Certified Associate Project Management Handbook PDF
Certified Associate Project Management Handbook PDF
Certified Associate Project Management Handbook PDF
“PMI”, the PMI logo, “Making project management indispensable for business results”, “PMBOK”, “CAPM”, “Certified Associate
in Project Management (CAPM)”, “PMP”, “Project Management Professional (PMP)”, “Project Management Professional”, the
PMP logo, “PgMP’, “Program Management Professional (PgMP)”, “PMI-RMP”, “PMI Risk Management Professional (PMI-
RMP)”, “PMI-SP”, “PMI Scheduling Professional (PMI-SP)”, “PMI-ACP”, “PMI Agile Certified Practitioner (PMI-ACP)”, “PfMP”
and “Portfolio Management Professional (PfMP” are marks of Project Management Institute, Inc.
OPTION 1
OR
OPTION 2
NOTE: Electronic communications from PMI may inadvertently be blocked or forwarded to bulk
mail folders by some spam filters. Please add [email protected] to the personal address
book in your email program to help ensure that you don’t miss important CCR program updates
from PMI.
Before you submit the application, you will be required to read and agree to the PMI Code of Ethics
and Professional Conduct and the Certification Application/Renewal Agreement, which can be found in
this handbook and on PMI.org.
NOTE: Incomplete applications and faxed applications will not be processed or returned.
NOTE: The PMBOK® Guide defines a project as a temporary endeavor undertaken to create
a unique product, service or result (PMBOK® Guide—Fifth Edition, p. 553).
NOTE: One hour of classroom instruction equals one contact hour. If you have completed a
university or college course on project management that met for three hours per week for 15
weeks, you would document 45 contact hours on the application. If only a portion of a course
dealt with project management, only the hours spent on project management can be applied
toward the total.
The course hours may include content on project quality, scope, time, cost, human resources,
communications, risk, procurement, and integration management.
You can satisfy the education requirements by demonstrating the successful completion of courses,
workshops and training sessions offered by one or more of the following types of education providers:
A. PMI Registered Education Providers (R.E.P.s)*
B. PMI chapters*
C. Employer/company-sponsored programs
D. Training companies or consultants (e.g., training schools)
E. Distance-learning companies, including an end-of-course assessment
F. University/college academic and continuing education programs
NOTE: While you may be able to record applicable classes that counted toward a degree,
you cannot record the degree program in its entirety because some classes within the
program will not apply to the requirement.
NOTE: This processing timeline does not apply if your application has been selected for PMI’s
audit process (refer to the PMI Audit Process section in this handbook for more details).
The PMI membership rate will apply only if you are a member of PMI in good standing at the time you
submit payment for the certification. If you apply for membership right before you apply for the
certification, make sure you receive confirmation of your membership before you pay for the certification.
If your membership has not been completely processed before you pay for the certification, you will be
charged the nonmember rate.
If PMI membership is obtained after you submit payment for the certification, PMI will not refund the
difference.
Review all the benefits of PMI membership or Join Now!
If you submit your application by postal mail, payment is expected to be received with your
application.
If you submit your application online, you may submit payment by the following ways:
1. Online—Use the online certification system to submit credit card payment. This will enable PMI to
process your payment more quickly.
OR
2. By Postal Mail—Mail a check, money order, credit card information or wire payment information
to PMI. Include your PMI identification number and user name.
NOTE: When certification payment is received, PMI will send electronic notification
indicating one of the following next steps:
Examination scheduling instructions to help you schedule your examination
Application has randomly been selected for PMI’s audit process
PMI will NOT provide you with a refund in the following instances:
If your one-year eligibility period has expired and you have not scheduled the exam, you will not
receive a refund. You will forfeit the entire fee. You will not be able to use the initial fees for
anything else. If you still wish to obtain the certification, you will have to reapply and submit all
associated fees again.
If you have scheduled the exam and did not take it, nor provide the necessary
cancellation/rescheduling notification to PMI’s testing administration partner, Prometric, you will
not receive a refund. Again, you will forfeit the fee and not be able to apply it to anything else.
NOTE: You can send a request for refund to [email protected] or by fax to +1 610 482 9971.
PMI
Attn: Certification Audit
14 Campus Blvd.
Newtown Square, PA 19073-3299 USA
You may not continue with the certification process until you have complied with the audit requirements.
