Major Frank MATREALE, Appellant v. State of New Jersey Department of Military & VETERANS AFFAIRS National Guard of The United States
Major Frank MATREALE, Appellant v. State of New Jersey Department of Military & VETERANS AFFAIRS National Guard of The United States
Major Frank MATREALE, Appellant v. State of New Jersey Department of Military & VETERANS AFFAIRS National Guard of The United States
3d 150
Before SMITH and FISHER, Circuit Judges, and DIAMOND, District Judge.*
OPINION
4
the course of activity incident to, military service brought against a state
national guard by a guardsman serving under Title 32. We hold that it does and
will affirm the District Court's grant of summary judgment.
I.
7
The District Court had jurisdiction pursuant to 28 U.S.C. 1346(b) and 1331.
We have appellate jurisdiction pursuant to 28 U.S.C. 1291. We exercise
plenary review over the District Court's grant of summary judgment and
employ the same analysis required of the District Court to determine whether
there are any issues of material fact that would enable the nonmoving party to
prevail. Kay Berry, Inc. v. Taylor Gifts, Inc., 421 F.3d 199, 203 (3d Cir.2005).
Summary judgment is appropriate when "there is no genuine issue as to any
material fact and . . . the moving party is entitled to a judgment as a matter of
law." Fed.R.Civ.P. 56(c). At the summary judgment stage, we view all
evidence and consider all reasonable inferences in a light most favorable to the
non-moving party. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 255, 106
S.Ct. 2505, 2513, 91 L.Ed.2d 202 (1986).
II.
8
10
III.
11
The doctrine of intra-military immunity upon which the District Court relied in
dismissing Matreale's damages claims had its genesis in Feres, supra, a
consolidation of three cases in each of which the claimant while on active duty
in the United States Armed Forces sustained an injury due to the negligence of
others in the armed forces. The Supreme Court held that the federal government
was not liable under the Federal Tort Claims Act for injuries to servicemen
arising out of, or in the course of activity incident to, military service. 340 U.S.
at 146, 71 S.Ct. at 159. The Court noted that "without exception, the
relationship of military personnel to the Government has been governed by
federal law," id., and that no federal law "has permitted a soldier to recover for
negligence, against either his superior officers or the Government he is
serving." 340 U.S. at 141, 71 S.Ct. at 157.
12
13
[t]he peculiar and special relationship of the soldier to his superiors, the effects
of the maintenance of such suits on discipline, and the extreme results that
might obtain if suits . . . were allowed for . . . negligent orders given or
negligent acts committed in the course of military duty . . . .
14
United States v. Brown, 348 U.S. 110, 112, 75 S.Ct. 141, 143, 99 L.Ed. 139
(1954).
15
In Chappell v. Wallace, 462 U.S. 296, 103 S.Ct. 2362, 76 L.Ed.2d 586 (1983),
the Supreme Court expanded the reach of the Feres doctrine to bar a Bivens2
claim for damages brought by federal servicemen against their federal superior
officers alleging constitutional violations resulting from alleged racial
discrimination in assignments, evaluations and punishment. As in Feres, the
Court relied primarily upon "the peculiar and special relationship" between a
soldier and his superiors, and the potential effects of permitting such lawsuits
on military discipline, in holding that the doctrine of intra-military immunity
barred Bivens damages claims. Chappell, 462 U.S. at 304, 103 S.Ct. at 2367.
16
Without exception, in other post-Feres cases, the Court has adhered to the
compelling necessity of maintaining military discipline as the basis for
expanding the intra-military immunity doctrine to encompass a variety of
claims, against an assortment of defendants, brought by a range of servicemen,
for injuries arising out of, or in the course of activity incident to, military
service. See United States v. Stanley, 483 U.S. 669, 107 S.Ct. 3054, 97 L.Ed.2d
550 (1987) (Feres "incident to service" test equally applicable in Bivens cases
brought by serviceman against military officers and civilians); United States v.
