Dysphagia: Review Team
Dysphagia: Review Team
Dysphagia: Review Team
Dysphagia
Review team
J.R. Malagelada (Chair)
F. Bazzoli
A. Elewaut
M. Fried
J.H. Krabshuis
G. Lindberg
P. Malfertheiner
P. Sharma
N. Vakil
Contents
1 Definition
2 Introduction and key points
3 Disease burden and epidemiology
4 Causes of dysphagia
5 Clinical diagnosis
6 Treatment Options
7 References
8 Useful web sites and guidelines
9 Queries and feedback
1 Definition
Dysphagia either refers to the difficulty someone may have with initiating a swallow
(usually referred to as oropharyngeal dysphagia) or it refers to the sensation that foods
and or liquids are somehow hindered in their passage from the mouth to the stomach
(usually referred to as esophageal dysphagia).
A decision has to be made about the location of the dysphagia as described by the
patient; the lesion will be at or below this perceived location. Similarly, it is important
to establish whether the dysphagia is for solids, liquids, or both, and whether it is
progressive or intermittent. It is also important to establish symptom duration.
• Location
• Types of foods and or liquids
• Progressive or intermittent
• Duration of symptoms
• Dysphagia that occurs equally with solids and liquids, often involves an
esophageal motility problem. This suspicion is reinforced when intermittent
dysphagia for solids and liquids is associated with chest pain.
• Dysphagia that occurs only with solids but never with liquids suggests the
possibility of mechanical obstruction with luminal stenosis to diameter < 15 mm.
If progressive, consider particularly peptic stricture or carcinoma. Furthermore, it
is worth noting that patients with peptic strictures usually have a long history of
heartburn and regurgitation, but no weight loss. Conversely, patients with
esophageal cancer tend to be older men with marked weight loss.
On the other hand, epidemiological data cannot be provided on a global basis, since
the base rate of most diseases that may cause dysphagia tends to differ between
western Europe and North America and south Asia, the Middle East, or Africa. Also,
base rates will vary depending on the age of the patient, and it should also be
remembered that the spectrum of disorders in childhood dysphagia is different from
that of older age. Therefore, only approximations are possible on a global scale.
Generally, dysphagia occurs in all age groups but its prevalence increases with age.
4 Causes of dysphagia
In trying to establish the etiology of dysphagia, it is useful to follow the same
classification adopted for symptom assessment — that is, to make a distinction
between those causes that mostly affect the pharynx and proximal esophagus
(oropharyngeal or “high” dysphagia) and causes that mostly affect the esophageal
body and esophagogastric junction (esophageal or “low” dysphagia). However, it is
true that many disorders overlap, and they can produce both oropharyngeal and
esophageal dysphagia. A thorough history-taking including medication use is very
important, since drugs may be involved in the pathogenesis of dysphagia.
Post-stroke dysphagia has been identified in around 50% of cases. The severity of
dysphagia tends to be associated to the severity of stroke. Up to 50% of Parkinson
patients manifest some symptoms consistent with oropharyngeal dysphagia, and up to
95% show abnormalities on video esophagography. Clinically significant dysphagia
may occur early in Parkinson’s disease, but it is more usual in the later stages.
4.1.3 Other
• Poor dentition
• Oral ulcers
• Xerostomia
• Long-term penicillamine use
5 Clinical diagnosis
5.1 Introduction
An accurate history covering the key diagnostic elements is important and can often
establish a diagnosis with certainty. It is important to establish carefully the location
of the perceived swallow problem (oropharyngeal vs. esophageal dysphagia).
More specific and reliable tests for evaluation of dysphagia must be considered
depending on characteristics of patient and significance of his/her problem. In this
regard, it should be noted that the video-fluoroscopic swallowing study (also known
as the “modified barium swallow”) is the gold standard for diagnosing oropharyngeal
dysphagia and that nasoendoscopy is the gold standard for the evaluation of structural
causes of dysphagia [3–5]. Video-fluoroscopic techniques can also be transmitted via
the Internet, facilitating interpretative readings at remote sites [6]. Video-fluoroscopic
evaluation may also help predict the risk of aspiration pneumonia [7].
The algorithm shown in Fig. 2 gives an indication of more sophisticated tests and
procedures necessary to pursue a diagnostic investigation leading to specific
therapies.
Jejunal tube feeding should be used in the acute setting, and percutaneous
gastrostomy or jejunostomy tube feeding in the chronic setting.
