Political Science
Political Science
Political Science
WRITTEN BY:
Michael G. Roskin
See Article History
Ancient influences
Analyses of politics appeared in ancient cultures in works by various thinkers,
including Confucius (551–479 BC) in China and Kautilya (flourished 300 BC) in
India. Writings by the historian Ibn Khaldūn (1332–1406) in North Africa have
greatly influenced the study of politics in the Arabic-speaking world. But the fullest
explication of politics has been in the West. Some have identified Plato(428/427–
348/347 BC), whose ideal of a stable republic still yields insights and metaphors,
as the first political scientist, though most consider Aristotle (384–322 BC), who
introduced empirical observation into the study of politics, to be the discipline’s
true founder.
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Aristotle’s students gathered descriptions of 158 Greek city-states, which Aristotle
used to formulate his famous sixfold typology of political systems. He
distinguished political systems by the number of persons ruling (one, few, or
many) and by whether the form was legitimate (rulers governing in the interests of
all) or corrupt (rulers governing in their own interests). Legitimate systems
included monarchy (rule by one), aristocracy (rule by the few), and polity (rule by
the many), while corresponding corrupt forms were tyranny, oligarchy,
and democracy. Aristotle considered democracy to be the worst form of
government, though in his classification it meant mob rule. The best form of
government, a polity, was, in contemporary terms, akin to an efficient, stable
democracy. Aristotle presciently noted that a polity functions best if the middle
class is large, a point confirmed by modern empirical findings. Aristotle’s
classification endured for centuries and is still helpful in understanding political
systems.
Plato and Aristotle focused on perfecting the polis (city-state), a tiny political
entity, which for the Greeks meant both society and political system. The
conquest of the Mediterranean world and beyond by Aristotle’s pupil Alexander
the Great (336–323 BC) and, after his death, the division of his empire among his
generals brought large new political forms, in which society and political system
came to be seen as separate entities. This shift required a new understanding of
politics. Hellenistic thinkers, especially the Stoics, asserted the existence of
a natural law that applied to all human beings equally; this idea became the
foundation of Roman legalism and Christian notions of equality (see Stoicism).
Thus, the Roman orator Marcus Tullius Cicero (106–43 BC), who was strongly
influenced by the Stoics, was noteworthy for his belief that all human beings,
regardless of their wealth or citizenship, possessed an equal moral worth.
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Political culture
Political culture may be defined as the political psychology of a country or nation
(or subgroup thereof). Political culture studies attempt to uncover deep-seated,
long-held values characteristic of a society or group rather
than ephemeralattitudes toward specific issues that might be gathered through
public-opinion surveys. Several major studies using a political culture approach
appeared simultaneously with the behavioral studies of the late 1950s, adding
psychological and anthropological insights to statistical covariance. The study of
political culture was hardly new; since at least the time of Plato, virtually all
political thinkers have acknowledged the importance of what Tocqueville called
“habits of the heart” in making the political system work as it does. Modern
political culture approaches were motivated in part by a desire to understand the
rise of totalitarian regimes in the 20th century in Russia, Germany, and Italy, and
many early studies (e.g., The Authoritarian Personality) focused on Nazi
Germany; one early political culture study, Edward Banfield’s The Moral Basis of
a Backward Society (1958), argued that poverty in southern Italy grew out of a
psychological inability to trust or to form associations beyond the immediate
family, a finding that was long controversial but is now accepted by many.
Perhaps the most important work of political culture was Gabriel
Almond and Sidney Verba’s The Civic Culture: Political Attitudes and Democracy
in Five Nations(1963), which surveyed 1,000-person samples in the United
States, the United Kingdom, Germany, Italy, and Mexico. Almond and Verba
identified three types of political culture: (1) participant, in which citizens
understand and take part in politics and voluntary associations, (2) subject, in
which citizens largely obey but participate little, and (3) parochial, in which
citizens have neither knowledge of nor interest in politics. The authors found that
democratic stability arises from a balance or mixture of these cultures, a
conclusion similar to that drawn by Aristotle. In Almond and Verba’s edited
volume The Civic Culture Revisited (1980), several authors demonstrated that
political culture in each of their subject countries was undergoing major change,
little of which was predictable from the original study, suggesting that political
culture, while more durable than mere public opinion, is never static. Critics
of The Civic Culture also pointed out that political structures can affect culture.
