Cleftlipandpalate: Mitchell L. Worley,, Krishna G. Patel,, Lauren A. Kilpatrick
Cleftlipandpalate: Mitchell L. Worley,, Krishna G. Patel,, Lauren A. Kilpatrick
KEYWORDS
Cleft lip Cleft palate Craniofacial malformations Nasoalveolar molding
KEY POINTS
Orofacial clefts are common congenital malformations that can occur in isolation or be
associated with additional abnormalities or genetic syndromes.
Lip taping and nasoalveolar molding are low-risk interventions that can preoperatively
modify cleft defects to enhance surgical outcomes.
Multiple techniques are available for repair of orofacial clefts and choice of technique
depends on cleft extent and surgeon preference.
Early multidisciplinary evaluation and long-term follow-up of patients with orofacial clefting
are essential to achieving optimal clinical outcomes.
INTRODUCTION
Cleft lip and palate (CLP) are common congenital malformations affecting the head
and neck. The incidence of cleft lip with or without cleft palate (CL/P) is w1:1000,
and the incidence of isolated cleft palate (CPO) is w1:2500.1 The incidence of CPO
is uniform across different ethnicities, whereas CL/P varies with race (incidence in
Asian > Caucasian > African).2 Boys are more frequently affected with CL/P (2:1),
with an inverse ratio seen in CPO (male/female, 0.5:1).3,4
Fig. 1. (A–D) Upper lip development sequence. (E–H) Soft and hard palate development
(Illustration by Emma Vought).
Cleft Lip and Palate 663
prominences. Fusion of the palatal shelves to form the secondary palate begins in week
9 (fusion begins anteriorly at the incisive foramen and extends posteriorly to the uvula).
Fig. 2. (A) Microform right CL. (B) Incomplete left CL. (C) Complete right CL. (D) Bilateral
complete CL.
664 Worley et al
there is anterior displacement of the intermaxillary segment with absence of the orbi-
cularis oris within the intermaxillary segment (Fig. 2D).
CPs can likewise be classified by the extent of their anatomic involvement. Submucous
CPs are characterized by an underlying dehiscence of the palatal musculature, whereas
the overlying mucosa is intact. Because they do not have an associated mucosal defect,
detection of submucous CPs can be challenging. Physical examination findings associ-
ated with a submucous CP include midline notching of the hard palate, bifid uvula, and a
zona pellucida (blue line in the midline of the soft palate representing the lack of muscu-
lature and increased transparency). A cleft of the secondary palate involves a defect
extending posteriorly from the incisive foramen through the soft palate to the uvula. In
contrast, a cleft of the primary palate involves the palate anterior to the incisive foramen
extending to the alveolar arch. A complete CP involves both the primary and secondary
palates. Examples of the different types of CP are shown in Fig. 3. Note that primary and
secondary palate describe the palate by its embryologic origins. In contrast, the terms
hard and soft palate refer to the anatomic findings represented by the anterior bony pal-
ate and the posterior soft tissue/musculature palate, respectively.
Fig. 3. (A) Submucous CP. (B) Incomplete CP. (C) Unilateral complete CP. (D) Bilateral
complete CP.
Cleft Lip and Palate 665
future child.16,17 Prenatal diagnosis also allows families to meet the craniofacial team
members before birth and can help facilitate the recommended early postpartum eval-
uation of affected infants.
In the United States, anatomic ultrasonography studies are frequently obtained be-
tween 18 and 20 weeks’ gestation. The accuracy of two-dimensional (2D) ultrasonog-
raphy in detecting an orofacial cleft among low-risk patients is variable, with detection
rates of 0% to 70% reported in a systematic review.18 Infants with CPO are less likely
to be detected than those with CL/P.18 The prenatal ultrasonography detection rate is
likely dependent on multiple factors, including sonographer experience, gestational
age, and whether the laboratory routinely performs imaging of the face. Compared
with 2D studies, three-dimensional (3D) ultrasonography has an increased diagnostic
accuracy in general, and has shown an ability to detect a CP when a CL has been pre-
viously detected on 2D ultrasonography (up to 100% sensitivity).18,19
Feeding Evaluation
Early feeding difficulties are common among infants with CLP. Issues with nutritional
intake can stem from difficulty creating a seal in patients with CL, or an inability to
generate the negative pressure or suction to feed in patients with CP.21 Alterations in
Table 1
Basic cleft care
Abbreviations: COM, chronic otitis media; NAM, nasoalveolar molding; SLP, speech-language
pathology; VPD, velopharyngeal dysfunction.
