Risk Factors and Levels of Risk For High School Dropouts: Suhyun Suh Is An
Risk Factors and Levels of Risk For High School Dropouts: Suhyun Suh Is An
Risk Factors and Levels of Risk For High School Dropouts: Suhyun Suh Is An
assistant professor at
Auburn University,
Auburn, AL.
E-mail:
[email protected]
Jingyo Suh is an
associate professor at
Tuskegee University,
Tuskegee, AL.
Risk Factors and Levels of Risk for
High School Dropouts
The study in this article identifies three major risk cat- identified parents’ low educational attainment, the
egories of high school dropouts and evaluates the number of household members, and lack of motiva-
impact of possible prevention strategies. As students tion as reasons why students with a low socioeco-
accumulate these risks, they became more likely to drop nomic status (SES) drop out of school. Ekstrom,
out and prevention programs become less effective. Goertz, Pollack, and Rock (1986) found that
Additionally, it was found that factors influencing the dropouts tend to be racial minorities from poor fam-
decision to drop out vary for different sources of risk, ilies. Students’ deviant and resistant behaviors also
and thus there should be a range of prevention strate- were identified as strongly related to dropping out
gies offered to accommodate for this variance. of school. Fine and Rosenberg (1983) indicated that
high school dropouts challenge the dominant belief
ince the 1970s, there has been a growing effort that education leads to success in life. Pittman
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Some researchers have tried to explain this contributing to high school dropout and the extent
dropout phenomenon by using interaction or cause- of their impact on the likelihood of dropping out of
and-effect relationships of contributing factors. For school. Based on previous research, this study classi-
example, Holt (1995) suggested that low achievers fied students into the three major at-risk categories
usually come to school lacking basic skills that are of a low grade point average (GPA), low SES, and
prerequisites for learning. Academic failure increases behavioral problems. Within each of these three at-
students’ alienation from school, leading to absen- risk groups, the study also examines variables that
teeism, which in turn increases dropout risk. Devine interact to increase the risk of dropping out. Four
(1996) also speculated that potential dropouts might research questions were tested: (a) What are the
have behavioral problems as a result of lack of inter- most significant risk factors leading to school
est in school as well as poor academic performance. dropout? (b) How much does the combination of
Early prevention is one of the most often cited two or more risk factors accelerate the likelihood of
strategies for school completion. For example, child dropping out compared to a single risk? (c) What are
behavior researchers observed that early-school-age the predictive indicators within each risk group and
children with early assault conduct problems are at how different are they across the different types of
high risk for school dropout as well as substance at-risk groups? (d) What kinds of prevention strate-
abuse, violence, and delinquency in their later years. gies are effective for different sources of risk?
Consequently, developing treatment strategies to re-
duce conduct problems when aggression is in its more METHOD
malleable form prior to age 8, and thus interrupting
When a student is its progression, is of considerable benefit to both fam- Data
ilies and society (Webster-Stratton & Reid, 2003). Data from the National Longitudinal Survey of
exposed to multiple Researchers also have reported connections Youth (NLSY97) database from the U.S.
between measures of academic performance in early Department of Labor were used in this study.
risk factors, he or elementary school and dropout behavior before Participants were selected using a nationally repre-
high school graduation (Barrington & Hendricks, sentative sample of approximately 9,000 youths who
she is likely to be 1989; Ensminger & Slusarcick, 1992). They empha- were 12 to 16 years old as of December 31, 1996.
sized the need to examine causes of dropping out The Department of Labor conducted the initial sur-
less motivated to before high school because many students drop out vey (Round 1) in 1997. In that round, both the eli-
before the 10th grade. These observations are con- gible youth and one of that youth’s parents received
do schoolwork and sistent with the suggestion in the growing literature hour-long personal interviews. Youths have been
on adolescent development that, because changing reinterviewed annually since then. Data from rounds
to eventually drop the performance path at the high school level is very 1–5 of the NLSY97/01 were released in August
difficult, school performance must be improved at 2003. The data in this report excluded 2,792 stu-
out of school. an earlier point in the student’s development to dents who either were enrolled in high school or
improve adolescent achievement (Entwisle, 1990). were not enrolled but working toward a General
In a rural middle school study, Edmondson and Educational Development (GED) certificate, be-
White (1998) indicated that younger students were cause they had neither completed high school nor
more open to support services, while older students dropped out. Composing the final sample were
might be more focused on peer approval and their 3,111 males and 3,081 females who either complet-
need for independence. Also, because older children ed high school or dropped out without receiving a
have been in school longer, they may have a stronger diploma or a GED by December 31, 2000. Among
defeatist attitude than the younger students. the 6,192 students in the sample, 5,244 completed
Among the characteristics associated with high school with a diploma or GED, and 948 did not.