Johnson, 481 U.S. 681, 107 S.Ct. 2063, 95 L.Ed.2d 648 (1987) (barring FTCA
claim against civilian defendant by widow of serviceman killed in rescue
mission); United States v. Shearer, 473 U.S. 52, 105 S.Ct. 3039, 87 L.Ed.2d 38
(1985) (barring FTCA claim against United States arising from murder of offduty serviceman by another serviceman); Stencel Aero Eng'g Corp. v. United
States, 431 U.S. 666, 97 S.Ct. 2054, 52 L.Ed.2d 665 (1977) (barring claim for
indemnification against United States brought by a government contractor in a
negligence suit filed by a National Guardsman on a training mission).
17
Following the Supreme Court's rationale in those cases, in defining the scope of
the Feres doctrine we too have recognized the adverse impact on military
discipline inherent in the judicial review of military orders and have sought to
avoid it. In Jaffee v. United States, 663 F.2d 1226, 1239 (3d Cir.1981), we held
that the Feres doctrine extends to bar a federal serviceman's state law
intentional tort claim against his Army supervisors. We recognized two
potential consequences of permitting suits for service injuries: their effect on
the willingness of military personnel to follow the directions of their superiors
and the concomitant chilling effect that the concern of being called into civilian
court may have on the discharge of the decision-making duties of military
authorities. Id. at 1232. Of particular significance to the matter presently before
us, we noted in Jaffee that "[s]uits founded on state law have the same potential
for undermining military discipline as federal tort claims." Id. at 1239.
18
Later, in Jorden v. National Guard Bureau, 799 F.2d 99, 104-05 (3d Cir.1986),
we determined that the reasoning in Chappell, supra, barring Bivens damages
claims against federal military officers, was equally applicable to a 1983
action brought by a full-time civilian technician in a state national guard against
state military officers in light of the Supreme Court's decision in Butz v.
Economou, 438 U.S. 478, 98 S.Ct. 2894, 57 L.Ed.2d 895 (1978), which
unequivocally held that Bivens claims and 1983 claims are to be treated as
identical for immunity purposes. We observed that in Chappell the Supreme
Court "was laying down a general rule barring damages actions by military
personnel against superior officers for constitutional violations, rather than
authorizing a fact-specific inquiry." Jorden, 799 F.2d at 108.
IV.
19
In this case, there is no dispute that the alleged harm suffered by Matreale arose
from, or in the course of activity incident to, his military service in the NJANG,
since his damages allegedly resulted from the conduct of his superior officers
in evaluating and disciplining him. A straightforward application of the Feres
doctrine as it has evolved in the Supreme Court and this Circuit, therefore,
would appear to dictate the conclusion reached by the District Court that
Matreale's damages claims are barred by intra-military immunity.
20
21
22
Neither party in this case questions the fact that Matreale was serving under
orders issued pursuant to 32 U.S.C. 502(f)(1), and had not been mobilized
under Title 10, at the time of the conduct in question.4 Likewise, there is no
dispute that all of the superior officers implicated in the alleged retaliatory
behavior against Matreale also were serving under orders issued pursuant to 32
U.S.C. 502(f). Finally, there is no dispute that at the time of the conduct in
question, neither Matreale nor his superiors were engaged in drills or field
training under 32 U.S.C. 502(a). Under these circumstances, Matreale
contends that at all material times all relevant parties in this case were serving
in a state, not a federal, capacity and, therefore, were state employees subject
only to state law on the question of immunity.
23
Matreale's argument is without merit for several reasons. First, the essential
premise of his entire case, i.e., that, for immunity purposes, he was solely a
state employee, is invalid. Rather, the District Court clearly was correct in
holding that Matreale's Title 32 status at the time of the alleged incidents
rendered him a federal employee for Feres purposes.
