Macbeth As Tragic Hero: A Defense and Explanation of Macbeth's Tragic Character
Macbeth As Tragic Hero: A Defense and Explanation of Macbeth's Tragic Character
Macbeth As Tragic Hero: A Defense and Explanation of Macbeth's Tragic Character
JAMES BERQUIST currently holds a B.A. in Liberal Arts from Thomas Aquinas College, an
M.A. in Philosophy from the University of Dallas, and is A.B.D. in his doctoral work in
Philosophy at the same University (through the Institute of Philosophic Studies). Currently,
he is writing his dissertation on the metaphysical foundations of the natural law and
teaching history and religion for Mother of Divine Grace School. James loves to read, play
sports (hockey most of all), and is ever happy to engage in serious discussions.
1Julian Markels, “The Spectacle of Deterioration: Macbeth and the ‘Manner’ of Tragic
Imitation,” 293.
2See, for instance, Wolfgang Weilgart’s “Macbeth: Demon and Bourgeois,” as well as its
citations.
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whose destruction is to be enjoyed?3 In short, is the play a tragedy in the
proper sense of the term? Is Macbeth a tragic hero, properly speaking?
In the following, I argue, in conversation with several
Shakespearean scholars, that it is correct to pity Macbeth in that he is a
tragic hero, even to an extent beyond (though, in line with) that of both
Aristotle’s notion of tragedy and natural reason unaided by grace. To
this end, I first establish a proper understanding of the nature of tragedy,
particularly its hero. This understanding is based upon the classic
Aristotelian model that identifies the catharsis of pity and fear as the
heart of tragedy. Next, I examine the character of Macbeth and the
nature of his fall. Finally, I distinguish the ways in which Macbeth
evokes the tragic emotions of fear and pity.
My argument, in brief, is that Macbeth evokes pity because we
see in him a noble man falling due to a flaw in character rather than
thorough wickedness per se. Moreover, this fall is occasioned by unusual
circumstances and fostered by deep evil. The latter point should not only
play a part in arousing pity for the protagonist, but also fear on the part
of the audience; thusly, the play evokes, via its protagonist, a catharsis of
fear and pity.
PART I: TRAGEDY AND ITS HERO
Aristotle defines a tragedy as “ἔστιν οὖν τραγῳδίία µμίίµμησις πράάξεως
σπουδαίίας καὶ τελείίας µμέέγεθος ἐχούύσης” (“the representation of a
weighty and complete doing, having magnitude”)4 (1449b24-‐‑25) that
δι’ἐλέέου καὶ φόόβου περαίίνουσα τὴν τῶν τοιούύτων παθηµμάάτων
κάάθαρσιν (arouses “pity and fear” so as to bring about a “catharsis of
these emotions”) (1449b27-‐‑28). Pity is the emotion one experiences when
witnessing “undeserved misery.” Fear can only be experienced insofar as
one perceives a “likeness” to himself in the one falling: “οὔτε ἔλεον οὔτε
φόόβον, ὁ µμὲν γὰρ περὶ τὸν ἀνάάξιόόν ἐστιν δυστυχοῦντα, ὁ δὲ περὶ τὸν
ὅµμοιον” (“[such a composition arouses] neither pity nor fear, the first
3There may be a possible middle to this opposition, but it would only be a middle to the
degree it shared in one or another side of the opposition. Macbeth may be something
between pitiable or monstrous, but he will have to be closer to one or the other.
5Julian Markels, in the same article cited above, has more to say on this. He holds correctly
that Shakespeare takes a great number of liberties, so to speak, with the spectacle of tragedy.
Aristotle wants the spectacle to be simpler so as not to distract from the central action;
Shakespeare uses a great deal of spectacle to accomplish his ends. While this is the case, it
is important to note that this difference is accidental, for Shakespeare does not see himself
bound by Aristotle’s definition, yet he recognizes the same core to tragic action.
6Miguel Bernard also points this out in “The Five Tragedies in Macbeth.” As the title
suggests, he denotes five different sorts and argues that Macbeth can be called tragic in each
way. Finally, he is arguing more that there are (at least) five distinct ways to consider
Macbeth’s fall from good into evil (physical, psychological, moral, social, and theological).
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fall and in the way that the circumstances work on the central action. This
will become important because Macbeth’s fall is of a graver sort than
presented in the classical tragedies. Shakespeare is thus able to move
beyond the classical model in a key aspect. He does not violate the
classical model, but he does enrich it by bringing it into contact with the
Christian understanding of the world. I examine this point more in Part
III.