The effective governance and economic policies of West Germany’s government
made that country’s citizens embrace democracy, whereas Britain’s economic
decline made Britons more cynical about politics. The problem, again, is
determining causality.
Over the decades Lipset, who served as president of both the American
Sociological Association and the American Political Science Association, turned
from explanations of political values based on social class to those based on
history and culture, which, he argued, displayed consistency throughout history.
American political scientist Robert Putnam followed in this Tocquevillian tradition
in Making Democracy Work: Civic Traditions in Modern Italy (1993), which
demonstrated that the historical cultures of Italy’s regions explain their current
political situations. In Bowling Alone: The Collapse and Revival of American
Community (2000), Putnam claimed that the American tendency to form citizen
groups, a characteristic that Tocqueville praised, was weakening. Americans
were less often joining groups and participating in politics, Putnam argued,
leading to a loss of “social capital” (the collective value of social networks) and
potentially undermining democracy, a worry shared by other political observers in
the United States.
Adopting what became known as the “path-dependent development” approach,
advocates of the historical-cultural school maintained that contemporary society is
a reflection of society in ages past. The political culture approach declined in the
1970s but was later revived as political scientists incorporated it into explanations
of why some countries experienced economic growth and established democratic
political systems while others did not. Some suggested that the rapid economic
growth and democratization that took place in some East Asian countries in the
second half of the 20th century was facilitated by a political culture based on
Confucianism. In Africa and Latin America, they argued, the absence of a culture
that valued hard work and capital accumulation led to the stagnation of much of
those regions. This viewpoint was captured by the title of Lawrence E. Harrison
and Samuel P. Huntington’s edited volume Culture Matters: How Values Shape
Human Progress (2000).
Systems analysis
Systems analysis, which was influenced by the Austrian Canadian
biologist Ludwig von Bertalanffy and the American sociologist Talcott
Parsons (1902–79), is a broad descriptive theory of how the various parts and
levels of a political system interact with each other. The central idea of systems
analysis is based on an analogy with biology: just as the heart, lungs, and blood
function as a whole, so do the components of social and political systems. When
one component changes or comes under stress, the other components will adjust
to compensate.
Systems analysis studies first appeared alongside behavioral and political culture
studies in the 1950s. A groundbreaking work employing the approach, David
Easton’s The Political System (1953), conceived the political system
as integratingall activities through which social policy is formulated and executed
—that is, the political system is the policy-making process. Easton defined
political behaviour as the “authoritative allocation of values,” or the distribution of
rewards in wealth, power, and status that the system may provide. In doing so, he
distinguished his sense of the subject matter of political science from that of
Lasswell, who had argued that political science is concerned with the distribution
and content of patterns of value throughout society. Easton’s conception of
system emphasizes linkages between the system and its environment. Inputs
(demands) flow into the system and are converted into outputs (decisions and
actions) that constitute the authoritative allocation of values. Drawing
on cybernetics, the Czech-born American political scientist Karl Deutsch used a
systems perspective to view the political system as a communications network.
Following Deutsch, some political scientists tried briefly to establish
communications as the basis of politics.
Systems analysis was applied to international relations to explain how the forces
of the international system affect the behaviour of states. The American political
scientist Morton Kaplan delineated types of international systems and their logical
consequences in System and Process in International Politics (1957). According
to Kaplan, for example, the Cold War rivalry between the United States and the
Soviet Union brought about a bipolar international system that governed much of
the two countries’ foreign and security policies. Locked in a zero-sum game
(when one country wins, the other loses), the two superpowers watched each
other vigilantly, eager for gains but also wary of the threat of nuclear war.
