Kakos v. Butler
Kakos v. Butler
Kakos v. Butler
IN THE
SUPREME COURT
OF
THE STATE OF ILLINOIS
CHIEF JUSTICE GARMAN delivered the judgment of the court, with opinion.
Justices Freeman, Karmeier, Burke, and Theis concurred in the judgment and
opinion.
Justices Thomas and Kilbride took no part in the decision.
OPINION
1
The circuit court found the provision regarding the size of a jury facially
unconstitutional based on article I, section 13, of the Illinois Constitution, which
protects the right of trial by jury. Ill. Const. 1970, art. I, 13. The circuit court also
held this provision violates the separation of powers. Plaintiffs appealed to this
court as a matter of right. Ill. S. Ct. R. 302(a) (eff. Oct. 4, 2011).
BACKGROUND
Plaintiffs, Dr. Kakos and his wife, filed a complaint alleging nine counts of
medical negligence and nine counts of loss of consortium against defendants:
doctors Butler, Bauer, Mardjetko, Wang, and Chen and their respective employers,
Spine Consultants, LLC; Center of Brain and Spine Surgery, S.C.; Illinois Bone
and Joint Institute, LLC; and Advocate Health and Hospitals Corporation. 1 The
facts regarding these allegations are irrelevant for purposes of this appeal.
Defendants Bauer and the Center of Brain and Spine Surgery filed their
appearance and moved for leave to file a 12-person jury demand and to declare
Public Act 98-1132, which amended 735 ILCS 5/2-1105(b), as unconstitutional.
The remaining defendants joined the motion. The circuit court consolidated this
motion with motions challenging the constitutionality of the Act filed in several
other cases.
Public Act 98-1132 amended two statutes: section 2-1105(b) of the Code of
Civil Procedure (735 ILCS 5/2-1105(b) (West 2012)) and section 4-11001 of the
Counties Code (55 ILCS 5/4-11001 (West 2012)). It was enacted in December
2014 and both provisions took effect June 1, 2015. Prior to the Act, section
2-1105(b) provided:
All jury cases where the claim for damages is $50,000 or less shall be tried by
a jury of 6, unless either party demands a jury of 12. If a fee in connection with
a jury demand is required by statute or rule of court, the fee for a jury of 6 shall
be the fee for a jury of 12. A party demanding a jury of 12 after another party
1
Defendants Butler and Spine Consultants, LLC, were dismissed from the underlying
litigation by the circuit court pursuant to section 2-1010 of the Code of Civil Procedure
after plaintiffs filed their appeal in this court (735 ILCS 5/2-1010 (West 2012)).
-2-
has paid the applicable fee for a jury of 6 shall pay the remaining of the fee
applicable to a jury of 12. 735 ILCS 5/2-1105(b) (West 2012).
The amendment eliminated the ability of either party to request a jury of 12:
All jury cases shall be tried by a jury of 6. If alternate jurors are requested, an
additional fee established by the county shall be charged for each alternate juror
requested. For all cases filed prior to the effective date of this amendatory Act
of the 98th General Assembly, if a party has paid for a jury of 12, that party may
demand a jury of 12 upon proof of payment. 735 ILCS 5/2-1105(b) (West
2014) (amended by Pub. Act 98-1132 (eff. June 1, 2015)).
Prior to the passage of this Act, section 4-11001 of the Counties Code provided that
each county would pay to each juror either $4, $5, $10, or some higher amount per
day of necessary attendance depending on the class of the county. 55 ILCS
5/4-11001 (West 2012). The Act amended the section to provide one rate of pay
across the state: $25 for the first day and $50 thereafter.
7
The circuit court heard arguments on the consolidated motion and entered a
memorandum order and opinion, in which it held that the provision of Public Act
98-1132 that amended section 2-1105(b) violates the right of trial by jury and the
separation of powers. Thus, the circuit court held this provision is facially
unconstitutional and that section 2-1105(b) as amended is void. Plaintiffs filed a
notice of appeal in this court as a matter of right, pursuant to Illinois Supreme Court
Rule 302.