So, to summarize and clarify, a tragedy is a grave, complete
action that inspires fear and pity through the misfortune of the tragic
hero. This hero must be neither perfectly virtuous nor vicious. He must
also be noble so that the action qualifies as grave. His fall must come
from a true flaw that manifests itself in his error in judgment. Further, for
it to be believable, the circumstances must play a part in bringing the
flaw to fruition, so to speak. Finally, there may be different sorts of
tragedies, given that there may be different sorts of falls and
circumstances. Can Macbeth be seen as a tragic hero and Macbeth seen as
a tragedy in these ways?
PART II: MACBETH’S SOUL
It is easy to grasp why so many people think Macbeth is gravely
depraved at the beginning of the play. His first significant on-‐‑stage
action is to give a guilty “start”7. He gives his reason for this guilty
feeling by explaining that he is undergoing murderous temptations
(1.3.130-‐‑140). He then openly declares that if his murder of Duncan were
the “be-‐‑all and the end-‐‑all” of his action, then he would “jump the life to
come” (1.7.6). Following this, he throws all of himself into the “terrible
feat” (1.7.80.) as soon as his wife urges him to do so. Perhaps most
shocking of all, he states outright that he knows he has given his “eternal
jewel… to the common enemy of man” (3.1.68) for the sake of gaining
the kingship. This last point is highly significant. Charles Moseley takes
While his argument definitely brings these five breakdowns to the surface, it never
addresses whether or not these breakdowns are truly tragic; he never shows that they fit
the classical definition of tragedy as explicated earlier. The falls clearly depress one’s
spirits, but this does not make them tragic per se. So, he is right insofar as he goes, but he
thinks he is saying more than he does. I will return to consider one of the types he brings
up on Part III.
7 Shakespeare, “Macbeth,” in The Plays and Sonnets of William Shakespeare, 1.3.51, hereafter
8Charles Moseley, “Macbeth’s Free Fall,” 22-‐‑34. I should note that he is trying to prove that
Macbeth’s fall is freely chosen and not simply fated. The problem is that he takes it to
extremes. All he actually needs to prove is that Macbeth freely chooses evil; he instead
argues that Macbeth fully comprehends the evil as he chooses it. In my paper, I am not as
focused on the role of fate and its relation to free will. However, if I were to address him
directly, I would point out that freedom of the will does not depend wholly on the state of
our knowledge. Macbeth freely chooses evil, and knows that he is doing so. The question is,
does this mean he wholly comprehends the nature of the evil? I argue that he does not.
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seem to particularly want a life of luxury and pleasure. What, then, does
he want?
The first clear insight the audience is offered comes when
Macbeth speaks of his ambition as a “Vaulting ambition” which
“o’erleaps itself” (1.7.27). It is this sort of ambition that urges him to
“jump the life to come.” The kingship is the immediate object of desire,
and it is vaulting ambition that “pricks the sides of his intent”(1.7.26-‐‑27).
Thus, the foundation of Macbeth’s choice to murder Duncan is found in
a desire to overleap himself. However, this foundation is not enough
since this vaulting ambition “pricks the sides” of his intent without
effecting action. The ‘problem’ is that this ambition does not drive out
his understanding of the wickedness of his action. Macbeth still sees that
“pity” will rouse all against him for committing the “horrid deed,”
(1.7.24) the sheer evil of which would “return to plague the inventor”
(1.7.10). In other words, though the desire to overleap himself moves him
towards evil, it does not overcome his natural prudence, which
recognizes the evil for what it is and what its consequences will be. Lady
Macbeth understands this aspect of his character when she says, “What
thou wouldst highly, / that thou wouldst holily [emphasis mine]; wouldst
not play false, / yet wouldst wrongly win” (1.5.21-‐‑23). Alongside his
illegitimate desires, Macbeth also has the desire not to do what he knows
is wrong. So, while his ambition to overleap himself is a central part of
his character, it is not enough to drive him beyond evil desires for
profane action.
In fact, it is Macbeth’s flawed understanding of manliness (which
is related to his overleaping ambition) that actually does him in. Scotland
is obviously a warlike nation, and Macbeth is a consummate warrior. It
is his abilities in this arena that thrust him favorably upon our notice at
the beginning: “For brave Macbeth – well he deserves that name – /
Disdaining Fortune, with his brandished steel, / Which smoked with
bloody execution, / Like valour’s minion carved out his passage” (1.2.16-‐‑
20). Macbeth is presented to the viewer almost in the visage of a Homeric
hero insofar as he strives mightily to make his own fortune as he carves
his own way.9 One must note that there is a true excellence and goodness
9Michael Davis has an interesting take on the same passages I quote here. See his “Courage
and Impotence in Macbeth.” He wants to say that they provide a view of manliness that
continually seeks new obstacles so that it may overcome them. His overarching point is
that the society of the time is self-‐‑destructive because this conception of manliness needs
Macbeth as Tragic Hero : BERQUIST 111
here. Macbeth stands over and above all the other men in this play in
respect to the warlike virtues; however, it is the conception of manliness,
out of which he draws these warlike virtues, that his wife uses against
him.
