Garland - Beyond The Culture of Control

10
Beyond the Culture of Control

DAVID GARLAND
Critical
10.1080/1369823042000266576
FCRI7210.sgm
1369-8230
Original
Taylor
2004
0
2
7
[email protected]
DavidGarland
00000Summar
and
&Review
Article
Francis
Francis
print/1743-8772
of
2004
Ltd
International
Ltd online
Social and Political Philosophy
This essay seeks to move on from the critical debates that have followed the
publication of The Culture of Control by taking up constructive suggestions,
refining or extending the books claims, and sketching out new lines for
future research. After a preliminary discussion of the proper role of theory in
historical and sociological research it seeks to clarify and develop the follow-
ing ideas: the concept of the field and its role in the study of crime control
and criminal justice; the field as a contested balance of forces; situated ratio-
nality and conflicted action; gender relations and the culture of control;
national characteristics and responses to late modernity; American excep-
tionalism; analysis and critique in the study of social control.
The Culture of Control (Garland 2001), together with the effusion of

commentary, criticism and debate that followed its publication, forms
part of a collective project that has been rapidly unfolding in the sociology
of punishment over the past several years. The central concern of that
project is to develop a critical understanding of the practices and
discourses of crime control that have recently come to characterise a
number of contemporary societies, notably the United States and the UK.
This is a research programme whose existence owes less to particular
authors than to the remarkable transformations that have occurred in the
social and penal fields and to the momentous effects experienced by
everyone involved.
The Culture of Control develops a sociological description of the
contemporary field, a genealogical account of its emergence, an analysis
of its central discourses and strategies, and an interpretation of its
social functions and significance. Whatever the value and validity of
these analytical claims, there was clearly some virtue in developing a
Critical Review of International Social and Political Philosophy,

Vol. 7, No. 2, Summer 2004, pp. 160189
ISSN 1369-8230 print/1743-8772 online
DOI: 10.1080/1369823042000266576 2004 Taylor & Francis Ltd
BEYOND THE CULTURE OF CONTROL 161
rather precise and comprehensive account with which others could take
issue, and one effect of the book has been to focus debate, to sharpen
disagreement, and to refine matters of theoretical and empirical contro-
versy.
The response that the book has provoked demonstrates the vitality
of that collective project and the extent to which scholars are now
actively engaged in seeking to understand the penological present.
Beyond its assessment of the books claims, this response has offered up
a whole series of alternative descriptions and explanations, emphasis-
ing different factors, arguing for different interpretations and highlight-
ing different national trajectories. Some matters are now settled and
others are as much in doubt as ever they were, but the upshot is that
we now have a clearer sense of the phenomena to be explained, of the
questions at issue, and of the kinds of research above all, theoretically
focused studies of how different societies have responded to the control
problems posed by late modernity that should help resolve them.
The present essay will not be concerned to defend my book against
criticisms, correct misreadings or restate my intentions. There have
been many opportunities for exchanges of that kind: critics not
convinced then will remain unconvinced now, and readers of the book
will, in any case, be able to make up their own minds. I want instead to
use this occasion to try to advance matters a little by taking up some
constructive suggestions, refining or extending some of my original
claims and sketching out several new lines of research that might now
be pursued.
Before turning to these matters, however, I want first to deal with
the question of theory and the role that it plays in The Culture of
Control. Of all the issues that critics have addressed, the matter of the
books engagement with theory has been the most contentious, the
most varied, and, to my mind, the most confused. Thus while several
commentators (Beckett 2001; Savelsberg 2002) have singled out the
books theoretical contribution for special praise, others have expressed
disappointment that the book was not more overtly theoretical
(Matthews 2002), or more faithfully Foucauldian (Voruz forthcoming)
or more concerned with the centrality of sophisticated theory (Valier
2004).1 In the light of these comments, and in a context where the use
of theory too often means the worshipful invocation of a theorists
name or the rolling out of ready-made concepts that bear little relation-
ship to actual research, it might be useful to begin by discussing what
theory is and what it is for.
162 MANAGING MODERNITY
The Place and Purpose of Theory
At the most fundamental level of intellectual practice, theory operates as

a learned disposition: a set of intellectual reflexes that come to define an
authors distinctive way of looking at the world. One develops a tendency
to frame issues in a certain way, to make particular connections, to ask
particular kinds of questions, and to focus on specific processes or prob-
lems. One views the world with the aid of specific metaphors the social
world as a struggle for dominance, a strategic game, a system of interlock-
ing parts, a religious ritual, a theatrical stage, a dance figuration or what-
ever. This fundamental approach to things may line up with identifiable
theoretical frameworks (in my case, structuralism, functionalism and
interpretivism) or with exemplary theorists (my list would include Marx,
Hirst, Freud, Foucault, Weber, Durkheim, Geertz, Elias and Bourdieu)
but there is a sense in which it pre-exists these scholarly choices, shaping
the ways in which ideas are taken up and put to work.
This theoretical habitus is, no doubt, a consequence of ones initial
formation as a scholar a training that inserts the novice into a particular
academic field at a particular time and place, exposing him or her to defi-
nite styles of thought, paradigmatic texts and inspirational figures, as well
as to norms of professional conduct and locally defined hierarchies of
intellectual and institutional status. Developing this habitus what I think
of as finding ones own voice is a process that begins before graduate
school and ends, to the extent it ever ends, when one matures as a writer
and thinker.
My own theoretical reflex has always been to shift attention from legal
issues or institutional practices to the social contexts in which they oper-
ate, asking about their historical genealogy and broader social function-
ing, bringing to bear the tools of phenomenological description, structural
analysis and historical explanation. The questions I find myself pursuing
are questions about social change, social order, social subordination and
social control, usually in ways that connect one domain (the legal, the
criminological) to another (the social, the cultural), and which frame the
present in a long-term perspective.
My instinct is to suppose, with Michel Foucault, that problematic insti-
tutions (penal-welfarism, mass imprisonment or contemporary crimino-
logical discourse) can be made more intelligible if we consider the
historical conditions upon which they depend, and with Norbert Elias,
that static oppositions (between individual and group, free will and deter-
minism, or culture and social structure) are artificially frozen representa-
tions of interactive processes that are essentially dynamic and

developmental. My focus is drawn to moments of transition in which
systems of thought or institutional regimes undergo some kind of histori-
cal transformation. And my stance is that of a dispassionate observer, the
aim being to investigate issues with which one is passionately involved, but
with a detachment that permits one to grasp complexities and to minimise
the projection of ones own wishes and fears onto the phenomenon.
To say that our most basic theoretical orientation is, in part, an
ingrained disposition is not to deny the importance of elaborating and
examining the theoretical assumptions and concepts that one brings to
ones work. The exemplary social experience of being both a product and
a producer of scholarly practices an actor who is acted upon, a self
shaped in interaction with others means that one is always re-acting
upon oneself, seeking to rework, rethink and redirect ones basic compe-
tences and capacities. One works with what one has with who one is
while striving for a self-critical reflexivity that allows intellectual growth
and expanded understanding.
A highly developed self-consciousness about the way one frames ques-
tions and conceptualises phenomena is an essential element of mature
scholarship. It is in the nature of theory to be dynamic, adaptive, prag-
matic: one needs continuously to revise concepts and adjust frameworks
to fit the research problem being addressed. All the great theorists Marx,
Freud, Foucault, Bourdieu constantly reworked, revised and replaced
their key concepts as they addressed new questions and tackled new prob-
lems. The task of theory-building ought to be a provisional stock taking
between projects, rather than an end in itself. A theoretical edifice that
remains static over time is a monument to a mistaken view of what theory
is for.
Theory and research achieve maximum synergy when a focused empir-
ical inquiry throws light upon a more abiding matter of philosophical or
sociological importance. The research question of Punishment and
Welfare (Garland 1985) was to explain a specific set of historical events
but its deeper purpose was to address the philosophical problem of how
social science and individuation were able to enter into the doctrine and
practice of classical criminal law. The Culture of Control aimed to describe
contemporary crime control and the cultural practices that gave rise to it,
but it was also concerned to trace the break-down of modernist concep-
tions of the state and the emergence of new ways of organizing security.
In these historical studies, theoretical concepts function primarily as
means rather than as ends, as tools for analysing rather than as topics of
analysis. The studies aim to solve problems, to explain developments, or