666 Worley et al
these normal feeding patterns place children with orofacial clefts at increased risk for
poor weight gain and dehydration.22,23 Mothers with infants struggling with feeding
are also susceptible to depression, which can further complicate their children’s care.23
Given the prevalence of feeding difficulties in the cleft population, affected newborns
should be seen by a speech-language pathologist, who can perform an evaluation and
provide counseling. Typically, patients with CL are able to breastfeed, whereas those
with a CP are usually unsuccessful. The authors encourage families of children with
CPs to bottle feed for nutrition, but then they may breastfeed briefly as desired for mother
and infant bonding. There are multiple cleft-specific bottles, including the Haberman
Feeder, Pigeon Feeder, Mead Johnson Cleft Lip/Palate Nurser, and the Dr. Brown’s Spe-
cialty Feeding System. These bottles can be broadly classified into 2 types: assisted-
delivery (squeeze) versus rigid bottles. Assisted-delivery bottles (Haberman and Mead
Johnson) are compressible and allow parents to squeeze the reservoir and increase
the milk/formula flow. In contrast, rigid bottles (Pigeon and Dr. Brown’s) allow the infant
to release the flow of milk by compressing the specialized nipple. A Cochrane Review
evaluating squeezable versus rigid bottle use among patients with clefts found no evi-
dence for a difference in growth outcome based on bottle choice.24 As a result, families
should be counseled to use whichever bottle works best for their individual child.
Fig. 4. Patient with bilateral CLP with lip taping in place to apply pressure to reposition the
intermaxillary segment posteriorly.
SURGICAL MANAGEMENT
Cleft Lip Preoperative Planning
Lip adhesion may be used for patients with a wide unilateral or bilateral CL who are
unable to complete either lip taping or NAM. This surgery is typically performed at
age 1 month in preparation for a second-stage lip repair.
Definitive lip repair commonly occurs at age 3 months (or 10 weeks) to avoid airway
difficulty associated with obligate nasal breathing in early infancy and postanesthetic
apnea. Other factors involved in timing of surgery include weight (ideally 4.5 kg
[10lb]) and hemoglobin level (ideally 10 g/dL), known as the rule of 10s and first
described by Wilhelmsen and Musgrave.37,38 Adequate completion of NAM or taping
Fig. 5. (A) NAM impression and prosthesis. (B) Patient with unilateral CLP with NAM in place.
(Courtesy of Betsy K. Davis, DMD, Medical University of South Carolina, Charleston, SC.)
668 Worley et al
Surgical Procedure
The investigators use either the Millard or Fisher technique for repair of the unilateral
CL and the Millard technique for repair of the bilateral CL.39–41 The Millard technique is
based on rotation-advancement principles, whereas the Fisher technique is described
as an anatomic subunit approach. Other rotation-advancement techniques by Moh-
ler42 and Noordhoff43 are also frequently used by surgeons in the United States.
The specific surgical technique is commonly used by a surgeon for repair of both
incomplete and complete CL.30 The goals of both unilateral and bilateral CL repair
include (1) oral competence via a complete orbicularis oris, (2) symmetry, and (3)
cosmesis. A tip rhinoplasty may be performed during this surgery to improve the con-
tour, shape, position, and width of the affected ala and nasal tip.
Lip repair or cheiloplasty is performed under general endotracheal anesthesia, typi-
cally with the use of an oral right angle endotracheal tube to position the endotracheal
tube inferiorly and out of the surgical field. Local anesthesia is used per surgeon pref-
erence. For the Millard repair, critical markings include the high and low points of the
Cupid’s bow, columellar base, alar bases, and choice of the appropriate high point of
Cupid’s bow on the lateral lip of the cleft side.41 The basic principle of the Millard repair
is to rotate the noncleft side inferiorly and advance the lateral lip of the cleft side. The C
flap originates from the medial non-CL and may be incorporated into the columella for
lengthening or the nasal sill. Mucosal M and L flaps can be rotated to bridge the alve-
olus and minimize the resulting fistula. The aforementioned markings, flaps, and
closure for the Millard repair are shown in Fig. 6. For the Fisher repair, 25 critical mark-
ings are used.39 A triangle is incorporated into the cutaneous skin at the cleft side phil-
tral column from the lateral lip using predetermined calculations related to the philtral
column height of the cleft and noncleft sides. The Rose-Thompson effect adds 1 mm
of lengthening. A second triangle is incorporated from the lateral lip vermilion as well.
Mucosal flaps again can be rotated. In both techniques, the orbicularis oris is recon-
structed. The Fisher repair markings, flaps, and closure are seen in Fig. 7.
The bilateral CL repair is distinct from the unilateral CL repair. The central prolabium
of the bilateral cleft defect does not contain orbicularis oris muscle and thus surgery
requires additional mobilization of the muscle across the premaxilla for adequate mus-
cle reapproximation. The columella is also typically deficient in the bilateral CL. Mark-
ings for the bilateral CL repair are similar to those for the unilateral CL repair by Millard.
