How To Read Your Statement
How To Read Your Statement
How To Read Your Statement
TABLE OF CONTENT
Portfolio
Account Holdings
ACCOUNT/PORTFOLIO
AT A GLANCE PAGE
PAGE 1 OF 7
July 1, 2009 - July 31, 2009
1234-5678
Account Number:
INDIVIDUAL
Account Type:
Customer Update:
NEW STATEMENT FORMAT - Your statement
now gives you a complete view of your stock
plan assets and brokerage assets - all in one
convenient, easy-to-read format. To learn
more about how to read your new statement,
visit www.etrade.com/ statement.
IMPORTANT INFORMATION:
ACCOUNT AT A GLANCE
The bar chart in the Portfolio at
a Glance section now includes
Vested Employee Stock Plan
Value (if any) in addition to any
Securities and Cash Value in your
account. These values are a
snapshot of the market values
on the last business day of the
current and previous statement
periods.
Vested Employee Stock Plan
Value is defined as vested in-themoney Employee Stock Options
and vested in-the money Stock
Appreciation Rights. Securities
and Cash Value represents any
long held shares and cash assets
in your account such as cash,
Mutual Fund, Stocks, and ETFs.
Vested Employee Stock Plan
Value and Securities and Cash
Value bar chart segments are
shaded differently and shown
with a separate value, in addition
to displaying the combined
Total Portfolio Value for each
statement period.
John Smith
123 Main Street
Anytown, ST 12345
DEPOSIT SLIP
A deposit slip is included
with the statement as a
convenience, to be used
for future deposits into your
E*TRADE Securities account.
You can mail a personal check,
cashiers check or bank check
(no cash) with the deposit slip
to the address provided on the
business envelope.
Account At A Glance
$88,868.30
$158,264.34
Vested Employee
Stock Plan Value
$62,061.03 As of 07/31/09
- - As of 06/30/09
As of 06/30/09
As of 07/31/09
Net Change:
John Smith
123 Main Street
Anytown, ST 12345
Securities and
Cash Value
$96,203.31 As of 07/31/09
$88,868.30 As of 06/30/09
$69,396.04
Acct: 1234-5678
TOTAL DEPOSIT
Cents
PORTFOLIO OVERVIEW
The Portfolio Overview section provides the Total Net
Portfolio Value of your account at the beginning and
end of the current statement period. This value is the
sum of the Securities and Cash Value and Vested
Employee Stock Plan Value (if any) and includes the
Net Change
category from the beginning to
Account
Number:for each
1234-5678
the end of the current statement period.
Statement Period :
Account Type:
INDIVIDUAL
PORTFOLIO ALLOCATION
C ustomer U pdate:
breakdown
of av
your
Portfolio
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iT unes .statement period. If the Portfolio
inform ation orbusiness
day
theatcurrent
POR T FOLIO OV E R V IE W
Beginning Portfolio
Value (On 06/30/09) :
Ending Portfolio
Value (On 07/31/09) :
Net C hange:
S ec urities and
C ash V alue
V es ted E m ploy ee
S tock Plan V alue
T otal Net
Portfolio V alue
$88,868.30
--
$88,868.30
$96,203.31
$62,061.03
$158,264.34
$7,335.01
$62,061.03
$69,396.04
POR T FOL IO V AL U E S U M M AR Y
AS OF 07/31/09
C ash & E quiv alents
C ash Holdings/ M argin Debt
AS OF 06/30/09
% CHANGE
68.31
68.31
3,068.30
3,068.30
-97.77%
-97.77%
96,135.00
96,135.00
85,800.00
85,800.00
12.05%
12.05%
62,061.03
N et Portfolio V alue
158,264.34
-88,868.30
-78.09%
The Net Portfolio Value by Month bar chart provides a Account Type: INDIVIDUAL
month-over-month view of your portfolio values for a twelve
month period with each bar chart segment displaying the
PORTFOLIO TRANSACTION SUMMARY
net percentage change in your portfolio value for that
DESCRIPTION
YEAR TO DATE
month
over the previous month. THIS PERIOD
$200,000
$184,615
$169,231
78.09%
$153,846
$138,462
$123,077
$107,692
16.18%
$92,308
22.08%
$76,923
27.49%
$61,538
266.09%
$46,154
$30,769
$
0.00 Employee $
-145,943.39
ecurities
Purchased
As inSthe
Portfolio
at a Glance section,
Vested
0.00
$
129,183.86
Sold
StockS ecurities
Plan Value
is displayed in a$ separately
shaded section
fromDividends
SecuritiesReceived
and Cash Value in each bar chart segment.