to render phenomena intelligible and they try to develop theoretical frame-
works and concepts in ways best suited to the task at hand. My use of theory
and of concepts therefore tends to change over time and to be adapted to
the research question at issue. The specific conceptualisation of punish-
ment (or culture or the state) employed for one study may not be appro-
priate for a different study. As I argued in Punishment and Modern Society
(Garland 1990), complex phenomena have many different aspects, and can
be viewed from a variety of angles. For some purposes it makes sense to
think of punishment primarily as a form of state power, and to allow its
other aspects to recede into the background. For others, one needs to think
of it as a matter of symbols, or sensibilities, or legal procedures.
Each historical study tends to produce descriptions and classifications
that are, in effect, theoretical specifications, designed to describe phenom-
ena in a way that highlights a specific interpretation of their meaning (for
example by pointing to their social source, their underlying function, or
their connection to other phenomena). Concepts such as penal-
welfarism, Lombrosian projects and governmental projects, the crimi-
nology of the self and the criminology of the other, adaptation, denial
and acting out, mass imprisonment, the crime complex or the culture
of control all function in this way, combining description and theoretical
specification. Some of these concepts will have a general application,
proving useful to scholars in other fields, while others will be of use if
they are of use only in the domain in which they were developed.
The framing of a research problem also calls for pragmatic decisions.
For one study it makes sense to address punishment as the proper object
of analysis, as Antony Duff and I did in our work on the philosophy of
punishment (Duff & Garland 1994). For another, the phenomenon needs
to be rethought in a more complex, institutional, way as penality. In yet
other studies the proper focus is upon a broader set of practices, implicat-
ing governmental and non-governmental actors, prevention and policing
as well as penality, which is why the object of study in The Culture of
Control became the field of crime control and criminal justice.
In my historical studies including The Culture of Control a concern
with systematic theory building is subordinated to this more pragmatic,
problem-solving use of theory. On occasion though, the question of how
to think about a specific phenomenon becomes a problem in itself, and
theory becomes the topic of the work rather than a resource for it. I have
written in this way on governmentality (Garland 1997), postmodern-
ism and the new penology (Garland 2003a) and the concept of risk
(Garland 2003b), to explore the coherence and utility of the concepts in

question and to suggest where they might and might not be applicable.
Similarly, Punishment and Modern Society took systematic theory rather
than historical events or institutional practices as the problem to be
addressed, but even here, my argument was for a flexible form of theoris-
ing, adapted to the task in hand.
Treated in this way, systematic theory is a means of cataloguing and
refining the tools at our disposal, exploring the uses to which they can be
put, and demonstrating which ones can be fruitfully used together.
Pursued with these goals in mind, abstract theorising can produce useful
resources for further research. But I grow impatient when theoretical
discussion drifts too far from the empirical problems for which it was
developed and to which it ought to return. In contemporary sociology and
cultural studies theory too often becomes a fetishised, aesthetic object
that is prized for its own sake. The purpose of theory is the development
of knowledge and understanding of the world. And to serve that purpose,
it must be put to work.
The Field of Crime Control and Criminal Justice

The empirical domain that is the focus of analysis in The Culture of
Control a domain that is, of course, theoretically specified rather than
empirically given is the field of crime control and criminal justice. This
is, as Ceretti (2004) has noted, a shift of focus from my earlier work
(Garland 1985, 1990) which addressed itself specifically to penality,
which is to say to the practices, laws, discourses and representations that
constitute the official penal system in its fullest sociological sense. The
focus is no longer on penality or at least not penality alone but instead
on a wider field that encompasses the practices of non-state as well as state
actors, and forms of crime control that are preventive as well as penal.
Some commentators have noted this analytic refocusing and have
inferred some kind of shift in theoretical allegiance, assuming that the new
concern with something called a field must mean that I have newly fallen
under the spell of Pierre Bourdieu and have given up previous concerns
and conceptions. It is true, of course, that Bourdieus work is of great
value in understanding the dynamics of social fields, and I make no secret
of drawing upon specific concepts (such as habitus) which have been
developed by Bourdieu (but also, and before him, by Norbert Elias) to
register the ways in which organised fields shape the actions of those who
act within them. But my resort to Bourdieu is a consequence of my
concern with the phenomenon of a field, rather than the other way
around, and my concern to address the general field of crime control is a
response to observed shifts in the way in which crime figures in the social
landscape (Garland & Sparks 2000). If I have revised my way of framing
the issues, and the theoretical tools that I bring to bear upon them, it is in
response to the nature of the phenomena being studied, and not a result
of some arbitrary change in theoretical taste.
The concept of a broad social field as opposed to a narrower
complex of state institutions was adopted in The Culture of Control
because the aim of the research was to address the ways in which crime
now figures in the thought and action of lay people as well as legal actors,
and to investigate how and why this came to be true. The study began with
an observation that radical policy changes seemed to be affecting every
aspect of the states response to crime from crime prevention, police and
prosecution, to sentencing and the use of penal sanctions, through to
political discourse and social policy. I also noticed that these political and
policy developments appeared to be grounded in distinctive cultural
understandings and social routines, and to relate to a collective experience
of crime that was quite novel. Accordingly, I widened my analytical focus
to encompass not just the states penal responses to crime but the whole
field of formal and informal practices of crime prevention, crime avoid-
ance and crime control, together with forms of thought and feeling that
organise and motivate these practices. Studying the field as a whole was a
necessary means to engaging the phenomenon under study.
In tracing the field of crime control and criminal justice practices and
rendering it visible as a field I had a series of aims. First of all, I wanted
to show variation and complexity, though I would go on to show that this
variation revealed distinctive patterns that provided clues to the causative
processes at work on the field. Structural patterns of this kind were visible
at the level of the field as a whole, not at the level of a particular institu-
tion or agency.2
Second, I wanted to reveal in as clear a manner as possible, the scope
and depth of the historical changes that had occurred changes that I took
to be mainly structural or even infrastructural. These changes did not
affect just this or that criminal justice institution: they altered the place of
crime in the social landscape and changed its cultural meaning. Their full
significance was revealed when viewed comprehensively rather than selec-
tively. Long-term historical changes such as the emergence and subse-
quent decline of the modernist style of thinking and acting upon crime,
the shift from law-enforcement to security management, or the beginnings
of a shift from a differentiated crime control system monopolised by the

state to a de-differentiated system involving state and non-state partner-
ships could also be made more apparent at this level of analysis.
Third, I wanted to examine, in quite general terms, the connections
between developments in the field of crime control and developments in
contiguous social fields, particularly in the economy, in politics, and in
welfare policy. It seemed to me that any causal relationships that linked
developments in one of these fields with developments in another were
liable to be most visible at the level of the field as a whole, rather than in
more narrowly-focused analyses of particular policies or practices.
The Criminological Field as a Balance of Forces

