A.C. No. 4947 June 7, 2007 ROSA YAP-PARAS, Petitioner, ATTY. JUSTO PARAS, Respondent. Resolution Garcia, J.
A.C. No. 4947 June 7, 2007 ROSA YAP-PARAS, Petitioner, ATTY. JUSTO PARAS, Respondent. Resolution Garcia, J.
DECISION
LAUREL, J.:
The respondent Silverio Q. Cornejo, a practising lawyer of Lipa, Batangas, is charged with malpractice (a) for trying to collect
from a brother attorney a sum of money by means of threat, and (6) for having instigated Severina Paz Teodoro to file a
complaint against the herein complainant, Attorney Benedicto M. Javier, for malpractice (Administrative Case No. 757)
knowing fully well that the charges therein preferred were malicious, flimsy and unfounded.
The complainant in support of his first charge refers to a letter dated December 2, 1935, in which demand was made upon him
by the respondent for the delivery of P195 representing the amount collected and received by the said complainant by virtue of
a judgment rendered in a certain civil case in the Court of First Instance of Rizal wherein Severina Paz Teodoro was the
judgment creditor and the herein complainant was her counsel. In the same letter the complainant was given ten days within
which to turn over the said P195, otherwise a complaint would be filed against him in this court. He was furthermore urged to
settle the matter in due time for the preservation not only of his good name but also that of the legal profession.
We find nothing improper in this letter of the respondent to the complainant which would justify us in taking disciplinary action
against the respondent. The letter is an extra-judicial demand for the payment of a sum of money which Severina Paz Teodoro
had represented to the respondent as owing to her and which she sought to recover through his professional services. It was
an honest effort on the part of the respondent to serve the interests of his client. The lawyer owes entire "devotion to the
interest of his client, warm zeal in the maintenance and defense of his rights and the exertion of his utmost learning and
ability", to the end that nothing be taken or be withheld from him, save by the rules of law, legally applied (Code of Ethics,
adopted by the American Bar Association and the Philippine Bar Association, No. 15; In re Tionko [1922], 43 Phil., 191, 194).
As to the second ground, it is alleged that the respondent in connivance with one Gregorio Tapia, induced Severina Paz
Teodoro to accuse the herein complainant before this court of malpractice. It appears that herein complainant was
respondent in Administrative Case No. 757 of this court upon a charge of unlawful conversion of a judgment fund amounting to
P195 pertaining to his client, Severina Paz Teodoro. This charge, however, was dismissed by resolution of this court on July 10,
1936. Now the complainant comes back against the herein respondent and charges him with having maliciously instigated the
filing of the complaint in the aforesaid Administrative Case No. 757.
We find that Administrative Case No. 757 was instituted in this court on March 18,1936 and that respondent Silverio Q. Cornejo
intervened as counsel for the complainant therein on December 2,1935. But long before these dates, Severina Paz Teodoro
and her son Feliciano Patefla had already been demanding from the herein complainant the return of the amount alleged to
be due them (Exhibits B and C). The last demand letter (Exhibit C) was made on March 23,1931, and its receipt acknowledged
by the herein complainant in the same month (Exhibit E). This letter demanded the payment of the remaining balance of
P166.50 from the sum which the herein complainant had collected and received as judgment fund of his erstwhile client
Severina Paz Teodoro, and also advised that upon his failure to remit the amount demanded, the matter would be brought to
the attention of this court. The complainant in Administrative Case No. 757, therefore, already knew on March 23,1931, long
before the respondent Silverio Q. Cornejo entered the scene, where to seek relief.
It should be observed, in this connection, that mutual bickerings and unjustifiable recriminations, between brother attorneys
detract from the dignity of the legal profession and will not receive any sympathy from this court.
The complaint against the respondent is dismissed for lack of merit. So ordered.