ANALYSIS
Plaintiffs maintain that the provision of Public Act 98-1132 that amended
section 2-1105(b) does not violate the right of trial by jury because that right does
not entitle a litigant to a jury composed of 12 jurors. Plaintiffs also argue the circuit
court erred in concluding this provision violates the constitutionally protected
separation of powers because the Act does not interfere with this courts authority.
This court reviews de novo whether legislation is unconstitutional. Hayashi v.
Illinois Department of Financial & Professional Regulation, 2014 IL 116023, 22;
Lebron v. Gottlieb Memorial Hospital, 237 Ill. 2d 217, 227 (2010). We presume
-3-
11
Defendants primarily challenge the Act on grounds that it violates the right of
trial by jury as protected by the Illinois Constitution. Both the United States and
Illinois Constitutions ensure that civil litigants have the right of trial by jury. This
court applies a limited lockstep approach when interpreting cognate provisions of
the state and federal constitutions. Under this approach, the court looks to whether
the two provisions differ in any substantial manner. If a provision in the state
constitution is similar to a provision in the federal constitution, but differs from it in
some significant respect, the language of the [state] provision must be given effect.
*** [I]f a provision of the state constitution is identical to or synonymous with the
federal constitutional provision, federal authority on the provision prevails, unless
the language of our constitution, the constitutional convention debates and
committee reports, or state custom and practice *** indicate that the provisions of
our constitution are intended to be construed differently. Hampton v.
Metropolitan Water Reclamation District of Greater Chicago, 2016 IL 119861,
10 (quoting Hope Clinic for Women, Ltd. v. Flores, 2013 IL 112673, 83, and
citing People v. Caballes, 221 Ill. 2d 282, 289-90 (2006)).
12
-4-
413 U.S. 149, 160 (1973) (seventh amendment); Williams v. Florida, 399 U.S. 78,
103 (1970) (sixth amendment). To reach this conclusion, the Court examined
whether the amendments protect the common-law features of a jury trial, including
jury size. The Court in Williams identified several features of the sixth amendment
that demonstrate that the framers did not intend for the characteristics of a jury at
common law to be preserved in the United States Constitution, including the lack of
a vicinage requirement and the lack of any express language tying the jury concept
to accustomed requisites. Williams, 399 U.S. at 96-97; but see id. at 116
(Marshall, J., dissenting); id. at 117 (Harlan, J., dissenting). In Colgrove, the Court
again found that the framers were concerned with preserving the right of trial by
jury in civil cases where it existed at common law, rather than the various incidents
of trial by jury and thus that there was no intention on the part of the Framers to
equate the constitutional and common-law characteristics of the jury. (Emphasis
omitted.) 413 U.S. at 155-56 (quoting Williams, 399 U.S. at 99); but see id. at
166-67 (Marshall, J., dissenting, joined by Stewart, J.).
13
Article I, section 13, of the Illinois Constitution, on the other hand, reveals an
intent on the part of the drafters to maintain common-law characteristics of jury
trials. Ill. Const. 1970, art. I, 13. Article I, section 13, provides: The right of trial
by jury as heretofore enjoyed shall remain inviolate. Id. The phrase as heretofore
enjoyed plainly indicates that the drafters intended for certain characteristics of a
jury trial to be maintained. For this reason, we construe the right of trial by jury
protected by the Illinois Constitution differently than the rights protected by the
federal constitution. People ex rel. Daley v. Joyce, 126 Ill. 2d 209, 214-15 (1988)
([The] difference in the language of our State constitution from that of the Federal
Constitution *** is one of substance and not merely one of form. In view of this
difference, *** we should give our State constitutional provision meaning
independent of the construction the Federal courts have placed on the jury trial
provisions of the Federal Constitution.).