Once you successfully complete the audit, your one-year examination eligibility period starts.
Incomplete submissions will not be processed and will result in failure of the audit.
If you fail to meet the audit requirements, you will receive a refund (refer to the Refund Policy section
in this handbook for the certification you are pursuing for more details).
NOTE: Please be advised that while the selection process for an audit is primarily random, PMI
reserves the right to select any candidate to be audited at any time, including after the
certification has been bestowed. If you fail to meet the audit requirements after attaining the
certification, you are not entitled to a refund.
Calculations
Certification begins the day you pass the exam. If
you pass the exam on… 15 September 2015
Your certification cycle begins… 15 September 2015
Your certification cycle ends… 15 September 2020
Therefore, your renewal period begins… 14 September 2019
And you must renew the certification by… 14 September 2020
Your new cycle begins (if you pass the exam)… 15 September 2020
NOTE: You do not need to provide eligibility information again on your renewal application as you did
on your original application. The certification system has maintained this information from the initial
application you completed. Also, your renewal application is not subject to PMI’s audit process.
NOTE: The difference between the renewal period and the eligibility period is this—the
recertification period starts 12 months before your certification end date. The examination
eligibility period is always one year, during which you may take your certification examination a
maximum of three times. These periods may, or may not, run simultaneously depending on when
you apply for recertification.
If your certification expires and you wish to renew it, you have to go through the full application
process again as though you are new candidate. This process requires you to complete an online
application with eligibility information, be subject to PMI’s audit process and submit associated fees.
135 15 150
Computer-based testing (CBT) is the standard method of administration for PMI examinations. Paper-
based testing (PBT) is available under limited circumstances (refer to the Examination Administration
section in this handbook for more details).
3 hours
It may take some certification candidates less than the allotted three hours to complete the examination.
NOTE: There are no scheduled breaks during the exam, although you are allowed to
take a break if needed. If you take a break during the exam, your exam clock continues
to count down.
The examination is preceded by a tutorial and followed by a survey, both of which are optional and
both of which can take up to 15 minutes to complete. The time used to complete the tutorial and
survey is not included in the examination time of three hours.
Item Development
CAPM examination questions:
Are developed and independently validated by global work groups of project management
practitioners Are referenced solely to A Guide to the Project Management Body of Knowledge
(PMBOK® Guide)—Fifth Edition
Are monitored through psychometric analysis
The percentages are used to determine the number of questions related to each chapter that appear on
the examination.
NOTE: You do not have the option of taking a CBT or PBT exam. You can only
take a PBT exam if you meet one of the two criteria listed above.
PMI reserves the right to cancel a PBT event that does not have a minimum of 10 candidates. Additional
restrictions apply. Sponsors can obtain a copy of the PBT Handbook by contacting [email protected].
CBT test centers are listed on the Prometric website. If you are unable to locate a Prometric CBT center
within a 300 km- (186.5 mile-) radius of your home, review the PBT listing on the Prometric website to
see if there is a PBT event available in your area.
Prometric, a leading global provider of comprehensive testing and assessment services, is PMI’s
examination administration partner.
NOTE: As part of the payment process, you need to indicate whether you will be taking a
computer-based or paper-based examination. If you need to take a PBT examination, include the
site location, date, and group testing number on your application.
Language aids are provided at the time the examination is administered and are protected under the PMI
Test Security & Confidentiality rules.
NOTE: If you would like a language aid, you should indicate your need as part of the payment
process (if you submit your application online) or as part of the application process (if you submit
a paper application).
Once you complete the examination payment process, you will receive an email notification containing
your exam eligibility information (if sitting for Computer Based Testing) or confirming your group
examination details (if sitting for Paper Based Testing). Please review this notification to verify that your
request for a language aid has been received and processed. If you are requesting a language aid, but
this notification does not contain it, please contact [email protected].
The language aid is provided for the examination questions and answers only. The pre-exam tutorial and
post-exam survey will be administered in English only.
Please note, PMI cannot add any language aid onto an existing CAPM examination appointment. If you
schedule your examination in English only, but will require a language aid, you must cancel your
examination prior to contacting PMI.