CANON 8CAMACHO V PANGULAYAN
VITUG; March 22, 2000(kiyo miura)
NATURE
ADMINISTRATIVE MATTER in the Supreme Court. Violation of the Code of Professional Ethics
FACTS
- 9 students from the AMA Computer College (AMACC), all members of the Editorial Board of DATALINE, allegedly published
certainobjectionable features- the Student Disciplinary Tribunal found them guilty and the students were expelled- the 9
students appealed but were denied by the AMACC President giving rise to a civil case calling for the Issuance of a Writ
of Preliminary Mandatory Injunction with Camacho as their counsel and Pangulayan and associates representing the
defendant,AMACC- while the case was pending, letters of apology and re-admission agreements were separately executed by
and/or in behalf of thestudents by their parents- following this, the Pangulayan Law Offices filed a Manifestation stating, among
other things, that 4 of the students hadacknowledged their guilt and agreed to terminate all proceedings- apparently,
Pangulayan procured and effected the re-admission agreements through negotiations with said students and theirparents
without communicating with Camacho
ISSUE
WON Pangulayan is guilty of disregarding professional ethics
HELD
YES, this action violates Canon 9 of the Code of Professional Ethics which states:
“A lawyer should not in anyway communicate upon the subject of controversy with a party represented by counsel, much
less should he undertake to negotiate or compromise the matter with him, but should only deal with his counsel. It is incumbent
upon the lawyer most particularly to avoid everything that may tend to mislead a party not represented by counsel and he
should not undertake to
advise him as to law.”
CAMACHO VS PAGULAYAN AND ASSOCIATES LAW OFFICEA.C. 4807MARCH 22, 2000PRINCIPLE:
CANON 9: Lawyer should not communicate upon subject of controversy with aparty represented by counsel, much less should he undertake to negotiate
orcompromise the matter with him, but should only deal with his counsel. Lawyer mustavoid everything that may tend to mislead party not represented by
counsel andshould not advise him as to law.
FACTS:
9 students of AMA were expelled for having apparently caused to be publishedobjectionable features or articles in the school paper.Denial of the appeal to
AMA President Aguiluz gave rise to Civil Case 97-30549.CAMACHO was the hired counsel of the expelled students in an action for theIssuance of a Writ of
Preliminary Mandatory Injuction in the said civil case. While thecivil case was still pending, letters of apology and Re-admission Agreements wereseparately
executed by the expelled students without the knowledge of CAMACHO.CAMACHO led a complaint against lawyers comprising the PANGULAYAN
ANDASSOCIATES Law firm (lawyers of AMA)because without his knowledge they procuredand effected on separate occasions compromise agreements
(letters of apology and Re-admission Agreements) with 4 of his clients which in effect required them to waive allkinds of claims they may have with
AMA.CAMACHO averred that such an act was unbecoming of any member of thelegal profession warranting either disbarment or suspension.PANGULAYAN
in his defense claimed that the agreements were executed for thesole purpose of effecting the settlement of an administrative case.
ISSUE:
W/N PANGULAYAN AND ASSOCIATES SHOULDBE SUSPENDED/DISBARRED?
HELD:
YES.It would appear that when individual letters of apology and Re-admissionAgreements were formalized, CAMACHO was already the retained counsel of
theexpelled AMA students.PANGULAYAN and associates having full knowledge of this fact still proceededto negotiate with the expelled AMA students and
their parents without at leastcommunicating the matter to their lawyer CAMACHO. This failure of PANGULAYAN and associates, whether by
design or oversight, isan excusable violation of the canons of profession ethics and in utter disregard of aduty owing to a colleague. The excuse
that agreements were executed for settling the administrative casewas
belied by the Manifestation which states “9
signatories agreed among others toterminate ALL civil, criminal and administrative proceedings they may have againstAMA arising from their
previous
dismissal”
. Hence, PANGULAYAN should besuspended for 3 months.
- respondent violated professional ethics and disregarded a duty owing to his colleague- the Board of Governors of the IBP
passed a resolution suspending Pangulayan for 6 months and dismissed the case against theother respondents since they took
no part in it-
the court concurred with IBP’s findings but reduced the suspension to 3 months
[ A.C. No. 7045, September 05, 2016 ]
THE LAW FIRM OF CHAVEZ MIRANDA ASEOCHE REPRESENTED BY ITS FOUNDING PARTNER, ATTY. FRANCISCO I. CHAVEZ,
COMPLAINANT, VS. ATTYS. RESTITUTO S. LAZARO AND RODEL R. MORTA, RESPONDENTS.
