Introduction in Applied Linguitics by Indonesian and English Writers
Introduction in Applied Linguitics by Indonesian and English Writers
Introduction in Applied Linguitics by Indonesian and English Writers
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UDI SAMANHUDI1
Abstract
This study was an exploratory study focusing on the textual analysis of the rhetorical
structure of ten preliminary samples of research article introductions (five research
article introductions for each) in the area of applied linguistics written by Indonesian
and English academics. The analysis of ten research article introduction sections
written by both Indonesian and English writers refers to the procedures as suggested
by Dudley-Evans (1994). The results of analysis on rhetorical moves as suggested in
the Create a Research Space (CARS) model proposed by Swales (1990) in the article
journal introduction section of Indonesian and English writers. This study presented
the results of analysis of the rhetorical structure as found in the ten Introduction
sections of research articles written by Indonesian and English academics. In general,
the results showed similarities in terms of Move structure in which all Moves (1, 2
and 3) are identified in the ten articles written by writers from the two different
language backgrounds.
Keywords
Research articles, applied linguistics, create a research space
Recently, research article (RA) is one type of the academic writing that is much
investigated (Wannaruk & Amnuai, 2016; Yang, 2016). Studies on research articles so far
focus on, for example, the discourse features of component parts like introductions,
methods, and discussions (e.g., Arsyad, 2013; Chalal, 2014; Hirano, 2009; Hopkins &
Dudley-Evans, 1988; Kanoksilapatham, 2005, 2007; Lim, 2012; Wannaruk & Amnuai, 2016;
Yang & Aloson, 2003). Current attention, however, is dominantly given to the introduction
section of the research article because it is considered as an essential part used by the writers
to attract the readers (Arsyad, 2013; Lim, 2012; Swales & Najjar, 1987; Swales, 1990, 2004)
and to capture their interest toward the research topic discussed in the research article (Lim,
2012). Consequently, Lim (2012) further argued, an introduction section of the research
article must be written in an interesting, argumentative and convincing way (Wannaruk &
Amnuai, 2016). It must provide the readers with information about the research article and
must give logical reasons for the article to be written (Bruce, 2014).
This study was an exploratory study that focuses on investigating rhetorical styles of
the introduction part of ten research articles with complete
introduction-method-result-discussion (IMRD) format written by Indonesian and English
academics as published in the Indonesian Journal of Applied Linguistics (IJAL), an Indonesian
international reviewed journal indexed in the Scopus database. In particular, this small-scale
study examines whether the Create a Research Space (CARS) model by Swales (1990) is
applied to the ten examined research article introductions (RAIs). Additionally, this study
also identifies similarities and differences between those introduction sections written by
Indonesian and English academics. Thus, the findings of this study is expected to clarify a
similar study conducted previously by Arsyad (2013) reporting that research article
introduction sections (RAIs) written by Indonesian academics today tend to have similar
rhetorical structure as those written by western academics.
Literature Review
It has long been argued that research articles (RAs) are essential means of
communication within a certain discourse community context (Swales, 1990). For example,
in the world of academia, writing and publishing research articles are important especially to
support the advancement of scholars’ professional standing in both national and
international levels (Stoller & Robinson, 2013; Lim, 2012) particularly since the notion of
‘publish or perish’ has become a universal doctrine (Yang, 2016). Thus, Yang (2016) asserted
that in order to be able to publish in both national and international reputable journals,
research article writers are usually expected to write their papers in a good English and in an
organisation which follows a specific pattern of rhetoric (Suryani et al., 2013; Lim, 2012).
This, in fact, has been a huge challenge of many writers especially those from non-English
academic backgrounds in which English is treated as a foreign language (EFL). In this
context, English is not formally used in people’s daily communication either orally or in
written (Wannaruk & Amnuai, 2016) like Indonesian academics who write their research
articles in English for an international publication purpose (Arsyad, 2001, 2013; Mirahayuni,
2002). Mirahayuni (2002) contended that failures to meet the standard as well as the
IRJE | Vol. 1 | No. 1| Year 2017 |ISSN: 2580-5711 59
rhetorical pattern being determined by a certain discourse community open for a wider
possibility for the research articles to be rejected (Wannaruk & Amnuai, 2012, 2016; Arsyad,
2013; Adnan, 2005).
