Quality and Strength of Patient Safety Climate On Medical-Surgical Units
Quality and Strength of Patient Safety Climate On Medical-Surgical Units
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3 AUTHORS, INCLUDING:
Linda Hughes
Yunkyung Chang
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JanuaryMarch 2009
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Conceptual Framework
JanuaryMarch 2009
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1983). Typically, individual climate ratings are aggregated (averaged) to achieve group-level measurement
when respondents ratings can be at least partially
explained by group membership. This criterion is met
when score dispersion within groups is less than the
dispersion of scores across groups. Once individual
ratings have been aggregated, the climate construct
typically is described in terms of quality or the extent to
which group-level perceptions about a specific facet of
the work environment are favorable. Assuming that
items are scored so that positive ratings represent a more
optimal climate, a group mean closer to the positive end
of the response scale indicates a high quality climate,
whereas the one closer to the negative end of the
response scale indicates a poor quality climate (Lindell
& Brant, 2000).
Although the climate literature emphasizes comparison of score dispersion within and across groups before
data aggregation, less attention has been given to
consensus in climate ratings among members of the
same workgroup. However, organizational researchers
now argue that within-group consensus is an important
dimension of the climate construct because it provides
useful information about climate strength or the extent
to which behavioral expectations in the workplace are
clear and unambiguous (Dickson et al., 2006; Klein
et al., 2001; Zohar & Luria, 2004). Climate strength is
especially relevant because employee behaviors are more
likely to be consistent with workplace expectations
when the climate is strong and, conversely, more likely
to be inconsistent with those expectations when the
climate is weak (Schneider et al., 2002).
Methods
Data Source
This study was conducted as a secondary analysis of data
from the Outcomes Research in Nursing Administration
Project, a large multisite organizational survey study to
investigate relationships among hospital characteristics
and organizational, nurse, and patient outcomes (Mark
et al., 2007, 2008).
Sample
The sample for this study was 286 medicalsurgical units
from 146 Joint Commission-accredited acute care hospitals with at least 99 beds. These hospitals were randomly
selected from the 2002 American Hospital Association
Guide to Hospitals after excluding federal, for-profit,
and psychiatric facilities. These exclusion criteria were
included as part of the parent study to ensure that the
sample was representative of most acute care hospitals in
Variables
Safety climate was measured using four subscales from
Zohars (1980) Safety Climate Scale as revised by
Mueller, DaSilva, Townsend, and Tetrick (1999) and
three subscales from the Error Orientation Scale
(Rybowiak, Garst, Frese, & Batinic, 1999). These
subscales were chosen because they address areas that
are consistent with the conceptual dimensions we
identified from the literature as relevant to an optimal
safety climate. Subscales from the Safety Climate Scale
address safety compliance (three items), safety-related
employee feedback (three items), managerial commitment to safety (three items), and workgroup commitment to safety (three items). Subscales from the Error
Orientation Scale address willingness to reveal errors
(four items), safety participation through open communication about errors (four items), and safety participation through error-related problem solving (five items).
Items from both the Safety Climate and Error Orientation scales were rated using a 5-point summated rating
scale. Items were scored so that higher values indicated a
more positive safety climate. Internal consistency
reliability for the items used in this study was .95.