24
First, at the time of the conduct in question, Matreale was serving under orders
issued pursuant to federal law, specifically, 32 U.S.C. 502(f). His
appointment as an officer was pursuant to the sixteenth clause of section 8,
article I of the Constitution, and he began full time service with the national
guard in December of 1992 on orders issued pursuant to 32 U.S.C. 502(f). As
the District Court correctly noted, these orders rendered Matreale, at all
relevant times, a full time guardsman in the National Guard of the United States
serving in accordance with the Active Guard Reserve Program.
25
In addition, this Court previously has applied the Feres doctrine to a guardsman
serving under Title 32. In Loughney v. United States, 839 F.2d 186 (3d
Cir.1988), we held that a national guardsman on active guard reserve duty
status, as Matreale was in this case, was barred by the Feres doctrine from
suing the government under the Federal Tort Claims Act. We emphasized there
that "[i]t is simply the status of the claimant that is dispositive." Id. at 188.
Because Loughney was a "serviceman" and his injury arose out of or in the
course of activity incident to his military service, we concluded that his FTCA
claim was barred by the doctrine of intra-military immunity. Id.
26
27
National Guard members, observed that "[s]ince 1933 all persons who have
enlisted in a State National Guard unit have simultaneously enlisted in the
National Guard of the United States." 496 U.S. at 345, 110 S.Ct. 2418. The
Court held that under this dual enlistment system, "a member of the Guard who
is ordered to active duty in the federal service is thereby relieved of his or her
status in the State Guard for the entire period of federal service." Id. at 346, 110
S.Ct. 2418.
28
29
Matreale also cites to Phillips v. State Department of Defense, 98 N.J. 235, 486
A.2d 318 (N.J.1985). This case too is of little value to his position. In Phillips,
the New Jersey Supreme Court held that a national guardsman injured while
training remained an employee of the state and was not an employee of the
federal government, which would have precluded application of the New Jersey
state military compensation law. While mentioning the Feres doctrine in
passing, the court did not rely on the Feres rationale because "the statutory
interplay between the New Jersey military compensation law and the New
Jersey Tort Claims Act was not present in Feres." 98 N.J. at 321, 486 A.2d at
241. In short, Phillips did not authorize a tort suit against the State of New
Jersey or any other person or entity by an injured guard member, whether in
federal or state status, but merely provided a remedy under the state military
compensation law for personal injuries suffered by a guard member in state
status.
30
For the foregoing reasons, we agree with the District Court's determination that
Matreale and his supervisors, all of whom were serving under orders issued
pursuant to 32 U.S.C. 502(f) at the time of the conduct in question, were
serving in a federal capacity and therefore were federal "employees" for
purposes of the intramilitary immunity doctrine.
31
Our conclusion that Matreale and his supervisors were federal (or at best dual
federal-state) employees, at the time of the conduct in question is dispositive of
his remaining argument that state law, rather than the Feres doctrine, should
determine the question of immunity.5 We need look no further than Feres for
an unequivocal refutation of this argument. There, the Supreme Court stressed
the point that the "relationship between the Government and members of its
armed forces is `distinctly federal in character'" and that "without exception, the
relationship of military personnel to the Government has been governed by
federal law." Feres, 340 U.S. at 143-44, 146, 71 S.Ct. at 158, 159 (citation
omitted). The court explained:
32
To whatever extent state law may apply to govern the relations between
soldiers or others in the armed forces and persons outside them or nonfederal
government agencies, the scope, nature, legal incidents and consequence of the
relation between persons in service and the Government are fundamentally
derived from federal sources and governed by federal authority.
33
340 U.S. at 143-44, 71 S.Ct. at 158 (quoting United States v. Standard Oil Co.,
332 U.S. 301, 305-06, 67 S.Ct. 1604, 1607, 91 L.Ed. 2067 (1947)).
34
As stated above, at the time of the conduct giving rise to his suit, Matreale and
his supervisors were members of the military serving in a federal capacity
under orders issued pursuant to Title 32. As a result, federal authority as set
forth in Feres and its progeny, rather than state law, governs the issue of
immunity. And because the alleged harm suffered by Matreale arose from, or in
the course of activity incident to, his military service in the NJANG, his claims
for damages are barred under the intra-military immunity doctrine.