In Man, the State, and War (1959), the American international relations
theorist Kenneth Waltz applied systems theory to the study of international conflict
to develop a view known as structural realism. Waltz argued that the underlying
cause of war is an anarchic international system in which there is no recognized
authority for resolving conflicts between sovereign states. According to Waltz,
with many sovereign states, with no system of law enforceable among them, with each state judging its
grievances and ambitions according to the dictates of its own reason or desire—conflict, sometimes leading
By the early 21st century, rational choice theory was being stiffly challenged.
Critics alleged that it simply mathematized the obvious and, in searching for
universal patterns, ignored important cultural contexts, which thus rendered it
unable to predict much of importance; another charge was that the choices the
theory sought to explain appeared “rational” only in retrospect. Reacting to
such criticisms, some rational choice theorists began calling themselves “new
institutionalists” or “structuralists” to emphasize their view that all political choices
take place within specific institutional structures. U.S. congressmen, for example,
typically calculate how their votes on bills will help or hurt their chances for
reelection. In this way, rational choice theory led political science back to its
traditional concern with political institutions, such as parliaments and laws. In
more recent years, increasing numbers of rational choice theorists have backed
away from claims that their approach is capable of explaining every political
phenomenon.
Democratic theory
Late in the 20th century, some political scientists rediscovered their Aristotelian
roots by returning to the question of how to achieve the good, just, and stable
polity—that is, by returning to the study of democracy. Although the approaches
taken were highly diverse, most researchers attempted to identify the factors by
which democracies are established and sustained. Democratic theory was
revived in earnest in the late 1980s, when communist regimes were collapsing
throughout eastern Europe, and was accompanied by the founding of the
influential Journal of Democracy in 1990.
The American political theorist Robert Dahl, who had long been a scholar of the
topic, viewed democracy as the pluralist interplay of groups in what he called a
“polyarchy.” Historical-cultural thinkers such as Lipset traced the origins of
democracy to the values that democratic societies developed long ago. Samuel
Huntington, perhaps the most influential post-World War II American political
scientist, worried about a “democratic distemper” in which citizens demand more
than the system can deliver. Huntington also viewed democracy as coming in
waves—the most recent having started in 1974 in Greece and Portugal and
having subsequently washed over Spain and Latin America—but warned of a
potential reverse wave toward authoritarianism. The Spanish American political
scientist Juan Linz explored how democracies can decline, and the Dutch-born
American scholar Arend Lijphart considered the institutional arrangements
(political parties and electoral systems, executives and parliaments) that were
most likely to produce stable political systems.
Modernization theorists noted the connection between democracy and economic
development but were unable to determine whether economic development
typically precedes democracy or vice versa. Few of them regarded democracy as
inevitable, and many noted its philosophical, psychological, and social
prerequisites, suggesting that democracy may be a largely Western phenomenon
that is not easily transplanted to non-Western cultures. Others, however, argued
that democracy is a universal value that transcends culture. Some worried that
the legitimacy of established democracies was eroding in the late 20th and early
21st centuries, as citizens became disenchanted with the political process and
many moved away from political participation in favour of private pursuits. Voter
turnout fell in most countries, in part because citizens saw little difference
between the major political parties, believing them to be essentially power-
seeking and self-serving. Some attributed this trend to a supposed abandonment
of ideology as most parties hewed to centrist positions in order to capture the
large moderate vote. Still others argued that party systems, ossified for at least a
generation and based on social and political conflicts that had long been resolved,
failed to address in a coherent fashion new social issues (e.g.,
feminism, environmentalism, civil rights) that concerned many citizens. Some
blamed the media for focusing on political scandals instead of issues of
substance, and some cited the inability of governments to fully address society’s
ills (e.g., crime, drug abuse, unemployment). Nevertheless, not all scholars
viewed this change with alarm. Some argued that citizens were generally better-
educated and more critical than they were given credit for, that they were simply
demanding better, cleaner government, and that these demands would eventually
lead to long-term democratic renewal.
Political scientists, like other social and natural scientists, gather data and
formulate theories. The two tasks are often out of balance, however, leading
either to the collection of irrelevant facts or to the construction of misleading
theories. Throughout the post-World War II era, political scientists developed and
discarded numerous theories, and there was considerable (and unresolved)
debate as to whether it is more important to develop theories and then collect
data to confirm or reject them or to collect and analyze data from which theories
would flow.