14
This court has long interpreted the phrase as heretofore enjoyed to mean the
right of a trial by jury as it existed under the common law and as enjoyed at the time
of the adoption of the respective Illinois constitutions. People v. Lobb, 17 Ill. 2d
287, 298 (1959); see People v. Sanders, 238 Ill. 2d 391, 399 (2010) (The court had
previously construed those words to mean the right to trial by jury as it existed
under the common law ***.); Joyce, 126 Ill. 2d at 215 ([I]t is the common law
-5-
right to jury trial as enjoyed at the time of the adoption of the 1970 constitution to
which heretofore enjoyed refers. (Emphasis in original.)); Reese v. Laymon, 2 Ill.
2d 614, 618 (1954) (As construed by the courts, the provision means the right of
trial by jury as it existed at common law, and as enjoyed at the adoption of the
respective constitutions.); People v. Bruner, 343 Ill. 146, 149 (1931) (The word
heretofore evidently relates to the past, and to determine the true meaning of the
words the right of trial by jury as heretofore enjoyed, it is necessary to have
recourse to the common law of England.); Sinopoli v. Chicago Railways Co., 316
Ill. 609, 616 (1925) (The provision in each [constitution] means the same thing,
which is the right of trial by jury as it existed at common law and was enjoyed at the
adoption of the respective constitutions.); George v. People, 167 Ill. 447, 455
(1897) (The right protected by each constitution was the right of trial by jury as it
existed at common law.). This provision does not, however, preserve all features
of a common-law jury trial. Lobb, 17 Ill. 2d at 299. The cardinal principle is that
the essential features of trial by jury as known to the common law must be
preserved and its benefits secured to all entitled to the right. *** The question of the
constitutionality of any particular modification of the law as to trial by jury resolves
itself into a question of what requirements are fundamental and what are
unessential ***. People v. Kelly, 347 Ill. 221, 225 (1931).
15
In 1897, the Illinois Supreme Court addressed the meaning of the phrase
heretofore enjoyed in order to determine whether a prisoner had a constitutional
right to have his term of punishment fixed by a jury. George, 167 Ill. at 456-57. The
court found that the right of trial by jury [comprises] certain specified things,
which cannot be dispensed with or disregarded on the trial of a person charged with
a felony. Id. Among these things, a jury of twelve men must be empaneled, and
any less number would not be a common law jury. Id. at 457. The jury must also
be indifferent, summoned from the vicinage or body of the county in which the
crime was alleged to have been committed, and unanimously concur in the
verdict. Id.
16
-6-
fact tried by a jury of twelve ha[d] not been violated. Id. at 145. The court did not
discuss whether the right of trial by jury includes the right to a jury of 12. Instead, it
relied upon precedent upholding the constitutionality of court fees for a jury trial.
Id. at 144 (citing Morrison Hotel & Restaurant Co. v. Kirsner, 245 Ill. 431 (1910),
and Williams v. Gottschalk, 231 Ill. 175 (1907)). While the court did not directly
rule on the issue before us today, the Huber decision strongly implies that the court
considered the size of the jury to be an essential element of the right of trial by jury.
17
Since that time, this court has not directly addressed whether the size of the jury
is an essential common-law characteristic protected by the Illinois Constitution.
However, the court has often referred to the size of a jury when describing the
essential elements of a constitutional jury in civil lawsuits. See Hartgraves v. Don
Cartage Co., 63 Ill. 2d 425, 427 (1976) (The right to trial by jury is guaranteed by
the 1970 Illinois Constitution [citation], and this court has long determined that a
jury is comprised of 12 members.); Liska v. Chicago Railways Co., 318 Ill. 570,
583 (1925) ([The right of trial by jury] is the right to have the facts in controversy
determined, under the direction and superintendence of a judge, by twelve impartial
jurors who possess the qualifications and are selected in the manner prescribed by
law.); Sinopoli, 316 Ill. at 619-20 (The essential thing in the right of trial by jury
is the right to have the facts in controversy determined under the direction and
superintendence of a judge by twelve impartial jurors having the qualifications and
selected in the manner required by law, whose verdict must be unanimous and shall
be conclusive, subject to the right of the judge to set it aside if in his opinion it is
against the law or the evidence and to grant a new trial.); see also Povlich v.