Studying the field in this way, and with these purposes, produced some
analytical consequences that I will discuss in a moment. But I want first to
acknowledge an aspect of the crime control field that was not sufficiently
emphasised in my account and which has subsequently been highlighted
by several commentators (notably Savelsberg 2002; Young 2003; Melossi
2004; Loader & Sparks 2004) namely, the place of ongoing conflict and
contestation.
In order to describe the field as it was currently configured and to
explain the transformations that had occurred there, my analysis focused
upon newly established (or recently re-oriented) policies, practices and
representations and traced the forces that brought them into being. And
although I attempted to understand the situation, the style of reasoning,
and the specific calculations of the different actors who adopted these
practices and policies and to insist, repeatedly, that outcomes were a
contingent product of conflicts, calculations and struggles, rather than
somehow predetermined I tended to focus upon outcomes rather than
processes, and upon policies that succeeded in becoming established
rather than those that failed to gain support.3
A consequence of this style of inquiry is that it tends to understate the
importance of the actors whose preferences and policies lost out in the
current conjuncture but who continue to be a presence in the field and to
exert a pressure for change. In doing so, it tends to misrepresent the real
nature of the field, which is composed not of fully settled practices and
firmly established policies but rather of competing actors and ongoing strug-
gles, often with delicately balanced forces and power ratios whose equilibria
are subject to change. (In this respect at least, my study owed too little to
Bourdieu, not too much!) A greater emphasis upon these ongoing counter-
doxic struggles, and upon the distributions of power and prestige that
sustain them, would have provided not just a fuller sense of the present,
but also a more adequate basis for thinking about future possibilities.
Consider, for instance, the discourses of criminology, and the various
actors who compete with one another to define the meaning of crime and
the proper rationality of punishment. By focusing upon what I called offi-
cial criminology and its tendency to shift from one form of reasoning to
another, I was able to show in some detail the new criminological ration-
ales that came to dominate governmental practices and the reasons why
these were preferred to the social welfare criminologies that previously
prevailed. But whatever its merits in allowing me to trace shifts in the
dominant criminological ideas, the focus on official rather than
academic or even popular criminology had the effect of reducing the
fields complexity and reproducing, in my analysis, the marginal status of
currently subordinate voices.
As I note in the book, critical criminology still exists, and the current
discrediting of sociological criminology in crime policy and state institu-
tions has not affected its relatively high status in criminological scholar-
ship and academic institutions.4 These oppositional forms of
criminological thinking retain a certain cultural capital and prestige, even
if they currently lack political power, just as the critical views of sociolo-
gists and social workers continue to command some measure of public
attention, even as criminal justice officials increasingly turn to economists
and accountants for advice.5 That these deposed experts and displaced
discourses continue to exert pressure on policy and public opinion, even
from a weakened structural position, is an important characteristic of the
field that ought not to be ignored. Subordinated actors and discourses
represent important resources for resistance now and potential sources of
alternative policies in the future. Towards the end of The Culture of
Control, I state that the current configuration of crime control and crim-
inal justice is the outcome of political and cultural and policy choices
choices that could have been different and that can still be rethought and
reversed (Garland 2001: 201). The continuing force of these competing
actors and discourses in the field of crime control is what gives this claim
its sociological substance.
The Field as an Object of Study

I noted earlier that I chose to focus on the whole field of crime control
practices in order to capture important shifts in the social response to
crime that were occurring outside of the criminal justice system. I want to
say a little more about what such a focus involved and the analytical
advantages I believe it produced. By viewing the field in its totality, I
aimed to stand back from the immediacies of current events and the recent
policy initiatives and offer an historical and structural account. Today,
crime and punishment are constantly in the news. Organisational deci-
sions and policy making are typically reactive and political, caught up in
the exigencies of electoral competition. An informed observer will recog-
nise the specific motivations behind particular measures they are like
moves in a game, responding to criticism, reacting to scandal, repairing a
problem. What is more difficult is to see the underlying framework that
guides these responses the interests, values and sensibilities; the working
assumptions and cultural commitments.
My study set out to trace this underlying framework. It attempted to
identify the structures, the dominant mentalities, and the recurring strat-
egies that characterised the field in its current configuration. Moreover, it
aimed to view the current field in an historical perspective, contrasting its
reconfigured structure with the arrangements that had formerly existed,
noting important changes in its dominant values, its styles of reasoning,
and its strategic orientation. Establishing the field in this way allowed me
to pose the present as a historical and sociological puzzle, and it opened
up the possibility of generalised explanation. It wagered that the confu-
sion of diverse, particular changes that one sees when examining agencies
and policies one by one would assume a more orderly, intelligible pattern
when one examined the field as a whole.
Viewing the field of crime control and criminal justice as a structured
totality made possible a series of observations, each offering specific clues
about causation and interpretation. The first orienting observation
concerned the extent of change and the suddenness with which it has
come about. An initial analysis revealed that important, theoretically
anomalous, changes had recently occurred in virtually every dimension of
criminal justice and crime control. This was not at all the future that had
been predicted. The emergence of a new surface of policies and practices
which was so much at odds with the orthodoxies of twentieth-century
penal policy suggested the operation of new social forces and new group
relations quite different from those that previously operated.
The second observation was that the various developments that had
occurred were not reducible to a singular logic or process. There was a
new penology of risk control, but also an old penology of vengeance and
vindication. There was more punishment but also more prevention. There
was a bigger criminal justice state, but that state was more aware of its
limitations than ever before. There were changes in the states response to
crime but the biggest change had been the shifting place of crime in our
daily lives, our built environment, and our cultural imagination.
I wanted to stress the complex, contradictory character of the field and
its developmental trajectory because it is a fact of real importance that
even the most informed readers tend to forget. In discussing The Culture
of Control, commentators and reviewers have often talked as if the key
phenomenon to be explained is the punitive turn (see Gelsthorpe 2004)
or else mass imprisonment (Bruner 2003) thereby excising much of what
is interesting and instructive about the observed field. This recurring slip-
page is brought about by the force of established ways of thinking, which
prompt us to focus more or less exclusively on the states penal policies
without attending to informal or unofficial aspects of the social response
to crime.
The power of existing institutions to channel thinking may also
explain why so few reviewers have picked up on what I take to be one of
the books central insights namely, the emerging tendency towards a
break-up of the states supposed monopoly of crime control, the erosion
of modernist conceptions of the crime problem, the shift from law-
enforcement to security management, and the de-differentiation of the
governmental crime control response. Commentators who bemoan the
bleak, dystopian outlook that the book supposedly evokes (Zedner
2002) or suggest that it entails a criminology of catastrophe (Loader &
Sparks 2004) might reflect on the non-punitive modes of managing crime
that these deep transformations make possible, the new conceptions of
culpability, harm and victimisation that they bring into focus, and the
progressive (if problematic) potential that they entail for building security
in ways that need not depend upon the increase of state power or the
reduction of civil liberties.
To think in conventional criminological terms is to risk losing sight of
the shifting relationships between state and non-state actors, formal and
informal social controls, and punishment and prevention that give us the
best clues to what is actually happening. Focusing only on the emergence
of mass imprisonment and increasingly punitive penal sanctions could
suggest that the underlying story is a familiar one about the rich regulating
the poor, with the control of crime being a mere pretext for the repression
of the lower classes and minorities. There can be no doubt that current
penal policies are overwhelmingly targeted at the poor and minorities as
my book repeatedly emphasises but simple narratives of class or race
repression look less than adequate when one realises that a major theme
of todays culture is the extent to which the rich also control themselves
in the pursuit of security: a theme that is amply documented by evidence
about gated communities, private security spending, and the place of
crime avoidance routines in middle-class lives.
The complex pattern of change that can be observed when one views
the field as a whole suggested to me that the social forces at work are
multiple and their relationship to the field is complex and contradictory.
This hypothesis limited the possible candidates for a parsimonious causal
explanation even broad social forces such as neo-liberalism (Wacquant
2004), neo-conservatism (Western 2004), or governing through crime
(Simon forthcoming) seemed inadequate to explain the variegation exhib-
ited by the field. Instead of thinking in terms of single or multiple causes,
I began to think in terms of adaptation to an underlying social structure
late modern social ecology itself a rather complex configuration,
brought into being by quite independent causal processes. Adaptations to
this underlying structure were various, they were ambivalent, they
changed over time and they were mediated by cultural and political
processes but despite these complexities, the patterning of these devel-
opments seemed to suggest a definite social surface upon which they were
being built, and a set of causal processes that could be traced and docu-
mented.
Situated Rationality and Conflicted Action