We examined differences in safety climate according to
three hospital (location, teaching status, and Magnet
certification) and two nursing unit (size and work
complexity) characteristics. These characteristics were
chosen because they have been linked to nurse staffing and
nurses work conditions and thus may have implications
for nurses safety climate perceptions (Mark et al., 2007,
2008). Hospital location was determined using the
Metropolitan Statistical Area (i.e., > 50,000 population),
with hospitals located in a Metropolitan Statistical Area
classified as urban. Teaching status was measured as the
ratio of medical and dental residents to the number of
hospital beds. The term Magnet status was introduced in
the 1980s to describe hospitals that provided a professional
nursing practice environment and thus were successful in
recruiting and retaining nurses (McClure, Poulin, Sovie,
& Wandelt, 1983). Magnet status was measured with
one item that asked if the hospital was currently certified
by the American Nurses Credentialing Center for
Excellence in Nursing. Unit size was measured as the
number of staffed beds. Work complexity was measured
using a seven-item questionnaire that asked nurses to
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22
JanuaryMarch 2009
Data Analysis
After data aggregation, item-level scores for each unit
were averaged to obtain mean scores for the entire
sample. Justification for data aggregation was based
on values for the intraclass correlation coefficient
Case 1 (ICC1) which compares score variance within
and across groups. ICC1 values supported data aggregation, with 19%32% of the total variance in scores
explained by group membership. Mean rater reliability
of the aggregated data was assessed using the ICC
Case 2 (ICC2) which estimates the extent to which
ratings from members of the same group are comparable
in rank order (although not necessarily the same).
ICC2 values at the item and subscale levels exceeded the minimum criterion of .70, suggesting acceptable mean rater reliability of the aggregated data
(Bleise, 2000).
Inferences about climate quality were based on the
item-level mean scores for the entire sample. Response
options for all safety climate items included strongly
disagree (1), disagree (2), no opinion (3), agree (4), and
strongly agree (5). Because a neutral option was included,
mean scores greater than 3 were interpreted as a highquality climate, whereas those less than 3 were
interpreted as a poor-quality climate. Inferences about
climate strength were based on the item-level response
distribution for the entire sample. This distribution was
obtained by averaging the individual-level response
distributions for each unit to identify the percentage
of respondents who agreed with an item by endorsing
options 4 or 5, disagreed by endorsing options 1 or 2,
or expressed no opinion by endorsing option 3. Although perfect within-group agreement is rare, no
minimum criterion for climate strength has been
identified. However, Kozlowski and Hattrup (1992)
argue that individual ratings are indicative of a weak
climate when they are widely distributed across all
response options or cluster around both end points of
the response scale.
Unit-level scores for each subscale were evaluated
using the t test for independent samples to identify
differences in safety climate according to hospital
location, teaching status, and Magnet certification and
nursing unit size (32 beds or <32 beds) and work
Findings
Table 1 reports ICC1 and ICC2 values at the item and
subscale levels, along with item-level mean scores
and response distributions, averaged across all units.
Items addressing workgroup commitment to safety
received the highest ratings for climate quality and
strength, with mean scores ranging from 3.87 to 4.33
and 75% to 89% of respondents in agreement. Similarly,
items addressing managerial commitment to safety had
the second highest ratings, with mean scores ranging
from 3.62 to 3.96 and 67% to 78% of respondents
in agreement.
Safety participation ranked third in quality and
strength. Specifically, climate quality for items from
the open communication about errors and error-related
problem solving subscales was positive, with mean scores
from 3.40 to 3.93 and 3.64 to 3.89, respectively.
Consensus in the ratings of these items was moderately
strong, with 58% to 81% and 62% to 76% of
respondents in agreement, respectively. Although more
than 50% of the respondents agreed in their ratings of
all items from these two subscales, there were several
notable variations in climate strength. Consensus was
substantial for two items from the open communication
about errors subscale, with 77% and 81% of respondents
who agreed that workgroup members communicated
with coworkers as a way to immediately rectify an
error or correct a mistake. In contrast, consensus was
less substantial for the remaining two items from this
subscale focused on communicating with coworkers
about a mistake to identify how it could have been
prevented or how it could be prevented in the future
(64% and 58%, respectively). Finally, consensus was
strong for all but one item from the error-related
problem solving subscale, with 67% to 76% of respondents in agreement. However, climate strength
was minimal for the item, when a mistake occurs,
we analyze it thoroughly, with 62% of the respondents
in agreement.
Climate quality was positive for items addressing
safety feedback, with mean scores from 3.12 to 3.60.
