Parabolic Calculations: Tunneling
Parabolic Calculations: Tunneling
Parabolic Calculations: Tunneling
A new analytic approximation is presented for thermally averaged transmission coefficients for tunneling through
and reflection by truncated parabolic potential barriers. The approximation has a wide range of validity and
avoids the spurious singularities of the well-known result for untruncated parabolic barriers. We also apply
the analytic result to effective parabolic fits to other barrier shapes. The results are quite encouraging and
suggest that the approximation may be useful for a wide variety of chemical applications.
I. Introduction where
Tunneling through potential energy barriers occurs in a =
2 /( )
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proximation to a potential energy barrier is a truncated It is convenient to divide the integral into two terms
parabola. Thermally averaged transmission coefficients I 7(0, V0) + /(Vo,00) =
(7)
for truncated parabolas have usually been approximated
where
by the method of Wigner1 or that of Bell.2 In this article
we present a more satisfactory solution to this problem. tEi
exp (-ß )
We use this solution to calculate approximate transmission /(Ex,E2) =
dE (8)
coefficients for more general barrier shapes and compare *
1 + exp[a(V0 £)] -
the results to accurate uniform semiclassical (i.e., unifor- Consider first 7(0, V0). Here E < V0,
mized WKB) or quantal calculations.
so we expand the
integrand as follows
II. Theory 7(0,V0) =
E)] dE (9)
potential barrier. First consider a symmetric barrier
For the second term, V0 < E, and we choose a different
V(x) =
V0- y2m<b2x2 |*| < (2V0/mu2)1/2 expansion
V = 0 |*| > (2Vo/ma>2)1/2 (1)
where the particle mass and V0 and are parameters
m is
7(V0,°°) =
v
f”exp(-SE) H)n exp[na(V0 E)] -
dE
Yo n=0
of the potential. The object is to calculate a good ap- (10)
proximation to the transmission coefficient at temperature
T. This is defined for an arbitrary barrier as3 Integrating (9) and (10) and substituting into (7) and (4)
yields
Ct(E) exp (-ß ) dE
(l exp{[|8 ( + l)a] V0j
y
-
() =
(2) () =
(-!)"/
( l)a ß
-
n=0 + -
na
f
Vo
TC(E) exp(-dE) dE ()
where ß l/kBT, kB is Boltzmann’s constant, and T(E)
= When ß < a, the nonexponential parts of the sums can
and TC(E) are the quantum mechanical and classical be combined and we get
transmission coefficients at energy E. From (1) we have ß/
TC(E) =
( -
a parabola4
sin ( ß/ )
ß
exp[(d a) V0] (aV0 » 1) (13)
-
T(E) =
(6) ß
-
a
—-7~T\y-™
1 + exp[a(V0 E)] -
() =
ß0 =
«V0 (« =
ß) (14) TABLE I: Transmission Coefficients for Symmetric
Truncated Parabolic Barriers
When « < ß, the combination of series to yield (12) is
not valid. However, for large ß one can show that2 untrun-
uni- cated Wigner
formized present para- meth-
K(T) a
exp[(|3 -
a
1.0 0.10 0.98 0.97 1.02 1.02
By retaining the next largest term in (11) we get 1.0 0.50 1.03 0.96 1.57 1.41
1.0 0.90 1.24 1.01 9.15 2.33
1.0 1.05 1.36 1.08 2.81
k(T) =* -r— fexp[03 a)V0] 1| (ß > a) (16)
- -
ß
-
sin / ) Equation 18: results not shown for ß > a, i. e., for
temperatures below the highest-T singularity of (18).
d
This result shows singularities whenever 1/2ß is an in- Equation 17 with fit to second derivative at top of
barrier.
tegral multiple of x, i.e., at ß = (j + 1)«, j = 0,1, 2,.... The
equations in section A show that these are a result of the the only modification needed is to replace the lower in-
artificial nature of the untruncated parabola. For example,
with =
0, the correct result (14) does not diverge. tegration limits in eq 2 and hence eq 9 by Vx instead of
zero. When this is done we obtain eq 11 but with (V0 -
JUl
2a -
ß
-
exp[(/3 -
2«) V0]j )
1
=
ß 0 (19) () =
ß /a ß
exp[(/3 «)(V0 V2)] ß < a
- -
ß
=
0 term already contributes exp(/3V0/2) to k(T). For (21a)
sufficiently large a and ß, this dominates, i.e., exp(«V0)
> 2«V0, as already implied by eq 15. Although it has been ß
k(T) (exp[03
-
«)(V0 -V2)] -
1) a < ß
popular to apply eq 18 when ß « 2x [and otherwise to ß
-
a
abandon the parabolic model or to use eq 17 out of its
where
range of validity], we see that eq 13 and 16 provide a
physically and mathematically more satisfactory result that V2 =
max(V!,0) (21b)
may be used for any value of ß .