NOTE: Record your need for special accommodations as part of the payment process (if you
applied online) or as part of the application process (if you submitted a paper application).
Once your request is submitted, you must forward supporting medical documentation to PMI by fax (+1
610 239 2257) or email ([email protected]). No requests for accommodations will be
considered without supporting documentation. You will be unable to schedule an examination until your
accommodations are approved by PMI.
PMI is unable to add any accommodations onto an existing examination appointment. If you do not
request accommodations during the examination payment process, but will require them, please contact
[email protected] as soon as possible. If you have already scheduled your examination, you will
have to cancel it prior to requesting the accommodations. There are no exceptions to this policy.
For that reason, you will be required as part of your application to take the examination to certify that you
are not on any list of designated parties maintained by the US government, that you are not in any way
affiliated with the governments of countries subject to comprehensive US sanctions, currently Iran,
Sudan, Syria and Cuba, and that you are not ordinarily or permanently resident in countries subject to
comprehensive US sanctions, unless the US government has authorized the provision of such
examinations to persons ordinarily or permanently resident in those countries. As of June, 2014, the US
government has given authorization for individuals ordinarily resident in Iran and Sudan to take
professional certificate examinations.
Export control and sanctions laws may change from time to time, and PMI reserves the right to
implement any changes or additions to these restrictions as appropriate.
NOTE: If your application was selected for audit, your eligibility period begins the day you
successfully completed the audit.
The exam eligibility period (the period of time during which you are able to test) is one year. You may
take the examination up to three times within this one-year eligibility period should you not pass on the
first attempt.
All PMI examinations are delivered by PMI’s testing partner, Prometric. The examination scheduling
instructions contained within this handbook and in your eligibility letter will direct you to a section of
Prometric’s website where you can select and schedule your examination date and location.
PMI cannot guarantee or reserve seating at the testing centers and recommends that you schedule
the examination as soon as you select a date on which you want to take it and at least three months
before the expiration of your eligibility period.
NOTE: You must retain the unique PMI Eligibility ID located on your scheduling notification. This
code will be required to register for the examination.
Please print and save all examination scheduling verifications and correspondence received from
Prometric for your records.
Approximately 20 days before the date of the event, you will receive an additional notification containing
your final testing site instructions. This confirmation will containing your eligibility dates, your examination
date and location, your arrival times, information on what to bring to the testing site and a contact person.
NOTE: Please maintain a copy of the CBT examination confirmation in your files in the
unlikely event that there are any discrepancies. PMI will not be able to advocate for you if
this confirmation notice is not provided.
NOTE: Please be advised that when scheduling by telephone, you will still receive an email
confirmation of your examination appointment. You will also be able to retrieve your
confirmation from the Prometric website.
PMI is unable to add any accommodations onto an existing examination appointment. If you do
not request accommodations during the examination payment process, but will require them,
please contact [email protected] as soon as possible. If you have already scheduled your
examination, you will have to cancel it prior to requesting the accommodations. There are no
exceptions to this policy.
Examples
Date of Exam Date that you Reschedule Fee Amount
Appointment or Cancel
30-Day Policy
5 May 4 April (or before) No Fee
5 May 5 April (up until 2 May) US$70
2-Day Policy
5 May 2 May US$70
5 May 3 May (you are unable to reschedule, but Forfeit the
can cancel the appointment) entire exam fee
Please note, if you are within two days of your examination appointment, not counting the date of the
appointment itself, you will be unable to reschedule your appointment. The only option presented will be
to cancel. Cancellation of an appointment within two days of the examination will result in the forfeiture of
the full examination fee, as dictated by the policies on the previous page.
Emails to Prometric or PMI are not acceptable forms of communication to reschedule or cancel your
examination appointment.
If you have Internet connectivity problems, or experience any issues rescheduling or cancelling your
examination online, you can call Prometric directly to reschedule or cancel your appointment. Contact
telephone numbers for all Prometric Service Centers are located in your Examination Scheduling
Instructions and in this handbook. All candidates are instructed not to call the testing site to
reschedule or cancel the examination.
2. If your circumstance forces you to miss your scheduled exam appointment (resulting in a no-show
status):
Please Contact PMI Customer Care within 72 hours following the missed exam
appointment. You will be asked to provide an explanation along with supporting documentation
(e.g., accident report, medical documentation, etc.) in order for you to reschedule or cancel your
exam without penalty, if approved by PMI.