dropout, many researchers have identified three
main risk indicators. They include poor academic Procedure
performance (or low grade point average), low SES, To identify the common causes of dropping out
and deviant behavior (or behavioral problems) from the NLSY97, this study considered 180 vari-
(Ekstrom et al., 1986; Phelan, 1992; Rumberger, ables as possible contributing factors of dropping
1987; Suh et al., in press). Regardless of the source out of school. Drawn from numerous literary
of risk factors, it is noteworthy that multiple risk fac- sources and empirical studies, these variables repre-
tors contribute to and accelerate the risk of dropping sent personal, behavioral, familial, school-related,
out of school. and community-related aspects of students’ school
performance. Multiple logistic regression using the
PURPOSE OF THIS STUDY forward selection procedure was used to systemati-
cally screen all variables and arrive at a good parsi-
The purpose of this study was to identify the factors monious model (Tamhane & Dunlop, 2000).
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Table 1. Summary of Logistic Regression Analysis for Variables Predicting Dropout
(Baseline Model)
Variable Model 1 Model 2
B Sig. Exp(B) B Sig. Exp(B)
Note. Nagelkerke R2 = .305 for Model 1 and .304 for Model 2. –2 log likelihood = 4105.397 for Model 1
and 4108.945 for Model 2. Percentage correctly predicted for high school completers = .853 for Model 1
and .967 for Model 2. Percentage correctly predicted for dropouts = .222 for Model 1 and .217 for Model 2.
N = 6,192.
further investigate the role of this variable in the ment risk index, household size, absenteeism, age of
model. We estimated the probability of dropping first sexual experience, and percentage of peers
out for four different groups of students by the going to college. In the 1 Risk model, predictors are
number of risk factors: (a) students without any risk similar to the 0 Risk model with the exception that
factors (N = 2,878); (b) students with only one risk student residing in a metropolitan area, the number
factor regardless of the source of the risk (N = of fights in school, and whether the student has been
1,915); (c) students with two risk factors (N = threatened with physical harm in school are signifi-
1,112); and (d) students with all three risk factors cant. In the 2 Risks model, the physical environment
(N = 283). The predictor variables used for analysis risk and the percentage of peers going to college are
are the same as the predictors in Table 1 except that no longer significant. The most dramatic change is
the variable “number of risk factors” is controlled made in the 3 Risks model, where only four predic-
instead of one of the other predictors. tors (whether the student lived with both biological
In Table 2, the statistical significance of the pre- parents, household size, region, and absenteeism)
dictors and the impact of possible prevention—the are significant; all other predictors significant in the
odds, Exp(B)—are significantly different from the previous models are no longer significant.
results in Table 1. In the 0 Risk model, significant The odds column, Exp(B), varies significantly
predictors of school dropout are expectations to stay depending on the number of risks. In general, the
in school, enrichment index, whether the student odds of a unit or one-standard-deviation change in a
lived with both biological parents, physical environ- predictor variable are large when the number of risks
Note. Nagelkerke R2 = .225 for 0 Risk; .181 for 1 Risk; .146 for 2 Risks; .214 for 3 Risks. –2 log likelihood =
822.101 for 0 Risk; 1524.784 for 1 Risk; 1278.908 for 2 Risks; 342.266 for 3 Risks. Percentage correctly
predicted for high school completers = .997 for 0 Risk; .974 for 1 Risk; .924 for 2 Risks; .730 for 3 Risks.