Glodich, 311 Ill. 149, 152 (1924) (The statute authorized the assessment of
damages by a jury, which means twelve men. In all actions governed by the
common law a less or greater number is not a jury unless by the consent of the
parties.); Bibel v. People ex rel. City of Bloomington, 67 Ill. 172, 175 (1873) (If
we construe[d] the word jury *** as used in the sense in which that term is
understood in all constitutions and statutes when not expressly qualified, then it
means a jury of twelve men ***.).
18
The court has also referred to the right to a jury of 12 in criminal trials. See, e.g.,
Kelly, 347 Ill. at 227 (The three essentials of a jury at common law are, that it
should be composed of twelve men, that they should be impartial and that their
verdict should be unanimous.); George, 167 Ill. at 457 (A jury of twelve men
-7-
must be empaneled, and any less number would not be a common law jury.); see
also People v. Ward, 32 Ill. 2d 253, 258-59 (1965); People v. Kolep, 29 Ill. 2d 116,
126 (1963); Lobb, 17 Ill. 2d at 298; People v. Schoos, 399 Ill. 527, 536 (1948);
People v. Scudieri, 363 Ill. 84, 87 (1936); Joyce, 126 Ill. 2d at 220. Thus, there is
substantial evidence that the size of the jury is an essential feature of the
common-law right to trial by jury as heretofore enjoyed under Illinois law.
19
Both parties present arguments addressing how the size of a jury does or does
not affect the performance of a jury in support of their respective positions.
Plaintiffs cite the studies relied upon by the federal court to conclude that a jury of
less than 12 people does not threaten the effectiveness or authenticity of a jury trial.
See Williams, 399 U.S. at 101 nn. 48, 49 (citing a number of studies regarding the
effect of 6-person juries and group decision making). Defendants argue the results
of these studies have since been refuted. The circuit court cited newer studies
supporting the conclusion that decreasing the number of jurors corresponds to
decreasing diversity of the jury and may impede the deliberative process.
20
Defendants further note that the United States Supreme Court has cast some
doubt on the studies relied upon in Williams and Colgrove. In Ballew v. Georgia,
the Court recognized a number of studies that indicate progressively smaller juries
are less likely to foster effective group deliberation and that a positive correlation
exists between group size and the quality of both group performance and group
productivity. 435 U.S. 223, 232-39 (1978). Based on these studies, the Court held
that a jury of less than 6 would violate a criminal defendants jury trial right. Id. at
239. However, the Court maintained its holding from Williams that a jury less than
12 does not inherently violate the right protected in the sixth amendment. Id.
21
We recognize that both defendants and plaintiffs positions have some merit
but remain concerned with whether the right to a 12-person jury was heretofore
enjoyed at the time the 1970 Constitution was drafted. Our task is limited to
determining whether the challenged legislation is constitutional, and not whether it
is wise. Best, 179 Ill. 2d at 390 (citing Bernier, 113 Ill. 2d at 230).
22
There is ample evidence that the drafters at the 1970 Constitutional Convention
believed they were specifically preserving the right to a 12-person jury when they
adopted the current constitution. Delegates debated allowing the legislature to
reduce the size of civil juries to less than 12 members and allowing the legislature
-8-
to require less than unanimous verdicts in civil trials. Transcripts from the
constitutional convention debates disclose that the delegates did not believe that the
legislature had the authority to reduce the size of a civil jury prior to the 1970
convention.