35
Our holding in this case is consistent with, and a logical corollary to, our prior
precedent in the area of intra-military immunity. We previously have applied
the Feres doctrine in Loughney to a Title 32 guardsman suing under federal law.
We also have applied the doctrine in Jaffee to a federal active duty serviceman
suing under state law. It is both reasonable and appropriate to apply the doctrine
to Title 32 guardsman suing under state law and thereby to make immunity coextensive for all dual-status national guardsmen. A concern for the disruption
of the unique relationship of military personnel to their superiors and to other
military personnel that likely would result if one could hale another into court
as a result of activity incident to military service is equally as compelling in the
context of lawsuits brought by Title 32 guardsmen, whether serving under
502(a) or 502(f), as it is in the context of lawsuits brought by Title 10
guardsmen.
36
Accordingly, for the foregoing reasons, the District Court's finding that
Matreale's damage claims founded on state law are barred by the Feres doctrine
of intra-military immunity doctrine will be affirmed.
V.
37
The District Court also held that Matreale's requests for promotion and other
injunctive relief arising from his negative officer evaluations are nonjusticiable. Matreale did not challenge this aspect of the District Court's
decision in his brief on appeal and, therefore, he has waived it. Laborers' Int'l
Union of N. Am. v. Foster Wheeler Corp., 26 F.3d 375, 398 (3d Cir. 1994).
Accordingly, the District Court's grant of summary judgment in favor of the
NJDMVA as to Matreale's request for injunctive relief also is affirmed.
VI.
38
For the foregoing reasons, we agree with the District Court that there are no
genuine issues of material fact in the above matter and that the NJDMVA is
entitled to judgment as a matter of law. Accordingly, we will affirm the
decision of the District Court granting summary judgment in favor of the
NJDMVA.
Notes:
*
The Honorable Gustave Diamond, Senior District Judge for the Western
District of Pennsylvania, sitting by designation
(A) without his consent, but with the pay and allowances provided by law; or
(B) with his consent, either with or without pay and allowances;
be ordered to perform training or other duty in addition to that prescribed under
subsection (a) [required drills and field training.]
2
Matreale argues that the NJLAD would not provide immunity for guardsman
but suggests in any event that it is for the New Jersey Supreme Court, not this
Court, to determine the immunity question under state law. Matreale therefore
alternatively seeks certification of this question to the New Jersey Supreme
Court. In light of our holding that Matreale is a federal employee for immunity
purposes and that this case is governed by federal law, the issue of certification
of the question to state court is moot
39
40
majority has aptly shown why we will apply intra-military immunity to bar the
damages claims presented here. I write separately only to note that this Court,
again and again, has dutifully applied the Feres doctrine in spite of perceived
injustice and possibly in opposition to the actual text of the FTCA, but noting
that we are bound to do so unless and until the Supreme Court or Congress tells
us otherwise.6
41
The tension between the decision in Feres and the FTCA is obvious. As Justice
Scalia stated in his oft-cited United States v. Johnson dissent, the exception in
2680(j) illustrates that "Congress specifically considered, and provided what it
thought needful for, the special requirements of the military. There was no
proper basis for [the Supreme Court] to supplementi.e., to revisethat
congressional disposition." 481 U.S. 681, 693, 107 S.Ct. 2063, 95 L.Ed.2d 648
(1987) (Scalia, J., dissenting); see 28 U.S.C. 2680(j) (excluding, under the
FTCA, "[a]ny claim arising out of the combatant activities of the military or
naval forces, or the Coast Guard, during time of war") (emphasis added). In the
five-plus decades since the Feres decision, the Supreme Court has expanded
the doctrine of intra-military immunity in a variety of circumstances. See, e.g.,
Chappell v. Wallace, 462 U.S. 296, 103 S.Ct. 2362, 76 L.Ed.2d 586 (1983)
(Feres doctrine used to bar claims that were not even against the United States
or based on the FTCA); United States v. Shearer, 473 U.S. 52, 105 S.Ct. 3039,
87 L.Ed.2d 38 (1985) (barring an FTCA claim of a soldier kidnapped and
murdered when off-base and off-duty by another soldier).
