Philosophy of Mysticism by Richard H. Jones
Philosophy of Mysticism by Richard H. Jones
Philosophy of Mysticism by Richard H. Jones
of
MYSTICISM
PHILOSOPHY
of
MYSTICISM
Raids on the Ineffable
Richard H. Jones
Published by State University of New York Press, Albany
No part of this book may be used or reproduced in any manner whatsoever without written
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B828.J73 2016
204’.2201—dc23 2015027728
10 9 8 7 6 5 4 3 2 1
Contents
Preface
Postmodernist Concerns
Methodological Issues
The Analytical Philosophical Approach
Notes
Index
Preface
The greatest blessings come to us through madness, when it is sent as a gift of the gods.
Heaven-sent madness is superior to man-made sanity.
—Plato
There are forces pulling and pushing against the study of mysticism today.
On the one hand, the rise of spirituality has drawn attention to mysticism,
and empirical research has suggested that mystical experiences may be
much more common than is generally accepted (Hardy 1983; Hood 2006).
Mystical experiences that occur either through cultivation or spontaneously
are often considered by the experiencers as the defining moments of their
lives. There also has been a recent surge of scientific interest in meditators
and in the neural and pharmacological bases and causes of mystical
experiences. On the other hand, there have been recent sex and money
scandals involving “enlightened” Zen and Hindu teachers, and there is the
general academic suspicion that mysticism is only a matter of subjectivity,
deliberate obscurantism, and irrationality.
In Anglo-American philosophy, mysticism has remained a constant if
minor topic within philosophy of religion. Not all questions in philosophy
of mysticism are pertinent to more general philosophy, but many are
important to philosophy of religion and to philosophy more generally. What
is unique about mysticism is the purported contribution of exotic
experiences to mystical claims. Are these experiences “objective” in the
sense of revealing something about reality outside of the “subjective”
individual mind? Do mystical experiences reveal truths about the universe
that are not obtainable through science or reasoning about what other
experiences reveal to us? Do they reinforce scientific truths? Or do they
conflict with scientific truths? Or are they noncognitive and only a matter of
emotion? How is it possible to claim that a fundamental reality is
experienced when there is allegedly no experiencing subject or object
experienced? Why do mystics have trouble expressing what is allegedly
experienced in these experiences and not in ordinary cognitive experiences?
Are mystics blatantly irrational, speaking what turns out to be only
gibberish? Is morality ultimately grounded in mystical experiences, or are
mystics necessarily selfish and thus not moral at all? With such questions as
these, mysticism introduces issues not found in considering nonmystical
experiences and general religious ways of life by themselves.
A current comprehensive treatment of the basic problems in this field
is long overdue. No major comprehensive book on philosophy of mysticism
has been published since Walter Stace’s Mysticism and Philosophy in 1960.
The closest is the important collection of essays published by William
Wainwright in 1981. Since then, a number of developments and new issues
have arisen—in particular, those raised by postmodernism and scientific
research.
Postmodernist Concerns
One new issue is the postmodern questioning of the very term “mysticism”
as a useful or even valid category. The term is not common to all cultures
but was invented only in the modern era in the West. This has led
postmodernists to question whether the term can be used to classify
phenomena from any other culture or era. (Wilfred Cantwell Smith spent a
generation trying to banish the term “religion” from academic discourse on
similar grounds. And a generation before that, Gilbert Ryle asserted the
same of “science”: “There is no such animal as ‘Science’ ”—i.e., there is no
“science” in the abstract but only “scores of sciences” [1954: 71].)
However, although the terms “mysticism” and “mystics” are relatively new
Western inventions, it does not follow that no phenomena that existed
earlier in the West or in other cultures can be labeled “mystical.” All claims
are made from particular perspectives that are set up by culturally-
dependent ideas and conceptualizations, but this does not mean that they
cannot capture something significant about reality, any more than the fact
that scientific claims are made from points of views dictated by particular
scientific interests and specific theories means that scientific claims must be
groundless. This is true for any term: the invention of a concept does not
invent the phenomena in the world that the concept covers. The natural
historian Richard Owen invented the term “dinosaur” in the 1830s to
classify certain fossils he was studying. However, to make the startling
claim “Dinosaurs did not exist before 1830” would at best only be a
confusing way of stating the obvious fact that classifying fossils with this
concept was not possible before the concept was devised if dinosaurs
existed, they existed much earlier, and their existence did not depend on our
concepts in any fashion. (Claiming “Dinosaurs did not exist before 1830”
may sound silly, but a postmodernist has made the claim that scientists
invented quarks. And postmodernists do regularly claim that there was no
religion or Buddhism or Hinduism before modern times.)
The same applies to our concepts about human phenomena such as
mysticism. Even if there are no equivalents of “mysticism,” “mystics,” or
“mystical experiences” in Sanskrit, Chinese, or any other language, this
does not rule out that scholars may find phenomena in other cultures to
which the terms apply and reveal something important about them. Nor
does using a Western term mean that we need not try to understand
phenomena from other cultures in their own terms: classifying something
from India or China as “mystical” in the modern sense does not make it
Western or modern any more than classifying Sanskrit or Chinese as a
“language”—another term of Western origin with its own history—makes
them into Western phenomena or mashes all languages into one. A few
scholars deny that there is any “languages” in reality (e.g., Noam Chomsky
and Donald Davidson), but few advocate expunging the word “language”
from English or deny that the cross-cultural study of languages may reveal
something of the nature of all languages. In sum, introducing the modern
comparative category of “mysticism” does not change the character of the
phenomena of a particular culture; it only focuses attention on certain
aspects of cultural phenomena, and this may lead to insights about them.
A second line of postmodern attack is that the use of the term
“mysticism” suggests some unchanging “essence” to all mystical
phenomena when there is none. As discussed in chapters 1 and 2, there is
no generic “mysticism” but only specific mystics, traditions, and
experiences. Nevertheless, we can use a term to classify certain phenomena
without assuming some unchanging essence to those phenomena. Indeed,
by the same reasoning, no classificatory terms of any kind could ever be
used: there are, for example, no “dogs” but only German shepherds, various
breeds of terriers, and so forth and these categories in turn break down with
cross-breeding. Using the word “dog” does not mean that such animals (to
use another classificatory term) have not been constantly evolving
throughout history or have an “essence”—it only means it is a convenient
way to classify some current animals. A term can indicate defining
characteristics, and the phenomena can still be constantly changing. The
borders of what is and is not a “dog” may or may not be clear, and the same
applies to any classificatory term: there may not be hard and fast boundaries
between “mystical experiences” and other types of experiences or between
“mysticism” and other cultural phenomena. Such terms in fact may only
work in terms of what Ludwig Wittgenstein called “family resemblances,”
but this does not mean that they are not useful for classifying some
phenomena or that the classification may not reveal something significant
about the nature of such phenomena. (So too, claiming that concepts from
different cultures fall into the general category of “transcendent realities”
does not mean that they all mean the same thing or that they all are referring
to one reality.)
A third area of concern is the very attempt at any philosophical
assessment of the truth-value of mystical claims to knowledge.
Postmodernists deny that there are any cross-cultural standards for
accepting or refuting the claims made in any “way of life”—there can be no
judgments of truth or falsity from outside a way of life. The justification
and rationality of beliefs are also internal to each way of life. Problems with
the postmodernists’ position on truth will be pointed out in chapters 3 and
7. A fourth postmodern claim—that there are no genuine mystical
experiences or, if there are, they do not add any knowledge—will be
discussed in chapter 2.
Methodological Issues
Today the focus of the study of mysticism is typically on phenomena
connected to unique “mystical experiences.” (The modern sense of
“mysticism” and its study will be clarified in the first two chapters.) Any
focus on individuals’ experiences is out of step with postmodernism’s focus
on cultures as a whole, on texts, and on issues of social and political power.
To postmodernists, the focus on experiences reflects only modern concerns
about the self and the loss of traditional sources of authority. Nevertheless,
science suggests that what postmodernists disparage as the “experientialist
approach” is a legitimate subject: experiencers and their brain states during
mystical experiences are subjects of neuroscientific study today, and there is
neurological evidence suggesting distinctive mystical experiences. If so,
mystical experiences should also be a legitimate topic for phenomenology
and philosophical reflection. In addition, philosophical reflection on
whether such experiences are veridical and on what role they may play in
the development and defense of doctrines cannot be dismissed simply
because it arose only in the modern era—again, merely because the
questions are new does not make them illegitimate or unanswerable when
looking at modern and premodern cultural phenomena.
But studying mysticism involves more than just the study of mystical
experiences. For this, we have to rely on texts from different eras and
cultures from around the world. Some scholars reject the need for any
empathetic approach in favor of focusing exclusively on what can be
observed and measured and thus what mystics actually say can be ignored.
But philosophers are interested in what mystics claim about knowledge and
values. One problem is unique to studying mysticism: the role of allegedly
“empty” yet cognitive experiences. Do we need to have mystical
experiences to study mysticism? Can nonmystics meaningfully study
mysticism? There is the basic problem of studying claims based on
experiences that many scholars have not had. But if we can understand
mystics’ claims without having had a mystical experience of any kind, then
such an experience is not a necessary prerequisite to studying mysticism.
Nonmystics would be in the position of a blind physicist studying light, but
if they can understand mystical claims then the study of mysticism by
nonmystics would not be ruled out.
So can nonmystics understand mystics’ claims? The question of the
truth or falsity of such claims would be bracketed at this initial stage. All
any philosopher can do is focus on the mystics’ writings and public actions.
Getting into another person’s mind may be impossible, but understanding
what is said in texts does not require this: meaning is objective in the sense
that it is independent of the authors’ inner life but expressed in public terms
that others can understand and thus is open to scrutiny by others. That is,
we can get at the meaning of claims even if we cannot now see the full
significance of these claims to the practitioners. Nor is it obvious that it is
necessary to belong to a given mystic’s tradition to understand his or her
claims. That is, outsiders can view mystical claims in terms of the meaning
that a mystic gives a text if we have a sufficient amount of his or her
writings and other texts from that culture and era, and thus an outsider’s
understanding is possible to the extent that such meaning is objective. That
there were debates in India between rival schools does not prove that they
understood each other’s claims without being a member of that tradition
since there is a very real possibility that the debaters created straw figures
and simply talked past each other without engaging each other’s genuine
positions. But less than a conversion is needed to understand—indeed, we
would have to have some understanding of the claims before any
conversion could occur in order to appreciate what we would be converting
to. We cannot assume that because we come from another culture that no
such understanding is possible—i.e., that we cannot suspend our
understanding of the world enough that through study we could come to
understand another point of view. Thus, some initial understanding does
seem possible (although this issue will return in chapters 3 and 6). Any role
of mystical experiences in developing mystical doctrines does not rule this
out. The alternative is that the entire study of history is impossible—e.g., no
one today could understand a Southern slave owner’s point of view in the
American Civil War, and so there is no point in studying the Civil War. The
presence of exotic experiences may increase the difficulty in understanding
mystical claims, but it does not rule out the possibility of such
understanding.
A related issue is that, even if a mystical experience is not required to
understand mystics’ claims, must scholars at least be mystically minded to
understand them? Or is there a low threshold for understanding mystical
claims? Can scholars be “mystically unmusical,” as Max Weber claimed to
be concerning religion, and still understand mystical claims? One does get
the sense from reading many philosophers on mysticism that they have no
feel for the subject at all and that their only knowledge of the subject comes
from reading other philosophers on mysticism—the closest they have
approached a mystical text is reading the snippets in William James’s The
Variety of Religious Experiences. Nothing suggests in most philosophical
works that the author had had any mystical experiences or had practiced in
a mystical tradition. Such a limited background would be unacceptable in
any other field of philosophy. Anyone whose knowledge of science came
only from reading other philosophers of science would not have much of
value to contribute in that field. At best, all they could do is point out errors
in philosophers’ reasoning that anyone ignorant of science could do, but
they could not advance our understanding of science in any way. Only one
who has practiced a scientific discipline or extensively studied primary
sources would be qualified to add to the field. And the same should apply in
philosophy of mysticism. Having a mystical experience would no doubt
help in understanding mystics’ claims on one level. But note that even
mystics themselves must describe their experiences and make doctrinal
claims only outside introvertive experiences in “dualistic” states of
consciousness. They are then separated in time from the experiences and
see them from a distance. So too, mystics themselves can assess whether
their experiences are genuine and determine the role their own mystical
experiences play in justifying their claims only outside introvertive mystical
experiences.