23
24
-9-
right had not been changed. 5 Record of Proceedings, Sixth Illinois Constitutional
Convention 4241. As I understand it, he explained, juries of less than twelve are
by consent of the parties. They are not constitutional or even statutory, except
insofar as the statute says that the parties may consent to smaller juries. So far as the
constitution is concerned, the jury must be one of twelve members in criminal or
civil cases unless the parties otherwise agree. Id. (statements of Delegate Gertz).
These discussions indicate that the delegates believed the size of the jury was an
essential element of the right as enjoyed at the time they were drafting the
constitution and they deliberately opted not to make any change to that element.
See 7 Record of Proceedings, Sixth Illinois Constitutional Convention, Proposed
1970 Constitution for the State of IllinoisOfficial Text With Explanation 2686
(This section is the same as Article II, Section 5 of the 1870 Constitution, except
that it deletes an out-dated reference to the office of justice of the peace, which has
been abolished.); see also Joyce, 126 Ill. 2d at 215 (discussing the debate
regarding the right of trial by jury at the 1970 Constitutional Convention and
concluding that there was no intent to change trial by jury as that right was enjoyed
in this State at the time of the 1970 constitutional convention).
25
Plaintiffs assert the right as it existed at the time of the 1970 Constitutional
Convention did not include a 12-juror requirement. For support, they cite the
predecessors to section 2-1105(b) and Illinois Supreme Court Rule 285 that were in
effect when the 1970 Constitution was drafted: section 64(2) of the Civil Practice
Act and former Rule 9-1(E). In 1970, section 64(2) provided that All jury cases
where the claim for damages does not exceed $10,000 shall be tried by a jury of 6,
unless either party demands a jury of 12. Ill. Rev. Stat. 1969, ch. 110, 64(2). This
provision did not foreclose a litigants right to seek a jury of 12. Nothing in this
provision implies the legislature had authority to prohibit a litigant from demanding
a jury of 12. Similarly, Rule 9-1(E), which was enacted in 1964 and has remained
substantively unchanged since, provided:
A small claim shall be tried by the court unless a jury demand is filed by
the plaintiff at the time the action is commenced or by the defendant not later
than the date he is required to appear. There shall be 6 jurors unless either party
demands 12. A party demanding a jury shall pay a fee of $12.50 unless he
demands a jury of 12, in which case he shall pay a fee of $25, or, if another
party has previously paid a fee for a jury of 6, $12.50. Ill. S. Ct. R. 285 &
- 10 -
Plaintiffs also point to the courts decision in People ex rel. Denny v. Traeger,
372 Ill. 11 (1939), as evidence that not all common-law features of a jury trial were
preserved in the 1970 Illinois Constitution. In Traeger, the court addressed whether
women could serve on juries. Id. The court had, in several opinions, referred to
juries of twelve men when discussing the essential elements of the right of trial
by jury. See, e.g., Huber, 368 Ill. at 144; People v. Pierce, 369 Ill. 172, 175 (1938);
Scudieri, 363 Ill. at 87; Kelly, 347 Ill. at 227; Sinopoli, 316 Ill. at 618; George, 167
Ill. at 457; Bibel, 67 Ill. at 175. In fact, the jury trial provision as written at the time
Traeger was decided included the term men. Ill. Const. 1870, art. II, 5 (The
right of trial by jury as heretofore enjoyed, shall remain inviolate; but the trial of
civil cases before justices of the peace by a jury of less than twelve men may be
authorized by law.). The court explained that the term men had been used
elsewhere in the 1870 Constitution and concluded it would be absurd and lead to
ridiculous conclusions if the term men in these contexts was not interpreted in a
generic sense. Traeger, 372 Ill. at 16-17. There is no similar reason for interpreting
the courts repeated use of the number 12 in its descriptions of the essential
elements of a jury trial as some number less than 12.