Perhaps the oldest philosophical dispute has to do with the relative importance of
subjectivity and objectivity. Many political scientists have attempted to develop
approaches that are value-free and wholly objective. In modern political science,
much of this debate takes place between structuralists and cultural theorists.
Structuralists claim that the way in which the world is organized (or structured)
determines politics and that the proper objects of study for political science are
power, interests, and institutions, which they construe as objective features of
political life. In contrast, cultural theorists, who study values, opinions, and
psychology, argue that subjective perceptions of reality are more important than
objective reality itself. However, most scholars now believe that the two realms
feed into one another and cannot be totally separated. To explain the apparent
inertia of Japan’s political system, for example, a structuralist would cite the
country’s electoral laws and powerful ministries, whereas a cultural theorist would
look to deeply rooted Japanese values such as obedience and stability. Few in
one camp, however, would totally dismiss the arguments of the other.
Likewise, although some political scientists continue to insist that only quantified
data are legitimate, some topics are not amenable to study in these terms. The
decisions of top officials, for example, are often made in small groups and behind
closed doors, and so understanding them requires subjective descriptive material
based on interviews and observations—essentially the techniques of good
journalists. If done well, these subjective studies may be more valid and longer-
lived than quantitative studies.
Prior to the development of reliable survey research, most political analyses
focused on elites. Once a sizable amount of research had become available,
there was a considerable debate about whether rulers are guided by citizen
preferences, expressed through interest groups and elections, or whether elites
pursue their own goals and manipulate public opinion to achieve their ends.
Despite numerous studies of public opinion, voting behaviour, and interest
groups, the issue has not been resolved and, indeed, is perhaps unresolvable.
Analyses can establish statistical relationships, but it has been difficult to
demonstrate causality with any certainty. This debate is complicated by two
factors. First, although there is a considerable body of survey and electoral data,
most people ignore politics most of the time, a factor that must be considered in
attempting to understand which part of the “public” policy makers listen to—all
citizens, all voters, or only those expressing an intense view on a particular
matter. Political analyses based on elites are hindered by a dearth of reliable
elite-level data, as researchers are rarely invited into the deliberations of rulers.
Accordingly, much is known about the social bases of politics but little of how and
why decisions are made. Even when decision makers grant interviews or write
their memoirs, firm conclusions remain elusive, because officials often provide
accounts that are self-serving or misleading.
Political science has had difficulty handling rapid change; it prefers the static
(stable political systems) to the dynamic. If historians are stuck in the past,
political scientists are often captives of the present. For some the collapse of the
Soviet Union showed that the theories and methods of political science are of only
limited utility. Despite decades of gathering data and theorizing, political science
was unable to anticipate the defining event of the post-World War II era. Critics
charged that political science could describe what is but could never discern what
was likely to be. Others, however, maintained that this criticism was unfair,
arguing that such upheavals can be predicted, given sufficient data. Still,
the demise of the Soviet Union spurred some political scientists to develop
theories to explain political changes and transformations. Examining the collapse
of authoritarian regimes and their replacement with democratic governments in
Greece, Spain, Portugal, Latin America, eastern Europe, and the Soviet Union
during the last three decades of the 20th century, they sought to develop a theory
of transitions to democracy. Others argued that no such universal theory is
possible and that all democratic transitions are unique.
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At the beginning of the 21st century, political science was faced with a stark
dilemma: the more scientific it tried to be, the more removed it found itself from
the burning issues of the day. Although some research in political science would
continue to be arcane and unintelligible to the layperson and even to other
scholars, many political scientists attempted to steer a middle course, one that
maintained a rigorous scientific approach but also addressed questions that are
important to academics, citizens, and decision makers alike. Indeed, some
political scientists, recognizing that many “scientific” approaches had lost their
utility after a decade or two, suggested that the discipline should cease its
attempts to imitate the natural sciences and return to the classic concerns of
analyzing and promoting the political good.