DCCA Decision - 12-8-16
DCCA Decision - 12-8-16
DCCA Decision - 12-8-16
Court of Appeals
Nos. 15-AA-0493, 15-AA-0525, 15-AA-0536,
15-AA-0572, and 15-AA-1008
DEC - 8 2016
12/8/16
V.
Karl A. Racine, Attorney General for the District of Columbia, Todd S. Kim,
Solicitor General, Loren L. AliKhan, Deputy Solicitor General, and Richard S.
Love, Senior Assistant Attorney General, filed a statement in lieu of brief.
Cornish F. Hitchcock was on the brief for amici curiae Committee of 100 on
the Federal City and D.C. Preservation.
Before GLICKMAN, EASTERLY, and MCLEESE, Associate Judges.
MCLEESE, Associate Judge: The three orders at issue in these cases arise
from the efforts of intervenor Vision McMillan Partners, LLC (VMP) to obtain
approval to develop a twenty-five-acre parcel of land located on the McMillan
Reservoir and Filtration Complex. In the first order, the Zoning Commission
approved VMPs application for a planned unit development (PUD) on the site. In
the other two orders, the Mayors Agent for Historic Preservation approved
permits allowing VMP to demolish certain structures on the site and to subdivide
the site. Petitioner Friends of McMillan Park (FOMP) challenges these orders.1
Specifically, FOMP argues that the project is inconsistent with the Districts
Comprehensive Plan and that the Commission failed to adequately explain its
conclusions. FOMP also challenges both Mayors Agent orders, arguing that the
Mayors Agent incorrectly determined that the project has special merit,
incorrectly found that the projects special merit outweighs the historicpreservation losses that the project would entail, and failed to examine reasonable
alternatives to the project. We vacate the Commissions order and both Mayors
Agent orders and remand the cases for further proceedings.
I.
The filtration site was decommissioned in 1986, and the federal government
sold the parcel of land at issue to the District a year later. The District eventually
selected VMP to develop the site. VMP seeks approval to construct a number of
buildings as part of the project, including a 115-foot-high health-care facility on
the northern portion of the site; a mixed-use building with both a ground-floor
supermarket and approximately 280 residential units; 146 individual rowhouses;
and a community center. VMP also proposes to create a 6.2-acre park on the
southern portion of the site.
VMP seeks to demolish all but two of the remaining subterranean sand-filter
beds and a number of the portals. VMP also seeks to subdivide the site. VMP
proposes to preserve and restore a number of the sites above-ground resources,
including the regulator houses, some portals, and the perimeter path.
II.
findings of fact on each material contested issue; (2) there is substantial evidence
in the record to support each finding; and (3) [the Commissions] conclusions of
law follow rationally from those findings. Howell v. District of Columbia Zoning
Commn, 97 A.3d 579, 581 (D.C. 2014) (brackets and internal quotation marks
omitted). Because the Commission is an expert body, we generally defer to the
Commissions interpretation of the zoning regulations. Id. We will not uphold
interpretations that are plainly erroneous or inconsistent with the regulations.
Citizens Assn v. District of Columbia Bd. of Zoning Adjustment, 642 A.2d 125,
128 (D.C. 1994) (internal quotation marks omitted).
public benefits offered, the degree of development incentives requested, and any
potential adverse effects. 11 DCMR 2403.8 (2016).
The Commission may not approve a PUD that is inconsistent with the
Comprehensive Plan. 11 DCMR 2400.4; see also D.C. Code 6-641.02 (2012
Repl.) (amendments to zoning map may not be inconsistent with Comprehensive
Plan). The Comprehensive Plan is a broad framework intended to guide the
future land use planning decisions for the District.
Wisconsin-Newark
residential and commercial areas as being low-density, medium-density, moderatedensity, or high-density. 10-A DCMR 225.2 to .11. The FLUM also includes
designations for open space and mixed uses. 10-A DCMR 225.17, .18.