As discussed in chapter 3, being a mystic does not necessarily qualify
one to see the various issues involved in making claims to knowledge. In
fact, any strong emotional impact that mystics feel from these experiences
may make it harder for them to examine their own experiences and claims
critically and to avoid an unwarranted sense of certainty in their own
particular interpretation of their experiences. Thus, a philosophical
examination is especially important in this field. The fundamental role that
a religious commitment plays in one’s life may also adversely affect one’s
objectivity in assessing the truth of mystical claims and the causes of
mystical experiences. Would that interfere with understanding claims from
an alien religion or era? If the religiously committed cannot be objective,
does this not also mean that committed nonreligious naturalists also cannot
be objective? Must one favor one’s own tradition and disparage others?
However, it does seem possible to be both empathetic in order initially to
understand mystics’ claims from other cultures and eras, and also open-
minded enough to judge the possible truth or falsity of the claims
subsequently, regardless of one’s personal broader commitments. That is
sufficient here. To test the results, all one can do is present one’s claims and
see how others within and outside various traditions judge them.
Philosophers are asking questions that mystics themselves may not
have asked, but this does not invalidate those questions or make it
impossible to infer answers. However, one must be cautious regarding any
answer advanced. No one can help but approach any subject from one’s
own contemporary cultural background. Today one basic problem for
anyone who has been influenced by modern science is that we see the world
through the lens of modern science. This can lead to distorting mysticism,
as has happened with many New Age advocates (see Jones 2010,
forthcoming). Moreover, a strong argument can be made that since the
advent of modern science we can never see the world the way that
premodern people did. We simply are not capable of experiencing the
“sacred world” of the medieval Christians, let alone experiencing the world
as early Buddhists, Hindus, or Daoists experienced it. The modern emphasis
on the subjective in religion and on individualism in general also may affect
our ability to enter into another person’s world of meaning. But we still may
be able to understand what others are saying without experiencing the world
as they do. Nevertheless, in the end, the best one can do is to make clear
what questions one is asking and to try to support the answers. This bears
on the problem of translations of mystical texts from premodern and non-
Western cultures. Philosophers see problems in any translation over the
alleged incommensurability of concepts. The anthropologist Clifford Geertz
quipped in response that translating, like riding a bike, is something that is
easier to do that say. I am familiar with the problems in trying to translate
classical Buddhist and Hindu Sanskrit texts into English. A translator can
never be certain that he or she is conveying what the authors truly meant.
The possibility of mystical experiences informing these texts intensifies the
issue. But this problem does not appear insurmountable if one looks at a
large segment of a given mystic’s work in the context of his or her tradition
and culture. Simply reading brief snippets or isolated statements in
translation cannot be the sum of one’s research since one’s general theory of
mysticism would then control one’s understanding rather than letting the
data build understanding. The possibility that we may inadvertently make
other people into mirror images of ourselves cannot be ignored, but this
does not mean that in principle we cannot understand others’ claims or that
we must unconsciously always see claims in our own terms. People today
can in principle grasp the basic outlook of premoderns through study. We
can see what they are saying in their own terms without accepting their
claims. That classical mystics typically believe that their own tradition is
epistemically superior may make them feel exempt from being placed in the
same boat with mystics from other traditions. But we can understand a
claim and reject it, arguing instead that, based on the comparison of the
epistemic position of different mystical traditions, no tradition begins in a
privileged position. That will be the approach adopted here: all mystics will
be treated as being in the same epistemic position until shown otherwise for
other than theological reasons.
The first issue is simply to identify what mysticism is. The term derives
from the Latin word “mysticus” and ultimately from the Greek “mustikos.”1
The Greek root “muo” means “to close or conceal” and hence “hidden.”2
The word came to mean “silent” or “secret,” i.e., doctrines and rituals that
should not be revealed to the uninitiated. The adjective “mystical” entered
the Christian lexicon in the second century when it was adapted by
theologians to refer, not to inexpressible experiences of God, but to the
mystery of “the divine” in liturgical matters, such as the invisible God being
present in sacraments and to the hidden meaning of scriptural passages, i.e.,
how Christ was actually being referred to in Old Testament passages
ostensibly about other things. Thus, theologians spoke of mystical theology
and the mystical meaning of the Bible. But at least after the third-century
Egyptian theologian Origen, “mystical” could also refer to a contemplative,
direct apprehension of God. The nouns “mystic” and “mysticism” were
only invented in the seventeenth century when spirituality was becoming
separated from general theology.3 In the modern era, mystical
interpretations of the Bible dropped away in favor of literal readings. At
that time, modernity’s focus on the individual also arose. Religion began to
become privatized in terms of the primacy of individuals, their beliefs, and
their experiences rather than being seen in terms of rituals and institutions.
“Religious experiences” also became a distinct category as scholars
beginning in Germany tried, in light of science, to find a distinct
experiential element to religion. Only in the early 1800s did a theologian
(Friedrich Schleiermacher) first try to ground Christian faith in religious
experiences. And only in that era did the term “mysticism” come to refer
primarily to certain types of religious experiences (involving “infused
contemplation” as opposed to ordinary grace).
But this is not to deny that there were mystics in the modern sense
earlier or in other cultures. Simply because the term “mysticism” did not
refer explicitly to experiences before the modern era does not mean that
“mystical theology” was not informed by mystical experiences. In
Christianity, mystics were called “contemplatives.”4 The Syrian monk
Pseudo-Dionysius the Areopagite first used the phrase “mystical theology”
in around 500 CE to refer to a direct experience of God. Bernard of
Clairvaux in the twelfth century first referred to the “book of experience.”
By the Middle Ages, when Christian contemplatives were expounding the
“mystical” allegorical and symbolic meaning of biblical passages, the
meanings they saw were ultimately based on the notion of unmediated
experiences of God—in Bonaventure’s words, “a journey of the mind into
God.” “Mystical theology” then meant the direct awareness of God, not a
discipline of theology in the modern sense; and the “mystical meaning” of
the Bible meant the hidden message for attaining God directly through
experience.
Today “mysticism” has become a notoriously vague term. In popular
culture, “mystical” refers to everything from all occult and paranormal
phenomena (e.g., speaking in tongues or alleged miracles) to everyday
things such as childbirth or viewing a beautiful sunset. But in this book
“mystical” will refer only to phenomena centered around an inward quest
focused on two specific classes of experiences. However, it is important
first to note that mysticism is a more encompassing phenomenon than
simply practices related to cultivating mystical experiences. Mysticism is no
more private than religion in general. It is a sociocultural phenomenon, but
one in which a particular range of experiences has a central role. It is a
“way” (yana, dao) in the sense of both a path and a resulting way of life.
Mystical traditions involve values, rituals, action-guides, and belief-
commitments. Traditionally, mysticism is also tied to comprehensive
religious ways of life.5 Only in the modern era has mysticism come to be
seen as a matter of only special experiences. The modern reduction of
mysticism to merely a matter of personal experiences was solidified by
William James in 1902 (1958). Nevertheless, mysticism is traditionally
more encompassing than simply isolated mystical experiences: it is about
living one’s whole life aligned with reality as it truly is (as defined by a
tradition’s beliefs).
Nevertheless, what distinguishes mysticism is its unique experiences:
it is the role of certain types of experiences central to mysticism that
separates it from other forms of religiosity and metaphysics. “Mysticism” is
not simply the name for the experiential component of any religious way of
life or for the inner life of the intensely pious or scrupulously observant
followers of any strand of religiosity. One can be an ascetic or rigorous in
fulfilling the demands of a religion without having the experiences that
distinguish mystics. Nor is mysticism the “essence” or “core” of all religion
—there are other ways of being religious and other types of religious
experiences, even if mystics have been a shaping force in every religion.6
Indeed, many mainline Protestants deny that God can be united with in any
sense (since we cannot become divine) or known experientially (since God
is utterly transcendent and so cannot be approached experientially) or that
the self or soul can be denied, and so they deny that mystical experience is a
way of knowing God or reality. Moreover, not all people today who have
mystical experiences are religious: mystical experiences need not be given
any transcendent explanations but can be given naturalistic explanations in
terms of unusual but perfectly normal brain activity or of a brain
malfunction having no epistemic or ontic significance at all. In particular,
isolated spontaneous mystical experiences (i.e., ones occurring without any
prior intentional cultivation through meditation or ones stimulated by drugs
or other artificial “triggers”) are often taken to have no ontic implications.7
In short, mystical experiences are not always taken to be revealing a
“divine” reality.
Mystical Experiences
A “religious experience” can be broadly classified as any experience
imbued with such a strong sense of reality and meaning that it causes the
experiencers to believe that they have been in contact with the source of the
entire natural realm or some other irreducibly fundamental reality. That is,
these experiences are taken to be a direct awareness of another component
to reality: either the “beingness” of the natural realm or a transcendent
reality. (A “transcendent reality” is a nonspatial and nontemporal reality
that is not part of the realm of reality that is open to scientific study, such as
a self or soul existing independent of the body or a creator god or a
nonpersonal source, or, if that reality is immanent to the natural realm, one
that is not experiencable as an object—hence, not a “phenomenon”—and so
is not open to scientific scrutiny.) Either way, the reality is allegedly
experiencable, and mystical experiences allegedly involve an insight into
the nature of reality that people whose awareness is confined to the natural
order of objects have not had. There are many types of experiences properly
classified as religious—e.g., prayers, alleged revelations, visions and
auditions, conversion experiences, and those “altered states of
consciousness” (i.e., states of awareness differing in nature from our
normal, baseline waking state) that the experiencers take as having religious
significance. Indeed, seeing all of the universe as the creation of God,
enjoying sacred music, or even writing theology can be called a “religious
experience.”
Thus, there is not merely one abstract “religious experience.” Of
particular importance here are allegedly preconceptual, theistic experiences
of an overpowering and mysterious otherness—a noetic sense of “absolute
dependence” on a reality beyond nature that is greater than oneself
(Schleiermacher 1999) or the nonrational sui generis sense of something
mysterious, dreadfully powerful, and fascinating that is “wholly other”
(Otto 1958). Some Christians take this to be the source of all religion.
Theists may well have experiences of transcendent otherness where the
sense of self that is separate from that reality remains intact—a sense of
encountering the presence of sacred “Something Other” with which a
person can commune (Hardy 1979: 131). But there are also nontheistic
religious experiences and other types of theistic experiences. Following
Rudolph Otto (1958), scholars in the past distinguished such “numinous”
experiences of the “holy” from mystical experiences: the latter do not
involve a subject/object duality as with a sense of otherness or presence,
while numinous experiences involve a sense of seeing or hearing some
reality distinct from the experiencer, as with visions.8
Many scholars include visionary experiences among mystical ones
(e.g., Hollenback 1996). However, a narrow definition of “mysticism” is
used here: it is emptying the mind of conceptualizations, dispositions,
emotions, and other differentiated content that distinguishes what is
considered here as “mystical.” The resulting experiences are universally
considered mystical. Thus, visions and auditions and any other experience
of something distinct from the experiencer are excluded.9 In addition, many
persons who are deemed here to be mystics (e.g., John of the Cross) point
out the dangers of accepting visions and voices as cognitive. Visions are
often considered to be merely the manifestations of various subconscious
forces that fill the mind when it is being emptied of “dualistic” content or
when a mystic is returning to the baseline state of mind. In Zen, visions,
sounds, and sensations occurring during meditation are dismissed as
hallucinatory “demon states” (makyo). Mystical experiences are also
associated with paranormal phenomena, but paranormal powers are also
objected to as a distraction (e.g., Yoga Sutras 3.36f). But mystics may also
have revelations, visions, or other religious experiences or alleged
paranormal abilities—indeed, in emptying the mind of other content,
meditation may open the mind up to these and to “demonic” phenomena.
Mystics may also interact with others within their tradition who have had
visions when developing doctrines.
Calling mystical experiences “trances” mischaracterizes them, since
mystics remain fully aware. Calling them “ecstasy” is misleading, since the
experiencer is not always incapable of action or coherent thought. In
addition, there is no hard and fast line between extrovertive mystical
experiences and other spiritual experiences or even ordinary sense-
experience since some mystical experiences involve only a slight loosening
of our mind’s normal conceptual control, although they do involve an
altered state of consciousness. So, too, both extrovertive and theistic
introvertive theistic mystical experiences share with numinous experiences
a sense of reality, although numinous experiences have the additional
element of a sense of a subject/object differentiation and may also involve
receiving a message or vision. Nor is a mystical experience a vague sense
or feeling that there is more to reality than the natural universe. So too, one
can transcend a sense of self without mysticism (e.g., becoming a dedicated
member of a social movement). And nonmystical experiences can have
lasting effects and can transform a person.