PMI will review all claims on a case-by-case basis. If your extenuating circumstance claim is not
approved, you will be required to pay the full reexamination fee to sit for the exam.
No-Show Status
Failure to notify Prometric or PMI within the specified time periods to reschedule or cancel
your exam and failure to meet a scheduled examination appointment will result in a no-show
status. If you reach a no-show status, you will forfeit the exam fee and have to pay the full
reexamination fee in order to schedule another examination.
If your government-issued identification does not display a photograph or a signature, a secondary form
of identification may be used, which includes a photograph and/or signature (whichever is missing from
the government-issued identification), and your name printed on the identification. All identification must
be current (non-expired)
All forms of identification being presented at the testing center must match your name exactly as it
appears on the scheduling notification. Your identification documents must be in good condition, and
cannot be bent, frayed, taped, cracked or otherwise damaged in any way. The identification documents
must be the originals, and cannot be photocopies. You will not be permitted to test if the name on your
identification documents does not exactly match the name on your scheduling notification, or if your
identification is damaged. Neither PMI nor Prometric will make any exceptions to this policy.
If you do not provide the appropriate and/or matching identification, you will not be permitted to test. If
you still wish to take the exam, you will be required to apply for reexamination and pay the reexamination
fee in order to take the exam at a later date, when valid identification is available.
Email: [email protected]
Fax: +1 610 482 9971
Attn: Name Change for Exam
Along with your request, please include the following information, exactly as it appears on the
government issued identification documents that you plan to present at the testing center:
Please send any name change information as soon as possible. PMI is unable to guarantee that any
updates can be made to the name within five business days of a scheduled examination.
Check-in procedure
On the day of your examination, please arrive a half hour before your scheduled appointment. You
must sign in, present the required identification, and provide your unique PMI Eligibility ID. You may also
be asked to provide the confirmation number received when scheduling the appointment.
Items such as sweaters and jewelry may be worn into the testing center, but cannot be removed once
you have entered the testing room.
You will be provided with a locker on the day of your examination to store your personal belongings.
Once your items are stored, you will be unable to access your locker until you have completed your
examination appointment.
If you will require any personal items in the testing room due to a medical condition, such as food,
beverages or medication, you will need authorization from PMI prior to scheduling your examination
appointment. Please review the Special Accommodations policy for additional information on obtaining
authorization.
On the day of your examination, please arrive a half hour before your scheduled appointment.
Candidates who arrive late to an appointment will not be permitted to test. You will be asked to sign into
the testing center and present your identification documents. You may also be asked to provide your
examination confirmation. The Testing Center Administrator will ask you to empty your pockets and roll
up your sleeves, and will scan you with a metal detecting wand. You will be provided with your locker and
key, and will be asked to relocate all personal items to your secure locker. The Testing Center
CAPM Certification Handbook – revised 28 September 2016 30
2000-2016 Project Management Institute Inc. All rights reserved.
CAPM Examination Policies & Procedures
Administrator reserves the right to ask you to relocate any and all personal items in your pockets to your
locker. The only items that may remain on your person at all times are your government-issued
identification and your locker key. Once your items have been stored, you will be unable to access the
locker again until your examination appointment has been completed.
Once you have completed the check-in process, the Testing Center Administrator will provide you with
either a booklet of scratch paper and two pencils or two erasable marker boards, two markers and an
eraser. Which of these two note-taking items is provided is dependent on the testing center’s available
supplies; candidates will not have a choice between scratch paper and the marker boards. Calculators
are built into the CBT exam; however, you may raise your hand at any time during the examination and
request a hand held calculator. Hand held calculators will be provided to all candidates taking a PBT
exam. If you require additional scratch paper at any time during the examination, you may raise your
hand and request it. The Testing Center Administrator will remove the used scratch paper and provide
you with a fresh booklet. Candidates may only have either one booklet of scratch paper or two marker
boards at their testing terminal at any given time.
You will then be escorted into the testing room by the Testing Center Administrator, who will seat you at
your workstation and begin your examination. On the first screen, you will be asked to verify both your
name and the examination you are taking. Once this information is verified, the examination tutorial will
begin. A clock is built into the CBT exam, and will begin to count down as soon as the tutorial has begun.