Given this causal hypothesis, the research task became one of tracing that
new social surface and of understanding the ways in which social actors
adapted to it. For the first of these tasks I was able to draw upon existing
sociological and historical literature to outline the contours of late
modern social organsation and the dynamics that had produced it. For the
second, I had to try to understand the ways in which social actors adapted
to the new risks, insecurities and opportunities that characterised late
modernity, and especially how governmental agencies responded to the
predicament created by high crime, low state capacity, and heightened
political vulnerability.
In order to trace these adaptations, I invoked a conception of situated
problem-solving action, and proceeded on the assumption that actors
choices are shaped by their habitus, their organisational interests, and
their perceptions of the environment in which they operate. (I also
assumed that the chances of these choices proving successful, or becoming
established policies and practices, were determined by the real structure

of that environment and the competing forces that operate within it.) As
I stated in the text,
Socially situated, imperfectly knowledgeable actors stumble upon
ways of doing things that seem to work, and seem to fit with their
other concerns. Authorities patch together workable solutions to
problems that they see and can get to grips with. Agencies struggle
to cope with their workload, please their political masters, and do
the best job they can in the circumstances Every solution is based
upon a situated perception of the problem it addresses, of the inter-
ests that are at stake, and of the values that ought to guide action and
distribute consequences. (Garland 2001: 26)
This rational-within-limits view of the nature of action was the guiding
assumption that informed my investigation of governmental and non-
governmental adaptations and reactions. But this conception of action
was always just a guide: an heuristic device or ideal type from which I
expected empirically observed conduct to deviate. As the study developed,
it became apparent that the decision making of actors and agencies in this
field was complicated by a variety of circumstances that limited its ratio-
nality and induced a recurring ambivalence. The existence of underlying
conflicts (between competing sectors of a complex organisation, between
different values, between competing interests), of chronic uncertainty
(about the real nature of the risks, about the likely effects of specific
measures), of dimly perceived limits to action (the predicament that I
describe, the sense of the political balance of forces, the power of the
dominant ideologies), and of guilty knowledge and unsayable assumptions
(which repress the public expression of certain understandings and make
certain formulations politically unacceptable) all seemed to me to be
having an important impact upon action and discourse that I wanted to
highlight. The fact that (socially structured and politically displaced) anxi-
eties and expressive actions featured prominently in my explanatory
account also suggested the appropriateness of describing action in a way
that drew attention to its emotional as well as its instrumental dimensions.
In order to register the conflicted, ambivalent, emotionally charged
character of decision making, I invoked the language of Freudian psycho-
analysis and mobilised a series of familiar concepts the reality principle,
the return of the repressed, denial, acting out, hysteria, etc. to help
characterise the conduct of actors and agencies. Most reviewers seem to
have ignored this aspect of the study, or else taken it to be simply a verbal
flourish, perhaps assuming that my use of Freudian terminology is merely

a rhetorical device intended to dismiss policies as irrational. But the theo-
retical role that these concepts play in this study is a substantial one, not
merely a matter of rhetorical embellishment, and I believe that the issues
involved are worth considering. I am therefore grateful to Matravers &
Maruna (2004) for taking up this issue, and for systematically addressing
the matter with some seriousness.
I ought to say that I disagree with Matravers & Marunas analysis in
one respect. In reviewing my use of Freudian concepts, they suggest that
there is an unconscious quality to my usage, that I have an obvious (but
ambivalent) attraction to these metaphors, and that the terms appear in
my text by reason of Freudian slips. They also go on to suggest that I am
unnecessarily hesitant in my formulation of Freudian interpretations, too
quick to distance myself from (to bury) the full implications of the Freud-
ian terminology I employ, and too conflicted in my psychoanalytical
reading of the penal landscape.
This strikes me as an odd reading, since it seems both to recognise and
to not recognise the place of Freudian theory in the books analyses. It is
as if the presence of psychoanalytic terms sparked in Matravers & Maruna
a wish for a throughgoing Freudian analysis and then their disappoint-
ment in not discovering this in my text prompted them to misrecognise
the meaning of what is actually there. As my remarks above indicate, these
Freudian concepts had a definite analytical function in my argument and
their use was quite deliberate. But my aim was not to produce a psycho-
analytic reading as such but instead to provide a psychoanalytically
informed sociological account of patterns of collective action, which is a
rather different proposition.6 Nevertheless, I fully accept these authors
contention that one could give a more comprehensive account of the
psycho-analytic aspects of punishment and the politics of crime control,
and I agree with their view that such project would be well worth pursu-
ing. Matravers & Marunas essay is, in this respect, a substantial and inter-
esting contribution in its own right.
One way to frame that project, and render it more fully sociological,
might be to develop the suggestion that penal policy entails important
elements of group projection.7 Penal policy like welfare policy is a set
of laws, practices and representations designed by high-status social
groups for the management and control of low-status groups who are
regarded as problematic. In creating policies to manage the dangerous
and the undeserving, dominant social groups necessarily project certain
phantasies and anxieties of their own images of the dangerous other,
self-images of respectability and decency, fears about costs and dangers,

self-serving myths about the sources of social success and they realise
these projections in the practice of institutions. The mobilisation of
moral judgements, the articulation of social norms, and the identification
of social dangers all of these reflect phantasy elements as much as sober
assessments of empirical evidence and they provide important clues
about the neuroses and anxieties that currently afflict the dominant
classes. And where policy is driven by political imperatives that defy
research evidence and cost-benefit calculations, the space for projection
and phantasy is expanded.
If these psychic elements are socially structured, as I believe they are,
and reflect the social situations and relationships of the groups concerned,
as I believe they do, then a sociological account of the pattern of neurotic
blaming is both possible and necessary. As Matravers & Maruna quite
correctly point out, The Culture of Control is only a first approximation
of that analysis, and the specific claims that it makes e.g. about the social
sources of middle-class anxieties about sex offenders and child-abuse
remain largely speculative. I hope, with Matravers & Maruna, that others
will be inspired to take this work forward and develop its insights in more
detail.
Changing Gender Relations and the Culture of Control