As part of its approval of the PUD, the Commission amended the zoning
map and placed the northern part of the site into the C-3-C zoning district. That
district is generally applicable to high-density commercial uses. 10-A DCMR
225.11; 11 DCMR 105.1 (d)(3)(C) (2016) (describing C-3-C district as high
bulk). More specifically, the proposed medical building on the northern portion
of the site would be 115 feet high and would have a floor-area ratio of 4.08.3 The
proposed height and density of that building substantially exceed the height and
density normally permitted in moderate- or medium-density commercial districts
such as C-2-A, C-2-B, and C-3-A. See 11 DCMR 770.1, 770.6, 771.2 (2016)
(describing maximum building height and density in C-2-A, C-2-B, and C-3-A
districts); 10-A DCMR 225.9, .10 (describing C-2-A, C-2-B, and C-3-A districts
as moderate- or medium-density zones). Even taking into account the additional
flexibility available through the PUD process, the proposed floor-area ratio would
exceed that permitted in C-2-A, C-2-B, and C-3-A districts.
See 11 DCMR
As FOMP points out, the FLUM designates future uses at the McMillan site
as moderate density commercial, medium density residential, and parks,
recreation, and open space.
4
VMP suggests that the C-3-C district does not necessarily correspond only
to high-density commercial uses, because the provisions categorizing certain
zoning districts as consistent with moderate- and medium-density commercial uses
state that other districts may apply. 10-A DCMR 225.9, .10. The Commission
did not rely on that rationale, instead acknowledging that the PUD proposed highdensity development of the northern portion of the site. In any event, we do not
view the references to the possibility that other districts might apply as supporting
a conclusion that buildings permissible only in a C-3-C district could reasonably be
viewed as medium- or moderate-density uses. Cf. Durant III, 139 A.3d at 884
(although higher-density buildings may be permissible in moderate-density areas,
that does not mean that such buildings are themselves necessarily understood to
be moderate-density in character).
permitting some high-density development on the site does not necessarily make
the PUD inconsistent with the FLUM. The FLUM explicitly contemplates two
ways in which more intensive development than is otherwise reflected in the
FLUM may be permissible: (1) a larger development that as a whole is consistent
with the FLUM designation may contain individual buildings with greater height
or density; and (2) the PUD process may permit greater height or density. 10-A
DCMR 226.1 (c) (2016). Here the Commission concluded that, when the entire
site is taken into account, the PUDs overall density is consistent with that
permitted in moderate-density commercial zones. We do not understand FOMP to
dispute that conclusion. The Commission thus reasonably determined that the
PUD as a whole was not inconsistent with the FLUM.
FOMP also points out that the Mid-City Area Element states that
development on the McMillan site should consist of moderate- to medium-density
housing, retail, and other compatible uses. 10-A DCMR 2016.9 (2016). We
agree with FOMP that the high-density use approved in the PUD is not consistent
with that policy. Unlike the FLUM designation discussed above, the Mid-City
Area Element does not appear to contemplate any high-density uses on the site.
We have emphasized, however, that even if a proposal conflicts with one or more
individual policies associated with the Comprehensive Plan, this does not, in and
10
of itself, preclude the Commission from concluding that the action would be
consistent with the Comprehensive Plan as a whole.
Durant v. District of
Columbia Zoning Commn (Durant I), 65 A.3d 1161, 1168 (D.C. 2013). The
Comprehensive Plan reflects numerous occasionally competing policies and
goals, and, [e]xcept where specifically provided, the Plan is not binding. Id. at
1167, 1168 (internal quotation marks omitted).
FOMP argues that the specific language of the Mid-City Area Element is
mandatory and necessarily prevails over other more general policies reflected in
the Comprehensive Plan.
11
The
inconsistent with one or more policies reflected in the Comprehensive Plan, the
Commission must recognize these policies and explain [why] they are outweighed
by other, competing considerations . . . . Durant I, 65 A.3d at 1170.
FOMP argues that the Commission failed to adequately explain why it was
necessary to disregard the policy favoring medium- and moderate-density
12
13
14
FOMP asserts that the Mid-City Area Element requires preservation of open
space on the site. It is true that the Mid-City Area Element provision relating to
open space on the site uses the word require. 10-A DCMR 2016.5 (Require
that reuse plans for the McMillan Reservoir Sand Filtration site dedicate a
substantial contiguous portion of the site for recreation and open space.). That
provision, however, appears in a larger framework that describes the site-specific
provisions in a less mandatory way -- as basic objectives [that] should be pursued
in the re-use of the McMillan Sand Filtration site.