RESOLUTION
SERENO, C.J.:
On 8 February 2006, the Law Firm of Chavez Miranda Aseoche (complainant), through its founding partner, Atty. Francisco M.
Chavez, filed a Complaint-Affidavit[1] before this Court. Complainant sought the disbarment of Attys. Restitute S. Lazaro and
Rodel R. Morta (respondents) for violation of Canons 8 and 10 of the Code of Professional Responsibility. It was alleged that
respondents falsely and maliciously accused complainant and its lawyers of antedating a Petition for Review filed with the
Department of Justice (DOJ) on 10 October 2005.[2]
FACTUAL ANTECEDENTS
The circumstances, which led to the filing of this administrative complaint, occurred in connection with Criminal Case No. Q-05-
136678. The latter was a case for libel then pending against Eliseo F. Soriano before Branch 218 of the Regional Trial Court (RTC)
of Quezon City.[3] Complainant acted as the legal counsel of Soriano in that case while respondents represented private
complainant Michael M. Sandoval.[4]
On 11 October 2005, lawyers from complainant law firm, led by Atty. Chavez, appeared before the RTC to seek the cancellation
of Soriano's scheduled arraignment. [5] During the hearing, Atty. Chavez informed the RTC that a Petition for Review had been
filed before the Department of Justice (DOJ) on 10 October 2005. The Petition questioned the resolution of the Office of the
City Prosecutor of Quezon City finding probable cause to indict Soriano for libel. [6] Atty. Chavez presented an extra copy of the
Petition for Review before the RTC, and explained that the main copy of the Petition stamped received by the DOJ was still with
the office messenger, who had personally filed the pleading the day before. [7] Citing the filing of the Petition for Review, Atty.
Chavez moved for the suspension of the arraignment for a period of 60 days pursuant to Rule 116, Section 11 (c) of the Revised
Rules of Criminal Procedure. [8] The RTC, however, denied the motion and proceeded with Soriano's arraignment. [9]
The events that transpired during the arraignment led complainant to conclude that Presiding Judge Hilario Laqui of Branch 218
was biased against its client.[10] Consequently, it filed a Motion for Inhibition on 18 October 2005 requesting Judge Laqui to
voluntary inhibit himself from the case.[11]
On 11 November 2005, respondents filed with the RTC a pleading entitled "A Vehement Opposition to the Motion for
Inhibition"[12] (Vehement Opposition) to contradict complainant's motion. The following statements, which have become the
subject of the instant disbarment complaint, were contained in that pleading:
A Vehement Opposition to the Motion for Inhibition
COMES NOW, private complainant, by and through the undersigned counsel, unto this Honorable Court respectfully states:
1. Allegedly, the Presiding Judge exhibited bias, partiality, prejudice and has pre-judged the case against the accused
when he proceeded with the arraignment despite the pendency of a petition for review filed with the Department of
Justice.
2. They alleged that on October 10, 2005, or the day before the scheduled arraignment, they have filed the petition.
3. They cited Rule 116, Section 11 (c) of the Revised Rules of Criminal Procedure, where it is provided that upon motion,
the arraignment of the accused shall be suspended when a petition for review of the resolution of the prosecutor is
pending.
4. We contemplated over this matter. If indeed the petition was duly filed with the DOJ on October 10, 2005, why is it
that the accused did not present a copy of the petition stamped "received" by the DOJ? Why did he not make a
manifestation that he forgot to bring a copy? He could have easily convinced the Presiding Judge to suspend the
arraignment upon a promise that a copy thereof will be filed with the court in the afternoon of October 11, 2005 or even
the following day.