A candidate may exit the tutorial at any time; if a candidate does not voluntarily end the tutorial, once the
15 minute time window has elapsed, the tutorial will automatically end and the examination will begin.
There are no scheduled breaks during the examination. If you wish to take an unscheduled break, you
may get up from your terminal at any time and exit the testing room. All candidates will have to sign in
and out of the testing center and present their government-issued identification documents upon each
entrance and exit.
All examination appointments are monitored by continuous audio and video recording.
If you observe any irregularity in the testing center, or experience any issues during your examination
appointment, you are required to raise your hand and inform the Testing Center Administrator as the
issue is occurring.
Testing Aids
Test candidates are prohibited from bringing calculators and scrap paper into the test site. However,
these items will be provided for you by Prometric on the day of the exam:
Calculators are built into the CBT exam and will be provided to those candidates taking a PBT
exam
Writing materials for taking notes during the examination, either:
o Scrap paper and pencils, or
o Erasable board and markers
NOTE: If you do not pass the certification examination on your first attempt, you have two more
opportunities to retest within your one-year eligibility period. Refer to the Reexamination section
in this handbook for more details.
NOTE: You will not see your certification status on the online Certification Registry until PMI receives
your exam report from Prometric.
Reexamination
You are granted a one-year eligibility period in which to pass the examination. During the eligibility
period, you may take the examination up to three times because candidates do not always pass the
examination on their first attempt. Gauge your time carefully to leave enough time during the eligibility
period to retake the examination if needed.
Reexamination fees apply to the second and third attempts to pass the examination.
If you fail the examination three times within your one-year eligibility period, you must wait one year from
the date of your last examination to reapply for the certification. However, after failing a certification
examination three times, candidates may opt to apply for any other PMI certification. For example, a
candidate who failed the CAPM exam three times in his or her one-year eligibility period must wait one
year to reapply for the CAPM certification. However, he or she can apply for the PMI-ACP, PMI-RMP,
PMI-SP, PMP, PgMP, PfMP or PMI-PBA (and submit associated initial certification fees) at any time.
Reexamination fees apply to the second and third attempts to pass the examination during each eligibility
period. If your eligibility period expires without you having passed the examination, you must reapply for
the certification.
All certification related appeal requests must be made in writing via email ([email protected]) or
postal mail to the Office of Certification Appeals (14 Campus Boulevard; Newtown Square, PA 19073-
3299; USA). The Office of Certification Appeals will maintain a record of each appeal, the subsequent
action(s) taken, and the decision made. The Office of Certification Appeals will be responsible for all
communications with the person who submitted the appeal.
This appeal process is the only method to review all decisions made by the PMI regarding applications,
eligibility, examinations, test administration and results, Continuing Certification Requirements (CCR)
and other application or testing-related certification issues and/or challenges or complaints*.
* Disciplinary decisions made by PMI regarding persons already certified by PMI are evaluated under a
separate process, the PMI Ethics Case Procedures, which is detailed at: http://www.pmi.org/About-
Us/Ethics/Ethics-Complaints.aspx.
Certificate Package
Within six to eight weeks, you will receive a certification package that includes:
Congratulatory letter
Information on how to renew your certification
Certificate
You will want to file this information in a safe and easily accessible location. You will need to refer to it in
order to renew your certification.
Until you receive your certificate package, you may use your exam report (available online through the
certification system) to validate your certification status.
Online Certification Registry
The online Certification Registry automatically lists names of all certification holders. This feature allows
verification of certification holders for the benefit of employers, service purchasers and others. Users can
search for certification holders by first name, last name, or by country.
Certification holders can choose to be removed from the registry, so the absence of your name in the
registry does not necessarily mean that you are not certified. You can opt out of inclusion in the registry
or update your demographic information by visiting PMI.org.
PMI members have determined that honesty, responsibility, respect and fairness are the values that
drive ethical conduct for the project management profession. PMI’s Code of Ethics and Professional
Conduct applies those values to the real-life practice of project management, where the best outcome is
the most ethical one.
All PMI members, volunteers, certification holders and certification applicants must comply with the
Code.
Please visit the Code of Ethics page to download and read our code.