6. Extension to Unsymmetric Barriers. The derivation The definition in eq 21b allows 21a to be applied to any
in part A carries over to an exoergic barrier with no truncated parabolic barrier (i.e., Vi less than, equal to, or
modification. For an endoergic barrier greater than zero) for any « and ß.
V(x) =0 x < -(2V0/mci>2)V2 III. Applications
A. Truncated Parabola. First we wish to show that eq
V{x) =
V0- y2/n<v2x2 -{2V0/mu2)Y2 <x< 13 and 16 provide a numerically accurate alternative to
[2(V0
-
ViJ/W]1'2 < x
itless quantities V0« and ß/ . For a > ß the results are
where Vx < V0 and the particle is incident from the left, also compared to the popular eq 18. The table shows that
eq 18, which diverges at ß = a, already leads to serious
(5) See, e.g., K. A. Quickert and D. J. LeRoy, J. Chem. Phys., 52, 856 errors at ß = 0.5 for V0a < 5 and at ß = 0.9 for V0a =
(1970); W. H. Miller, ibid., 61, 1823 (1974). 9. In contrast the new analytic formula, including the
626 The Journal of Physical Chemistry, Vol. 85, No. 6, 1981 Letters
d
using program of ref 11.
c
Equations 21 and 24-26. Equation 18 with 1 : results not shown for ß > atop, i.e.,
=
h
tvtop 1237 cm"1.
=
top 1888 cm"1. ' Equation 17 with tv
1
=
tvtop.
=
terms that cancel the divergences and lead to a continuous from exp(-|8Vo) to e exp(-/3V0) when the barrier of in-
1
transition through the ß = a region, provides useful ac- terest is fit to a parabola. This yields
curacy even at ß = 1.65 . The most difficult regime for AEstr(T) =
1/( -
ß) (23)
the new formula is the case of low barrier heights; thus the
where a is computed for the fit parabola. The energy
largest errors in the table are for V0a = 1. By V0a = 3,
the new formula provides 1% accuracy up to ß = 1.05 and interval within AEstr(T) of the top of the barrier is the
by V0a = 9 it provides 0.3% accuracy up to ß = 1.65 . region that contributes most to k(T), and it is over this
B. Eckart Barrier. In this section we wish to show that region [(V0- AEstr) < E < V0] that the parabolic fit must
be best. At high T
eq 21 can also provide useful results for other, more re-
alistic, barrier shapes. Consider the Eckart potential7 AEgTR —*
1/a
T—“
Viy [Vo1/2 + (Vo Vi)1/2]2
-
1
AEStr as the energy interval over which this factor drops ; > (25)
di
-
min(a;,d)
(6) See, e.g., H. S. Johnston, “Gas Phase Reaction Rate Theory”, or
Ronald Press, New York, 1966. >
(7) C. Eckart, Phys. Rev., 35, 1303 (1930). 1/2mco,s¡2 min[V0,(V0 -
Vx)] (26)
Letters The Journal of Physical Chemistry, Vol. 85, No. 6, 1981 627
TABLE III: Transmission Coefficients for Fit to Scaled SSMK Potential Energy Barrier0
__
cm'1. Reference 15. ® Computed by uniformized WKB method using program of ref 11. d Equations 21 and 24-26.
6
f Equation 17 with
Equation 18 with tutop: results not shown for ß > ctop.
® = =
.