The distinct difference is the advancement of the lateral lip vermilion to the midline to
approximate the central low point of Cupid’s bow inferiorly. Markings, flaps, and
closure for the bilateral CL repair are shown in Fig. 8.
Complications
Complications of unilateral CL repair include deficient vermilion or a whistle deformity,
under-rotation of the high point on the cleft side, muscular dehiscence, and nasal
asymmetry. Secondary surgery for the lip is typically considered at approximately
age 5 years or older.
Cleft Lip and Palate 669
Fig. 6. Unilateral CL repair with Millard technique. (A) Surgical markings. (B) Flaps. (C) Post-
operative result.
Surgical Procedure
Surgical technique may be selected based on type of palatal involvement (ie, only soft
palate vs incomplete secondary palate vs complete secondary palate) and width of
the cleft between palatal shelves. The hard palate is repaired with axial mucoperios-
teal flaps based on the greater palatine arteries.46 Vomer flaps may be included to
670 Worley et al
Fig. 7. Unilateral CL repair with Fisher technique. (A) Surgical markings. (B) Flaps. (C) Post-
operative result.
aid in nasal closure. Relaxing incisions at the lateral aspect of the hard palate are used
for mobility; the lateral donor sites heal by secondary intention with remucosalization.
The soft palate is repaired with repositioning of the levator muscle into an intact sling
by varying techniques, including a straight-line repair, intravelar veloplasty, or double
opposing Z-plasty.46–48 Regardless of technique, a multilayer closure is used to mini-
mize risk of fistula formation. Markings, flaps, and closure of CPs are shown in Fig. 9.
Complications
Long-term complications of palatoplasty include palatal fistula, obstructive sleep ap-
nea (OSA), and VPD. Fistula formation may lead to nasal regurgitation of oral intake
and hypernasality. Techniques for palatal fistula closure are beyond the scope of
this article but can be complex. OSA has a higher incidence in patients with clefting;
screening for symptoms of sleep-disordered breathing should regularly occur in this
patient population.49 A polysomnogram is recommended before additional surgical
intervention given their high-risk status.50 VPD is discussed further later in this article.
COMMON COMORBIDITIES
Hearing and Middle Ear Disease
After the introduction of the newborn hearing screen (NBHS) in the United States,
more than 95% of newborn infants are screened in the perinatal period for hearing
Cleft Lip and Palate 671
Fig. 8. Bilateral CL repair. (A) Surgical markings. (B) Flaps. A natal tooth is shown in the pre-
maxilla. (C) Postoperative result.
loss with the goal of early identification and intervention.51 Infants with a cleft anomaly,
especially CP, are at higher risk for referring the NBHS.52 Although this finding is often
attributed to middle ear effusion because of the high prevalence of middle ear disease
in children with CP, the incidences of sensorineural hearing loss, conductive hearing
loss (CHL), and mixed hearing loss are also higher in children with clefting.52–54
Eustachian tube dysfunction (ETD), including chronic middle ear effusion, is found in
at least 95% of patients with a cleft, specifically CP. The cause of chronic middle ear
disease is attributed to anatomic disruption of the tensor veli palatini and change in
eustachian tube compliance.55,56 CHL is found in most patients with a CP because
of middle ear findings.57 Interventions to improve hearing include placement of tympa-
nostomy tubes, palatoplasty, and/or hearing amplification.58,59 Most children with a
CP have improvement in ETD, middle ear disorders, and also hearing by approxi-
mately age 6 years.60 However, there remains a significantly increased incidence of
hearing loss in patients with a CP in subsequent years.58,61
Tympanostomy tube placement may occur in coordination with CLP repair or addi-
tional surgeries to minimize anesthesia exposure, as seen in Table 1. Patients with a
CP undergo a mean of 3 to 4 tympanostomy tube placement procedures before
672 Worley et al
Fig. 9. Palate repair. (A) Straight line palatoplasty surgical markings. (B) Straight line pala-
toplasty outcome. (C) Double opposing Z-plasty surgical markings. (D) Double opposing
Z-plasty outcome. (E) Mucoperiosteal flaps for hard palate closure; white arrow indicates
greater palatine artery vascular pedicle.
improvement in chronic middle ear disease.53 A greater risk of persistent CHL exists
among patients with multiple sets of tympanostomy tubes or cholesteatoma.53,62
Because of a higher incidence of cholesteatoma in at-risk patients with persistent
middle ear dysfunction, otologic follow-up into adulthood is recommended.53
Velopharyngeal Dysfunction
VPD is inadequate closure of the velopharynx during speech such that air escape oc-
curs through the nose during oral consonant production with hypernasal resonance.