5.3.3 Endoscopy
Endoscopy uses a fiberoptic endoscope passed through the mouth into the stomach,
with detailed visualization of the upper gastrointestinal tract. The introduction of the
scope into the gastric cavity is very important to exclude pseudoachalasia due to a
tumor of the esophagogastric junction. The algorithm shown in Fig. 3 outlines
management decision-making.
6 Treatment options
Nutrition and diet. Diet change, with softer foods, and postural measures are
helpful. Oral feeding is best whenever possible. Modifying the food consistency to
thicken fluids and the soft foods can make an important difference [8]. Care must be
taken to monitor fluid and nutritional needs (dehydration risk). Addition of citric acid
to feedings improves swallowing reflexes, possibly on account of increased gustatory
and trigeminal stimulation of acid [9]. Adjuvant treatment with an angiotensin-
converting enzyme inhibitor to facilitate cough reflex may also be helpful [10].
If there is a high risk of aspiration, or when oral intake does not provide adequate
nutritional status, alternative nutritional support should be considered. A fine-bore
soft feeding tube can be passed down under radiological guidance. Gastrostomy
feeding post-stroke reduces the mortality and improves nutritional status in
comparison with nasogastric feeding. Percutaneous endoscopic gastrostomy involves
passing a gastrostomy tube into the stomach via a percutaneous abdominal route
under guidance from an endoscopist, and if available is usually preferable to surgical
gastrostomy. The probability that feeding tubes may be eventually removed is lower
in patients who are elderly, suffer a bilateral stroke, or aspirate during the initial
video-fluoroscopic study [11].
If dilation is performed with bougies, the first bougie passed should have a diameter
approximately equal to that estimated for the stricture. Bougies of progressively
increasing diameter are introduced until resistance is first encountered, after which no
more than two additional bougies are passed during any one session. If balloon
dilators are used, the initial dilation usually should be limited to a diameter of no
more than 45 Fr. The extent of initial stricture dilation does not seem to influence
either stricture recurrence or the requirement for subsequent dilation, so there is little
support for the concept that strictures should be dilated aggressively to prevent
recurrence. The extent of dilation in an individual patient should be based on the
symptomatic response to therapy and on the difficulties encountered during the
dilation procedure. Most patients experience good relief of dysphagia with dilation to
a diameter between 40 Fr and 54 Fr. Strictures generally should not be dilated to a
diameter beyond 60 Fr.
6.2.3 Achalasia
The management of achalasia depends largely on surgical risk. A low-risk endoscopic
procedure such as botulinum toxin injection, often effective but with only temporary
effects (usually 6 months or less), is reserved for patients totally excluded from
surgery. For those in whom surgery is an option, most gastroenterologists will start
with pneumatic dilation by endoscopy (about 6% risk of perforation) and opt for
laparoscopic Heller type myotomy on those in whom two forced dilations fail. Some
gastroenterologists prefer to opt directly for surgery without a prior trial of forced
dilation. Figure 4 shows the algorithm for management options and courses.
who represent poor surgical risks if the clinician judges that medications and
bougienage would be poorly tolerated. Botulinum toxin injection appears to be a safe
procedure that can induce a clinical remission for at least 6 months in approximately
two-thirds of patients with achalasia. However, most patients will need repeated
injections to maintain the remission; about two-thirds of patients in remission at
6 months will remain in remission at 1 year, despite repeated injections. When these
treatments have failed, the physician and patient must decide whether the potential
benefits of pneumatic dilation or myotomy outweigh the substantial risks that these
procedures pose for elderly or infirm patients. A feeding gastrostomy is a safer
alternative than pneumatic dilation or myotomy, but many neurologically intact
patients find life with a gastrostomy unacceptable.
7 References
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2 Chang YC, Chen SY, Lui LT, Wang TG, Wang TC, Hsiao TY, et al. Dysphagia in patients with
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2003;18:135–43 (PMID: 12825907).
3 Scharitzer M, Pokieser P, Schober E, Schima W, Eisenhuber E, Stadler A, et al. Morphological
findings in dynamic swallowing studies of symptomatic patients. Eur Radiol 2002;12:1139–44
(PMID: 11976859).
4 Barkhausen J, Goyen M, von Winterfeld F, Lauenstein T, Arweiler-Harbeck D, Debatin JF.
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11 Ickenstein GW, Kelly PJ, Furie KL, Ambrosi D, Rallis N, Goldstein R, et al. Predictors of
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