If your account only contained Vested Employee Stock Plan
$
0.00
$
97.50
ValueTaxable
or Securities and Cash Value
in any given
month, only
$
0.01
$
0.14
Tax Ex empt
the corresponding information will be displayed.
-1.84%
15.79%
$15,385
-18.76% -15.34%
12.88%
1.61%
-3.50%
0.94%
$0
JUL-08
AUG-08
SEP-08
OCT-08
NOV-08
DEC-08
JAN-09
FEB-09
MAR-09
APR-09
MAY-09
JUN-09
0.04% - DEMO
39.21% - DEMO*
60.74% - DEMO
JUL-09
THIS PERIOD
$
$
0.00
0.00
$
$
-145,943.39
129,183.86
$
$
0.00
0.01
$
$
97.50
0.14
$123,077
$107,692
16.18%
$92,308
22.08%
$76,923
27.49%
$61,538
266.09%
$46,154
$30,769
-1.84%
15.79%
$15,385
-18.76% -15.34%
12.88%
1.61%
-3.50%
0.94%
$0
JUL-08
AUG-08
SEP-08
OCT-08
NOV-08
DEC-08
JAN-09
FEB-09
MAR-09
APR-09
MAY-09
JUN-09
JUL-09
The Top Portfolio Holdings pie chart displays your top ten portfolio
holdings which include Cash and Cash Equivalents, Stocks, Options
& ETFs, Mutual Funds, and Vested Employee Stock Plan Value.
0.04% - DEMO
39.21% - DEMO*
YEAR TO DATE
Dividends Received
Taxable
Tax Ex empt
$138,462
Account Number:
1234-5678
Statement Period :
Account Type:
INDIVIDUAL
ACCOUNT HOLDINGS
ACCOUNT HOLDINGS
This section is unchanged and displays holdings by asset type, the value of each
CASH & CASH EQUIVALENTS ( 0.04 % of Holdings)
holding at the end of the current statement period, and the allocation
percentage of these holdings in relation to your overall portfolio.
DES C R IPT ION
OPE NIN G
DEMO
T OT AL C AS H & CAS H E QU IV A LE NT S
T OT AL C AS H & CAS H E QU IV A LE NT S YT D DIV IDE NDS (S W E E P ONL Y)
B ALAN C E
C LO SIN G
B ALAN C E
3,068.30
68.31
$3,068.30
$0.14
$68.31
POR T FOL IO
(% )
0.04
AV G
BAL AN C E
1,161.80
0.04%
S YM B OL/
C US IP
AC C T
T YPE
DEMO
DEMO
Cash
QU AN TIT Y
6,500
P RIC E
14.7900
T OT AL MK T
V ALUE
96,135.00
$96,135.00
P OR TF OLIO
(% )
60.74
60.74%
ES T. AN NU AL
IN C OME
E S T . ANN UAL
YIE LD (% )
260.00
0.27%
$260.00
0.27%
$96,203.31
$260.00
Total Priced Portfolio Holdings is the sum of asset values
such as Cash & Cash
Equivalents, Stock, Options & Exchange Traded Funds, Preferred Stocks, Mutual
Funds, and Fixed Income currently held in your account. Total Estimated
Portfolio Holdings Annual Income is the sum of the Estimated Annual Income
VESTED EMPLOYEE STOCK OPTIONS (39.21 % of Total Net Portfolio
values of Value)
the individual securities held in the account.