Percentage correctly predicted for dropouts = .097 for 0 Risk; .111 for 1 Risk; .227 for 2 Risks; .600 for 3
Risks. N = 2,878 for 0 Risk; 1,915 for 1 Risk; 1,112 for 2 Risks; 283 for 3 Risks. *p < .05. **p < .01.
is small. For instance, a one-standard-deviation Models in Table 3 show that the magnitude of the
increase in the enrichment index decreases the prob- odds and the level of significance of predictors are
ability of dropping out by 43.9% (.561 – 1 = –43.9 quite different for each risk factor. The GPA model
or –43.9%) for the 0 Risk model. In the 1 Risk and shows statistical significance for the four independ-
2 Risks models, increasing the enrichment index by ent variables of whether the student expects to be in
one standard deviation decreased the likelihood of school the next year, absenteeism, age of first sexual
dropping out by 26.2% and 14.5%, respectively. This experience, and percentage of peers going to col-
implies that prevention strategies become less effec- lege. The actual dropout rate for this type of at-risk
tive as the number of risks increases to two or three. student is 15.9% (74 out of 465), the lowest among
To determine the predictive indicators within each the three types of risk. In the SES model, the statis-
risk group (low SES, low GPA, and suspension) and tically significant predictors are enrichment index,
how they differ from each other, we ran another physical environment risk index, household size,
logistic regression analysis for students who drop whether the student expects to be in school the next
out of high school. Because we wanted to determine year, and age of first sexual experience. The dropout
the differences between each at-risk group, each rate for students with a low socioeconomic status is
sample included students with only one of the three 16.6% (107 out of 644). The model of students who
risk backgrounds (see Table 3). The first model (0 are suspended shows that as many as nine independ-
Risk) is the same as the one in Table 2. For the re- ent variables are significant predictors of school
maining three models (low GPA, low SES, and sus- dropout. The actual dropout rate for this type of at-
pension), the samples are mutually exclusive because risk student is 18.1% (146 out of 806), the highest
the sample for multiple risks such as a low academic among the three types of at-risk.
performer with behavioral problems is excluded. The only significant predictor (p < 0.05) in all four
The sample size is 465 for low GPA, 644 for low models is whether the students expect to attend
SES, and 806 for those who had been suspended. school the upcoming year; the other predictors are
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Table 3. Odds Ratio of the Multivariate Logistic Regression Model for Single At-Risk
Students
Variable GPA SES SUSPENSION
Note. Nagelkerke R2 = .119 for GPA; .226 for SES; .212 for SUSPENSION. –2 log likelihood = 370.774 for
GPA; .226 for SES; .212 for SUSPENSION. Percentage correctly predicted for high school completers =
.987 for GPA; .961 for SES; .965 for SUSPENSION. Percentage correctly predicted for dropouts = .055 for
GPA; .170 for SES; .171 for SUSPENSION. N = 465 for GPA; 644 for SES; 806 for SUSPENSION.
*p < .05. **p < .01.
partially significant depending on the association of likelihood of dropping out of school and how much
background risks. This implies that the student’s the combination of two or more risk factors acceler-
expectation to be in school next year (INSCHOOL) ates the likelihood of dropping out. We also exam-
is the most reliable predictor regardless of risk type. ined what are the predictive indicators within each
Because the actual significance of any predictor var- risk group and how they differ across the different
ies across the risk factors, possible prevention strate- types of at-risk groups. Ultimately, this study was
gies also will vary in their effectiveness. intended to explore what kind of prevention strate-
gies would be effective for at-risk adolescents with
DISCUSSION different sources of risk.
While it appears that academic risk (low GPA) has
Results from the analysis of the National the greatest impact on dropout rates, the current
Longitudinal Survey of Youth database provide valu- results indicate that all three factors (low GPA, so-
able information on the characteristics of high cioeconomic status, and behavioral problems) have
school dropouts and possible strategies for dropout an almost equivalent effect on dropout rates when
prevention and intervention efforts. First of all, as is examined independently. Therefore, developing
extensively addressed in the existing literature, we dropout prevention programs that target students
found the three risk factors of academic failure, low with only an academic risk factor may not be as effec-
socioeconomic status, and behavioral problems to tive as possible. First, programs that target students
have a major impact on the decision to drop out of with academic risk alone may overlook students who
school. Besides these three risk factors, 13 other pre- display one or both of the other two risk factors but
dictors (see Table 1) also were found to be statisti- not a low GPA. Second, because students with a low
cally significant. However, the purpose of this study GPA may very likely have other risk factors that
was not limited to identifying risk variables, but also result in a low GPA, the program may not suffi-
to further examine the extent of their impact on the ciently meet their needs. According to our data, pro-
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environment. The four factors unique to this group Conclusion
are (a) the possible impact of living with a nonbio- The American School Counselor Association (2005)
logical parent, (b) the effects of living in a metro- recommends that each school or district develop a
politan area, (c) participation in fights at school, and school counseling program aligned with the school
(d) whether the student had been threatened with or district’s academic goals. In schools or districts
harm at school. where dropout is an increasingly troublesome prob-
In the behavioral group, many of these indicators lem and where raising the graduation rate becomes
reflect the special difficulties associated with living in a critical goal, it is recommended that school coun-
a metropolitan area. Therefore, prevention efforts selors examine the characteristics of at-risk dropout
directed to students with behavioral problems in students in their schools, keeping in mind the find-
metropolitan areas need to address specifically how ings of this study. This investigation will help school
living in those areas can affect students’ decisions to counselors tailor their efforts to the unique needs of
drop out. Residence in a metropolitan area is the their student population.