However, evidence supporting climate strength was
limited. Items stating that nurses who ensure patient
safety are more likely to get a positive evaluation and
nurses who ignore patient safety regulations will hear
about it in their evaluation were positively endorsed by
only 57% and 52% of the respondents, respectively. In
contrast, climate perceptions were weak for the
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23
Table 1
ICC1
ICC2
Average
means
.18
.19
.74
.76
4.02
79
.23
.79
4.33
.22
.79
3.87
.20
.32
.77
.86
.22
Quality
Agree
Disagree
Neutral
Strength
13
89
75
16
3.62
67
18
14
.79
3.79
69
23
.26
.82
3.96
78
15
.21
.26
.77
.82
3.93
77
17
.25
.81
3.40
81
13
.31
.85
3.62
64
15
21
.27
.83
3.49
58
18
24
.20
.30
.77
.85
3.86
75
17
.27
.83
3.71
67
13
20
.28
.83
3.64
62
15
23
.27
.83
3.89
76
17
.29
.84
3.84
74
17
.16
.23
.71
.80
3.60
57
14
29
(continues)
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JanuaryMarch 2009
Table 1
Continued
Average percentages
ICC1
ICC2
Average
means
.19
.75
3.12
31
26
43
.23
.80
3.51
52
16
32
.21
.21
.78
.77
3.61
14
66
20
.26
.82
3.48
17
57
26
.24
.81
3.30
48
23
29
.26
.82
3.19
46
39
24
.25
.27
.81
.82
2.81
48
40
12
.29
.84
2.98
42
46
12
.31
.85
2.80
49
40
11
Quality
Agree
Disagree
Neutral
Strength
Note. ICC = intraclass correlation coefficient; H = high; L = low; R = reverse scored item; S = strong; W = weak.
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25
Table 2
Hospital and nursing unit characteristics associated with the unit-level climate for patient safety
Commitment
Hospital
characteristics
Location
Urban
241
Rural
44
Teaching status
Teaching
140
Nonteaching
143
Magnet
Yes
140
No
143
Unit characteristics
Size
<32 beds
137
>
_ 32 beds
148
Work complexity
M <27
141
M>
_ 27
144
Safety participation
Error
Error problem Safety
Reveal
Workgroup Managerial communication solving
feedback errors
Safety
compliance
12.32
12.34
11.52
11.19
15.31
14.91
19.23**
18.53
10.34
10.36
13.76
13.41
8.67
8.62
12.32
12.32
11.55
11.38
15.28
15.20
19.18
19.05
10.35
10.33
13.80
13.61
8.84
8.47
12.39
12.32
11.81*
11.42
15.75*
15.17
19.24*
18.84
10.39
10.33
13.97
13.67
9.12
8.59
12.43*
12.24
11.52
11.42
15.49**
15.02
19.38*
18.89
10.30
10.38
13.98** 8.96**
13.46
8.38
12.40
12.26
11.57
11.37
15.45**
15.04
19.30
18.95
10.43
10.25
13.94** 9.19**
13.49
8.14
Discussion
Workgroup and Managerial Commitment
to Safety
We found that commitment to safety among the nursing
workgroup was the most strongly positive attribute of
the safety climate on these units. Hospital nurses work
most closely with other nurses on their unit, thus
making the workgroup a powerful mechanism for
communicating normative expectations about acceptable workplace behaviors. Our findings in terms of
workgroup commitment to safety stand in contrast to
much of the climate literature in which managers have
been identified as the primary force in creating an
optimal safety climate by articulating and enforcing
behavioral expectations in the workplace (Clarke &
Ward, 2006; Katz-Navon, Naveh, & Stern, 2005).
Although managerial commitment to safety was also
identified as a strongly positive safety climate attribute
on these units, our findings suggest that the nursing
workgroup may play a more central role in creating and
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JanuaryMarch 2009
Safety Compliance
Maintaining a balance between productivity and safety
has been consistently identified as an important
factor in the formation of an optimal safety climate.