5. Thus, we come to the conclusion that the accused was able to antedate the filing or mailing of the petition.
[13]
(Emphases supplied)
The allegation of antedating was reiterated by respondents in a Comment/Opposition to the Accused's Motion for
Reconsideration filed with the RTC on 6 December 2006:
4. It is our conclusion that the accused and his lawyers were able to antedate the filing or mailing of the petition. We cannot
conclude otherwise, unless the accused and his battery of lawyers will admit that on October 11, 2005 that they suddenly or
temporarily became amnesiacs. They forgot that they filed the Petition for Review the day before. [14] (Emphasis supplied)
In the Complaint-Affidavit it filed with this Court, complainant vehemently denied the allegation of antedating. [15] As proof that
the Petition for Review was personally filed with the DOJ on 10 October 2005, complainant attached to its Complaint-Affidavit a
copy of the Petition bearing the DOJ stamp. [16]
In their Comment dated 4 May 2006,[17] respondents alleged that the filing of the disbarment complaint against them was a
mere harassment tactic. As proof, they cited the non-inclusion of another signatory to the Vehement Opposition, Public
Prosecutor Nadine Jaban-Fama, as a respondent in the Complaint. [18] They also contended that the statements they had made
in their pleadings were covered by the doctrine of privileged communication. [19]
In a Resolution dated 7 August 2006, the Court referred this case to the Integrated Bar of the Philippines (IBP) for investigation,
report and recommendation. [20]
REPORT AND RECOMMENDATION OF THE IBP
In his Report and Recommendation dated 7 July 2008,[21] Commissioner Rico A. Limpingco found respondents guilty of violating
the Code of Professional Responsibility:
We agree with the complainant that the accusation that they antedated the mailing of the DO.I petition is violative of the Code
of Professional Responsibility and the duty of all lawyers to observe civility and propriety in their pleadings. It was somewhat
irresponsible for the respondents to make such an accusation on the basis of pure speculation, considering that they had no
proof to support their accusation and did not even make any attempt to verify from the DO.I the date and the manner by which
the said petition was filed. Moreover, as held in Asa, we will have to disagree with the respondents argument on privileged
communication, the use of offensive language in pleadings filed in the course of judicial proceedings, constitutes unprofessional
conduct subject to disciplinary action.
xxxx
In Asa, the Supreme Court found Atty. Ginger Anne Castillo guilty of breach of Canon 8 of the Code of Professional
Responsibility and admonished her to refrain from using offensive and improper language in her pleadings. Considering that the
respondents' accusation that the complainant and its lawyers antedated the mailing of Bro. Eliseo Soriano's DOJ Petition is
somewhat more serious than an allegation of wanting additional attorney's fees for opening doors and serving coffee, we
believe that the penalty of reprimand would be proper in this case.
Wherefore, premises considered, it is respectfully recommended that respondent Attys. Restituto Lazaro and Rodel Morta be
reprimanded for using improper language in their pleadings with a warning that a repetition of the same will be dealt with more
severely.[22]
On 14 August 2008, the IBP Board of Governors issued Resolution No. XVIII-2008-391, which adopted and approved
Commissioner Limpingco's Report and Recommendation:
RESOLVED to ADOPT and APPROVE, as it is hereby ADOPTED and APPROVED the Report and Recommendation of the
Investigating Commissioner of the above-entitled case, herein made part of this Resolution as Annex "A"; and, finding the
recommendation fully supported by the evidence on record and the applicable laws and rules, and for using improper language
in their pleadings Atty. Restituto Lazaro and Atty. Rodel Morta are REPRIMANDED with a Warning that a repetition of the same
will be dealt with more severely.[23]
On 14 November 2008, respondents filed a Motion for Reconsideration of the Resolution dated 14 August 2008. They argued
that the Complaint against them should have been dismissed on the following grounds: (a) complainant's failure to implead the
public prosecutor, who must be considered an indispensable party to the case, since the pleading in question could not have
been filed without her conformity; (b) as the subject pleadings had been signed by the public prosecutor, their contents
enjoyed the presumption of regularity and legality, upon which respondents were entitled to rely; (c) respondents relied in
good faith on the review, supervision and direction of the public prosecutor in the filing of the pleading in question; and (d) the
statements in the pleading were covered by the doctrine of privileged communication. [24] Respondents also contended that
Atty. Chavez should be disciplined for the derogatory statements made against them in the pleadings he submitted during the
IBP investigation.