At the center of mysticism as stipulated here is an inner quest to still
the conceptual and emotional apparatuses of the mind and the sense of self
in order to sense reality without mediation (as discussed in the next chapter,
constructivists disagree). Mental dispositions and emotions and their roots
must all be eradicated. The quest begins with substituting a desire for
enlightenment for more mundane desires, but even this desire must be
overcome for the mind to become clear of all conceptual, dispositional, and
emotional content. But there is not one “mystical experience.” Rather, there
are two classes of mystical experiences: the extrovertive (which include
mindfulness states of consciousness, “nature mysticism,” and “cosmic
consciousness”) and the introvertive (which include differentiated
nontheistic and theistic mystical experiences and the empty “depth-mystical
experience”). Extrovertive and introvertive mystics share terms such as
“oneness,” “being,” and “real,” but their subjects are not the same:
extrovertive mysticism is about the “surface” world of phenomena while
introvertive mysticism is about the underlying “depth” sources.10 Thus, all
mystical experiences should not be placed on one continuum. Introvertive
experiences may lead to metaphysical arguments that extend to the
phenomenal world, but this does not mean that the introvertive and
extrovertive experiences themselves can be conflated.
In extrovertive experiences, the mind retains sensory content; in
introvertive experiences, consciousness is void of all sense-experiences but
may retain other differentiable mental content. The distinction goes back to
Rudolf Otto (1932: 57–72), and the labels “extrovertive” versus
“introvertive” were set by Walter Stace. The distinction appears to be
supported empirically by differences in their physiological effects (see
Hood 2001: 32–47; Dunn, Hartigan, & Mikulas 1999). For Stace, there is a
unifying vision of “all is one” with the One perceived extrovertively versus
the One apprehended introvertively as an inner subjectivity in all things
(1960a: 62–135). Regardless of his theory, an awareness of a fundamental
component of reality is allegedly given in both classes of mystical
experiences. In either class, mystical experiences can occur spontaneously
without any cultivation or meditative preparation. The impact of such
isolated experiences may transform the experiencer or may be taken only as
interesting ends in themselves. But classical mysticism was never about
isolated mystical experiences, including “enlightenment experiences.”
The accounts of what is experienced in mystical experiences are
shaped by the cultural categories of each mystic. But it may be possible to
get behind these accounts to come up with a phenomenology of mystical
experiences—i.e., to get to the “givenness” of an experience itself by
depicting the experiential characteristics presented to the subject while
bracketing the questions of what is being experienced and whether the
experience is veridical. And there are some characteristics that all mystical
experiences of both tracks share in one degree or another: the weakening or
total elimination of the usual sense of an “ego” separate from other realities,
while the true transcendent “self” seems deathless; a sense of timelessness;
a focusing of consciousness; a sense that both the experience and what is
experienced are ineffable (i.e., cannot be adequately expressed in any words
or symbols); feelings of bliss or peace; often there are positive emotions
(including empathy) and an absence of negative ones (anger, hatred, and so
on); and a cognitive quality, i.e., a sense that one has directly touched some
ultimate reality and attained an insight into the fundamental nature of
oneself or of all reality, with an accompanying sense of certainty and
objectivity (Hood 2002, 2005). To William James, mystical experience
without the “over-beliefs” concerning any reality that might be involved
have these four features: ineffability, a noetic quality, transiency, and
passivity (1958: 380–82). Walter Stace’s description has been especially
influential in psychology: a sense of objectivity or reality; a feeling of
blessedness, joy, and so on; a feeling of holiness; paradoxicality; and (with
reservations) ineffability (1960a: 79).11 A phenomenology of each type of
mystical experience might help in giving an empirical basis for a
knowledge-claim, but the phenomenal features alone are limited in
providing what can be inferred about what is experienced and so are limited
in adjudicating competing mystical knowledge-claims (as discussed in
chapter 3).
Both experiences are passive, or better receptive. One may do things to
cultivate such experiences, but in the end one cannot force the change in
consciousness involved. Meditators cannot force the mind to become still
by following any technique or series of steps. Indeed, as Teresa of Avila
said, “the harder you try not to think of anything, the more aroused your
mind becomes and you will think even more” (Interior Castle 4.3). In
Buddhism, nirvana is considered “unconstructed” (asamskrita) since it is
not the product of any action or the accumulation of merit. To nontheists,
external help is not needed, but to theists enlightenment is a matter of grace
(e.g., Katha Up. 2.20, Mundaka Up. 3.2.3, and Shvetashvatara Up. 1.6). To
Teresa of Avila, “God gives when he will, as he will, and to whom he
will.”12 Mystical training techniques and studying doctrines can lessen a
sense of self, remove mental obstacles, and calm a distracted mind; thus,
they facilitate mystical experiences. But they cannot guarantee the complete
end to a sense of self—as long as we are trying to “get enlightened,” we are
still in an acquisitive state of mind and cannot succeed in becoming selfless.
No act of self-will or any preparatory activity (including the natural triggers
discussed in chapter 4) can force mystical experiences to occur: we must
surrender, simply let go. In short, no actions can make us selfless. But once
meditators stop trying to force the mind to change and become receptive,
the mind calms itself and the mystical experiences occur automatically. To
mystics, it seems that they are being acted upon: in introvertive mystical
experiences, the transcendent ground that is already present within us
appears while the meditator is passive; in extrovertive experiences, natural
phenomena shine forth unmediated by interference from our discursive
mind.
Mystical Paths
Today people meditate for health benefits and to focus attention, but the
traditional objective of a mystical way of life is not for those reasons or to
attain exotic experiences: it is to correct the way we live by overcoming our
basic misconception of what is in fact real and thereby experiencing reality
as it truly is, as best as humanly possible. One must become directly aware
of reality, not merely gain new information about the world. Through the
mystical quest, we come to see the reality present when the background
conceptual structuring to our awareness is removed from our mind—either
experiencing in extrovertive states the phenomenal world independently of
our conceptualizations and manipulations, or experiencing in introvertive
experiences the normally concealed transcendent source of the self or of the
entire natural realm free of all other mental content. No new messages from
a transcendent reality are revealed (although mystics may also have such
experiences). Thus, a mystical quest begins with the notion that reality is
not constructed as we normally think and leads to a new way of seeing it:
the world we experience through sense-experience and normal self-
awareness is in fact not a collection of independently existing entities that
can be manipulated to satisfy an independently existing ego. And by
correcting our knowledge and our perception, we can align our lives with
what is actually there and thereby ease our self-inflicted suffering.
Of particular importance is the misconception involved in the “I-Me-
Mine” complex (Austin 1998, 2006): we normally think we are an
independent, self-contained entity, but in fact this “self-consciousness” is
just another function of the analytical mind—one that observes the rest of
our mental life. By identifying with this function, we reify a separate entity
—the “self” or “ego”—and set it off against the rest of reality. We see
ourselves as one separate entity in a sea of distinct entities, and our ego then
runs our life without any conscious connection to the source of its own
being. This error (called avidya in Indian mysticism) is not merely the
absence of correct knowledge but an active error inhibiting our seeing
reality as it is: there is no separate self-existing “ego” within the field of
everyday experience but only an ever-changing web of mental and physical
processes. There is no need to “kill the ego” because there is no actual ego
to remove to begin with—what is needed is only to free our experience
from a sense of ego and its accompanying ideas and emotions and thereby
see what is actually there.
More generally, the error is that our attention is constricted by
conceptualization. The inner quest necessary for overcoming this
falsification involves a process characterized in different traditions as
“forgetting” or “fasting of the mind”—i.e., emptying the mind of all
conceptual content, and in the case of the depth-mystical experience the
elimination of all sensory input and other differentiated mental content. The
Christian Meister Eckhart spoke of an “inner poverty”—a state free of any
created will, of wanting anything, of knowing any “image,” and of having
anything; such a state leads to a sense of the identity with the being of the
Godhead that is beyond God (McGinn 2006: 438–43). Anything that can be
put into words except “being” encloses God, and we need to strip away
everything in this way of knowing and become one (Eckhart 2009: 253–
55). In medieval Christian terminology, there is a radical “recollecting” of
the senses and a “purging” of the mind of all dispositional and cognitive
content, especially a sense of “I.” This involves a calming or stilling of
mental activity—a “withdrawal” of all powers of the mind from all objects.
It is a process of “unknowing” all mental content, including all prior
knowledge.13
Sometimes theists characterize God as “nothing” to emphasize that he
is not a thing among the things in the universe. Such negative terminology
emphasizes that mystics are getting away from the world of differentiation,
but mystics affirm that something real is involved in introvertive mystical
experiences: through this emptying process, mystics claim that they become
directly aware of a transcendent power, not merely conceive a new idea or
interpretation of the world. Nor does “forgetting oneself” mean desiring to
cease to exist: in the words of the medieval English author of the Cloud of
Unknowing in his “Letter of Private Counsel,” this would be “madness and
contempt of God”—rather, mystical forgetting means “to be rid of the
knowledge and feeling” of independent self-existence. The result is an
awareness where all sensory, emotional, dispositional, and conceptual
apparatuses are in total abeyance. And yet throughout the process, one
remains awake—indeed, mystics assert that only then are we as fully
conscious as is humanly possible.
Medieval Christian Franciscans and Dominicans debated whether the
will or the intellect was the higher power of the soul—and thus whether
love or knowledge is primary—although the consensus was that both are
needed. The path to enlightenment is usually seen as an ascent, and various
traditions divide it into different stages. In Christianity, since Origen of
Alexandria the path has traditionally been divided into three phases:
purgation, illumination, and union. Other traditions divide the quest
differently. Some, such as Sufism and Buddhism, have many stages or
levels of development and attainment. But progress is not steady, nor are all
the experiences positive. There is also distress and anxiety and periods in
which there is no progress—arid “dark nights of the soul” as John of the
Cross called them in which he felt that God was absent and not working.
One also may become satisfied with a blissful state on the path—what Zen
Buddhists call the “cave of Mara”—and remain there without attaining
enlightenment. Shri Aurobindo spoke of an “intermediate zone” where a
mystic believes he or she has attained enlightenment but has not and may
end up indulging selfish desires. The Christian Theologia Germanica also
warns against leaving images too soon and thereby never being able to
understand the truth aright. There are also attacks of apparently “demonic”
forces, although these may be only our normal conscious and subconscious
mind not giving up without a fight—the mind may reassert itself during
meditation in the form of anxiety and fear. There may also be visions and
other alternative states of consciousness.14 Thus, William James can rightly
refer to “diabolical mysticism” (1958: 326).15 There may also be visions
and other altered states of consciousness. And after a depth-mystical
experience, the analytical mind also returns quickly.
“Meditation” broadly defined involves an attempt to calm the mind by
eliminating conceptualizations, dispositions, and emotions. In no mystical
tradition can meditation be reduced simply to breathing exercises. Overall,
meditation has two different tracks. In the Buddhist Eightfold Path, it is the
distinction between “right concentration” (samadhi) and “right
mindfulness” (smriti). The former focuses attention on one subject, thereby
stabilizing consciousness and culminating in one-pointed attention; the
latter frees experience by removing conceptual barriers to perception and
thereby “expanding” it to a “pure awareness” that mirrors the flow of what
is actually real as it is presented to the mind unmediated by
conceptualizations. In the terms of the Yoga Sutras, the mind becomes clear
as a crystal and shapes itself to the object of perception. There is
neurological evidence supporting the claim that mindfulness meditation
helps working memory and the ability to maintain multiple items of
attention, and that focusing techniques increase perceptual sensitivity and
visual attention (e.g., MacLean et al. 2010).
There are many different meditative techniques within each track, and
not all are introvertive—e.g., Buddhist calming techniques (shamatha),
concentration techniques focusing all consciousness with or without an
object and with or without conceptions (savikalpa and nirvikalpa samadhi),
Buddhist insight techniques (vipashyana) using one’s stabilized focus to see
the nature of internal and external realities leading to insight (prajna),
visualizing objects, relaxation techniques, extrovertive mindfulness
techniques involving walking or working, repetitive prayer, ecstatic dance
or other activities that overload the senses (including music, incense and
flowers, and food and drink), ritualized activities (e.g., archery or
gardening), repetition of words or movements, and fasting (see Andresen
2000; Shear 2006).16 Repetition of a word or phrase as a tool initially keeps
the analytical mind occupied while the meditator works to calm other
aspects of the mind; eventually one becomes “one” with the words, as a
dancer becomes one with a dance, and the phrase no longer interferes with
one’s awareness. One no longer has the thought “I am repeating this phrase”
or any sense of a self separate from the actions. Different aspects of the
inner life can be the subject of practice: attention, feelings, bodily
awareness, and so on. There are even contradictory practices—e.g.,
celibacy versus sexual excess, unmarried or married, whirling Dervishes
versus silent Sufis, or cultivating dispassion versus bhakti theistic
enthusiastic devotion. (It should also be noted that meditating rigidly
through a set technique for years may itself lead merely to a new mental
habit and not to freedom from the conceptualizing process.) Mystical
traditions also have discursive analytical exercises less directly related to
emptying the mind (e.g., koans or studying texts). But no techniques belong
inherently to only one tradition. Cultivation may cover many facets of life
as with the Buddhist Eightfold Path and the Yoga Sutras’ Eight-Limbed
Path. So too, in all religions there are institutions such as monasteries and
convents with elaborate sets of rules for instruction and social support.