Current studies on the RAs have shown the importance of a good organisational
structure of the introduction section to help readers get sufficient information about the
topic of the research being discussed (Arsyad, 2001, 2013; Swales & Najjar, 1987; Swales,
1981) and to be convinced on the importance of the topic being reported (Pho, 2010).
Additionally, the importance of the introduction section in a RA is due to the persuasive
value it carries for the entire research article (Bruce, 2014). In this part, the writer will need
to argue that the research that is reported is useful and will need to ‘provoke readers to read
it’ (Bruce, 2014., p. 3). Therefore, it is vital that the introduction part shows a knowledge gap
left from previous studies at the same topic or field (Hunston, 1994) and provides a strong
reason for why the study is important (Lim, 2012).
However, studies reported that writing an introduction part in an article journal is
not always easy especially for those whose native language is not English (Wannaruk &
Amnuai, 2016; Arsyad, 2013; Suryani et al., 2013; Lim, 2012; Adnan, 2005; Mirahayuni,
2002). It is reported, for example, that writing an introduction part in an article journal is
much influenced by the writer’s native language which makes it even harder for non-native
English writers to write in the expected discourse pattern (e.g., Arsyad, 2013; Adnan, 2005).
In his study, Adnan (2005) found that most non-native speakers such as Indonesian
academics find it difficult to write this introduction section in an English rhetorical style as
they still bring with them the rhetorical style of writing in their own native language
(Indonesian language). In response to this issue, Swales (1990) admitted that writing an
introduction section is even harder because the writers are required to provide the right
amount of information necessary for a certain group of readers in order to help them
understand the topic of the research. He also said that writing the research article
introduction is challenging because it should be convincingly argumentative, persuasive and
informative (Arsyad, 2013; Pho, 2010).
Moreover, Chalal (2014) said that the CARS model by Swales especially the Swales’ 1990
version as clearly shown in Table 1 employs an ‘ecological metaphor’ (p.2). This term is used
to describe the content schema structure (Move/Step) of research article introductions.
According to CARS model, a writer begins an introduction section by establishing a territory
(Move 1). This is then followed by establishing a niche within that territory (Move 2) and by
occupying that niche (Move 3).
In addition to Move, CARS model also suggests that each move consists of at least
one component of steps. For example, Move 1 can be realized through a centrality claim
(Move 1- Step 1) and/or topic generalizations (Move 1- Step 2). Additionally, Move 1 can
also be realized through reviewing items of the literature (Move 1- Step 3). Arsyad (2013)
contended that the steps within each move are characterized by certain linguistic clues
especially cohesive devices such as conjunction (Swales, 1990; Joghtong, 2001). Furthermore,
Move 2 can be established through the use of Step 1 in which the writer indicates a
counter-claiming of the existing theory or research finding (Move 2- Step 1) or through the
use of Step 2 where the writer shows a gap in the literature (Move 2- Step2). Finally, this
Move 2 is sometimes realized through the use of Step 3 (question raising) and Step 4
(continuing a tradition). Like Steps within each Move, Chalal (2014) said that a shift from
Move 1 to Move 2 in an Introduction section can be signed linguistically through the use of
devices such as adverse sentence connectors (e.g., ‘however’ and ‘nevertheless’) and
negative quantifiers (e.g., ‘no’ and ‘little’).
Finally, Lim, (2012) argued that the Moves in the introduction part of article journals
are not necessarily realized in a linier structure as presented in Table 1 above. It is possible
that the moves structures presented by the writers are in a cyclical form (Chalal, 2014;
Crookes, 1986). For instance, Move 1-Step 3 (reviewing items of previous research) followed
by Move 2 (establishing a niche) are repeatedly provided in the introduction section (Swales
Research Method
Research design
This study was an exploratory study focusing on the textual analysis of the rhetorical
structure of ten preliminary samples of research article introductions (five research article
introductions for each) in the area of applied linguistics written by Indonesian and English
academics. This study adopted a qualitative approach based on a small number of texts and
textual units therein (Arsyad, 2013). Biber et al. (2007) said that discourse analysis in general
and move analysis in particular, has typically been a qualitative approach to analyzing
discourse, with studies focusing only on few texts. Therefore, this study does not make
claims as to the size, frequency and representativeness of the data or the generalizability of
the findings beyond the scope of the examined articles. Rather, the detailed textual analysis
of a small number of introductions may serve as a preliminary indication of some trends
displayed in RAI writing in the area of applied linguistics as observed in the examined texts
(Bruce, 2014). Therefore, future research is needed to validate these findings across
purposefully designed corpora containing more sizable and diverse compilations of applied
linguistics texts (Lim, 2012).