On 22 March 2014, the IBP Board of Governors issued Resolution No. XXI-2014-146 granting respondent's Motion for
Reconsideration and recommending the dismissal of the instant case on the basis of complainant's failure to implead an
indispensable party:
RESOLVED to GRANT Respondent's Motion for Reconsideration, considering that complainant's non-joinder of an indispensable
party makes the presumption that Respondents acted according to regulations and in good faith in the performance of their
official duties. Thus, Resolution No. XVIII-2008-391 dated August 14, 2008 is hereby SET ASIDE. Accordingly, the case against
Respondents is hereby DISMISSED with stern Warning to be more circumspect.
To date, this Court has not received any petition from complainant or any other interested party questioning Resolution No.
XXI-2014-146 of the IBP Board of Governors. However, pursuant to Section 12, Rule 139-B of the Rules of Court as amended by
Bar Matter No. 1645,[26] we must ultimately decide disciplinary proceedings against members of the bar, regardless of the acts
of the complainant.[27] This rule is consistent with our obligation to preserve the purity of the legal profession and ensure the
proper and honest administration of justice.[28] In accordance with this duty, we now pass upon the recommendation of the IBP.
OUR RULING
After a judicious examination of the records of this case, the Court resolves to SET ASIDE Resolution No. XXI-2014-146 of the IBP
Board of Governors. Not only are the grounds cited as bases for the dismissal of the complaint inapplicable to disbarment
proceedings. We are also convinced that there is sufficient justification to discipline respondents for violation of the Code of
Professional Responsibility.
In Resolution No. XXI-2014-146, the IBP Board of Governors dismissed the instant case because of complainant's purported
failure to implead an indispensable party. Although this ground for dismissal was not explained at length in its resolution, the
IBP Board of Governors appeared to have given credence to the argument proffered by respondents. They had argued that the
public prosecutor was an indispensable party to the proceeding, and that her non-joinder was a ground for the dismissal of the
case. That ruling is patently erroneous.
In previous cases, the Court has explained that disciplinary proceedings against lawyers are sui generis.[29] These proceedings
are neither purely civil nor purely criminal,[30] but are rather investigations by the Court into the conduct of its officers.
[31]
Technical rules of procedure are not strictly applied, [32] but are construed in a manner that allows us to determine whether
lawyers are still fit to fulfill the duties and exercise the privileges of their office. [33]
We cannot countenance the dismissal of the case against respondents merely because the public prosecutor has not been
joined as a party. We emphasize that in disbarment proceedings, the Court merely calls upon members of the bar to account
for their actuations as officers of the Court. [34] Consequently, only the lawyer who is the subject of the case is indispensable. No
other party, not even a complainant, is needed.[35]
In this case, respondents are only called upon to account for their own conduct. Specifically, their pleadings contain the
accusation that complainant antedated the filing of a petition before the DOJ. The fact that Public Prosecutor Jaban-Fama also
signified her conformity to the pleadings containing these statements is irrelevant to the issue of whether respondents' conduct
warrants the imposition of disciplinary sanctions.
Respondents cannot utilize the presumption of regularity accorded to acts of the public prosecutor as a defense for their own
misconduct.
Respondents cannot excuse their conduct by invoking the presumption of regularity accorded to official acts of the public
prosecutor. It must be emphasized that the act in question, i.e. the preparation of the pleadings subject of the Complaint, was
performed by respondents and not by the public prosecutor. Hence, any impropriety in the contents of or the language used in
these pleadings originated from respondents. The mere fact that the public prosecutor signed the pleadings after they were
prepared could not have cured any impropriety contained therein. The presumption that the public prosecutor performed her
duties regularly and in accordance with law cannot shield respondents from liability for their own conduct.