Yet, we found that climate perceptions in the area of
balancing job duties with safety compliance were
negative. This result is comparable with that of other
researchers who have found that job duties can interfere
with consistent adherence to safe work practices
(Elfering, Semmer, & Grebner, 2005; Flin, Mearns,
OConnor, & Bryden, 2000; Hellings et al., 2007).
In particular, employees who feel pressured to complete work assignments may be more likely to take
shortcuts that can result in unsafe events (Salminen,
1995). However, we also found no consensus in
RN perceptions about the adverse effect of job
duties on safety compliance, with an almost equal
distribution of positive and negative ratings. This
lack of consensus may reflect an intermittent yet
recurring inability to balance work demands with
safety compliance due to frequent and unpredictable
fluctuations in staffing, admissions, and workload,
sources of volatility that are typical on most nursing
units. It is also possible that weak consensus in the
area of safety compliance can be traced to differences
among the nursing units in our sample. Specifically, we
found that nursing workgroups on smaller units and
units with lower work complexity were more likely to
comply with safe work practices. As such, our findings
suggest that nursing units may differ in ways that have
important implications for creating an optimal safety
climate. In fact, it is possible that success in the
development of an optimal patient safety climate on
nursing units will depend on the use of strategies that
are individually tailored to specific characteristics of
each unit.
Practice Implications
Our findings have several implications for practice.
Although climate researchers emphasize managerial
behaviors that show a commitment to safety as essential
for an optimal safety climate, we found that nursing
workgroup commitment to safety was the most strongly
positive attribute of the safety climate on these units.
Such commitment is a valuable resource that can
be leveraged to promote a strong sense of personal
responsibility for and shared ownership of patient
safety among the nursing staff. Managers can capitalize on this commitment to safety by developing
channels of communication that increase staff nurse
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27
involvement in identifying patient safety issues, prioritizing unit-level safety goals, and resolving day-to-day
work system problems that have the potential to
jeopardize patient safety. Managers can also cultivate
greater workgroup ownership of patient safety by
promoting a work environment in which control over
nursing practice and active participation of nurses in
unit decisions are encouraged. In particular, managers
can foster shared ownership of patient safety by
routinely providing nurses with feedback about unitlevel progress in the attainment of safety goals and
proactively responding to recommendations from
nurses for modifications to the work environment that
enhance patient safety. Finally, nurses who are recognized as informal leaders on their unit can be
designated as patient safety advocates who, because of
their close proximity to and constant interactions
with coworkers, can model safe work behaviors and
also serve as a patient safety resource for coworkers
(Rapala, 2005).
We also found that balancing job duties with safety
compliance was the only area in which climate quality
was poor. Although it can be argued that conflicts
between job duties and safety compliance are inevitable
on most nursing units, we also found greater safety
compliance on units with fewer work interruptions
and unanticipated events. As such, there may be aspects
of nurses job duties that are amenable to change
through managerial intervention. Studies suggest that
the work interruptions encountered most often on
nursing units stem from routine operational failures that
result in a breakdown in the availability of materials,
information, and equipment needed to provide patient
care (Tucker, 2004; Tucker & Spear, 2006). Consistent
communication with frontline providers along with
direct observation of daily unit activities can provide
managers with the information they need to work
with other hospital departments to reduce operational
failures that have the potential to impede efficient
and safe job performance (Tucker, Singer, Hayes, &
Falwell, 2008).
In summary, the findings from this study provide
useful information about the quality and strength of
the patient safety climate on medicalsurgical units.
In particular, our results suggest that nursing workgroup
and managerial commitment to safety are the two
most strongly positive attributes of the patient safety
climate on these units. However, issues surrounding
the balance between job duties and safety compliance
along with nurses reluctance to reveal errors continue
to be problematic. Future investigation of the patient
safety climate on nursing units is needed to clarify
relationships among climate quality and strength,
employee work behaviors, and patient safety outcomes.
In particular, studies to investigate possible quality
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JanuaryMarch 2009
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