largest risk indicator for students with behavioral Three differences were found between the exist-
troubles, but programs also should address these stu- ing literature and the findings in this study. First, this
dents’ peer relationships, the possible emotional im- study attempted to develop the concept that early
pact caused by living with a nonbiological parent, and intervention should be based upon the number of
In order to identify the educational climate of their living environment. risk factors that students display rather than using
Finally, this research identified that a student’s age- or grade-based reference. Early intervention
students who expectation to attend school the next year is the only implies early school age or a lower grade level of the
significant predictor in all four risk models. Other student in most existing dropout literature (Fasko &
display a risk factor, predictors are only partially significant depending on Fasco, 1998; Lehr, Hansen, Sinclair, & Christenson,
the risk source. This implies that a student’s expec- 2003; O’Connor, 1985; Rush & Vitale, 1994).
school counselors tation to be in school the next year is the most reli- Waiting until high school to address the dropout
able predictor regardless of the risk type. This find- issue may be too late for most students. However,
need to actively ing confirms the existing literature (Finn, 1989; redefining early intervention as intervention when
Rumberger, 1987; Trusty, 1996; Trusty & Dooley- students display one of the three risk factors of low
involve teachers Dickey, 1993) that underscores the major role of GPA, low SES, or behavioral problems can be useful
student engagement with the school on eventual at any level of school. By identifying students when
and parents in school completion. This indicates that school-wide they develop one or two risk factors, regardless of
dropout prevention and intervention efforts should their school level or age, prevention programs can
collaboration and address students’ educational aspirations and plans possibly effectively lower dropout rates. Addi-
for the coming years. This might further imply that tionally, we believe that possible prevention strate-
consultation career exploration and counseling should be given a gies should take into account that factors contribut-
priority in the secondary school counseling program ing to dropping out differ according to the risk each
activities. development. Students’ educational expectations student displays.
have a critical impact on their decision to either con- In order to identify students who display a risk fac-
tinue or suspend their education in high school tor, school counselors need to actively involve teach-
whether or not they display at-risk status by experi- ers and parents in collaboration and consultation
encing risk factors (academic difficulty, low SES, or activities. It is also imperative that school counselors
behavior problems). Therefore, by developing pro- serve as advocates for students from low socioeco-
grams to help students develop optimistic outlooks nomic backgrounds and work closely with school
of their educational development, school counselors authorities and community members to provide a
could prevent students from dropping out of school. better educational environment for this group of
students. Students from a low socioeconomic back-
Limitations ground are more likely to drop out because of the
It is important to note that the adolescents in this lack of educational enrichment activities and
study were 12 to 16 years old as of 1996 and, thus, resources, and the impact of their community envi-
may not fully reflect the behavior of current high ronments on their lives. These findings urge school
school students. Risk factors considered in this study counselors to assist these students by helping them
are limited to the three major at-risk factors. Further understand how their environment causes develop-
research is clearly needed in order to better under- ment of negative self-concepts and beliefs, therefore
stand individual, home, and school influences of fac- adversely impacting their schoolwork. At the same
tors beyond the three risk factors identified in this time, counselors may want to help these students
investigation. develop resilience against these obstacles.
In summary, this study identified three major at-
risk categories of students who drop out of school.
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Wehlage, G. G. (1989). Dropping out: Can school be expected
to prevent it? In L. Weis, E. Farrar, & H. G. Petrie (Eds.),
Dropouts from school: Issues, dilemmas, and solutions (pp.
1–19). New York: State University of New York Press.