N UMB ER
T Y PE
S Y MB OL /
C US IP
AC C T
TY PE
QUANT IT Y
EX E R C IS AB LE
GR ANT
PR IC E
MAR KE T
PR I C E
T OT AL ES T MK T
V ALUE (P RE -TAX )
3/3/2003
111111
NQ
DEMO
StkPln
800
$19.39
$21.25
$1,490.00
0.94%
9/2/2003
111111
NQ
DEMO
StkPln
600
$27.38
$21.25
$0.00
0.00%
3/1/2004
111111
NQ
DEMO
StkPln
1,600
$34.62
$21.25
$0.00
0.00%
3/1/2005
111111
NQ
DEMO
StkPln
300
$42.58
$21.25
$0.00
0.00%
4/29/2005
111111
NQ
DEMO
StkPln
1,000
$31.71
$21.25
$0.00
0.00%
3/1/2006
111111
NQ
DEMO
StkPln
1,250
$39.90
$21.25
$0.00
0.00%
9/1/2006
111111
NQ
DEMO
StkPln
600
$28.15
$21.25
$0.00
0.00%
1/12/2001
111111
NQ
DEMO
StkPln
2,756
$10.02
$21.25
$30,961.73
19.56%
G R ANT
DATE
POR TFOLIO (% )
PAGE 5 OF 7
Account Number:
1234-5678
Statement Period :
Account Type:
INDIVIDUAL
ACCOUNT HOLDINGS
CASH & CASH EQUIVALENTS ( 0.04 % of Holdings)
DEMO
T OT AL C AS H & CAS H E QU IV A LE NT S
T OT AL C AS H & CAS H E QU IV A LE NT S YT D DIV IDE NDS (S W E E P ONL Y)
S YM B OL/
C US IP
AC C T
T YPE
DEMO
DEMO
Cash
QU AN TIT Y
6,500
1,161.80
N UMB ER
T Y PE
S Y MB OL /
C US IP
AC C T
TY PE
QUANT IT Y
EX E R C IS AB LE
GR ANT
PR IC E
3/3/2003
111111
NQ
DEMO
StkPln
800
$19.39
9/2/2003
111111
NQ
DEMO
StkPln
600
$27.38
3/1/2004
111111
NQ
DEMO
StkPln
1,600
$34.62
3/1/2005
111111
NQ
DEMO
StkPln
300
$42.58
4/29/2005
111111
NQ
DEMO
StkPln
1,000
$31.71
3/1/2006
111111
NQ
DEMO
StkPln
1,250
$39.90
$21.25
$0.00
0.00%
9/1/2006
111111
NQ
DEMO
StkPln
600
$28.15
$21.25
$0.00
0.00%
1/12/2001
111111
NQ
DEMO
StkPln
2,756
$10.02
$21.25
$30,961.73
19.56%
G R ANT
DATE
AV G
BAL AN C E
MAR KE T
T OT AL ES T MK T
POR TFOLIO (% )
V ALUE (P REStock
-TAX ) Plan Value: The Total Vested Employee
PR I C EVested Employee
Total
Stock Plan Value is the sum of the total Vested Employee Stock Options
0.94%
and$21.25
Total Vested Stock $1,490.00
Appreciation Rights
values.
$21.25
$0.00
0.00% Employee Stock Options and
Vested
Employee Stock Plan Value,
which includes Vested
Vested Employee Stock Appreciation Rights, is an estimate based on information provided
$21.25
$0.00
0.00%nor its clearing firm, E*TRADE
by your
company, for which neither
E*TRADE Securities
Clearing, are responsible. This value is displayed here solely as a service to you, does not
$21.25 assets held in your brokerage
$0.00 account, and
0.00%
represent
is not protected by SIPC. Note that
the actual percentage allocation of long securities and cash holdings would be greater
$0.00Employee Stock
0.00%
than$21.25
what is shown above, if Vested
Plan Value was not included.
PAGE 5 OF 7
Account Number:
1234-5678
Statement Period :
Account Type:
N UMB ER
T Y PE
S Y MB OL /
C US IP
AC C T
TY PE
QUANT IT Y
EX E R C IS AB LE
GR ANT
PR IC E
MAR KE T
PR I C E
T OT AL ES T MK T
V ALUE (P RE -TAX )
8/1/2001
111111
NQ
DEMO
StkPln
1,208
$15.41
$21.25
$7,060.76
4.46%
2/1/2002
111111
NQ
DEMO
StkPln
1,460
$14.51
$21.25
$9,836.75
6.22%
8/1/2002
111111
NQ
DEMO
StkPln
1,708
$13.81
$21.25
$12,711.79
8.03%
$62,061.03
39.21%
TOTAL
POR TFOLIO (% )
$62,061.03
$158,264.34
Vested Employee Stock Plan Value, which includes Vested Employee Stock Options and Vested Employee Stock Appreciation Rights, is an estimate based on information provided by your
The E*TRADE
Total Net
Portfolio
Value is the
company, for which neither E*TRADE Securities nor its clearing firm,
Clearing,
is responsible.
Thissum
value is displayed here solely as a service to you, does not represent assets held
of
your
Total
Priced
Portfolio
Holdings
in your brokerage account, and is not protected by SIPC. Note that the percentage allocation of long securities and cash holdings would be greater than what is shown above if Vested
and the Total Vested Employee Stock
Employee Stock Plan Value was not included.