There is a pro forma criticism that one often encounters, charging that
the work in question, whatever its particular project, whatever its
object of study, really ought to have paid more attention than it did to
issues of gender or race, or class, or sexuality, or whatever the critic
takes to be the central issue with which every analysis must be
concerned. The questions raised by Loraine Gelsthorpe in her essay in
this volume are absolutely not of that nature. The issues she raises
about the impact of feminism and changing gender relations in the
period discussed by The Culture of Control seem to me to be of major
importance and obvious relevance, and I will try to take up some of her
points here.
In addition to her suggestions for thinking about the place of women
in the emergence of a culture of control, Gelsthorpe poses two specific
questions: (1) about the impact of feminist ideas on the critique of
penal-welfarism, and (2) about the persistence of differential penal treat-
ment for women and children in criminal justice despite the decline of
penal-welfarism, which had previously provided that treatment with its
rationale. Let me briefly respond to these questions before taking up the

more substantive issue.
Gelsthorpe accepts that the displacement of penal-welfarism by the
culture of control has transformed the penal treatment of adult male
offenders but she questions whether it has had a comparable impact on the
treatment of women and children. She points to the persistence of what
she calls ideological positionings in relation to women and girls and asks
how can this persistence be accounted for within the context of Garlands
analysis (2004: 84).
A proper answer to this question would have to trace the complex
pattern of treatment accorded to female offenders in the United States and
UK criminal justice systems, and to indicate the specific ways in which
these had changed in recent decades. As Gelsthorpe herself notes, impris-
onment rates for women offenders have recently increased sharply (from
a low base) in both the United States and the UK, probably as a conse-
quence of mandatory sentencing, crack-downs on drug-related offending,
declining levels of family support, and a diminished welfare state safety-
net. But to the extent that differentiated, gendered, familial regimes
continue to be imposed on female offenders, the explanatory hypothesis I
would propose is as follows: These practices are comparatively less
affected by the displacement of penal-welfarism because the penal-welfare
framework overlaid and reinforced already-existing familial ideologies
that were grounded in institutional arrangements that had little to do with
criminal justice. The persistence of these differentiating regimes in the
present conjuncture may be a consequence not of penal-welfarism but of
the continuing power of these older, deeper, ideologies and the institu-
tions that reproduce them.
When penal-welfarism developed at the end of the nineteenth
century, it was, in respect of adult male offenders, a radical departure
from prior perceptions and practices (Garland 1985). But in respect of
women and young children (juveniles and young adults were more prob-
lematic, intermediate, categories) there were already cultural perceptions
and legal practices in place that characterised women and children as
dependent, less than fully rational, less than fully responsible, deserving
of compassion and possibly amenable to reform. Penal-welfarism fitted
so neatly with these already-existing habits of thought that it amounted
almost to a scientific gloss upon what everyone already knew, which is
why rehabilitative practices were more readily, more rapidly, and more
extensively established for women and children than they ever were for
adult males.
This layering of complementary ideologies has meant that penal-

welfare practices could be challenged and reduced without altogether
disturbing the special treatment accorded to these categories of persons
whose special nature is sustained by other institutions, notably the school
and the family. We should note, however, that young adults and juveniles
continue to be an intermediate category and the emergence of the
culture of control has had a more direct impact on their criminal justice
treatment, especially in the United States where more serious juvenile
offenders are now routinely treated as adults for penal purposes.
Gelsthorpes essay raises a fascinating set of questions about the overlay-
ing and interaction of cultural and scientific categories in the context of
institutional practice. One hopes that these questions may soon be given
the attention they deserve.
In respect of the other question Gelsthorpe raises about the role of
feminist critiques in bringing about the changed criminological climate of
the 1970s I am inclined to think that she overstates the case. My research
did not find any explicit reference to feminist arguments in the penologi-
cal debates and sentencing reform movements of the early 1970s and I
would suggest that the feminist texts that first made a wide impact in this
area (for instance, Smart 1976, or Leonard 1982, or Heidenson 1985)
appeared too late to shape the critique of penal-welfarism or to have a
distinctive effect on the alternatives originally proposed as alternatives.
In that narrow sense, feminist ideas were not an important factor in the
events I was describing. In a broader sense, however, feminist struggles
and changing gender relations were crucial to the historical transforma-
tion described in The Culture of Control in a way that was not true of prior
shifts in patterns of penality and crime control. Indeed, it would certainly
be possible to write a criminological history of the last thirty years that
was organised around changes in gender relations and their implications
for the politics and organisation of crime order.
Changes in gender relations and sexual roles were crucial elements in
the changes that I describe as the coming of late modernity and were also
crucial, though in a different way, to the formation of a culture of control.
Women were so central to this whole process that the (real and imaginary)
roles of women as providers of security and crime control in families, in
households and in neighbourhoods and as victims of insecurity and the
breakdown in crime control is one of the strongest threads weaving
together cause and effect in my historical narrative.
The changing economic, political and social position of women is one
of the key themes of the late twentieth century transformation in social
organisation that my book describes. The demands, choices, and actions

of women in structural contexts chiefly defined by the labour market,
the welfare state, education, and law were a motor force that changed
the shape of households, family structures and sexual relations in the post-
war period. When I talk about the new social ecology of everyday life that
characterises late modern society, the altered position of women is a key
part of that social organisation. When I talk about the new levels of free-
dom, of choice, of mobility and of moral individualism, women are front
and centre in this emancipatory story. And correlatively, when I talk about
reduced levels of informal social control, about the increased vulnerability
of households and individuals to criminal depradations, and about the
increased domestic stress experienced by middle-class, two-income house-
holds not to mention political reaction to expanded welfare rolls, single-
parent households, and teenage pregnancies the altered role of women
as mothers and wives and neighbours is a primary part of the account.
If the enhancement of individual choice and an expanded range of life-
trajectories are defining features of late modernity, then undoubtedly
women have been among the primary beneficiaries of these new free-
doms. At the same time, however, women feature prominently on the
other side of the story, when we come to consider the costs of late modern
freedoms and the new risks and insecurities that it entails. It should there-
fore be no surprise to discover that womens experience of insecurity and
victimisation plays a prominent role in the politics of law and order, that
women play a dominant role in the new victims movement and in the
discourse of victims rights, and that it has been womens groups who have
done most to bring to public attention some of the central themes of the
culture of control such as sexual crime, child-abuse and domestic
violence. It should also be no surprise that, in this new social context, the
control of women tends to shift from the informal disciplines of family
and household to the more formal restraints of criminal law and welfare
regulation. The increasing female imprisonment rates that Gelsthorpe
discusses are no doubt part of that tendency (even if their immediate
causes are mandatory sentencing and the war on drugs). So too are the
intensified disciplines of welfare-to-work, of Temporary Assistance to
Needy Families, and the feminisation of poverty that have developed in
recent years.
The Culture of Control could have been written in these terms. It
could have foregrounded the achievement and ironies of womens libera-
tion, stressing its far-reaching social implications, and tracing its impacts
on issues of security, questions of victimisation, and the politics of
punishment and control. Perhaps someone might yet write such a book
and view the culture of control from this standpoint. I chose not to do so
because it seemed to me that the feminist revolution and the changing
place of women were only one thread in a denser texture of social trans-
formation that needed initially at least to be addressed in a holistic
manner if its full extent was to be understood. That one could equally
well have chosen to foreground not gender relations but rather racial
relations tracing how minorities were empowered by the civil rights
movement, victimised by high rates of crime and violence, and subse-
quently disciplined by mass imprisonment highlights the complexity of
this period and the variety of historical accounts that it makes possible.
National Characteristics and Responses to Late Modernity