Meditators may practice different techniques, including techniques
from both tracks since each track can aid the other in calming and focusing
the mind. So too, both extrovertive and introvertive mystical experiences
may occur on the path to “enlightenment” (i.e., the permanent eradication
of a sense of an independent phenomenal ego). Experiences may be partial
and not involve the complete emptying of a sense of ego. So too, theistic
mystics may have progressively deeper experiences of a god. Extrovertive
mystical experiences can also transition to introvertive ones, but the
physiology of the experiencers then changes (Hood 2001: 32–47; Dunn,
Hartigan, & Mikulas 1999). Different types of nonmystical religious
experiences may also occur. In addition, different or more thoroughly
emptied mystical experiences may occur after enlightenment.
Cultivating selfless awareness is central to mystical ways of life, but it
should be noted that classical mystics actually discuss mystical experiences
very little—how one should lead one’s life, the path to enlightenment,
knowledge, and the reality allegedly experienced are more often the topics.
Traditionally, the goal is not any momentary experience but a continuous
new existence: the mystical quest is not completed with any particular
experience but with aligning one’s life with the nature of reality (e.g.,
permanently uniting one’s will with God’s). The knowledge allegedly
gained in mystical experiences is utilized in a continuing way of life. The
reality supposedly experienced remains more central than any inner state of
mind. Most mystical texts are not meditation manuals but discussions of
doctrines, and to read all mystical texts as works about the psychology of
different states of consciousness is to misread them badly in light of modern
thought. Even when discussing inner mental states, mystics refer more to a
transformation of character or an enduring state of alignment with reality
than to types of “mystical experiences,” including any transitional
“enlightenment experiences” that end a sense of self. This does not mean
that cultivating the special mystical experiences is not the defining
characteristic of mysticism or that one could attain the enlightened state
without any altered states of consciousness. It only means that mystics
value most the reality experienced and the long-lasting transformed state of
a person in the world and not any state of consciousness or momentary
experiences, no matter how insightful. Even if a mystic values the
experience of a transcendent reality over all doctrines, still the resulting
transformed state of a person is valued more.
But mystics do claim that they realize a reality present when all the
conceptual, dispositional, and emotional content of the mind is removed.
Mystical experiences and states of consciousness are allegedly cognitive.
Mystics claim to have a direct awareness of the bare being-in-itself—the
“is-ness” of the natural realm of things apart from the conceptual divisions
that we impose—or of a direct contact with a transcendent reality whereby
they gain a new knowledge of reality. Both their knowledge and their will
are corrected (since the individual will is based on the sense of an
independent ego within the everyday world that is now seen to be baseless);
and, free of self-will, mystics can now align their life with the way reality
truly is and enjoy the peace resulting from no longer constantly trying to
manipulate reality to fit our own artificial images and ego-driven emotions
and desires.
Mindfulness
Mindfulness, exemplified in Buddhism, falls into the group of extrovertive
experiences when sensory data are involved. But it is not necessarily
extrovertive: it may involve internal mental differentiations free of all
sensory input.17 To mindfulness mystics, the analytical mind alienates us
from what is real, and language is its tool: conceptualizations embedded in
language stand between us and what is real, interfering with our view of
what is actually real.18 Thus, language-guided perception is the opposite of
mindfulness. Through habituation, our everyday perceptions, and indeed the
rest of our consciousness, become reduced to no more than seeing the very
categories that our mind has itself created as being present in the external
world—consciousness, in the words of the very nonmystical W. V. Quine,
becomes only the reaction of our mind to our own prior reactions.
Mindfulness counters this: it loosens the grip that the concepts we create
have on our sense-experiences, inner experiences, and actions. The sense of
a separate long-term ego vanishes (Farb et al. 2007). In mindfulness
meditation, one does not try to suppress thoughts and feelings but rather to
observe them silently as they occur without mental comment; in this way,
they do not become distractions but other objects of awareness.
Mindfulness thus consists of simply being totally focused on what is
occurring in the present moment without judgment or commentary, whether
it is pleasant or unpleasant. (This is easier to describe than to achieve—as
the Buddha put it, it is easier to quiet a tree full of monkeys than to quiet the
mind.) One comes to experience the only moment in which we are actually
alive without being distracted by the past or future (Kabat-Zinn 1994). Such
mindfulness results in seeing the flow of sensory input and the inner
activity of the mind as it is free of memories, anticipations, emotional
reactions, and the normal process of reifying the content into distinct
objects based on our conceptualizations. The world is seen as a constant
flux without discrete objects. Thus, mindful states of consciousness still
have sensory or nonsensory mental content, but some or all the background
structuring normally associated with such content has been removed. Such
mindfulness may be a transient experience, but it also may become an
enduring state of transformed consciousness.
Mindfulness exercises in working, walking, or just sitting destructure
the conceptual frameworks structuring our perceptions. Like other
meditation, this can lead to increases in vitality and energy. The resulting
focus of attention produces an inner calm and clarity of awareness. This is
not so much a change in the content of our sensory consciousness and inner
awareness as a change in our relation to that content. Our usual way of
thinking and experiencing both fade away. We normally see rugs and hear
trucks—with pure mindfulness all structuring would be removed and we
would see patches of color and texture free of rugness and hear sourceless
noises. This is a “bare attention” to what is presented to our senses, without
attention to anything in particular and with no accompanying intellectual
expectations or emotional reactions. It is not a trancelike state or self-
hypnosis or a state of unconsciousness—one remains fully awake and
remembers it afterward. But it does involve a complete focus on what is
being presented to the mind.
We like to think that we normally see the external world “as it really
is,” but neuroscientists have found otherwise. There is evidence that our
conscious and subconscious mind creates an image of the world, not merely
filters or structures sensory data (see Peters 1998: 13–15). Experiments
show that our mind “corrects” and constructs things (e.g., filling in visual
blind spots). More generally, apparently our mind automatically creates a
coherent, continuous narrative out of all the sensory input it receives. We
see a reconstruction of the world, and this leads to the question of whether
our visual world is only a “grand illusion.” Overall, the mind seems to have
difficulty separating fantasies from facts—it sees things that are not there
and does not see some things that are (Newberg & Waldman 2009: 5). It
does not even try to create a fully detailed map of the external world;
instead, it selects a handful of cues and then fills in the rest with conjecture,
fantasy, and belief (ibid.). Our brain constructs a subconscious map that
relates to our survival and another map that reflects our conscious
awareness of the world (ibid.: 7). Mindfulness interferes with this
fabrication, making us more alert and attentive, and thus lets in more of the
world as it really is into our awareness. Indeed, contra cognitive science,
mindfulness mystics claim that we can have a “pure” mind free of all
conceptualizations that mirrors only what is actually there.
It is this sense of “illusion” that is the central concern of mindfulness
mystics: conceptualizing off independent “entities” from the flow of events.
We live in a world of items conceptualized out of the flow of events and
react to our own conceptions. Only in this sense is the world “unreal” or an
“illusion,” and what we need to do is to rend the conceptual veil and get to
what is really there. To convey the sense of what is real and what is illusory,
Chandogya Upanishad 6.1.3–4 gives the analogy of a clay pot. The clay
represents what is real (i.e., the permanent beingness lasting before and
after whatever shape it currently is in) and the potness represents what is
illusory (i.e., the temporary and impermanent form the clay is in at the
moment). If we smash the pot, the “thingness” is destroyed, but what is real
in the pot (the clay) continues unaffected. Mindfulness mystics see the clay
but no distinct entity (the pot).19 And they do not dismiss the world as
“unreal” or “illusory” in any stronger sense. (Even for the depth-mystical
Advaita Vedanta the world cannot be dismissed as a complete nonreality:
the world is neither the same as Brahman nor distinct from it, and so its
ontic status is indescribable [anirvachaniya].) That is, mindfulness still
involves a realism about the experienced realm, but it is a realism not
grounded in an awareness of sensed differentiations or linguistic
distinctions.
Through mindfulness there is Gestalt-like switch, not from one figure
to another (e.g., from a duck to a rabbit in the Kohler drawing), but from
any figure to the bare colors. That is, our awareness becomes focused on the
beingness of the natural realm rather than the things that we normally
conceptualize out. (This is not to deny that there are figures but to see their
impermanence, interconnectedness, and beingness.) There is an openness
and passive receptivity not previously present. This permits more richness
to the sensory input that is now freed from being routinely cataloged by our
preformed characterizations. The experiences may not have the intensity or
vividness of cosmic consciousness or nature mystical experience, but
perception is refreshed by the removal of conceptual restrictions.
In the resulting state, an experience of a uniformity and
interconnectedness to all we experience in the phenomenal realm comes
through—what Nagarjuna called the “thatness” (tattva) of things—is
presented to the senses. In particular, with this new sense of shared
beingness any sense of a distinct ego within the natural world vanishes. The
conceptual border separating us from the rest of the natural world has been
broken, with the resulting sense of an intimate connectedness of everything.
In sensory mindfulness, one can be aware that there is content in your mind
without dropping out of the experience, unlike in a depth-mystical
experience. And if an experience involves a sense of the presence of a
transcendent reality in nature or of the “mind of the world,” then the mind is
still not emptied of all differentiated content as with the depth-mystical
experience.
With mindfulness, we see what is presented to our mind as it is, free of
our purposes, feelings, desires, and attempts at control. The content of
sensory experience remains differentiated, but we do not pick and choose,
setting one conceptually distinct object against another. The mindful live
fully in the present, free of temporal structuring, witnessing whatever arises
in their consciousness without judging and without a sense of possession,
and they respond spontaneously. (As discussed in chapter 9, this
spontaneity does not necessarily mean that mystics are acting free of values
and beliefs; even in their enlightened state, mystics may have internalized
values and beliefs from their religious tradition or other sources.) To most
of us, the present is fully structured by our past categories and our
expectations and future intentions. To mystics, as long as we have this
intentional mind, we have no access to reality: only with a mindful mind do
we no longer identify with our thoughts and emotions but simply observe
things free of a sense of self, living fully in the “now.” There is a shift in
consciousness from mental categorizations to an awareness of the sheer
beingness of things. In Buddhism, a person with a concentrated mind knows
and sees things as they really are (yathabhutam). Awareness is freed from
the dominance of our habitual categorizations and anticipations, and our
mind becomes tranquil and lucid. Jiddhu Krishnamurti called this
“choiceless awareness” (Lutygens 1983: 42).
The field of perception is no longer fragmented. Awareness is no
longer tied to the images we manufacture—i.e., in Buddhist terms, it no
longer “abides” anywhere or “grasps” anything. In the words of the Dalai
Lama, “nondual perception” is “the direct perception of an object without
the intermediary of a mental image.” Note that he does not deny that there
is something there to be perceived—only now we see it as it really is, free
of conceptualizations setting up dualities. The false world we create of
distinct, self-contained entities is seen through, and phenomenal reality
appears as it actually is. The mind mirrors only what is there, without
adding or distorting whatever is presented. Mental categories no longer fix
our mind, and our attention shifts to the “thatness” of things, although some
conceptual structuring will remain present in all but a state of pure
mindfulness.
Since language refers to the differentiations in the phenomenal realm
and is itself a matter of differentiations, mystics always have trouble with
applicability of language to undifferentiated beingness. Moreover, empirical
studies of meditators suggest that a nonlinguistic aspect of the brain is
attuned to beingness, and thus conceptualizations remove us from the
proper state of mind to experience beingness. In addition, even phenomenal
reality cannot be mirrored in any conceptualizations: words denote distinct
entities, and according to mindfulness mystics phenomenal reality is not
constructed of discrete parts. But mindfulness mystics are generally realists
in the broad metaphysical sense: extrovertive mystics uniformly reject the
idea of ontologically distinct, independent, and self-contained entities
within the phenomenal world, but they affirm a reality “beneath” such
concept-generated illusions—only objectness is an illusion generated by the
mind. That is, the beingness of the world’s phenomena is affirmed, although
it may also be seen as related to a theistic or nonpersonal transcendent
source. Such common-sense realism does not have a built-in
correspondence theory of epistemology or any views on materialism,
determinism, reductionism, or naturalism.
Misled by the appearance of permanence and our categorization of
what is experienced, we unenlightened folk “create” distinct objects by
imposing our ideas onto the world—i.e., reifying our conceptualizations
into a world of multiple, distinct entities. What is actually there independent
of our conceptualizations is real, but we take the conceptual and perceptual
distinctions we ourselves create as capturing what is “real” in the world.