INDIVIDUAL
10
Account Number:
This is a new section and displays your Unvested Employee Stock Plan Holdings broken down by Unvested Employee
Stock Options, Unvested Stock Appreciation Rights, and Unvested Restricted Stock. Each section displays detailed
grant information
such :as Grant
Market
July 1,Date,
2009 - Grant
July 31,Price,
2009 Quantity Unvested, Market Price, and Total Estimated
Account
Type: Value
INDIVIDUAL
Statement Period
(pre-tax) as of the last business day of the statement period. This section only appears if you have Unvested Employee
Stock Plan shares.
1234-5678
Unvested
Stock Options:
section displays
individual
Employee
AC C T Employee
Q UANT ITY
G RANThis
T
MAR KE
T
TOTAL
ES T MK T Stock Options grants that
contain
and
shares.
Total EstimatedPR
Market
of E-T
each
T Y vested
PE
UNV Eexercisable
S TE D
PR I CThe
E
IC E
VValue
ALUE (PR
AX )grant is calculated by taking the
Market Price less the Grant Price, times Quantity Exercisable within each grant. Total Estimated Market Value will be
the Grant Price is250
greater than the
Market Price at the end
of the statement$0.00
period.
3/1/2006
111111
NQ
DEMO zero ifStkPln
$39.90
$21.25
Unvested Stock Appreciation Rights: This section displays individual Stock Appreciation Rights grants with
TOTAL UNVESTED EMPLOYEE STOCK OPTIONS
$0.00
unvested shares. The Total Estimated Market Value of each grant is calculated by taking the Market Price less the
Grant Price, times Quantity Unvested within each grant. Total Estimated Market Value will be zero if the Grant Price is
TOTAL UNVESTED EMPLOYEE STOCK PLAN VALUE (ON 07/31/2009)
$0.00
greater than the Market Price at the end of the statement period.
Unvested Employee Stock Plan Value, which includes Unvested
Employee Stock Options and Unvested Employee Stock Appreciation Rights, and Unvested Restricted Stocks, is an
Unvested
Stocks:
section
displays
grants
with unvested
shares. The Total
estimate based on information provided by your company, forwhich
neither Restricted
E*TRADE Securities
norThis
its clearing
firm,
E*TRADEindividual
Clearing, isRestricted
responsible.Stock
This value
is displayed
here solely
as a service to you, does not represent assets held in your brokerage
account,
and is Value
not protected
bygrant
SIPC. is calculated by taking the Market Price less the Grant Price, times Quantity
Estimated
Market
of each
Unvested within each grant. Total Estimated Market Value will be zero if the Grant Price is greater than the Market
Price at the end of the statement period.
TRANSACTION HISTORY
G R ANT
DATE
NUMB ER
T YPE
S Y MB OL /
C US I P
Unvested Employee Stock Plan Value, which includes Unvested Employee Stock Options, Unvested Employee Stock Appreciation
Rights, and Unvested Restricted Stocks is an estimate based on information provided by your company, for which neither E*TRADE
Y MB OL/firm, E*TRADE Clearing, are responsible. This value is displayed here solely asAMOU
Securities nor its Sclearing
a service
NT to you, does not AMOUN T
C U S IPin your brokerage account, and is not protected by SIPC.
DE B IT ED
C RE DITE D
represent assets held
T RAN S AC TION
DE S C RIP TION
T YPE
TRANSACTION
HISTORY
07/27/09
Dividend
DEMO
This section
is unchanged
and
MONTHLY
DIVIDEND
displays individual entries
for
DEMO
0.01
$0.01
T OT
A L DIV
IDE N Fund
DS & IN
T E R E Slisted
T A C T IV IT Y
(with
Mutual
activity
$0.01
N Eseparately),
T DIV IDE N DSWithdrawals
& IN T E R E S T&A C T IV IT Y
Deposits, Dividends
& Interests,
WITHDRAWALS
& DEPOSITS
and Money Fund activity which
DE S C RIP TION
DATE
T RAN S AC TION
occurred
in the current
T YPE
statement period.
07/06/09
Transfer
W IT HDR AW ALS
ACH WITHDRAWAL
REFID:123456789
3,000.00
TR ANS AC T ION TY PE
07/01/09
07/07/09
07/27/09
07/31/09
$3,000.00
Withdrawal
Deposit
DES C R IPTION
07/31/09 )
TR ANS AC T IO N AMO UNT
O PE N IN G B ALA N C E
$3,068.30
DEMO
DEMO
MONTHLY DIVIDEND REINVESTED
-3,000.00
0.01
C L OS IN G B A L A N C E
$68.31
DEPOS ITS