One of the most controversial and misunderstood aspects of The Culture
of Control is my claim that, in respect of crime control and criminal
justice, the United States and the UK manifest similar historical trajecto-
ries and can be understood in similar structural terms (Zimring 2001;
Young 2003; though see Hagan 2004, for a different response). There is
no need to restate or defend these claims here they are clearly stated in
the book but it may be useful to explain the research strategy that
produced them, and to outline some further lines of inquiry that this argu-
ment opens up.
The decision to view the crime control field in its totality led to the
observation that Britain and America exhibited parallel patterns of devel-
opment and prompted the decision to look for structural causes of a simi-
lar kind. From this vantage point, the changes that were observed looked
remarkably similar on both sides of the Atlantic, with very similar strate-
gies and sensibilities emerging in both places during much the same time
period.
Of course there were important differences, most obviously of scale
and intensity. The US rate of imprisonment was approximately five times
as high as that of the UK, though in the decade after 1993, the latter
grew at a faster rate. Capital punishment had effectively been abolished
in Britain since 1965 and there was nothing in the UK to compare to the
recently resurrected chain gangs of the American South. These differ-
ences matter in vital and obvious ways. The mass murderer Timothy
McVeigh would not have been sentenced to death and executed had he
been convicted of mass murder in Britain. And if James Bulgers young
killers had committed their crimes in the United States, they would not
have been treated as juveniles, nor would they, as Loader & Sparks note,
now be released after serving eight years in rehabilitative custody with
new identities and legal guarantees of lifetime anonymity. But, despite
these differences, the focal points of policy in both places were remark-
ably similar; so were the strategies and penal values that came to prevail;
so were the political dynamics and legislative patterns; and all this
despite the underlying differences in the magnitude of the crime prob-
lem, the structures of government, and the economic and demographic
circumstances of the two nations. For a sociologist this was very interest-
ing. It suggested to me that similar structural forces were at work in both
places, producing a similar pattern of effects even though they operated
through very different legal and political institutions.
On the basis of these considerations, I chose to investigate changes in
social organisation that appeared to be occurring in both societies, recon-
figurations in crime control and criminal justice that were also occurring
in both places, and mechanisms and processes that appeared to me to link
these two patterns of development. It should be clear from this and from
a number of explicit statements in the text (see Garland 2001: viii, 212,
257, 258) that I was not attempting a comparative study of America
and Britain.8 To do so would, of course, have required me to focus upon
differences as well as similarities and to place these on the same analytical
plane. Instead, I chose to focus on a set of structural transformations that
were occurring in both places, deliberately de-emphasising distinctive
features, such as race relations, levels of inequality, rates of violence,
constitutional law, federalism, etc.. Far from undermining the books
thesis, this strategy made it possible, since my conclusion was that, despite
major differences in law, culture, and politics, both the United States and
the UK appeared to be affected by similar pressures for change and were
responding in similar kinds of ways.9
That conclusion opens up, and organises, a line of inquiry that seems
to me to be of major significance: namely: How has the coming of late
modernity been experienced in other societies? How have the govern-
ments and the people of other nations adapted and reacted to the new
risks, insecurities and opportunities inherent in the social organisation
of everyday life under late modern conditions? Whether or not the
central thesis of The Culture of Control turns out to be correct, it has
the virtue of stating a definite thesis in a way that lends itself to compar-
ative investigation. Insofar as late modernity is an identifiable structure
of social organisation, approximating to the circumstances of many
contemporary societies, it should be possible to examine the extent to
which the Anglo-American patterns of adaptation that I have identified

are exhibited elsewhere.
At a certain level of detail, each national pattern will of course be
unique, but my expectation is that there will be a rather limited variety of
adaptive patterns, in much the same way that welfare regimes in the devel-
oped world tend to approximate to a few recurring types (Esping-Ander-
sen 1990). Indeed, I would expect that a nations welfare regime will be a
good predictor of the crime control and criminal justice pattern that is
likely to emerge there, insofar as both welfare policy and crime policy
tend to be shaped by group relations, political structures, and previously-
existing institutional and cultural arrangements.
We have not yet developed a comparative political economy of punish-
ment, but it seems likely that the historical traditions, social structures and
institutional arrangements that pattern other aspects of social policy (such
as welfare, or employment) will also pattern penal policy. If this is so, then
one would expect to observe broad differences between northern and
southern European states, on the one hand, and European and Anglo-
Saxon nations on the other. As Hall & Soskice (2001) point out,
compared to the United States (and increasingly, the UK) European
nations typically have state bureaucracies that are less exposed to popular
pressure, more completely dominated by professional officials, and so less
susceptible to punitive populism. Northern European countries, such as
the Scandinavian nations and Germany, also exhibit multiple-party polit-
ical systems that are less inclined to populist, majoritarian politics and
more given to coalition politics that broker compromise positions appeal-
ing to multiple political groupings. Moreover, the high levels of integra-
tion between educational institutions and labour markets in these
northern European countries mean that these nations are better able to
guarantee an employment trajectory for the mass of individuals and less
likely to produce underclass populations excluded from the social and
economic mainstream. (Government control of the flow of migrant
labour serves to protect nationals from marginalisation a burden that
falls instead on foreigners and immigrants (Wacquant 2004; Tonry
1997)). In contrast, nations such as Canada, Australia and New Zealand
have more of the features of the United States and the UK and are more
prone to adopt neo-liberal policies and develop sizeable measures of social
exclusion. It is these nations that would seem most liable to develop a US-
style culture of control and punitive penal policies.
National variations in the pattern of adaptive response to generalised
structural developments may be thought of as the consequence of politics
and the choices it involves, and also of private preferences and actions,
since the culture of control involves private and corporate actors as well
as state agencies. And indeed such choices and actions are, of course,
always dispositive in the final instance.10 But it is possible to overestimate
the scope for political action, and to overstate the degree of choice that is
realistically available to governmental and non-governmental actors. And
it is all too easy to forget the extent to which political actors are, in their
turn, acted upon. As The Culture of Control seeks to emphasise, such
choices are always conditioned by institutional structures, social forces,
and cultural values. Our tendency to focus upon legislators, politicians
and policy makers as the prime movers in bringing about penal change
may appear to be a realistic focus on power holders and on the arena in
which power is exercised, but it is somewhat un-sociological nevertheless.
Political actors operate within a structured field of forces, the logic of
which they are usually obliged to obey.11 They are the final movers rather
than the prime ones. To focus upon these acts and these actors alone is to
ignore the long chains of interdependence that link them to the interests
and settled choices of other social actors and institutions.
American Exceptionalism?
Before leaving the issue of national and international trajectories, I want
to say a word about the idea of American Exceptionalism, which has
recently become a common (if poorly theorised) way of referring to the
social and cultural sources of American penality see Braithwaite (2003),
Feeley (2003), Downes (2001) and Whitman (2003). The evidence
presented in The Culture of Control regarding the parallel trajectories of
the United States and the UK makes it clear that, with respect to important
aspects of crime control and criminal justice, the United States is by no
means unique. However, even if it is accepted that American structural
predicaments and adaptive responses are paralleled elsewhere, this does
not address the issues of scale and intensity that currently distinguish
Americas penal response from those of other comparable nations. The
Culture of Control bracketed off these quantitative issues and focused on
the emergence of shared strategies and sensibilities, but at a certain point,
we need to return to these issues and try to explain Americas extraordi-
nary levels of punishment.
Americas position as an outlier in relation to international patterns of
punishment is apparent when we consider comparative rates of imprison-
ment, which, at about 700 per 100,000 are the highest in the developed
world and some six times as high as the current norm for European
nations. Average sentence lengths and the probability of a particular
offence receiving a custodial sentence are also higher in the United States
than elsewhere. And of course 38 states and the US federal government
retain capital punishment decades after it has been abolished everywhere
else in the western world.
One cannot move directly from these bald facts to the (comparative)
claim that the United States is exceptionally punitive, not least because
international prison statistics sometimes occlude related patterns of incar-
ceration (such as the confinement of the mentally ill); because data about
average sentence lengths may refer to sentences imposed rather than
actual time served (given variable patterns of early release); and because
any sensitive measure of punitiveness must measure the extent of punish-
ment against the extent of crime (Pease 1994; Lynch 2002). However,
most researchers agree that the United States remains an outlier in penal
policy even taking these complications into account (Tonry 2004; Whit-
man 2003), and so the question remains: how to account for Americas
exceptional levels of punishment.
Recent efforts to explain this phenomenon have focused upon US
culture, claiming that American cultural traditions are more than
usually punitive, as a result of the Puritan heritage (Jarvis 2004), inher-
ited attitudes towards questions of status and dignity (Whitman 2003),
or traditions of vigilante self-help and direct local action that favour
punitive responses to unpopular offenders (Zimring 2003). However,
as I argue in a recent paper (Garland forthcoming), there is reason to
be sceptical of this essentially culturalist account, not least because
Americas penal practice has varied considerably over time and across
the 50 states. A more plausible explanation would have to consider the
interplay (itself variable across time and space) between the following
features: Americas history of racial segregation and subordination
(Klarman 2004) and its (variable) structure of race and class relations
(Wilson 1978); its comparatively high levels of inequality and of inter-
personal violence (Lipset 1996); the politicised nature of criminal
justice due to the fact that criminal justice personnel are often elected
officials (Stuntz 2001), the fact that policy and decision making are
devolved to local levels, making local practices somewhat resistant to
rationalisation and national regulation (Lieberman 1998), and finally,
the ease with which popular sentiment can be translated into law
because of the populist character of US political structures (Savelsberg
1994).
Talk of American exceptionalism tends to essentialise difference, to