(emphasis added).
expressed in entirely mandatory terms may conflict with each other. In such
circumstances, the Commission would need to determine which policy to pursue.
For these reasons, we are doubtful that the policy favoring retention of open space
would be mandatory in all circumstances.
In any event, we do not agree with FOMPs argument that the need to
preserve open space could never be used to justify the inclusion of high-density
development on the site.
15
development on the site were the only feasible way to retain a substantial part of
the property as open space and make the site usable for recreational purposes, then
the Commission might be able to permissibly conclude that the need to preserve
open space justified the inclusion of some high-density development on the site.
2. Adverse Impacts
16
DCMR 2403.8. These provisions indicate that the Commission must consider
environmental impacts, both in deciding whether a PUD is consistent with the
Comprehensive Plan and in deciding whether a PUD would have adverse effects.
environmental concerns, including claims that the PUD would increase pollution,
noise, waste, emissions, and use of water, electricity, and gas. The Commission
declined to address those concerns, stating that [e]nvironmental studies are best
conducted by the District Department [of] the Environment . . . and will be part of
the building permit process.
17
Rather,
FOMP contends that the Commission has a clear responsibility under the
applicable statutes and regulations to assess environmental impacts when deciding
whether to grant a PUD application. For the reasons already stated, we agree. Cf.,
e.g., Levy v. District of Columbia Bd. of Zoning Adjustment, 570 A.2d 739, 750-52
(D.C. 1989) (Board of Zoning Adjustment erred by declining to consider certain
concerns about proposed development on ground that Mayor and other agencies
had authority to address those concerns).5
18
Second, FOMP argues that the Commission failed to adequately consider the
PUDs potential effects on neighboring property values and the risk that
neighborhood residents would be displaced. The Comprehensive Plan specifically
addresses the topics of property values and displacement. E.g., 10-A DCMR
205.6, 218.1, 218.3, 508.1, 2502.5 (2016). The Commission therefore must
appropriately address those topics when deciding whether a PUD is consistent with
the Comprehensive Plan and whether a PUD would have adverse effects.
regulations state that [t]he applicant shall have the burden of proof to justify the
granting of the application . . . . 11 DCMR 2403.2; see also 11 DCMR 2407.6
(2016) (At the public hearing, the applicant shall carry the burden of justifying the
proposal.); Cathedral Park Condo. Comm. v. District of Columbia Zoning
Commn, 743 A.2d 1231, 1246-47 (D.C. 2000) (PUD applicant has burden of
proof). Moreover, the Commission may not approve a PUD unless it finds that the
PUD protects and advances the public health, safety, welfare, and convenience.
19
11 DCMR 2400.2; see also 11 DCMR 2403.8 (in deciding PUD application,
Commission must weigh the relative value of the project amenities and public
benefits offered, the degree of development incentives requested, and any potential
adverse effects).
permissibly required FOMP to bear the burden of proving that the PUD would give
rise to adverse effects. On remand, the Commission thus must either place the
burden of proof on VMP or explain why a different allocation is permissible under
the PUD regulations.
Third, FOMP argues that the Commission did not adequately address
whether the PUD would place an undue strain on public services. See generally,
20
21
Commission was not required to obtain written statements from relevant agencies.
Specifically, VMP asserts that the Commission was only required to solicit
comments from those agencies through the Office of Planning, and that in any
event the Commission had a report from the Department of Transportation and a
2002 report from the Department of Housing and Community Development. We
leave it for the Commission to address these issues on remand.
III.
We also vacate and remand the Mayors Agents orders. Under the Historic
Landmark and Historic District Protection Act (the Preservation Act), the
Mayors Agent may issue a permit to demolish or subdivide a historic landmark if
the planned demolition or subdivision is necessary in the public interest. D.C.