When Lady Macbeth is trying to convince him to do the
murderous deed, she first impugns his courage. This has no effect since
he, along with everybody else in play, knows already that he is
courageous. He responds, “I dare do all that may become a man.”
(1.7.46) Here is the opening into his soul, for which she is searching:
“When you durst do it, then you were a man, / And, to be more than
what you were, you would / Be so much more the man. Nor time nor
place / Did then adhere and yet you would make both” (1.7.49-‐‑51).
Immediately after hearing this, Macbeth gives in. Macbeth’s desire to
overleap himself is not in itself enough, but this desire gains the upper
hand on his prudence as soon as he thinks that he will not be making his
own fortune if he does not act for the throne. This reading of Macbeth’s
view of manliness gains force when one examines the scene wherein
Macbeth employs the murderers to kill Banquo. He asks them, is “Your
patience so predominant…? Are you so gospell’d / To pray for this good
man… / Whose heavy hand hath bowed you to the grave / And beggar’d
yours forever?” (3.1.86-‐‑91). They reply, “We are men, my liege,” and
then ‘prove’ their manliness by showing their desire to “mend” their
“fortune.” (3.1.112) A man, in this view, makes and mends his fortune,
thereby raising himself above his condition by his own power. Macbeth
wants to be this sort of man, and his wife knows it. Indeed, she plays
upon his desire by both tempting him and goading him with it.
It is therefore clear that Macbeth is driven to do the deed by his
desire to be manly in a specific way. He is not trading his immortal soul
obstacles to be ever present so that a man may ever be overcoming them. I agree insofar as
it is clear that the overcoming of obstacles by one’s own power is clearly a criterion for
being manly. However, I think Davis misses two things, which I go on to explain. First, it is
not the overcoming of obstacles that is desired for its own sake. The shaping of fortune, the
raising of oneself by one’s own power, is the end aimed at. Secondly, such a view is self-‐‑
destructive, but not because there is some ever present need for an obstacle but, rather,
because, no matter how high one can raise oneself, it will not be satisfying. Macbeth
chooses to live a life in accord with a flawed view of manliness, one that directly rejects the
higher world of Christianity. In effect, his life loses significance.
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for earthly success but, rather, aligning himself with his understanding of
manliness. In the present circumstances, this amounts to the same action,
but it is a significant distinction in regards to his motivation. Also, to
respond to Moseley in part, he leaves behind the thoughts of the life to
come and focuses upon what he thinks it is to be a man in the moment of
choice; rather than struggling with guilt as he did before, he praises Lady
Macbeth’s “undaunted mettle” (1.7.73) in the moment of choice. His brief
instant of clarity has faded, and eternity is not even in the background.
He does not have a habitual recognition of the full extent of the evil
contained in the decision to kill Duncan. Any sin requires that one ignore
the evil and pursue the perceived good, but Macbeth’s sin is striking
because his understanding of the gravity of his offense simply seems to
fade away as he considers her presentation of manliness. He does not
even have to force himself to ignore it; it just disappears. This needs to be
further understood; why does Macbeth’s understanding of the gravity of
his offense seem to fade? To answer this, I turn to a consideration of the
worldview that Macbeth rejects when pursuing his view of manliness:
Christianity.
Macbeth and Scotland have accepted Christianity on some level.
We find multiple references to Golgotha (1.2.40), God (2.1.25), and the
devil (1.3.106). When arguing against killing Duncan, he will use
Christian imagery (“angels,” “heaven’s cherubim”) to condemn the deed
(1.7.19-‐‑22). Moreover, he will manifest perturbation when he exclaims
that he cannot say “Amen” to “God bless us” (2.2.26-‐‑33).