measure the United States against some spuriously uniform international
standard, and to forget that every nation has its own distinctive culture
and social characteristics. In that sense, every nation is exceptional and
none are. Instead of thinking in these essentialist ahistorical terms, we
ought to focus on the institutional and historical processes that produce
specific penal outcomes, just as David Downes did in his comparative
study of the Netherlands and England and Wales (Downes 1988). The
remarkable levels of punishment that currently characterise the United
States are a striking phenomenon for which we still lack an adequate
explanation. My guess would be that such an explanation will be found
not in deep readings of American culture but in a close analysis of the
distinctive institutional structures through which American penal policies
are produced, and the changing social forces and political conflicts that
find direct and indirect expression in these policies.
Analysis and Critique in The Culture of Control

In her essay in this volume, Barbara Hudson discusses the normative
implications of The Culture of Control and makes the suggestion that its
normative message is entailed in the analytical structure of the book
(Hudson 2004). Given that my book contains no specific policy prescrip-
tions for undoing todays crime control culture (of the kind contained, for
instance, in Tonry 2004) and no avowedly normative analyses (of the kind
developed by Marshall (2004) in her discussion of victims rights and
duties) Hudsons argument is interesting and, I think, instructive. Let me
conclude this essay by saying something about this idea, which is, I believe,
more complex than it initially appears.
In her explication of the relationship between analysis and critique,
Hudson notes, quite correctly, that I am concerned to identify the histor-
ical conditions of possibility that underlie specific practices, institutions
or cultural formations. She also notes my concern with tensions between
reason and emotion or what might be described in more familiar Webe-
rian terms as tensions between purpose rational, value rational, and affec-
tive modes of action. Hudson points out that these analytical concerns
have a definite critical pedigree in the work of Kant, Foucault and the
Frankfurt School and that their critical function consists in their capacity
to problematicise the present, insist upon its historicity, and point to the
possibility of alternative social arrangements. So far, so good. But else-
where in her chapter, Hudson identifies a voluntarist dimension in my
account of social action and argues that it, too, contains an inherently crit-
ical dimension. Here I am not so sure.
Hudsons argument seems to be that analyses such as mine which
insist that things can turn out differently because social actors have
choices, have a certain critical power in as much as they undermine the
false objectivity or ideological givenness of the present. I confess that I am
not entirely convinced by this claim. The critical attitude that Hudson
attributes to me here seems to amount to little more than my refusal to
assume that the present state of affairs is altogether inevitable. But this is
a position that could just as easily be taken by authors who are uncritical
of contemporary penal politics, who might, for instance, argue that the
operation of choice in the creation of the culture of control is a reason to
embrace rather than criticise it. The recognition of choice in that sense
can legitimate the present, suggesting, for example, that the people now
have the arrangements that they have freely chosen in a democratic
process (Siegel 2001; Henderson 2002).
It seems to me that an acknowledgement of the role of action in the
production and reproduction of social structures is neither critical nor
uncritical in itself it is a theoretical understanding of the nature of social
practice, compatible with a variety of normative standpoints. Indeed, one
could imagine an altogether different theory that stresses structural deter-
mination and appears to leave no room for active choice for example
Foucaults account in Discipline and Punish which nevertheless conveys
a very forceful critique. The structure of action, or the explanatory frame-
works through which that structure is understood, are not, it seems to me,
the place to look to discover whether or not a work succeeds in being crit-
ical of its object.
But I think Hudson is right in a different respect. If my book has a
genuinely critical dimension it inheres not in explicit normative state-
ments but at the more fundamental level of the substantive sociological
analysis itself. The attentive reader will no doubt gather that I have critical
views about a variety of things among them unregulated markets,
rampant individualism, populist policy making, mass imprisonment,
victims rights in sentencing, urban fortification, and so on. But to bela-
bour such views in the text if they have no analytical role there would
amount to little more than rhetorical gestures signalling ones allegiance
to standard left-liberal positions.12 What I take to be books most critical
dimension is its substantive analysis, and its effort to show that the devel-
opment of the culture of control can be attributed not just to the (situated,
rational-within-limits, field-and-habitus determined) choices of actors
who could have acted differently, but also to actors to whom we typically
do not attribute causal effectiveness or moral responsibility. The critical
aim of the book is to prompt readers to think differently about the culture
of control, and to attribute responsibility for its development to actors and
processes who are not the usual suspects. The aim is not so much to
emphasise the fact of choice in policy-making though that may some-
times be necessary but instead to identify the extensive range of choices
and actions and actors that bear upon the world of crime control.
The analytical aim of the book, which is also its central normative
claim, is to enable readers to see beyond policy makers and politicians to
the social and cultural conditions that structure political decisions and
make certain social arrangements seem possible and desirable. I intended
to show that it is social arrangements and group relations as modulated
through the economy, the media and the whole institutional system that
determine our perceptions of danger and desert. I wanted to give a socio-
logical answer to the question of how we fail to recognise the other, how
we limit compassionate identification, how we establish distance and
demonisation and to explain these outcomes in terms of group dynamics
and social relations, rather than in the abstract, undifferentiated terms
that philosophers so often use.13 This analysis was not intended to imply
that these developments were necessary or inevitable far from it. It was
intended to demonstrate that these developments had their roots in the
cultural commitments and routine choices made by individuals, families
and corporations in civil society, as well as by governmental agencies and
politicians.
I wanted to show that problems of crime control and punishment are
problems of social ordering that implicate us all. I wanted to show how
the newfound liberties and pleasures that modern liberals cherish tend to
produce chronic insecurities and a punitiveness that makes them cringe. I
wanted to reveal the responsibilities of citizens and corporations, and to
repoliticise our conception of civil society, by insisting that it is private
choice as well as governmental policies that shape our culture and our
society. I wanted to insist, when all is said and done, that the assumptions
and anxieties, knowledges and techniques, powers and passions, through
which we control others are not just measures of solidarity and civility
though they certainly are that but also, eventually, the means whereby
we come to control ourselves.
These concerns certainly imply ethical commitments and political
preferences. But their articulation in the text is, I trust, more than a mere
statement of an individuals predilections. If the books analysis appears to
carry a critical charge, or to provide a motive for oppositional action, then