The final value of , yields the effective a to use in eq 21. TABLE IV: Transmission Coefficients for
These final values are called o>ñt and am to distinguish them Gaussian Barrier0
from wjop and atop which are calculated from the second untrun-
derivative at the top of the barrier. We choose small uniform present cated
enough (0.001 Bq) so that the final results are independent w fit, semi- algo- para- Wigner
of decreasing it further. When oq > ß, eq 25 is a conse- T, K cm'1 classical rithmc bolad method®
quence of eq 23. When ß > ai: the denominator of eq 25 1250 1321 1.10 1.10
ensures that it is not used. If ß > aq, then tunneling 1000 1319 1.16 1.17 1.17 1.15
600 1312 1.52 1.57 1.60 1.43
through all portions of the barrier is important and eq 26, 3.13 3.57 1.96
which reflects the finiteness of the barrier, must be used. 400 1289 2.78
350 1262 4.05 4.75 7.15 2.26
For realistic potentials, if we did not enforce (26), as T 300 1186 7.77 8.00 2.71
decreases we would reach a point where the true potential 250 1102 27.61 21.65 3.47
at E = V0 AE¡ is concave upward. The parabolic fit is
-
bl- b2) exp(-454s2) A popular approach in the literature is to use the parabolic
where the parameters are given in Table III. The results expression (17) to approximate the transmission coefficient
are given in Table III where they are compared to accurate for nonparabolic barriers in terms of the second derivative
quantal transmission coefficients15 and to the results ob- at the barrier maximum (which yields ). Although the
tained by applying the previous methods. Again we see conditions for validity of this formula are seldom satisfied
that the new algorithm provides considerable improvement for problems of chemical interest,18 it does often provide
over previous parabolic tunneling formulas. Table III also results of useful empirical accuracy.19 We have shown that
a much more satisfactory parabolic approximation can be
(8) 3474 atomic units (au) of mass. based on the present formula (21) and the effective par-
(9) 1 Eh = 1 au of energy = 1 hartree. Therefore, 0.03 Eh = 0.81635
eV = 18.825 kcal/mol.
(10) 1 ao = 1 au of length = 1 bohr radius = 0.52918 X 10"10 m. tie) B. C. Garrett, D. G. Truhlar, R. S. Grev, and A. W. Magnuson,
(11) B. C. Garrett and D. G. Truhlar, “National Resource for Com- J. Phys. Chem., 84,1730 (1980); B. C. Garrett, D. G. Truhlar, R. S. Grev,
putation in Chemistry Software Catalog”, Vol. 1, Lawrence Berkeley and R. B. Walker, J. Chem. Phys. 73, 235 (1980).
Laboratory, Berkeley, CA, 1980, Program No. KSOl(KAPPAS). (17) B. C. Garrett, D. G. Truhlar, and R. S. Grev, J. Phys. Chem., 84,
(12) B. C. Garrett and D. G. Truhlar, J. Phys. Chem., 83, 2921 (1979). 1749 (1980); B. C. Garrett, D. G. Truhlar, R. S. Grev, A. W. Magnuson,
(13) I. Shavitt, R. M. Stevens, F. L. Minn, and M. Karplus, J. Chem. and J. N. L. Connor, J. Chem. Phys., 73, 1721 (1980).
Phys., 48, 2700 (1968). (18) P. Pechukas in “Dynamics of Molecular Collisions”, Part B, W.
(14) I. Shavitt, J. Chem. Phys., 49, 4048 (1968). H. Miller, Ed., Plenum Press, New York, 1976, p 269.
(15) D. G. Truhlar and A. Kuppermann, J. Am. Chem. Soc., 93, 1840 (19) B. C. Garrett and D. G. Truhlar, J. Phys. Chem., 83, 200,3058(E)
(1971). (1979); 83, 1079 (1979), 84, 682(E) (1980).
628 The Journal of Physical Chemistry, Vol. 85, No. 6, 1981 Letters
TABLE A-I: Sensitivity of the Results in Table III to bolically than to calculate it fully, the expression proposed
Fitting Procedure in this paper may be very useful for practical work.
{ Acknowledgment. The authors are grateful to Dr. Bruce
uniform C. Garrett for his assistance with this project. This work
semi- 0,s;/2, was supported in part by the U.S. Department of Energy,
T, K classical6 0,±s¿/2 0,±3s,/4 ±s¡ Office of Basic Energy Sciences, through contract no.
1250 1.09 1.10 1.10 1.10 DOE-DE-AC02-79ER10425.
1000 1.14 1.17 1.16 1.16
600 1.46 1.57 1.54 1.54 Appendix 1
400 2.42 3.11 2.83 2.81 To fit a parabola to a potential over the interval (—s£,+ss)
350 3.25 4.63 3.96 3.93
6.04 6.06 where s =
0 denotes the maximum of the true potential,
300 5.26 7.38
250 12.46 31.85 9.17 9.40 we first equate a cubic polynomial to the potential at
200 71.97 1416 19.02 54.84 0,±3s£/4 (this was found by trial to give better results than
Equation 21 with fitting procedures of Appendix 1.
“ 0,±s¡/2 or 0,±s£). The cubic polynomial is written as V^ic
6
Computed by uniformized WKB method using program
=
y0 + 1/2 282 + cs3 since the first derivative is zero at
of ref. 11. s 0. The effective parabolic fit is obtained by setting
=