county committee had guidelines to
follow it cannot be said that the decision was based upon "a fixed or readily
ascertainable standard." Alabama Elec. Co-op., Inc. v. United States, 769 F.2d
1523 (11th Cir.1985). Clearly, the county committee was called upon to
exercise some judgment in rendering their decision and it cannot be said that
this was not a "permissible exercise of policy judgment." Berkovitz v. United
States, 486 U.S. 531, 108 S.Ct. 1954, 1959, 100 L.Ed.2d 531 (1988). It is only
when a "federal statute, regulation, or policy specifically prescribes a course of
action for [a Government] employee to follow" that the exception does not
apply. Id. at 536, 108 S.Ct. at 1958.

15

The court finds that the decision by the county committee involved sufficient
policy judgment that such a decision falls within the statutory exception to the
Federal Tort Claims Act, 28 U.S.C. Sec. 2680(a). The court further finds that
summary judgment is appropriate because "the pleadings, depositions, answers
to interrogatories and admissions on file, together with the affidavits ... show
that there is no genuine issue as to any material fact and that the moving party
is entitled to judgment as a matter of law." Celotex Corp. v. Catrett, 477 U.S.
317, 323, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986). "The plain language of Rule
56(c) mandates the entry of summary judgment, after adequate time for
discovery and upon motion, against a party who fails to make a showing
sufficient to establish the existence of an element essential to that party's case,
and on which that party will bear the burden of proof." Celotex, supra at 322,
106 S.Ct. at 2552.

16

For the foregoing reasons, the court is of the opinion that the defendant's
motion for summary judgment is due to be granted.

The scope of review for appeal to the Deputy Administrator is set forth in;

C.F.R. Sec. 780.9 Determination


(a) The reviewing authority....... Upon reconsideration or review and within
program authorities, the reviewing authority may affirm, modify, or reverse any
determination made by it initially or made by a lower reviewing authority, or
may remand the matter to a lower reviewing authority for such further
consideration as is deemed appropriate.

In a letter dated August 27, 1986, the Deputy Administrator stated;


Our review of the entire matter, including the information you furnished during
the telephone hearing and that provided by the Alabama State ASCS Office,
indicates that the bases determined as a result of the history method were not
representative of the operations normally carried out on each tract of land
during the respective base period for the commodity. Accordingly, the
Alabama State Committee is being instructed to determine the bases according
to the cropland method.

Specifically 28 U.S.C. Sec. 2680(a) excepts from FTCA liability;


.. Any claim based upon an act or omission of an employee of the Government,
exercising due care, in the execution of a statute or regulation, whether or not
such statute or regulation be valid, or based upon the exercise or performance or
the failure to exercise or perform a discretionary function or duty on the part of
a federal agency or an employee of the Government, whether or not the
discretion involved be abused.

In an affidavit filed in opposition to defendant's motion for summary judgment,


plaintiff Brice Brackin claims that he was never asked to participate in the
decision as to what method of reconstitution to use. Brackin further states that
even if the history method were the appropriate method to use, which he at all
times contests, the determination of the proper reconstitution under this method
was done improperly. Brackin vigorously contests the procedure and basis
upon which the determination to use the history method was made. Brackin
claims that the decision was arbitrary and capricious, but further states that if
any discretion was involved it should be deemed an abuse of discretion. Clearly
the statute itself states that an abuse of discretion does not make a discretionary
function become a ministerial task. ".... This exception applies to policy
judgments, even to those constituting abuse of discretion, but not to choices
which are either outside the policy-making context or in an area in which

federal law directs a particular course of action." Dickerson v. United States,


875 F.2d 1577, 1581 (11th Cir.1989)

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