Indonesian IJAL 5 5 10
Journal of
Applied
Linguistics
Data analysis
The analysis of ten research article introduction sections written by both Indonesian
and English writers refers to the procedures as suggested by Dudley-Evans (1994) below:
1) The abstracts and key terms were read in order to get an initial insight of the RA to
analyse;
2) The whole selected RA written by both Indonesia and English academics were read
and divided into two groups;
Results
Table 3. Rhetorical moves structure of introduction section by Indonesian and English academics
Table 3 shows that all moves (Move 1, 2 and 3) are used in the discourse structure of the ten
introduction sections written by both Indonesian and English writers analysed in this study.
This finding, in general, clearly shows that there is no difference between Indonesian and
English academics in terms of Move used in their introduction sections. This correlates with
what Arsyad (2013) said that the Indonesian academics today are well trained to academic
convention especially in dealing with research article writing which adopts a rhetorical
structure that is used in the international journal. This could be a reason for this similarity
of Move realisation in the introduction section to take place by the writers from these two
academic backgrounds (Wannaruk & Annuai, 2016; Suryani et al., 2013).
However, this study found some differences between Indonesian and English
academics in the case of Step use realisation in every Move structure. While the five
Indonesian writers employ Step 2 (making a topic generalisation) and Step 1 (making a
centrality claim) in Move 1, the five English writers tend to use more varied steps i.e., Step 1
(making a centrality claim), Step 2 (making a topic generalisation) and Step 3 (referring to
previous studies). In Move 2, both Indonesian and English writers employ a similar step that
is Step 2 (indicating a gap) to show the complete absence, limited studies, distinctness of
research in the field (Yang, 2016; Mirahayuni, 2002). Finally, in Move 3 all Indonesian writers
used Step 1A (outlining the purposes of the study) while English writers used more varied
steps i.e., Step 3 (reviewing previous research) and Step 1B (announcing the present
research). Each Move-Steps realisation is further elaborated in the discussion below.
Move 1, as shown in Table 4, is found in all ten introduction sections (100%) written
by both Indonesian and English writers analysed in this study. This Move 1, Swales (1990)
argued, is used to introduce the research topic and to show the boundary of the research. In
Move 1, the writers usually refer to relevant previous studies in order to support their claims.
This use of reference also functions to assure that the claim that is made is stronger and is
therefore worth investigating (Arsyad, 2013). In addition, according to CARS (Swales, 1990,
2004), RAIs typically begin with the writer’s efforts of showing the significance of the
research under study. This is done, for example, by showing that the topic is interesting and
important (claiming the centrality of the topic). Additionally, showing the significance of the
study is also conducted by making a topic generalisation through relating it to the field’s state
of knowledge or other existing previous studies (Chahal, 2014). The following are examples
of Move 1 as found in the ten articles analysed in this study.
Tables 4 and 5 demonstrate that Move 1 in the Introductions sections written by both
Indonesian and English writers is mainly realised through the use of Step 1-2, where the
writers provide readers with general information about the topic of the research and with
statements about challenging phenomena. Move 1 is also presented by the writers through
highlighting the significance of the study. This is realised by primarily use of lexical items
such as “always” (1IA), “essential” (4IA), “usually” (2IA), “considered as” (5IA), and
‘constantly’ (3EA). In addition, the ten RAIs analysed in this study also employ reviewing of
the existing previous studies (Step 3) in order to establish the territory of the research (1EA).