Nevertheless, Christianity has not formed Macbeth. When the
three weird sisters appear to Macbeth and Banquo, the latter cautions
against listening to the powers of darkness and immediately proclaims
that the witches are on the side of the devil. Macbeth merely asks, “What
are you?” (1.3.47). Only when their prophecies prove (partly) true does
he question whether they are good or evil (1.3.126-‐‑140). Banquo knows
(or at least strongly suspects) that they are diabolic; Macbeth certainly
does not. Pagan witchcraft may simply be “metaphysical aid”( 1.5.30)10
from those with “more… than mortal knowledge”(1.5.3). There is some
lingering paganism in his formation. This goes along with his view of
self-‐‑centered manliness as the chief virtue rather than Christian Charity.
These are Lady Macbeth’s words, but it is uncontroversial to state that they fit Macbeth’s
10
Robert B. Heilman, “The Criminal as Tragic Hero: Dramatic Methods,” 12. See
12
I take it as uncontroversial that the devil is at work behind the witches. The satanic
15
imagery is everywhere, from the porter scene to comparisons that others make of Macbeth
and Satan to the fact that Macbeth’s personal servant at the end is named “Seyton.” The
witches are doing his bidding.
Macbeth as Tragic Hero : BERQUIST 117
greatly underscored. This is not a story simply of a fall from natural
virtue but, rather the fall of a man from the state of grace. He initially
wants to realize his desires “holily,” but finally reduces himself to a state
where he proclaims in bitter despair that “The very firstlings of my heart
shall be / The firstlings of my hand” (4.1.147). and that this world is full
of sound and fury, “signifying nothing.” It is the story of a soul losing
itself in the final meaningless of the non-‐‑Christian world. This is tragedy
beyond the classical limitations of nature and unaided natural reason;
this is a complete and grave action of a sort that goes beyond Aristotle’s
(common sense) understanding of tragedy.
CONCLUSION: BRIEF SUMMARY AND ENDING
Thus, in sum, tragedy is found in a grave, complete action that inspires,
via the misfortune of its protagonist, the proper purgation of fear and
pity (Part I). Macbeth’s fall, which is as serious an action as one can have
(and more serious than Aristotle could imagine), is in line with this
definition insofar as it comes about, not through depravity, but on
account of a flawed understanding of manliness (Part II). This flaw,
moreover, would not have destroyed him in normal circumstances but,
rather, requires massive pressure from the extraordinary conjunction of
diabolic efforts and Macbeth’s rather singularly motivated wife. The
audience properly feels pity at the undeserved misery that follows from
this conjunction and also feels fear while witnessing a man subjected to
something, to which we are all vulnerable. There is no person who is
without weaknesses, and it is a fearful thing to witness such weaknesses
so expertly exploited (Part III).
In conclusion, Macbeth has a soul with a real flaw, albeit a flaw
that has attended masterful virtue. The circumstances that surround his
fall into wickedness are enormous; the consequences are terribly grave.
And anyone who thinks the nature of the evil faced by Macbeth to be
foreign to common experience has not a good grasp of human
experience. Macbeth is to be pitied greatly, and we ought to experience a
catharsis of fear as well when witnessing his downfall. He is a tragic
hero, and his tragedy surpasses the ancient understanding through the
immense gravity of the central action.
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BIBLIOGRAPHY
Aristotle. Aristotle’s Ars Poetica. Edited by R. Kassel. Oxford: Clarendon Press,
1966.
Bernard, Miguel. “The Five Tragedies in Macbeth.” Shakespeare Quarterly 13.1
(1962): 49–61.
Davis, Michael. “Courage and Impotence in Macbeth.” In Shakespeare’s Political
Pageant: Essays in Literature and Politics, edited by Joseph Alulis and
Vickie Sullivan. London: Rowman and Littlefield Publishers, 1996. 219–
236.
Heilman, Robert B. “The Criminal as Tragic Hero: Dramatic Methods.” In
Shakespeare Survey: An Annual Survey of Shakespeare Studies and
Production, Vol. 19, 1966: 12–24.
Low, Lisa. “Ridding Ourselves of Macbeth.” In Massachusetts Review 24.4 (1983):
826–37.
Markels, Julian. “The Spectacle of Deterioration: Macbeth and the ‘Manner’ of
Tragic Imitation,” Shakespeare Quarterly 12.3 (1961): 292–303.
Moseley, Charles. “Macbeth’s Free Fall.” In Critical Essays on Macbeth, By William
Shakespeare, edited by Linda Cookson and Bryan Loughrey. London:
Longman Group UK Limited, 1988: 22–34.
Shakespeare, “Macbeth.” In The Plays and Sonnets of William Shakespeare, Vol. 27 in
the Great Books Series. Chicago: University of Chicago Press, 1952.
Weilgart, Wolfgang. “Macbeth: Demon and Bourgeois,” Shakespeare Society of
New Orleans Publications (1946).