Most importantly, this includes the idea of a distinct ego. Buddhists affirm
that there is thinking and other mental events, but no thinker: if we think of
the “person” as a string of beads, there is a succession of beads (momentary
mental events) but no string. So too, the discrete “objects” of sense-
experience and introspection are “unreal” only in this limited sense: the
beingness behind the conceptual differentiations remains real and
undifferentiated. While still on the path to enlightenment, a mindfulness
mystic sees individual “objects,” but it is their beingness that is the focus of
attention, and once enlightened any self-contained individuality in the
experiencer or the experienced world is seen as illusory. In sum, we misread
sensory experience and construct an illusory world of multiple realities out
of what is real in phenomena. What we conceptually separate as “entities”
are only eddies in a constantly flowing and integrated field of events. That
is, the world of multiple “real” (independent, self-contained) entities is an
illusion but not what is really there—the eddies in the flow of events are not
unreal but are simply not isolated entities, unconnected to the rest of the
flow. The alleged discrete entities are the “discriminations” that Buddhists
deny are real.
Thus, with mindfulness we see the mundane with fresh perceptions. It
removes habituation from our perceptions. It renews attention to all that is
presented and ends the role of concepts guiding our attention. Our attention
is “purified” regardless of what we are observing. Mindfulness is thus not
about attaining a state of consciousness unconnected to observations, or
seeing something special about the world, or anything more (or less)
profound than seeing the flow of the world as it is free of the constraints of
our conceptualizations and emotions.
Depth-Mystical Experiences
The inner focusing of attention can lead to the complete inward stillness of
the second type of introvertive experience: the depth-mystical experience.
There is a silence as the normal workings of the mind—including a sense of
self and self-will—are stilled. Phenomenologically the experience appears
free of all differentiated content. But looking back on the experience after it
is over, something is retained as having been present in the silent state. Is
that reality in fact free of all differentiated content? Even in the Abrahamic
traditions, there are mystics who affirm a “Godhead beyond God” free of all
features. To Eckhart, by means of the intellect (nous), one can break
through to the “ground” that is free of self-will, God’s will, all creatures and
“images,” and even God himself. If what was experienced were truly
ineffable, mystics could label it, but they could not know anything more
about it; thus, they could not in any way form any beliefs or values from the
experience about what was experienced. But mystics do claim something
with characteristics is experienced: pure consciousness or a transcendent
reality.
Thus, in the depth-experience, the experiencer is free of all mental
differentiations and yet is still awake. This state of consciousness is a state
of lucid awareness supposedly having ontic significance. In the ordinary
“dualistic” state of mind, it is not uncommon to be so caught up in an
experience that we have no sense of self or time, and if we stop to reflect on
what is happening we drop out of the experience. This too applies to
introvertive mystical experiences: if you think “I am having a depth-
mystical experience,” you are not having one. Or as Eckhart said, “to be
conscious of knowing God is to know about God and the self,” not to be in
the actual experience of him. But when mystics look back on their depth-
mystical experiences, they have no memories of any differentiated content
—there is no sense of any object. It cannot even be called “self-awareness”
since the experiencer is not aware of a subject experiencing anything—
there seems to be no self, no subject or object, and no sense of ownership.
That is, there is no sense of personal possession of this awareness since it is
devoid of all personal psychological characteristics. Indeed, it does not
seem to be an individual’s consciousness at all but something transcending
all subjects. Since such a state of consciousness is transitory and not a
permanent condition of a person, it can be called an “experience,” or an
“event” if the term “experience” is taken to require a subject and an object.
Because the depth-mystical experience is free of differentiated
features, the state of “pure consciousness” is sometimes characterized as a
state of unconsciousness—i.e., the meditator is in some sense awake but not
conscious (Pyysiäinen 2001). In one sense it may be so described: since one
is not aware of any content during the experience, in that sense it is not a
conscious event. But if after introvertive experiences mystics retain a sense
that the experiences involved a reality, how can the state be classified as
unconscious? And how could it seem to be so profound or indeed have any
emotional impact on the experiencer at all? Nevertheless, some scholars do
think that the experience is simply unconsciousness. Alan Wallace quotes a
Christian scholar who thinks that mystics undergo a “profound cataleptic
trance” manifested by some psychotics and long-term coma patients (2003:
7). But Wallace rightly asks, why would Buddhist contemplatives undergo
long years of training to achieve a state that could readily be achieved
through a swift blow to the head with a heavy blunt object? Something
more than true unconsciousness must be involved.
At least bare consciousness is experienced in the depth-mystical
experience. And that may be all there is to such an experience: the
experience may be simply a state of pure consciousness (see Forman 2010).
Or after the experience it may seem to have been an experience of pure
beingness—existence as such with no distinctions and without any subject
of the event. That is, because depth-mystical experiences are free of
differentiable content (sensory input, mental images, and so on), depth-
mystics may consider beingness to be consciousness since consciousness is
what is directly experienced, and so everything is grounded in
consciousness or in fact is consciousness. Thus, the minimal ontic
characterization is that depth-mystics are aware of beingness in such
experiences as consciousness. But mystics may conclude that what was
experienced is ontologically more than simply their own consciousness:
when the mind is completely stilled, an awareness bursts forth of a reality
greater than consciousness or the being of the natural realm—an
unmediated implosion of a more fundamental reality, with an
accompanying sense of certitude and typically finality. Eckhart described it
as the “birth of the son of God” in the “ground of the soul” where no
images or powers (such as the will or the senses) have ever been (2009: 29–
30). The reality can be called “transcendent,” whether a god or a
nonpersonal reality, since, if the reality exists and is involved, it exists
outside the natural realm that is open to ordinary experience and scientific
scrutiny. Yet the transcendent reality is open to being directly experienced
by beings within the natural realm, and this is possible only if it is not only
transcendent but also immanent: a creator god sustaining this world, or a
transcendent ontic depth to the entire natural world or at least to the
experiencer (the true self once the false sense of a phenomenal ego has been
eliminated). But if the experience is indeed empty of differentiatable
content, theistic and nontheistic mystics have identical depth-mystical
experiences.
Theists can interpret the depth-experience as an experience of the
sheer beingness of God without any of God’s personal properties. But it is
hard to argue that theists experience anything personal here since what is
experienced is devoid of all content—“cleansed and emptied” of all
“distinct ideas and images,” to quote John of the Cross. Theists do not
experience personal properties in the moments of the depth-mystical
experience (as they do in a theistic introvertive experience). Rather, after
the experience they transfer their previous beliefs to the sense of reality and
finality given in the experience. The beliefs of nontheistic mystics and of
theistic mystics such as Eckhart suggest that what is experienced is devoid
of any features that can be likened to anything in the natural world,
including personhood. According to Shankara’s Advaita Vedanta, we can
experience Brahman either through “name and form” as a theistic god
(saguna brahman) or as the opposite of all features (nirguna brahman), but
Brahman in itself is beyond all attempts at conception, including Advaita’s
standard characterizations of it as reality (sat), an inactive consciousness
(chitta), and bliss (ananda) (Brihadaranyaka-upanishad-bhashya 2.3.1;
Brahma-sutra-bhashya 3.2.22). Traditions that give more specifics to the
transcendent reality do not necessarily do so in theistic terms. For example,
in Daoism, the Way (dao) is the constant but dynamic source of both being
and the order underlying change in the natural world, with the emphasis on
the ordering aspect. There is no suggestion of a theistic god; rather the Way
is a nonpersonal, law-governed guiding force—a self-giving source that
benefits all equally.
It should also be noted that there is a transitional state from the depth-
mystical experience back to the baseline state of consciousness or a state of
mindfulness. During this transition, images, prior beliefs, and other dualistic
phenomena flood back into the mind. This state is not part of the depth-
mystical experience itself, but it may well be seen as part of the “total
package” between the departure from dualistic consciousness to the depth-
mystical state and the return to dualistic consciousness (see Sullivan 1995:
56–57). Thus, theists may mistake its content for what was experienced in
the prior depth-mystical experience, especially since the transition is a
subconscious process and does not seem to be coming from the experiencer
but rather seems like an infused reality. More content may come from this
state that theists see as theistic in nature.
In sum, the depth-mystical state of consciousness is itself free of any
object of attention and hence is not intentional. It can be called a
“contentless awareness”—a light not illuminating any object. It is like a
beam of light that illuminates but cannot reflect back upon itself and so is
never an object within awareness. Normally, we see only the objects and
not the light, but in a depth-mystical experience the light is all there is.
(This does not change the experiencer’s ontic status since the light was
always there.) This “light” is the content of the depth-mystical experience,
even though mystics are not aware that this is the case until the experience
is over—there is no space in the experience itself to make labeling the
content or interpreting the nature of this content possible at that time.
Thus, in the depth-experience the mind is not truly empty. It has a
positive content: a pure consciousness is now fully occupying it, even
though the experiencer is not aware of the new content while the experience
is occurring. The full ontic nature of that consciousness is a matter of
interpretation after the experience. But during the experience the mind is
empty of all the differentiated content that normally occupies it—any object
of awareness (sensory input, ideas, sense of self, memories, feelings, and so
on) or even an awareness of awareness itself. But as mentioned above, if the
mind were in fact truly empty, mystics would have nothing to remember
after the experience, and it would be hard to see how the event could be
seen as an “experience” or “awareness” or as being conscious at all. Nor
would there be any grounds to make (or deny) any knowledge- or value-
claims based on the experience. Nor could there be any emotional impact
on the experiencer. But mystics are not unconscious, and they do not suffer
from amnesia for the period they undergo a depth-mystical experience: a
sense of something real, and an accompanying sense of profundity is
retained after the experience.
The depth-experience is open to four different ontic interpretations:
•The mind is truly empty and any later sense that there was
another reality present is simply an unfounded inference; only the
natural mind is present.
•A transcendent consciousness distinct from the body is present;
the consciousness may be an individual’s or shared by all sentient
beings.
•A conscious but nonpersonal ground of beingness underlying
both subjective and objective phenomena is present.
•A creator/sustainer god that is personal in nature enters the
“empty” mind.
•Extrovertive experiences:
♦ The sense of connectedness (“unity”) of oneself with
nature, with a loss of a sense of boundaries within nature
♦The luminous glow to nature of “nature mysticism”
♦ The presence of God immanent in nature outside of time
shining through nature of “cosmic consciousness”
♦ The lack of separate, self-existing entities of mindfulness
states
•Introvertive experiences:
♦Theistic experiences of connectedness or identity with God
in mutual love
♦Nonpersonal differentiated experiences
♦ The depth-mystical experience empty of all differentiable
content
Attribution Theory
A second position is that there are no genuine “mystical experiences”:
alleged mystical experiences are only ordinary experiences, not unique
neurological events. The “mystical” element is only a misreading of what is
occurring. Thus, proponents of this position note the experiential nature of
“mystical experiences,” but they deny that the mystical overlay contributes
anything cognitive—in particular, there is no cognition of transcendent
realities. John Bowker presented this theory, not to discredit the notion of
genuine –mystical experiences, but to discredit the theory that the idea of
God originated in psychotropic drug experiences. He argued that LSD does
not induce genuine experiences of a transcendent reality but only initiates a
state of excitation that is labeled and interpreted from the available cues as
“religious” by some experiencers, due to the setting and the experiencers’
background. The warrant for a particular label thus does not lie in the
experience itself but in the conceptual background that created specific
expectations and supplied the symbols to the structuring (1973: 14457).
However, this idea can also be used to discredit any claim to
knowledge of transcendent realities. Wayne Proudfoot offers this “cognitive
labeling” approach to deny the possibility of any transcendent input in any
religious experiences: experiencers unconsciously attribute religious
significance to otherwise ordinary experiences (1985). Religious
experiences are simply general and diffuse patterns of agitation in states of
our nervous system to which the religious give a label based on their prior
religious beliefs, in order to understand and explain the agitation. Any
extreme emotional state can be labeled “a religious experience” when an
experiencer believes that the cause is a transcendent reality, but in fact only
cognitively empty feelings are present—bodily states agitated in purely
natural ways. For Proudfoot, a transcendent reality is not even indirectly
involved as the source of the agitation (ibid.: 154). That is ruled out a priori:
a transcendent reality, if any exists, by definition cannot be experienced. So
too, Ann Taves speaks of ordinary experiences being “deemed religious”—
there are no inherently religious experiences (2009).5 Religious experiences
are in fact no more than cognitively empty feelings structured by prior
religious beliefs. That is, religious value or significance is given to unusual
but otherwise ordinary experiences. “Religious experiences” are constituted
solely by this-worldly elements and thus are exhaustively explainable in the
same manner as any other experience. This approach allows scholars to
focus exclusively on religious texts and discount any role for any “mystical
experience” in the formation of religious doctrines and practices.