it is because its normative concerns are grounded in the social world that
we inhabit and the possibilities and predicaments that it entails.
NOTES
1. Valier (2004) says that I take a position that is avowedly light on theory. The text
from which she quotes actually says I will try to maintain a lightness of touch where
theoretical matters are concerned, which is an avowal of a rather different kind. Given
my thesis that the culture of control is, in part, the creation of ordinary people in their
daily lives, I sought to make the book accessible to non-specialist readers in a manner
that did not sacrifice conceptual or evidentiary rigour.
2. Sparks & Loader (2004) misunderstand a remark I make about this. My claim is not that
small-scale studies cannot find evidence of structural patterns within their material. The
book by Girling, Loader & Sparks (1999) is a fine example of a study that does just that.
My claim is that the identification of structural forces depends upon a prior knowledge
of large-scale patterns that can only be discovered by large-scale analysis of the whole
field. Once these patterns are evident, studies of their presence and operation in defined
locales is a crucial next step. The dialectic of general and particular, wide-angle and
narrow focus, is vital. See my review of Girling et al. where I make this clear (Garland
2001b), and also Becketts review of Girling et al. alongside The Culture of Control
(Beckett 2001).
3. In Punishment and Welfare I was able to document in more detail the struggles and selec-
tion processes that led to some elements of the reform programmes being established,
others rejected and still others reworked in compromise formations. In principle, it
would have been possible to do the same thing in The Culture of Control, but the mate-
rials that made up the crime control field of the 1990s were much more extensive than
those of 100 years earlier, and in the later study I was dealing not just with the UK but
with the United States as well. In the circumstances, I chose to focus on practices and
ideas that had succeeded in becoming more or less established and said much less about
those that did not.
4. The older ideas which view criminality as the dispositional outcome of social depri-
vation still circulate and command respect. They have no more been abolished than
have the institutions of penal-welfarism. In more or less revised form, they still form the
core viewpoint of many academics and practitioners. But increasingly these welfarist
ideas find themselves in competition with two quite different criminologies. (Garland
2001a: 182).
5. In the United States, the sociological criminology of Harvard sociologist Robert Samp-
son and his colleagues is widely regarded as the leading work in the field, attracts large
foundation grants, and is prominently featured in the press (see, e.g., the New York
Times Magazine article of 6 January 2004 reporting on his research on community effi-
cacy and crime prevention.) In the UK virtually all of the leading criminologists, and all
the most prestigious academic institutions, are primarily oriented towards versions of
sociological criminology that are at odds with the current regime.
6. Matravers & Maruna rely on the work of Martha Grace Duncan (1996) to indicate what
they have in mind. But Duncans concern is with representations and their cultural
meaning (in literature, art, metaphor, etc.). She does not attempt to explain patterns of
social action, let alone institutional action, and offers no viable methodology for doing
so.
7. See Garland (2001a: 2634) and Matravers & Maruna (2004, section entitled punitive-
ness as projection).
8. Some reviewers appear not to have grasped this point. Thus, in an otherwise insightful
review essay, Young (2003) criticises me for failing to adopt a properly comparative
methodology that focuses as much on differences as on similarities.
9. Nor are these distinctive features bracketed off for all time and for all purposes. My
current research on capital punishment and American culture brings them to the front
and centre of my analysis. So would some of the research projects that I outline later in
this essay.
10. Despite what Loader & Sparks (2004) suggest, I do not consider politics to be merely
epiphenomenal the political is clearly a crucial level of decision making with its own
dynamics, contingencies and dispositive effects. But nor do I consider it to be an uncon-
ditioned domain. Indeed a primary concern of The Culture of Control is to identify the
social, economic, cultural and criminological circumstances that constrain and enable
political action. Bruce Western (2004) makes a rather different point when he argues
quite correctly in my view that the culture of control is not epiphenomenal in its rela-
tion to social and economic structures, but is, instead, a constitutive element in late
modern social structure. As he and his colleagues have begun to demonstrate (see Patillo
et al. 2004), mass imprisonment is now a structuring principle that significantly shapes
the life chances of young minority males in the United States.
11. One sees this force of these structural constraints rather clearly by examining the
conduct of political actors who are temporarily freed from them: thus the lame-duck
governor, George Ryan, of Illinois, was able to grant amnesty to the states death row
population because was term-limited, and unable to run for office. Supreme Court
Justices Blackmun and Powell similarly declared their opposition to capital punishment
only when they had retired or were about to retire from the Court.
12. The attempt to avoid such handwaving is what I had in mind when I remarked in the
books introduction that I have chosen to subdue that normative voice until completing
my analysis (Garland 2001a: 3).
13. It seems to me that the very interesting essay by Valier (2004) tends towards this kind
of abstraction when she asks how we respond to the sight of atrocity. Posing the ques-
tion in this philosophical manner tends to overlook the variable character of compassion
in the face of human suffering and the social structures and group relations that shape
that variation (Haskell 1985; Elias 1994).
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10

Beyond the Culture of Control

The Culture of Control (Garland 2001), together with the effusion of

Critical Review of International Social and Political Philosophy,

The Place and Purpose of Theory

At the most fundamental level of intellectual practice, theory operates as

tions of interactive processes that are essentially dynamic and

analysis. The studies aim to solve problems, to explain developments, or

(Garland 2003b), to explore the coherence and utility of the concepts in

The Field of Crime Control and Criminal Justice

of a shift from a differentiated crime control system monopolised by the

The Criminological Field as a Balance of Forces

The Field as an Object of Study

Situated Rationality and Conflicted Action

established policies and practices, were determined by the real structure

flourish, perhaps assuming that my use of Freudian terminology is merely

self-images of respectability and decency, fears about costs and dangers,

Changing Gender Relations and the Culture of Control

rationale. Let me briefly respond to these questions before taking up the

This layering of complementary ideologies has meant that penal-

organisation that my book describes. The demands, choices, and actions

National Characteristics and Responses to Late Modernity

which the Anglo-American patterns of adaptation that I have identified

Talk of American exceptionalism tends to essentialise difference, to

Analysis and Critique in The Culture of Control

carry a critical charge, or to provide a motive for oppositional action, then

Lynch, J. 2002. Crime in international perspective. Wilson & Petersilia 2002.

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