The Analysis Committee, Oxford University Press Analysis
The Analysis Committee, Oxford University Press Analysis
The Analysis Committee, Oxford University Press Analysis
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The extended mind
ANDY CLARK & DAVID CHALMERS'
1. Introduction
Where does the mind stop and the rest of the world begin? The question
invites two standard replies. Some accept the boundaries of skin and skull,
and say that what is outside the body is outside the mind. Others are
impressed by arguments suggesting that the meaning of our words 'just
ain't in the head', and hold that this externalism about meaning carries
over into an externalism about mind. We propose to pursue a third posi-
tion. We advocate a very different sort of externalism: an active
externalism, based on the active role of the environment in driving cogni-
tive processes.
2. Extended cognition
Consider three cases of human problem-solving:
(1) A person sits in front of a computer screen which displays images of
various two-dimensional geometric shapes and is asked to answer questions
concerning the potential fit of such shapes into depicted 'sockets'. To assess
fit, the person must mentally rotate the shapes to align them with the sockets.
(2) A person sits in front of a similar computer screen, but this time can
choose either to physically rotate the image on the screen, by pressing a
rotate button, or to mentally rotate the image as before. We can also
suppose, not unrealistically, that some speed advantage accrues to the
physical rotation operation.
(3) Sometime in the cyberpunk future, a person sits in front of a similar
computer screen. This agent, however, has the benefit of a neural implant
which can perform the rotation operation as fast as the computer in the
previous example. The agent must still choose which internal resource to use
(the implant or the good old-fashioned mental rotation), as each resource
makes different demands on attention and other concurrent brain activity.
How much cognition is present in these cases? We suggest that all three
cases are similar. Case (3) with the neural implant seems clearly to be on a
par with case (1). And case (2) with the rotation button displays the same
sort of computational structure as case (3), distributed across agent and
computer instead of internalized within the agent. If the rotation in case (3)
is cognitive, by what right do we count case (2) as fundamentally different?
We cannot simply point to the skin/skull boundary as justification, since
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8 ANDY CLARK & DAVID CHALMERS
3. Active externalism
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THE EXTENDED MIND 9
2 Much of the appeal of externalism in the philosophy of mind may stem from the
intuitive appeal of active externalism. Externalists often make analogies involving
external features in coupled systems, and appeal to the arbitrariness of boundaries
between brain and environment. But these intuitions sit uneasily with the letter of
standard externalism. In most of the Putnam/Burge cases, the immediate environ-
ment is irrelevant; only the historical environment counts. Debate has focused on the
question of whether mind must be in the head, but a more relevant question in assess-
ing these examples might be: is mind in the present?
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IO ANDY CLARK & DAVID CHALMERS
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THE EXTENDED MIND II
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12 ANDY CLARK & DAVID CHALMERS
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THE EXTENDED MIND 13
it. He consults the notebook, which says that the museum is on 53rd Street,
so he walks to 53rd Street and goes into the museum.
Clearly, Otto walked to 53rd Street because he wanted to go to the
museum and he believed the museum was on 53rd Street. And just as Inga
had her belief even before she consulted her memory, it seems reasonable
to say that Otto believed the museum was on 53rd Street even before
consulting his notebook. For in relevant respects the cases are entirely anal-
ogous: the notebook plays for Otto the same role that memory plays for
Inga. The information in the notebook functions just like the information
constituting an ordinary non-occurrent belief; it just happens that this
information lies beyond the skin.
The alternative is to say that Otto has no belief about the matter until he
consults his notebook; at best, he believes that the museum is located at the
address in the notebook. But if we follow Otto around for a while, we will
see how unnatural this way of speaking is. Otto is constantly using his
notebook as a matter of course. It is central to his actions in all sorts of
contexts, in the way that an ordinary memory is central in an ordinary life.
The same information might come up again and again, perhaps being
slightly modified on occasion, before retreating into the recesses of his arti-
ficial memory. To say that the beliefs disappear when the notebook is filed
away seems to miss the big picture in just the same way as saying that
Inga's beliefs disappear as soon as she is longer conscious of them. In both
cases the information is reliably there when needed, available to conscious-
ness and available to guide action, in just the way that we expect a belief
to be.
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14 ANDY CLARK & DAVID CHALMERS
4 In the terminology of Chalmers (forthcoming): the twins in the Putnam and Burge
cases differ only in their relational content (secondary intension), but Otto and his
twin can be seen to differ in their notional content (primary intension), which is the
sort of content that governs cognition. Notional content is generally internal to a
cognitive system, but in this case the cognitive system is itself effectively extended to
include the notebook.
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THE EXTENDED MIND 15
and Inga's cases differ in some important and relevant respect. But in what
deep respect are the cases different? To make the case solely on the grounds
that information is in the head in one case but not in the other would be
to beg the question. If this difference is relevant to a difference in belief, it
is surely not primitively relevant. To justify the different treatment, we
must find some more basic underlying difference between the two.
It might be suggested that the cases are relevantly different in that Inga
has more reliable access to the information. After all, someone might take
away Otto's notebook at any time, but Inga's memory is safer. It is not
implausible that constancy is relevant: indeed, the fact that Otto always
uses his notebook played some role in our justifying its cognitive status. If
Otto were consulting a guidebook as a one-off, we would be much less
likely to ascribe him a standing belief. But in the original case, Otto's access
to the notebook is very reliable - not perfectly reliable, to be sure, but then
neither is Inga's access to her memory. A surgeon might tamper with her
brain, or more mundanely, she might have too much to drink. The mere
possibility of such tampering is not enough to deny her the belief.
One might worry that Otto's access to his notebook in fact comes and
goes. He showers without the notebook, for example, and he cannot read
it when it is dark. Surely his belief cannot come and go so easily? We could
get around this problem by redescribing the situation, but in any case an
occasional temporary disconnection does not threaten our claim. After all,
when Inga is asleep, or when she is intoxicated, we do not say that her
belief disappears. What really counts is that the information is easily avail-
able when the subject needs it, and this constraint is satisfied equally in the
two cases. If Otto's notebook were often unavailable to him at times when
the information in it would be useful, there might be a problem, as the
information would not be able to play the action-guiding role that is
central to belief; but if it is easily available in most relevant situations, the
belief is not endangered.
Perhaps a difference is that Inga has better access to the information
than Otto does? Inga's 'central' processes and her memory probably have
a relatively high-bandwidth link between them, compared to the low-grade
connection between Otto and his notebook. But this alone does not make
a difference between believing and not believing. Consider Inga's museum-
going friend Lucy, whose biological memory has only a low-grade link to
her central systems, due to nonstandard biology or past misadventures.
Processing in Lucy's case might be less efficient, but as long as the relevant
information is accessible, Lucy clearly believes that the museum is on 53rd
Street. If the connection was too indirect - if Lucy had to struggle hard to
retrieve the information with mixed results, or a psychotherapist's aid were
needed - we might become more reluctant to ascribe the belief, but such
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16 ANDY CLARK & DAVID CHALMERS
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THE EXTENDED MIND 17
s The constancy and past-endorsement criteria may suggest that history is partly
constitutive of belief. One might react to this by removing any historical component
(giving a purely dispositional reading of the constancy criterion and eliminating the
past-endorsement criterion, for example), or one might allow such a component as
long as the main burden is carried by features of the present.
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18 ANDY CLARK & DAVID CHALMERS
Washington University
St. Louis, MO 63130, USA
[email protected]
University of California
Santa Cruz, CA 95064, USA
[email protected]
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THE EXTENDED MIND 19
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