Attribution theory may well explain many alleged mystical
experiences: people may simply be attributing greater significance to
ordinary highly emotional situations in many instances. (This points to the
problem with first-person reports and surveys noted in chapter 4.) And
some evidence in neuroscience can be interpreted as supporting the theory
(Saver & Rubin 1997; Azari et al. 2001). But as noted above, there is also
increasing neuroscientific support for the claim that there are genuine
mystical experiences—i.e., unique neurological events involving altered
states of consciousness. Objections have also been raised concerning
Proudfoot’s use of the psychological data (Barnard 1992; Spilka &
McIntosh 1995). If such experiences are neurologically unique and not
merely other experiences interpreted mystically, they are not reducible in
this manner. Taves lumps all religious experiences together and concludes
that no experience is inherently religious (2009: 20–22). But the issue here
is different: whether there is a set of inherently mystical experiences,
regardless of whether the understanding that a particular experiencer gives
it is religious or naturalistic. And neurological data suggest that some
experiences are inherently mystical even if the experiences are understood
nonreligiously by the experiencer. Perhaps the religious can give a religious
interpretation to virtually any experience, but there appears to be a set of a
neurologically distinctive mystical experiences. If so, there is an
experiential basis to mysticism that cannot be explained away as merely a
mystical varnish given to ordinary sense-experiences or emotions.
Mystical experiences often have an intense emotional component, and
if such experiences are grounded only in the part of the brain connected to
emotion rather than thought (Ramachandran & Blakeslee 1998: 179), it
would help the argument that mystical experiences simply reinforce the
experiencer’s prior religious beliefs. Bertrand Russell saw mysticism in
terms of emotion—a certain intense and deep feeling regarding what is
believed about the universe (1997: 186–87)—and James Leuba advanced an
early reduction of mysticism along these lines (1929). But even if these
experiences have an emotional impact, this does not mean that they are the
result only of emotion or do not have other components. It should also be
pointed out that emotions may be ways of experiencing the world that
contribute to our deepest commitments and our sense of how things are
(Ratcliffe 2006: 101). That emotion and their objects are traditionally chief
objects for meditators to remove since they block spiritual progress also
presents a problem for this theory. So too, the “sense of presence” in
religious experiences is not obviously emotion-based.
For naturalists, this means that all alleged mystical cognitivity is
totally explained away in natural terms. But whether one subscribes to this
philosophical reduction appears to depend more on whether one has a prior
commitment to naturalism than anything inherent in the experiences
themselves.
Constructivism
Critics of mystical knowledge-claims point out that mystical experiences in
different religious traditions are always taken as confirming the basic
doctrines of the tradition that the experiencer was trained in. Buddhist
monks and Franciscan nuns in one empirical study exhibited similar
physiological changes, but the Buddhist monks described their experiences
in terms of selflessness while the Christian nuns described theirs as “a
tangible sense of the closeness of God and a mingling with Him” (Newberg,
d’Aquili, & Rause 2002: 7), just as their traditions dictate.11 This suggests
that the experiencer’s cultural beliefs control their claims.12
This contention leads to “constructivism” in philosophy in response to
Walter Stace’s “universal core” thesis that mystical experiences everywhere
share some elements (see Katz 1978, 1983, 1992a, 2000; Gill 1984; also see
Jones 1909). Constructivists prefer the name “contextualists,” but as noted
below nonconstructivists can also emphasize the need to examine mystics
in their cultural context to understand their knowledge-claims—it is the
construction of all experiences by cultural concepts that nonconstructivists
deny. Thus, “constructivism” is a better title. As the founder of
constructivism, Steven Katz, bluntly puts it: “let me state the single
epistemological assumption that has exercised my thinking and which has
forced me to undertake the present investigation: There are NO pure (i.e.,
unmediated) experiences” (1978: 26). There can be no experience without
the mediation of conceptualization (also see Proudfoot 1985: chap. 4;
Bagger 1999: chap. 4). (Actually, Stace agreed with this: he too claimed
that “there is no such thing as an absolutely pure experience without any
interpretation at all” [1960a: 203]. But he believed that experience and
conceptualizations can be separated [ibid.: 31–32, 71–76].13)
Constructivists need not deny that mystical experiences are genuine
neurological events, nor need they accept attribution theory.14 The key idea
for strong constructivists is that the alleged cognitive content of all mystical
experiences is totally controlled by the experiencer’s prior religious beliefs.
The experiences can have a huge emotional impact on the experiencer, and
he or she may take them to be cognitive, but doctrines from the
experiencer’s cultural background must be read in, precisely because the
experience itself is void of any of its own cognitive content. That is, even if
there is some amorphous reality that is experienced, that element too must
be structured before it reaches awareness; thus, that element does not
determine or even figure in the alleged cognitive content of the experience
—only learned cultural beliefs do. (Katz and other strong constructionists
do not claim that learned cultural constructs cause mystical experiences or
explain why some people are mystics and other are not.) Thus, there is no
“core” to the experience that is not penetrated by conceptual structuring. No
part of even a depth-mystical experience is unstructured—i.e., untouched
by language or concept. (Mediation must permeate the entire experience;
otherwise, there would be a cultureless core to the experience that would
give nonconstructivists an opening.) This means that a mystical experience
can make no cognitive contribution to the belief-framework. No valid
propositions can be generated on the basis of mystical experiences, and thus
mystical experiences “logically cannot be the grounds for any final
assertions about the nature or truth of any religious or philosophical
position”—“mystical or more generally religious experience is irrelevant in
establishing the truth or falsity of religion in general or any specific religion
in particular” (Katz 1978: 22). In sum, nothing cognitively significant
would remain if the doctrinal and cultural contents were removed from
these experiences. So too, any changes in a mystic’s beliefs must come
from nonexperiential cultural beliefs, not from any new mystical
experiences.
The basis of this position is the view held virtually universally in
philosophy today that all our experiences are conceptually structured.
Constructivists contend that all conscious experiences, including mystical
ones, must have an intentional object. There can be no “pure
consciousness” event: there are no experiences when there is no
phenomenal content in the mind—the “light” of awareness is turned “on”
only when there are objects to illuminate. Following Franz Brentano, all
consciousness is consciousness of something. Even emotional moods have
some vague object. “Contentless consciousness” is an oxymoron: we can
only be conscious if there is something there to be conscious of. There can
be no content-free experience of “beingness.” Nor can our mind reflect
reality “as it really is”—the mind only approaches reality through our own
mental conceptual filters. That is, the concepts we create become part of a
filter by which the mind processes information in every experience—
nothing enters our awareness directly and unfiltered. There is no experience
free of any structuring framework originating from an experiencer. In short,
all experience is “theory-laden.” Sensory input is structured into
perceptions of sense-objects by the concepts developed within the
perceiver’s culture of what types of objects make up the world. And the
same structuring process applies to all extrovertive and introvertive
mystical experiences. Thus, as Wilfrid Sellars said, “all awareness … is a
linguistic affair” (1963: 160).
The roots of the claim lie in Immanuel Kant’s view on sense-
perception: “intuitions without concepts are blind.” He too denied that there
could be a “bare consciousness” devoid of content. Sense-perception is an
active process of selecting and relating what is experienced to our concepts
and beliefs rather than a passive registering of an external reality. Ludwig
Wittgenstein expanded the different perceptions of Gestalt figures to all
perception as “seeing as” (see Hick 1989: 140–42): all sense-perception is
structured. For Kant, all people have certain a priori categories (such as
time, space, substance, and causation) that structure the noumena that affect
our sense organs into perceived phenomena, but the noumena lie forever
outside of our knowledge: no unmediated, direct experience of the noumena
is possible, and so no knowledge of a noumenon is possible.
Constructivists go beyond Kant: they focus on a layer of structuring
beyond the a priori categories to a posteriori ones—our learned cultural
beliefs and concepts. To them, all experiences have embedded
conceptualizations specific to particular cultures. For this reason, strong
constructivists argue that mystical experiences are not the same across
cultures: each mystic’s experiences are conditioned by different elements,
and so they are phenomenologically different from others’. There is no one
universal depth-mystical experience or universal core to all mystical
experiences: all mystical experiences have some phenomenal content, and
each experience is unique to each experiencer.15 The context of each
individual mystic determines all of his or her experiences. Thus, there can
be no comparisons of experiences from different cultures and eras, even if
cultures are uniform in each era. This means that there can be no foundation
for any typology of mystical experiences or phenomenology of mysticism
(Katz 1978: 56). (However, Katz cannot help but make distinctions between
types of mystical experiences—e.g., between “absorptive” and “non-
absorptive” experiences [ibid.: 41].)
Moderate constructivists (e.g., John Hick) insist that the external world
still plays a role in constraining our creations—concepts structure all
experiences, but reality surprises us and resists our expectations, and thus
how we conceptualize an experience is not infinitely malleable. Culture
might explain why religious visions are of Mary or Krishna, but it does not
explain all of the experience—i.e., why some “sense of presence” is there to
interpret in the first place. Nor does culture explain all of the content of
mystical experiences: some content independent of the form is still part of
the content of the experience. For moderate constructivists, this content can
affect the experiencer’s beliefs—beliefs shape the form of the experiences,
and the experiences in turn shape the beliefs—and thus the experiences may
be cognitive of a transcendent reality. But, like all Kantians, they accept that
direct knowledge of noumena is impossible.
Strong constructivists go further: all the belief-content of depth-
mystical experiences is supplied solely by the mystic’s existing tradition.
Transcendent realities contribute nothing, even if they exist and are in fact
experienced (and Katz accepts that possibility [1988: 754]). In the case of
sense-experience, moderate constructivists give the world a role in
scientific and everyday knowledge-claims. For them, as for
nonconstructivists, mystical experiences are also potentially cognitive. But
strong constructivists deny, as do postmodernists, that the world ultimately
plays any role at all: the world-in-itself, if there is such a reality, is
amorphous, and so any configuration of concepts will do for coping with
the world—we can make any “web of beliefs” fit by simply making enough
adjustments to its parts—and thus in the final analysis reality does not
constrain our creations. There is no role for any unknowable noumenon.
Thus, any external “real” world in the end does not figure in determining
our knowledge-claims; instead, our concepts exclusively shape our
knowledge-claims. And when strong constructivism is combined with
naturalism, the issue of a role for a transcendent reality does not even come
up. Attention turns from experiences solely to what mystics write since
“everything is text all the way down.”
Thus, strong constructivists go beyond claiming belief is one
component in religious experiences to claiming it is the only component.
The religious beliefs that mystics bring to their experiences do not merely
contribute to their knowledge but are the only cognitive element. Strong
constructivists thus assimilate knowledge-claims totally to the
nonexperiential and the cultural. Mystical experiences are merely an intense
feeling of our previous beliefs. They become, in the words of Robert
Gimello, “simply the psychosomatic enhancement of religious beliefs and
values” (in Katz 1978: 85). One postmodernist scholar questions whether
memories of “mystical experiences” have any more transcendent “mystical
content” than alien abductees’ “memories” of their alleged abductions have
any genuine content (Sharf 1998). The conceptual framework of a religious
tradition brought to the experience controls the content entirely. The
cognitive content of any religious experience is thereby totally reduced to
that belief-framework. There is no possibility of any independent cognitive
input from a transcendent source. Mystical experiences thus cannot be
sources of any potentially fresh insight for anyone’s system of belief. For
the same reason, prior experiences did not shape the conceptual framework
one brings to later religious experiences. Thus, for strong constructivists,
mystical experiences cannot add anything at any point in the history of a
mystical tradition to its beliefs or values or otherwise enter the cognitive
picture.
Thus, to constructivists, depth-mystical experiences, contrary to the
depth-mystics’ own claims of “empty” experiences, must have at least some
conceptual content or else mystics would not be conscious. Beliefs and
concepts penetrate the experiences themselves and are not applied after the
fact in a separate act of interpretation. Meditation does not involve
emptying the mind of a culture’s framework, thereby permitting new
cognitive experiences, but simply helps the meditator to internalize fully the
culture’s beliefs and values learned on the path. Thus, yoga properly
understood is not an unconditioning or deconditioning of consciousness but
rather a reconditioning of consciousness, i.e., a substituting of one form of
conditioned consciousness for another (Katz 1978: 57).16 The Japanese
Buddhist Dogen told his followers to cast aside their own mind and follow
the teachings of the Buddha; to constructivists, this simply means
indoctrination. Enlightenment is merely the final internalization of a
religion’s framework of beliefs—the culmination of long periods of intense
study, practice, and commitment to those specific beliefs and values.