42
Notes:
6
See Richards v. United States, 176 F.3d 652, 657 (3d Cir.1999) ("It is because
Feres too often produces such curious results that members of this court
repeatedly have expressed misgivings about it."); Richards v. United States,
180 F.3d 564, 565 (3d Cir.1999) (Rendell, J., dissenting from a denial of a
petition for rehearing en banc) ("I urge the Supreme Court to grant certiorari
and revisit what we have wrought during the nearly fifty years since the Court's
pronouncement in Feres. . . ."); O'Neill v. United States, 140 F.3d 564, 566 (3d
Cir.1998) (Becker, C.J., statement sur denial of the petition for rehearing) ("I
urge the Supreme Court to grant certiorari and reconsider Feres."); Loughney v.
United States, 839 F.2d 186, 188 (3d Cir.1988) ("We, like the district court, are
constrained by the decisions of the Supreme Court and must adhere to the view
that Court has expressed."); Estate of Martinelli v. United States, Dep't of Army,
812 F.2d 872, 874 (3d Cir.1987) (stating that "any relaxation in the Feres
doctrine must come from Congress"); Heilman v. United States, 731 F.2d 1104,
1112 (3d Cir.1984) ("The existence of a system by which soldiers, veterans, and
their families could receive some compensation for harm they suffered in the
service of their country clearly influenced the original decision to preclude suits
of the sort before us on review. There is reason to believe that this system has
broken down." (citation omitted)); Hinkie v. United States, 715 F.2d 96, 97 (3d
Cir.1983) (conceding that "we have no legal authority, as an intermediate
appellate court, to decide the case differently"); Mondelli v. United States, 711
F.2d 567, 568 (3d Cir.1983) (stating that "we acknowledge the result to be a
harsh one," but nonetheless barring suit under the doctrine of intra-military
immunity); Jaffee v. United States, 663 F.2d 1226, 1239 (3d Cir.1981) (en
banc) ("This is a difficult and troubling decision."); Thomason v. Sanchez, 539
F.2d 955, 957 (3d Cir.1976) ("We previously expressed reservations about the
continuing validity of the broad Feres doctrine. Upon reconsideration we
reiterate that concern; as we noted there, however, we are powerless to jettison
Feres or to dislodge it sufficiently to create an exception for vehicular collisions
involving servicemen." (citation omitted)); Peluso v. United States, 474 F.2d
605, 606 (3d Cir.1973) (per curiam) (questioning the logic of the Feres
decision but applying it to the facts of the case). It is no wonder that Justice
Scalia in his Johnson dissent bluntly stated that "Feres was wrongly decided
and heartily deserves the `widespread, almost universal criticism' it has
received." United States v. Johnson, 481 U.S. 681, 700-01, 107 S.Ct. 2063, 95
L.Ed.2d 648 (1987) (Scalia, J., dissenting) (quoting In re "Agent Orange"
Product Liability Litigation, 580 F.Supp. 1242, 1246 (E.D.N.Y.1984)); see also
Costo v. United States, 248 F.3d 863, 869 (9th Cir.2001) (reluctantly
concluding that "until Congress, the Supreme Court, or an en banc panel of this
Court reorients the [Feres] doctrine, we are bound to follow this well-worn
path"); id. at 869 (9th Cir.2001) (Ferguson, J., dissenting) (challenging the
constitutionality of the Feres doctrine on equal protection and separation of
powers grounds).