This is done by showing findings of the previous studies leading to a conclusion that the
present study is worth examining to further inform the field or discipline. Another
characteristic of the ten research article introductions analysed in this study is by showing the
relevance of the research topic in answering current problems happening in the field of the
study. Swales (1990) said that this use of Move 1-Step 1 as found in 4IA (Indonesian
academics) and 2EA (English academics) is common especially in a divergent field such as
applied linguistics that ‘has an interdisciplinary focus’ (Bruce, 2014., p.3). Therefore, any
claims related to the research topic in this discipline is important to be explicitly presented
(Chahal, 2014; Lim, 2012).
1 However, no prior research, particularly in the Indonesian context, yet observes the
possible patterns of corrective feedback in the interactions of EFL classrooms which
adopt Communicative Language Teaching (CLT) approach (Text 3IA)
2 However, it seems that there are a few studies investigating this issue in the context of
teaching and learning English as a foreign language (Text 4IA).
The examples in Table 6 clearly show that the Indonesian writers try to show
limitations of the previous studies and directly suggest that the present research is worth
doing for the current contribution into the field (Wannaruk & Annuai, 2016). They also
show that the study that is conducted would be valuable to both enrich the existing theory of
the field and to improve certain products/models (Arsyad, 2013; Adnan, 2005). Similar to
Indonesian academics, the English academics also use indicating gap to establish the niche as
can be seen in Table 7.
1 Few studies have attempted to directly determine where these points may occur;
however, most memory studies focus instead on the structure and limits of the working
memory and/or the transition to long-term memory storage (text 1EA)
2 Very few studies were conducted to examine the dynamics of interview in a broadcast
media context (text 2EA)
3 Writing emerged as a distinct area of concern and discussion in the field of English as a
second language learning and teaching in the post-World War II era United States, where
a growing number of international students were enrolling in higher education
institutions (text 5EA)
Moreover, the results of the analysis indicate that the English writers used Step 1
(counter claiming) in establishing the research niche. This is done by showing the limitations
of the previous study and by indicating the importance of the present study, as in, ‘however,
critics of process approach argued that (1) it views process as the same for all writers regardless of what is
being written and who is doing the writing; and (2) it lacks emphasis on the social context and purpose of the
piece of writing … … … …’ (3EA). These differences of justifying the research project
between Indonesian and English writers may indicate a different way of appreciating other
people’s work. In Indonesian context, for example, critiquing other people especially those
who are older tend to be avoided (Arsyad, 2013). They, Arsyad further said, tend to keep
‘group harmony and collective values and seem to believe that it is more important than
winning over other people’s ideas through showing their work weaknesses or faults’ (Arsyad,
2013., p. 3).
To fill the gap that is previously raised in Move 2, it is common that research article
writers offer information about reasons for why the present study is conducted which is
labelled as Move 3 in the CARS model by Swales (1990). This Move includes a statement of
research purpose (Step 1A), principal findings of the research (Step 2) and/or the structure
of the research (Step 3). In the ten research article introductions written by both Indonesian
and English writers, it is found that Move 3-Step 1A (highlighting the aim of the research) is
dominantly used. The realisation of this Move 3-Step 1 is indicated by the use of lexical items
like “to focus on” (1IA), ‘to address’ (3IA), ‘ to contribute’ (5IA), as in, ‘this study attempts to
contribute to the knowledge base by examining corrective feedback patterns provided by teachers in the
interactions of Indonesian university classrooms which adopt CLT ….’ (2IA). Another example of the
use of Move 3-Step 1A is also found in the introduction section written by the English
writers as in, ‘the present study focuses on analyzing the written discourse (i.e. printed mode) of the
interviewing style of Oprah Winfrey, specifically, the phases of Oprah’s interviewing procedures, the typology of
the questions she used in her interviews, and the transitional strategies she executed….’ (EA2). The
dominant use of this Move 1-Step 1 by both Indonesian and English writers as found in this
study may indicate the writers’ awareness of the clear goal of the research to make it in line
with the research methodology being applied in the study (Yang, 2016; Mirahayuni, 2002).