Strong constructivism, in sum, rules out the possibility that mystics
have any knowledge of a transcendent reality, even if mystics do experience
such a reality: nonexperiential cultural belief-systems control everything
about the experience’s cognitive content. Thus, there is no such thing as
mystical knowledge in any real sense. Any experiential input from a
transcendent source is totally shaped by our concepts and cannot provide
any cognitive content about reality—there simply is no independent
cognitive component in it. All mystical experiential claims thus can be
dismissed as groundless: even if they are experiences of a transcendent
reality, how could they be used to justify beliefs about that reality when the
total cognitive content comes only from cultural beliefs?
In effect, strong constructivists go from the fact that our mind
generates concepts to the conclusion that this is all there is to the cognitive
content of mystical experiences. Mystics’ knowledge-claims are controlled
totally by their concepts, and so in the end any experienced reality drops
completely out of the epistemic picture. Moderate constructivists argue that
the mind contributes to every genuine religious experience but that the
transcendent realities do too. So too, there may be different degrees of
mediation. To Bernard McGinn (1994, 1998), in Christian mysticism there
is a direct mystical consciousness of God, but it is, in the theologian
Bernard Lonegran’s phrase, a “mediated immediacy.” Thereby, the total
cognitive content of religious experiences is not reducible to an
experiencer’s prior doctrines, and mystical experiences of transcendent
realities can offer some input constraining our knowledge-claims. Moderate
constructivists argue that reality and the structuring we supply are
inextricably mixed in our experiences and our knowledge, but strong
constructivists conclude that concepts are simply our creations and have no
connection to anything but the other concepts we create. Strong
constructivists thus reduce the cognitive content of any mystical experience,
while moderates do not.
Moderate constructivism can be applied without much objection to
many types of religious experiences. That experiencers’ prior religious and
nonreligious beliefs shape the experiences they undergo certainly seems to
be the case with visions: experiencers do not claim to sense a vague,
amorphous presence but to see Jesus or some other figure from their own
religious tradition shaped by their beliefs. Their tradition seems to be the
source of the form of what is experienced—Protestants do not have visions
of Mary and Muslims never see Krishna. (Ramakrishna claimed to have had
visions of Jesus and Muhammad, and the Dalai Lama of a smiling Mary at
Fatima, but these also can be the result of prior beliefs.) Such numinous
experiences are enough like sense-perceptions that they should be open to
an analysis similar to ordinary sense-perceptions. Similarly, in the vast
majority of cases, those who pray and hear a voice hear only confirmations
of their prior beliefs. So too, extrovertive mystical experiences involve
structured sensory content, and so constructivism may well apply to these
experiences. That those extrovertive mystical experiences that involve
seeing the world infused with love only seem to occur in traditions that treat
God as love also suggests that these experiences are a cultural product.
Mindfulness too seems amenable to constructivism: mystics can admit that
the mind in mindful states, including enlightened ones, contains
differentiated phenomena and thus may be structured by prior beliefs. The
only exception would be the extreme case of “pure” mindfulness: there
would be differentiable content but no structuring. Other mindful states’
content and structuring would depend in part on concepts and beliefs from
each mystic’s tradition. So too with introvertive differentiated experiences:
they may be structured with concepts from different religious and cultural
traditions. The question is whether constructivism applies to depth-mystical
experiences.17
Nonconstructivism
Nonconstructivists in mystical studies deny that constructivism can be
extended to the depth-mystical experience (see Almond 1982; Forman
1990, 1998b, 1999). They are usually mislabeled “perennialists” after
“perennial philosophy.” But nonconstructivists need not embrace such a
philosophy: they may accept Christianity, Islam, or some other concrete
religious tradition as alone the best, or be naturalists who reject any
transcendent realism. It is affirming that there is an unstructured type of
mystical experience that defines nonconstructivism, not any particular
interpretation of that experience or any one philosophical or religious set of
beliefs or way of life. Conversely, perennial philosophers need not accept
the nonconstructivist interpretation of mystical experiences. Even calling
nonconstructivism “perennial psychology” (Robert Forman’s preferred
term) may be misleading. So too, the label “essentialists” is not applicable:
there is no one identical core to all types of mystical experiences, nor any
core set of essential beliefs about what is experienced that all
nonconstructivists must hold.18
Nonconstructivists deny even moderate constructivism with regard to
the depth-mystical experience and contend that it is different from all other
cognitive states: a state of consciousness free of all content can be inferred
from the low-ramified, more phenomenological descriptions of the depth-
experience, and the more highly ramified accounts can be seen as post facto
interpretations. In general, nonconstructivists also tend to agree with
mystics that the depth-mystical experience is cognitive. But as noted in
chapter 1, the experience is not truly contentless. Obviously, mystics retain
something of the sense of the experience after it is over, even if the sense
can be expressed only in abstract terms—a sense of the direct awareness of
beingness, consciousness, oneness, fundamentality, power, and
immutability. But the experience is allegedly free of any objects or any
differentiable content to structure or anything that could structure the
experience and thus is empty of any content that a particular culture could
supply or shape.
In addition, it is hard to claim that any two experiences with
differentiated content are exactly the same, but if a truly “pure
consciousness” event devoid of all diverse content does occur, then
logically all such experiences must be phenomenally identical.19 That is, if
there is an experience that is indeed truly empty of all differentiable content
that could shape it, it must be, as a matter of simple logic,
phenomenologically identical for all experiencers regardless of culture and
era (assuming all human beings have basically the same type of mind in this
regard). Thus, if mystics are correct, any depth-mystical experience must
always be the same for all experiencers, regardless of one’s culture or
beliefs, since there is no differentiable content during the experience itself
that would distinguish one experience from another for different people. It
is a truly culture-free and history-free experience. If so, there is one
universal, unmediated experience unconditioned by linguistic or other
structuring. (If there is such a common experience, this may say something
about the nature of our mind, but it does not necessarily mean that the
experience is veridical or in touch with a transcendent reality, as discussed
in the next two chapters.)
Nonconstructivists may also argue (contra Kant) that the depth-
mystical experience is an unmediated, direct experience of the noumenon
that is experienced: any postexperience intentional object is the product of
memory and a conceptual scheme, but the experience itself is a direct
awareness of a noumenon. It is an experience of whatever it is that is
experienced unmediated by any learned cultural concepts. There also is no
reason to believe that any unlearned Kantian a priori categories could apply
since there is no differentiated content involved. If the depth-mystical
experience is in fact an experience of a reality, then this unmediated
“noumenal experience” is knowledge by participation free of all learned
concepts. The distinction between experience and conceptualizations
returns only once dualistic consciousness returns after the experience, and
the noumenon then becomes a phenomenon open to understanding and
interpretation. (Whether pure mindfulness involves seeing the sensory
world-in-itself is also an issue.)
Nonconstructivists can readily agree that the images and
interpretations of the depth-mystical experience that mystics form in their
postexperience dualistic consciousness are shaped by the beliefs of each
particular mystic’s tradition that were learned as part of the training on the
mystical path. That is, after the depth-experience the analytical mind returns
and takes over with the cultural conceptions embedded in it. And what is
taken to be mystical knowledge will no doubt be shaped by the tradition: the
postexperience insight will be a combination of the experience and
doctrines. Nonconstructivists may agree that what part is contributed by the
experience and what part is contributed by the doctrine cannot be clearly
separated in the postexperience mystical insight. But that conceptualizations
influence knowledge does not mean that they must be present during the
depth-mystical experience itself. Nonconstructivists can rightly ask, if this
experience is in fact free of all differentiations—as the writings of even
many theistic mystics clearly suggest—what is present to structure it? If
meditation is a process of emptying the mind of conceptual content, as the
mystical traditions claim, what would remain present in the end to structure
any experience?
Ultimate Decisions
The positions arrived at in this chapter are these:
For this chapter, let’s ignore the issues of chapters 3 and 4 and simply
assume that mystical experiences are not delusional and that there is some
cognitive substance to these experiences independent of a mystic’s prior
belief-system. Do these experiences then dispel any of the mysteries
surrounding what in the final analysis is real? These experiences give an
overwhelming sense of direct awareness of fundamental reality—a reality
that is one, powerful, immutable, permanent, and ultimate (i.e., not
dependent on another reality). The experiences also give the experiencer a
sense of selflessness—i.e., that the everyday ego is not part of the true
makeup of reality. A sense of experiencing the source of one’s
consciousness or of all phenomenal reality, accompanied by a sense of bliss,
may also be added to this list.
This leads to one common thread in both extrovertive and introvertive
mysticism: realism. What is real is what grounds experiences and what we
cannot get around in our final analysis of things. This realism contrasts with
solipsism or with everything being a dream or an illusion with no
underlying reality. It is not the opposition in Western philosophy between
realism and idealism: its only claim is that something exists that does not
depend on our individual, subjective consciousness. That is, if we remove
all subjective illusions, something real abides, whether this something is
conscious or is material. (Indeed, even if everything phenomenal had the
nature of an illusion or a dream, there is still something there that we would
have to account for, even if it is only affirming its dependence on something
else.) Classical mystics of all stripes were realists in this general
metaphysical sense. They typically made a distinction between
“appearance” and “reality” and dismissed appearances as unreal in some
sense, but they always affirm a reality behind the appearances. In
introvertive mysticism, the entire phenomenal realm may be downgraded as
only appearance in favor of a transcendent reality. In Advaita, Shankara
dismissed the phenomena of the universe as illusions (mithyas) generated
by our root-ignorance (avidya), but he affirmed the reality “behind” the
appearances (brahman) as real—the “clay” behind all the different states of
the illusory “pot.” Indeed, he said that we can deny the existence of
something only in favor of something else being real (Brahma-sutra-
bhashya 3.2.22).
Among extrovertive mystics, the unreal appearance is the
disconnection of entities from other phenomena that we generate by our
conceptual differentiations. The Buddhist Perfection of Wisdom texts use
analogies of mirages, dreams, optical illusions, echoes, reflections, and
magicians’ tricks to explain that the phenomena of the world are empty of
anything that would give entities any type of permanence or independence
and to explain how phenomena can be mistaken to be independent “real”
things. The Buddhist Nagarjuna’s doctrine of emptiness (shunyata) leads
many to portray him as an antirealist. And he can be seen as a linguistic
antirealist: he believed the world does not correspond to the conventional
entities (bhavas) that we carve out of the phenomenal world through our
conceptualizations (see Jones 2014b: 136–43). But he was not an ontic
nihilist who argues that in the final analysis there is nothing real. That is,
there is something real, even if the discreteness of entities that we project
onto it is not real. Entities are empty of anything giving them independence
and self-existence (svabhava) and thus are unreal in that sense, but there is
something real there (tattva), and it can be known and seen as it truly is
(yathabhutam), even if there are no real borders in the phenomenal world
for our concepts to mirror. So too for other extrovertive mystics: the world
of appearances is not irreducibly real, but it is not completely unreal either.
However, an extrovertive mystical experience is needed to see things as
they really are.
Moreover, there is tension between all mystical experiences and all
doctrines of what is real: mystical experiences require an emptying of the
mind of all conceptual content—for Meister Eckhart, all “images” are to be
destroyed—and yet mystics advance doctrines about what is experienced
both so that they themselves can understand what they experienced and to
lead others to the new awareness. Not all mystics are particularly interested
in doctrines, let alone the details of religious theory, any more than most
members of any religious tradition are. Jiddhu Krishnamurti believed that
we are weighed down by such doctrines as rebirth—his only concern was in
inducing a “choiceless awareness.” He avoided reading religious literature
to protect himself from beliefs. But, as discussed, classical mysticism is
about more than special “mystical experiences”: it is about trying to align
one’s life with the way things really are. And this means having the correct
view of the ultimate nature of things. The nature of three things in particular
is central: a human being, the world in general, and any transcendent
realities. Mystical metaphysics thus is not about what is beyond experience
but about the most general nature of reality.
Mystical Metaphysics
A tradition’s worldview outlines the nature of reality in a way that makes
the other components of its religious way of life (the values, action-guides,
rituals, and goals) seem plausible and reasonable to the practitioner. No
religion has only one such worldview—different traditions have different
ideas on the metaphysical questions, and all worldviews evolve over time.
For example, Christianity has embraced Platonism, Aristotelianism, and
more modern metaphysics as its “official” metaphysical framework at
different times in its history; today it does not have only one metaphysical
frame. The metaphysical frame of reference presents a picture of reality
within which the religious way of life makes sense; one’s way of life
thereby seems grounded in reality. Thus, such metaphysics affect how one
lives. Indeed, William James went so far as to say, “The question is not
whether the theory of the cosmos affects matters, but whether, in the long
run, anything else does.” He added, “A man’s vision is the single great fact
about him.”