Code 6-1104 (a), (e); 6-1106 (a), (e) (2016 Supp.). Demolition and subdivision
are [n]ecessary in the public interest if they are necessary to allow the
construction of a project of special merit. D.C. Code 6-1102 (10) (2016 Supp.).
A project has special merit if it provides significant benefits to the District of
Columbia or to the community by virtue of exemplary architecture, specific
features of land planning, or social or other benefits having a high priority for
22
community services. D.C. Code 6-1102 (11). If a project has special merit, the
Mayors Agent must balance that special merit against the harm to historicpreservation values that would result from the demolition or subdivision. Citizens
Comm. to Save Historic Rhodes Tavern v. District of Columbia Dept of Hous. &
Cmty. Dev., 432 A.2d 710, 715-16 (D.C. 1981).
interpretation of the statute and regulations [the Mayors Agent] administers, that
interpretation will be sustained unless shown to be unreasonable or in
contravention of the language or legislative history of the statute. Id. (internal
quotation marks omitted).
23
A. Special Merit
We turn first to the Mayors Agents determination that the project has
special merit. [A] proposed amenity [must] meet a high standard in order to
qualify as a special merit project, the construction of which would warrant
demolition of a building of historical significance. Committee of 100 on the Fed.
City v. District of Columbia Dept of Consumer & Regulatory Affairs, 571 A.2d
195, 200 (D.C. 1990).
FOMP does not appear to dispute, and we therefore take as a given, that the
project has at least some special merit because the project includes the construction
of affordable housing beyond what is legally required. FOMP does, however,
challenge other aspects of the Mayors Agents conclusion that the project has
special merit.
FOMP argues that features of a project that do not rise to the level of
special merit when considered in isolation cannot contribute to the special merit
24
On the other hand, we agree with FOMP that the Mayors Agents orders do
not explain with sufficient clarity which specific features of land planning the
Mayors Agent relied upon and why those features combined to support a
conclusion of special merit. We turn first to the Mayors Agents statement that
the totality of the plan . . . created the special merit. We have emphasized that
special merit is a high standard and that a conclusion of special merit cannot rest
on benefits common to all projects. Committee of 100, 571 A.2d at 200. It
therefore is critical that the Mayors Agent precisely and clearly identifies the
specific features of land planning on which the Mayors Agent relies to support a
conclusion of special merit. The Mayors Agent also must specifically explain
why those features are sufficiently special as to rise to the level of special merit.
25
Id. (internal quotation marks omitted). A broad focus on the overall benefits
flowing from a project runs beyond the task assigned to the Mayors Agent. Cf.
District of Columbia Pres. League v. Dept of Consumer & Regulatory Affairs, 646
A.2d 984, 990 (D.C. 1994) (There is nothing in the Preservation Act that allows
the Mayors [A]gent to engage in a balancing of interests which takes into account
such factors as the cost of refurbishing the dilapidated structure and the threat it
poses to the safety and welfare of the community. On the contrary, the limited task
of the Mayors [A]gent is to evaluate a demolition application in accordance with
the Preservation Act, and nothing more.). Moreover, if the special-merit inquiry
could appropriately focus on the totality of the benefits arising from a project,
then presumably the Mayors Agent should also take into account all of the
projects adverse impacts. Under such an approach, the Mayors Agent would
function essentially as a second Zoning Commission, evaluating all of the benefits
and adverse impacts associated with projects requiring a permit from the Mayors
Agent. We conclude that the Preservation Act assigns the Mayors Agent the more
discrete role of determining whether one or more specific attributes of a project,
considered in isolation or in combination, rise to the level of special merit, thus
triggering a balancing of those special-merit benefits against historic-preservation
losses. See D.C. Code 6-1102 (11), 1104 (e), 1106 (e); Committee of 100, 571
A.2d at 200; Citizens Comm., 432 A.2d at 715-16.
26
Second, FOMP takes issue with the Mayors Agents statement that
[c]onsistency with the Comprehensive Plan may help provide the basis for a
projects special merit. That statement is potentially confusing. As FOMP points
out, overall consistency with the Comprehensive Plan is a legal requirement for
PUD approval and zoning amendments. 11 DCMR 2400.4, 2403.4; D.C. Code
6-641.02.