27
Furthermore, the court in Traeger determined that the sex of a juror is a matter
of juror qualification, not an essential element of the right of trial by jury. Id. at
- 11 -
13-14. Qualifications have changed continuously over time as the legislature and
court have recognized the abilities of different people to serve as jurors and the
importance of having a diverse group of people serve as jurors. Id. (discussing how,
at one time, it was required that jurors be selected from the villa or place where the
offense was committed or the dispute arose, that they be drawn from the body of
the county, that they be freeholders, and that they meet certain standards of
personal property ownership and tax payments). It is settled that no one set of
qualifications of jurors was engrafted upon the law by any of the constitutional
guarantees. Id. at 14. Size of the jury is a common-law feature of the jury trial
itself, not a juror qualification. Accordingly, Traeger provides no support for
plaintiffs argument that the legislature could change the size of the jury without
infringing on the right of trial by jury.
28
Because the size of the jury12 peoplewas an essential element of the right
of trial by jury enjoyed at the time the 1970 Constitution was drafted, we conclude
jury size is an element of the right that has been preserved and protected in the
constitution. The provision of Public Act 98-1132 amending section 2-1105(b) and
reducing the size of a jury in civil trials is thus unconstitutional.
29
30
Because we have concluded that the Act and section 2-1105(b), as amended,
are unconstitutional based on the right of trial by jury, we need not consider
- 12 -
defendants alternative argument that the Act violates the separation of powers.
31
Severability
32
The circuit court limited its order and opinion to the provision of the Act that
amended section 2-1105(b). However, we must consider whether this
unconstitutional provision can be severed from the remainder of the Act. Whether
or not an act is severable is a question of legislative intent. Best, 179 Ill. 2d at 460.
To determine whether a provision is severable, we consider whether the valid and
invalid provisions of the Act are so mutually connected with and dependent on
each other, as conditions, considerations or compensations for each other, as to
warrant the belief that the legislature intended them as a whole, and if all could not
be carried into effect the legislature would not pass the residue independently
***. Id. (quoting Fiorito v. Jones, 39 Ill. 2d 531, 540 (1968)).
33
Transcripts from the legislative debates regarding Public Act 98-1132 reveal
the legislation was intended to make jury trials more efficient and to incentivize
citizens to participate in jury duty. 98th Ill. Gen. Assem., House Proceedings, Dec.
2, 2014, at 37, 63; 98th Ill. Gen. Assem., Senate Proceedings, Dec. 3, 2014, at
35-36. To meet these goals, the legislature reduced the size of the jury in civil cases
and raised the amount paid to each juror. The two provisions were intended to act in
tandem. 98 Ill. Gen. Assem., House Proceedings, Dec. 2, 2014, at 37 (In order to
offset the cost of increased payment for jurors, the Bill reduces the number of jurors
in a civil case from 12 jurors to 6. (statements of Representative Burke)); id. at
37-38 (By being called upon less often and being compensated better, jurors will
be more willing to serve. (statements of Representative Burke)); id. at 45, 58,
61-62 (discussing how the jury size provision was included to offset the cost of
increasing jury pay).
34
If the provision raising the amount to be paid to each juror remains valid while
the provision reducing the size of the jury is invalidated, then the legislative
purpose will be frustrated. The cost of jury trials across the state will dramatically
increase without any offset. Based on the transcripts of the debates, it is evident the
legislature would not have passed the provision increasing pay independently. See
Best, 179 Ill. 2d at 460. Therefore, we conclude that the provision reducing the size
of the jury cannot be severed from the remainder of Public Act 98-1132 and that the
- 13 -
CONCLUSION
36
37
Based on this evidence, we conclude the right of trial by jury includes the right
to demand a 12-member jury. Because Public Act 98-1132 bars a litigant from
exercising this right, we hold the Act and the statute it amended (735 ILCS
5/2-1105(b) (West 2012)) facially unconstitutional. Furthermore, because the
provision regarding jury size cannot be severed from the remainder of the Act,
which addresses juror pay, we hold the Act is entirely invalid. The judgment of the
circuit court is affirmed, and this cause is remanded for further proceedings in light
of this opinion.
38
- 14 -