Additionally, this study also found another step used in Move 3 by the Indonesian
writer that is Step 3B (announcing the present research) as in, ‘this paper reports on an action
research that investigates the role of mentor coaching in helping pre-service teachers of English as a Foreign
Language design lesson plans to prepare themselves in facing their teaching practices and how they respond to
the technique’ (5IA). This is used, as Arsyad (2013) said, to provide a clear ‘outcome of the
research conducted’ (p. 57) by the writer.
Finally, it is interesting to note that the analysis of the ten articles in this study found
an additional step of Move 3 which is not mentioned in the Move structure as proposed by
Swales (1990). One out of five research article Introductions written by Indonesian
academics have Move 3 that is identified as the implications of the research given mostly at
the end of the introduction section as illustrated in the following example.
It is expected that the findings of this study will put forward salient points for the
development and promotion of LA in Indonesian contexts, which in turn will be
beneficial for the improvement of effective teaching and learning process to promote
better learning outcomes (text 1IA).
Showing the future implications of the present study, one that is not found in the research
article introductions written by the English academics, seems to be used by the researchers
to show that the research offers real values and practical applications in the real life (Adnan,
2005; Arsyad, 2013). In other words, they put the emphasis on the results of the study rather
than the procedure or the structure of the research (Lim, 2014).
This study presented the results of analysis of the rhetorical structure as found in the
ten Introduction sections of research articles written by Indonesian and English academics.
In general, the results show similarities in terms of Move structure in which all Moves (1, 2
IRJE | Vol. 1 | No. 1| Year 2017 |ISSN: 2580-5711 68
and 3) are identified in the ten articles written by writers from the two different language
backgrounds. Move 1 is realised mainly through Step 1 and 2. This means that the writers
provide readers with general information about the topic of the research and with statements
about challenging phenomena. Other Steps used include Step 1 (showing the relevance of
the topic under study in answering current problems happening) and Step 3 (showing
findings of the previous studies leading to a conclusion that the present study is worth
examining to further inform the field under study). This study also found that Move 2 is
mostly realised through the use of Step 2 (indicating a gap) in the ten articles analysed in this
study. This is done by showing the complete absence, limited studies, and distinctness of
research in the field conducted by both Indonesian and English writers. Finally, in Move 3
for realisation, a similar trend is shown by both Indonesian and English writers in which
Step 1A (outlining the purposes of the study) is dominantly used. Apart from an additional
Step provided by Indonesian writer (showing the implications of the study, Step 4) which is
not found in CARS model by Swales (1990), dominant Steps used in Move 3 by both
Indonesian and English writers are Step 2 (announcing a principal finding) and Step 3B
(announcing the present research). All these suggest that there are no more significant
differences of Move-Steps realisation by writers of both Indonesian and English as also
reported by Arsyad (2013) and Suryani et al., (2013).
The findings of the present study may have essential implications especially in the
design of the ESP program in the area of English language teaching (ELT) in Indonesia. For
example, the results of this study may inform the curriculum design or text book materials of
English for Academic Purposes (EAP) programme especially those related to academic
writing. In this case, teachers as book writers, for example, may provide detailed explanations
regarding moves-steps concept as suggested in the CARS model by Swales (1990).
Additionally, this finding is also important for ESP development specialised for Indonesian
scholars who may need to publish their research in the international journal in that this
brings them a sense of awareness that Swales’ rhetorical structure model has been one that is
deserved to follow in order to be accepted in the English journal.
However, the findings of this study are based on a small and limited number of
research article introductions. In addition, in this study no comparative analysis of the texts
by raters was provided. Therefore, the results from this small-scale study need further
validation through larger numbers of RAIs especially in the area of applied linguistics
corpora before any generalisation is made and this result of this study can only be considered
to be indicative.
References
Adnan, Z. (2009). Some potential problems for research articles written by Indonesian
academics when submitted to international English language journals. The Asian EFL
Journal Quarterly, 11(1), 107-125.
Amalia, L.L., & Imperiani, E. (2013). Mentor coaching to help pre-service teachers in
designing an effective lesson plan. Indonesian Journal of Applied Linguistics, 2(2),
275-280.
Amnuai, W., & Wannaruk, A. (2012). Investigating move structure of English applied
linguistics research article discussions published in international and Thai
journals. English Language Teaching, 6(2), 1.
Biographical note