Moreover, the fact that a project does not run afoul of the
27
specifically identified, and the Mayors Agent must explain why those policies are
sufficiently special as to support a conclusion of special merit. Committee of
100, 571 A.2d at 200. With respect to at least some of the features identified in the
Mayors Agents orders in this case, such as the fact that the project involves a
mix of market and subsidized residential units and needed retail, the Mayors
Agent has not yet provided such an explanation.
Third, the Mayors Agent at one point says that the medical offices
themselves do not contribute to the special merit of the project. Elsewhere,
however, the Mayors Agent appears to rest the finding of special merit in part on
the conclusion that the project provides an office use well adapted to the
location[, which is] adjacent to nearby hospitals. On remand, the Mayors Agent
should clarify this point.
Fourth, FOMP argues that the Mayors Agent should not have considered
the inclusion of a park on the southern portion of the site and the restoration of
certain structures on the site as features contributing to the special merit of the
28
29
For these reasons, we vacate the Mayors Agents orders and remand for
further proceedings. As with the remand to the Zoning Commission, the remand to
the Mayors Agent is not solely for the purpose of redrafting findings and
conclusions to facilitate our review and reinforce the [Mayors Agents] decision.
The [Mayors Agent] may conduct further hearings or even reach a different
result. Ait-Ghezala, 2016 WL 6659496 at *5 (ellipses and internal quotation
marks omitted).6
If a project has special merit, the Mayors Agent must balance the historical
value of the particular landmark against the special merit of the proposed project.
Citizens Comm., 432 A.2d at 716. Given the need for further consideration of the
question of the projects special merit, the Mayors Agent will need to reconsider
FOMP and amici raise concerns about the Mayors Agents consideration
of VMPs demolition and subdivision applications in separate proceedings. We
assume that the Mayors Agent will address the demolition and subdivision
applications together and in a comprehensive manner on remand. We therefore see
no need to further address this issue.
30
We briefly
Second, the Mayors Agent noted that VMP equivocate[d] about whether
the project as constructed would actually preserve some of the historic structures
on the site. The Mayors Agent addressed this issue by requiring that VMP obtain
the Historic Preservation Review Boards approval for any decision not to retain
those structures. FOMP argues that the Mayors Agent was not permitted to leave
the amount of historic-preservation loss unsettled and to the discretion of another
decision-maker. We agree. Cf. Committee of 100, 571 A.2d at 204-05 (remanding
for further proceedings where Mayors Agent relied on future recordation of
31
C. Necessity
Finally, the Mayors Agent was required to determine whether the proposed
demolition and subdivision were necessary to allow the construction of a project of
special merit. D.C. Code 6-1102 (10), 1104 (e), 1106 (e). We briefly address
one issue that could affect further proceedings on remand with respect to that
determination.
32
minor modifications to the project could avoid or minimize the need for
demolition. With that exception, however, the Mayors Agents stated that the
necessity inquiry turns on whether demolition or subdivision would be necessary
to construct [this] project, not one entirely different or substantially different.
We agree with FOMP that the Mayors Agent erred in framing the necessity
inquiry in this way.
6-1106 (e), (f); cf., e.g., Kalorama Heights, 655 A.2d at 869 (The applicant has
the burden of proving entitlement to a demolition permit. In meeting this burden,
the applicant must show that it considered alternatives to the total demolition of the
historic building and that these alternatives were not reasonable.) (citation
omitted). Although an applicant need not demonstrate that there are no other
feasible alternatives, an applicant should be required to show that all reasonable
alternatives were considered. Citizens Comm., 432 A.2d at 718. Reasonableness
must be imputed into the necess[it]y standard . . . . [F]actors including but not
33
limited to cost, delay, and technical feasibility become proper considerations for
determining necess[it]y. Each of these factors has bearing on whether there are
viable alternatives to demolition available, and the answer to this question
determines necessity. Id. (ellipses and internal quotation marks omitted).
For the foregoing reasons, we vacate the Commissions order and the
Mayors Agents two orders and remand these cases for further proceedings.
So ordered.