Nasal phonemes (/m/,/n/,/ng/) occur naturally with nasal resonance and an open
Cleft Lip and Palate 673
velopharynx; all other phonemes require closure of the velopharyngeal complex such
that the palate elevates to contact the posterior pharyngeal wall. VPD can be subca-
tegorized as velopharyngeal mislearning (often caused by articulation errors and
incorrect placement or closure), velopharyngeal incompetency (functional deficit), or
velopharyngeal insufficiency (structural or anatomic deficit).
VPD occurs in an estimated 20% of patients who previously underwent CP repair,
although the incidence of VPD varies widely in the literature.63 Risk factors for VPD
include history of CP, especially with delayed CP repair; submucous CP; change in
velopharyngeal anatomy (ie, adenoidectomy or maxillary advancement); syndromic
association including trisomy 21, 22q11.2 deletion syndrome, Kabuki syndrome; or
acquired pharyngeal dysfunction or hypotonia (ie, stroke, head injury, head and
neck cancer with anatomic defect, or radiation exposure). The double opposing
Z-plasty or Furlow palatoplasty has been shown to have improved speech outcomes
such that need for a secondary operation because of VPD is lower in children who un-
derwent Furlow repair compared with straight-line closure.64
Screening for VPD should begin at an early age (approximately 18 months) for chil-
dren with a CP and continue at regular intervals into early adulthood. A skilled speech-
language pathologist performs a perceptual assessment and/or objective testing us-
ing nasometry or pressure flow testing. Adequate speech assessment requires patient
maturity and may not be thorough until age 4 or 5 years. Additional testing for VPD in-
cludes nasal endoscopy and/or video fluoroscopy to better determine the pattern of
velopharyngeal closure and assist with surgical planning. Surgery may ideally be
tailored to closure pattern: coronal, sagittal, circular, or circular with Passavant ridge.
Speech therapy may be the primary treatment or an adjunctive treatment preoper-
atively and/or postoperatively. Therapy is the treatment of choice for velopharyngeal
mislearning. Often speech therapy is needed to correct compensatory articulation er-
rors even when surgery is required for an anatomic or structural deficit.
Patients who are not surgical candidates because of airway concerns, prior failed sur-
geries, existing comorbidities, position of internal carotid arteries, and so forth may be
candidates for a prosthesis. A partnership between speech-language pathology and
maxillofacial prosthodontics is advantageous to fashion an obturator or palatal lift for
these patients.65 Adequate maxillary dentition is important for prosthesis use.
Surgical interventions for VPD are ideally tailored to closure pattern based on
endoscopy or fluoroscopy findings and include (1) posterior pharyngeal wall augmen-
tation, (2) palatal lengthening, and/or (3) alteration of the velopharynx. Small central
gaps may be improved with injection pharyngoplasty; various materials have been
described for this procedure.66 If there is evidence of levator muscular dehiscence,
double opposing Z-plasty can be used to reorient the levator sling, positioning it pos-
teriorly with added palatal length.67 This secondary palatal technique may also be
used in combination with the sphincter pharyngoplasty. The velopharynx may be
altered via (1) sphincter pharyngoplasty or (2) posterior pharyngeal flap. Ideal candi-
dates for sphincter pharyngoplasty are patients with coronal closure patterns and
limited lateral pharyngeal wall motion. A sphincter is created via elevation of bilateral
superiorly based myomucosal flaps that are inset to the central posterior pharyngeal
wall at the level of velar closure.68 Posterior pharyngeal flap surgery involves elevation
of a central superiorly based myomucosal flap that is inset into a submucosal pocket
of the soft palate or the central soft palate. A pharyngeal flap should be considered in
patients with good lateral pharyngeal wall movement and sagittal or circular closure
patterns.69 Success rates between sphincter pharyngoplasty and pharyngeal flap
are similar.69,70 Complications after secondary speech surgery include persistent
674 Worley et al
VPD, dehiscence of flaps, and/or OSA. OSA is more commonly associated with
pharyngeal flap surgery, although it can occur after any oropharyngeal intervention.71
SUMMARY
Orofacial clefts are common congenital malformations with strong genetic and envi-
ronmental risk factors. In the perinatal period, feeding and nutrition can be a challenge
and the need for specialized feeders is common. Lip taping and NAM are early inter-
ventions that can be used to preoperatively modify cleft defects to enhance surgical
outcomes. Multiple techniques are available for repair of orofacial clefts and choice
of technique depends on cleft extent and surgeon preference. After definitive repair,
children remain at increased risk for middle ear disease and VPD and require
continued close follow-up with a multidisciplinary team.
Best Practices
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