The claim of respondents that they relied in good faith on the approval of the public prosecutor is likewise untenable. As
lawyers, they have a personal obligation to observe the Code of Professional Responsibility. This obligation includes the duty to
conduct themselves with courtesy, fairness and candor towards their professional colleagues, including opposing counsel.
Respondents cannot disregard this solemn duty solely on the basis of the signature of a public prosecutor and later seek to
absolve themselves from liability by pleading good faith.
There being no cause for the dismissal of the instant case, the Court now proceeds to determine whether respondents have
indeed violated the Code of Professional Responsibility.
We note that the essential allegations of the Complaint-Affidavit have already been admitted by respondents. In the
Comment[36] they submitted to this Court, they even reproduced the pertinent portions [37] of their pleadings that contained the
allegations of antedating. Accordingly, the only question left for us to resolve is whether their conduct violates the ethical code
of the profession.
After a thorough evaluation of the pleadings filed by the parties and the Report and Recommendation of Commissioner
Limpingco, the Court finds respondents guilty of violating Canons 8 [38] and 10[39] of the Code of Professional Responsibility.
This Court has repeatedly urged lawyers to utilize only respectful and temperate language in the preparation of pleadings, in
keeping with the dignity of the legal profession. [40] Their arguments, whether written or oral, should be gracious to both the
court and the opposing counsel and should consist only of such words as may be properly addressed by one honorable member
of the bar to another.[41] In this case, respondents twice accused complainant of antedating a petition it had filed with the DOJ
without any proof whatsoever. This allegation of impropriety undoubtedly brought complainant and its lawyers into disrepute.
The accusation also tended to mislead the courts, as it was made without hesitation notwithstanding the absence of any
evidentiary support. The Court cannot condone this irresponsible and unprofessional behavior.
That the statements conveyed the perception by respondents of the events that transpired during the scheduled arraignment
and their "truthful belief regarding a perceived irregularity" in the filing of the Petition is not an excuse. As this Court
emphasized in Re: Supreme Court Resolution Dated 28 April 2003 in G.R. Nos. 145817 & 145822:
The Court cannot countenance the ease with which lawyers, in the hopes of strengthening their cause in a motion for
inhibition, make grave and unfounded accusations of unethical conduct or even wrongdoing against other members of the legal
profession. It is the duty of members of the Bar to abstain from all offensive personality and to advance no fact prejudicial to
the honor or reputation of a party or witness, unless required by the justness of the cause with which they are charged. [42]
Respondents' defense of absolute privilege is likewise untenable. Indulging in offensive personalities in the course of judicial
proceedings constitutes unprofessional conduct subject to disciplinary action, even if the publication thereof is privileged.
[43]
While lawyers may enjoy immunity from civil and criminal liability for privileged statements made in their pleadings, they
remain subject to this Court's supervisory and disciplinary powers for lapses in the observance of their duty as members of the
legal profession.[44]
We believe, though, that the use of intemperate and abusive language does not merit the ultimate penalty of disbarment.
[45]
Nonetheless, respondents should be disciplined for violating the Code of Professional Responsibility and sternly warned that
the Court will deal with future similar conduct more severely. [46]
A final note. We find it necessary to remind the IBP of its duty to judiciously investigate and evaluate each and every disciplinary
action referred to it by this Court. In making its recommendations, the IBP should bear in mind the purpose of disciplinary
proceedings against members of the bar — to maintain the integrity of the legal profession for the sake of public interest.
Needless to state, the Court will not look with favor upon a recommendation based entirely on technical and procedural
grounds.
WHEREFORE, premises considered, the Resolution dated 22 March 2014 issued by the IBP Board of Governors is hereby SET
ASIDE. Attys. Restituto Lazaro and Rodel Morta are hereby ADMONISHED to use only respectful and temperate language in the
preparation of pleadings and to be more circumspect in dealing with their professional colleagues. They are likewise STERNLY
WARNED that a commission of the same or similar acts in the future shall be dealt with more severely.
SO ORDERED.