All forms of classical introvertive mysticism conflict with naturalism,
i.e., the belief that only what in principle can be studied by science is real
(see Jones 2009: 191–202). Transcendent realities are by definition either
beyond the phenomenal realm or, if immanent to this realm, beyond
empirical checking or worldly characterization.1 Classical introvertive
mystics are transcendent realists. What is transcendent is not merely an
infinite amount of something natural or some part of the natural realm that
we cannot know, such as “dark energy,” but something of another type
altogether—something that in principle cannot be open to scientific study in
whole or in part. Nor is it in a space beyond our spatiotemporal realm that
encompasses it, although philosophers often treat it that way: it is
something to which any phenomenal categories such as “space” would not
apply. It is in an ontologically unique category. Naturalists deny any
transcendent realm or transcendent explanation of natural events.2 They
consider explanations in terms of natural entities and processes as the best
available explanation of all events, including mystical experiences, given all
our knowledge. Against the naturalists, all classical mystics insist that
introvertive mystical experiences involve direct access to a reality that is
beyond any scientific testing in at least some regards. However, beyond
rejecting naturalism, introvertive mysticisms disagree among themselves on
the three central topics of mystical metaphysics noted above.
Mystics can also be philosophers or theologians—it is not an either/or
choice. Meister Eckhart is an example of a mystic who was a philosopher
(McGinn 2001: 21–22). But mystics are not typically speculative
metaphysicians constructing systems for the intellectual comprehension of
the universe—Plotinus’s elaborate Neoplatonism being the prime exception.
Rather, they typically are religious practitioners trying to live a life attuned
to reality. Transcendent realities are not presented as explanatory posits but
as realities that have been experienced. However, as discussed, mystics
themselves must go beyond the experiential evidence given in a mystical
experience to a fuller understanding of what is experienced. Thus, mystical
accounts of what introvertive mystics experience must be “speculative” in
one sense—i.e., the accounts must go beyond the experiential content—but
the speculation must be grounded in what is experienced. However, any
theoretical posits or unexperiencable noumena in mystical doctrines would
be the result of input from nonmystical sources, and mystics may dismiss
much of such input as worthless human rantings. Still, even mystical
doctrines are the result of the interaction of mystical experiences (if
constructivists are wrong) and nonmystical considerations within a religious
tradition, with ideas from multiple sources.3 Theologians and religious
theists in nontheistic traditions often have very unmystical concerns, but
they end up shaping the doctrines that mystics accept as the orthodox
standard for understanding their own experiences. In the extreme, the
unenlightened end up deciding the doctrines that mystics accept, although
mystics may adjust their understanding of those doctrines in light of their
mystical experiences.
This leads to an interesting fact: most mystical knowledge-claims are
the same as some nonmystical religious and philosophical claims. Virtually
every claim that mystics have advanced has also been advanced in
nonmystical forms by nonmystics for philosophical reasons totally
unrelated to mystical experiences. Indeed, many mystical claims are, from a
metaphysical point of view, unexceptional.4 So too, mystics quote mystics
and nonmystics alike on philosophical and theological issues. In sum, there
is nothing particularly mystical about many “mystical” claims. Many claims
come from simply working out the logic of, for example, the idea of a
“wholly other” creator god who alone is ultimately real. Nor do we need to
hold any particular metaphysical belief to have mystical experiences. One’s
understanding of the experiences can be fitted into any metaphysical system
(including naturalism, as noted in the last chapter). The fact that some
claims about a creator or sustainer or an idealism are congenial to both
extrovertive and introvertive mystics does not transform them into
inherently “mystical” claims. But this makes it difficult sometimes to tell
whether a particular thinker actually had mystical experiences of the
oneness and power of a transcendent reality, or if he or she is only a
speculative thinker. It also leads to asking whether such early philosophical
figures as Pythagoras, Parmenides, and Plato were mystics.
Consider a few examples. Parmenides argued “All is one” on logical
grounds. He also argued that all change is an illusion, despite appearances
to the contrary. John McTaggart and others have argued that time is unreal,
for philosophical reasons.5 Nonmystics have also argued that “All is
impermanent” ever since Heraclitus first noted that we cannot step in the
same river twice—part of what constitutes the river (and part of what
constitutes us) will have changed by the time we try stepping into it a
second time. Alfred North Whitehead’s “process philosophy” has been
likened to Buddhist metaphysics. Immanuel Kant maintained that we can be
certain that a transcendent reality-in-itself exists, but we cannot know
anything of its nature because of the antinomies that reason produces. So
too, the problem of how language operates if there are in fact no permanent
entities in the world to denote is now prominent in philosophy. And even
the via negativa has returned to contemporary theology without any
reference to mysticism.
Even if mystical experiences lie at the historical root of our ancestors’
initial sense of a cosmic “wholeness” or “unity,” nevertheless that all things
share the same one beingness, or that the natural universe is a structured
organic whole free of ontologically distinct entities (especially no “self”), or
that the natural universe is constituted only of interconnected and
impermanent parts, are points that nonmystics can easily accept today.
Different nodes within the whole can be conceptually separated in order to
live in the world, but it is an “illusion” to think that they are ontologically
distinct and independent entities. Indeed, the impermanence and
interconnectedness of the external world is obvious to anyone on some
reflection. Even naturalists can readily agree that everything is
interconnected, impermanent, and dependent on other things, although they
see no point in emphasizing this since this general metaphysical observation
does not help scientists devise new theories. In fact, naturalists argue that
we, along with everything else in our solar system, are connected natural
products made only of the refuse of some earlier supernova and that all of
our universe in fact came from the same matter/energy of a Big Bang.6
That this world is dependent on a transcendent reality is not a claim
unique to mysticism, nor do we need to be mystics to follow the analogy of
the dream and its dreamer to envision that there is a reality underlying this
world and giving it being. Talking about “beingness” is difficult since there
is nothing real to contrast with it.7 But Milton Munitz can say things about
“being-in-itself” that sound very mystical, even though his ideas are based
on analytical philosophy alone (1965, 1986, 1990; also see Jones 2009: 24–
27)—indeed, he borrowed his preferred term (“Boundless Existence”) from
Alfred Lord Tennyson’s description of his extrovertive mystical experience.
So too, we need no mystical experience to realize that there is no
permanent substratum to a “person”—the mind and body are constantly
changing, giving rise to the perennial issue in philosophy of personal
identity over time. To Albert Einstein, the sense that we are each a distinct,
self-contained entity is an “optical illusion of consciousness.” Many
philosophers since David Hume have rejected the idea of a unified center to
consciousness—the sense of a “self” separate from the rest of the world is
merely a point of reference concocted by the brain to help us deal with the
world and does not correspond to anything real. Many psychologists and
neuroscientists claim today that there is no “self” in our mental makeup—
i.e., no one unified center of awareness, and no one locus in the brain to our
sense of “self.” Rather, there may be multiple “selves”—i.e., each conscious
type of mental functioning can produce a self-awareness of that activity, but
there is no one command center overseeing all such acts of self-awareness.
Extrovertive or introvertive mystical experiences are not needed to
devise these philosophical points, nor will having such experiences help us
to understand the philosophical arguments for them. Thus, there is no need
to credit mysticism as their source. Mindfulness highlights impermanence
and interconnectedness, and all mystical experiences highlight beingness,
but experiences of beingness are not necessary to validate the naturalists’
points. Nor will adopting any of these ideas by itself aid in inducing any
mystical experience—we can remain as unmystical as before. The
philosopher Derek Parfit finds the neuroscientific denial of any “self”
within our mental makeup quite liberating without any resulting hint of
mysticism.
But it is important to remember that mystics may well understand
these claims differently, since they see the concepts in terms of experienced
realities and not explanatory posits. Introvertive mystics experience the
oneness of being and may say “All is one,” but they do not mean that “All
things have the same substance” if what is meant is that “substance” is a
type of objective thing, although that may be how the unenlightened
understand the claim. Mystics do not see transcendent realities as objects
distinct from them. The difference with extrovertive mystical states of
consciousness is that the beingness of things is brought into awareness, and
then the impermanent and interconnected beingness of all of the everyday
realm of becoming is seen more clearly and becomes prominent. In short,
mystics realize something experientially and make it part of the framework
of their lives; they do not merely see some logical points about everyday
phenomena that nonmystics also may acknowledge as true. Thus, their
understanding may be significantly different even when using the same
language that nonmystics use to depict what is real. Conversely, the
unenlightened, who look at mystical doctrines through the lens of various
philosophical “isms”—idealism, monism, and so on—may well be
distorting the mystical ideas by thinking in terms of distinct entities, selves,
and other nonmystical philosophical ideas. (The issue of the limit of the
unenlightened’s understanding of mystical claims will be discussed in the
next chapter.) This at least raises the issue of whether mystical claims are
substantively different from nonmystical ones, even if the same words are
used by mystics and nonmystics.
Consciousness
Whatever else the depth-mystical experience may involve, there is a “pure
consciousness,” i.e., an awareness empty of all differentiable content and
functions. This would lead classical mystics to deny the naturalists’ view of
consciousness as evolved from matter (see Flanagan 2011: 84–90; Jones
2013: 98–105). This also presupposes that all consciousness is one:
regardless of the “state” of consciousness or its content, awareness is
always the same light. To many mystics, the consciousness in one person is
the same in all persons—there is only one consciousness. To reductive
naturalists, consciousness is not a fundamental category of reality—in fact
some, such as Daniel Dennett, deny an inner subjective awareness really
exists. To other naturalists, the mind is a systems-property with the ability
to control parts of the body (including “involuntary” functions such as the
immune system through meditation) as part of one causal order. Thus,
naturalists can accept that experiences are real (i.e., not reducible to
material processes alone) and even causally efficacious. William James
believed our normal waking consciousness is but one special type of
consciousness that is separated by the filmiest of screens from other
potential forms of consciousness, and no account of the universe in its
totality can be final that disregards these forms (1958: 298). Henri Bergson,
C. D. Broad, and Aldous Huxley thought the brain does not produce
consciousness but is a “reducing valve” that permits in only the data
necessary for survival—our mind evolved on a need-to-know basis, but a
“mind at large” exists independent of our bodies. That is, the brain is a
receiver of consciousness, not its generator (also see Strassman 2001), but it
also prevents the mind at large from flooding our consciousness and making
it impossible to operate in the world. Some mystics and perennial
philosophers speak of a hierarchy of levels of consciousness—e.g., the
function that enables experiences of God (e.g., the Plotinian nous) being
higher than ordinary dualistic consciousness. To perennial philosophers,
consciousness is more fundamental than matter: matter emanates out of
consciousness, not vice versa.
The Buddha, David Hume, and Immanuel Kant agree that no “I” is
found in the world we experience: the “I” is not an object of any experience
but is pure subjectivity. The analytical mind may try to make subjective
awareness into an object by making an image of blankness or by thinking
“The mind is still and empty.” But we cannot be aware of subjectivity:
when we observe consciousness, we are aware of nothing but whatever
object we are aware of (Searle 1992: 96–97). In the phenomenology of
“self-awareness,” we are never aware of the subject as an object—we are
only aware that we are aware. As the Upanishads and Ludwig Wittgenstein
said, the “I” is never an object of awareness, just as the eye is never within
the eye’s field of vision.21 However, in classical depth-mysticism, the
nature of consciousness is open to radically different interpretations. To
classical Indian mystics, consciousness exists eternally and is not the
activity of the brain or in any way dependent on the brain. Consciousness is
not a “subjective” product of each individual but a fundamental “objective”
reality. To the Dalai Lama, “pure luminous consciousness” is a subtle,
primordial, and fundamental consciousness that exists prior to its
appearance in human beings through evolution (Gyatso & Goleman 2003:
42). (Theravada Buddhism treats consciousness as a matter of unconnected
temporary and contingent events.) Such consciousness exists even when
there is no intentional content to be aware of. To Advaitins, this
consciousness is eternal and constitutes all existence: all “subjective” and
“objective” phenomena—both the individual subjective observer and what
is observed—are only appearance; the inactive, nonpersonal consciousness
is all that is real. It is partless and has no other features. It is more
“objective” than the “subjective” awareness of an individual, since it is the
same awareness of all persons and also constitutes the reality of all
“external” phenomena, but it can never be an object of awareness—it is
only known by participation.
Theists may take the depth-experience to be of a created individual’s
consciousness or of the uncreated “spark of the soul” identical to God’s
being. A basic mind/body dualism is exemplified by Samkhya metaphysics:
there is no one common consciousness, but rather multiple conscious but
inactive persons (purushas), each totally distinct and independent of eternal
unconscious matter (prakriti). The individual consciousness that constitutes
each person is only an unchanging, eternally observing awareness—most
activities that we consider “mental” (e.g., reasoning and sense-experience)
are actually different modes of unconscious matter. To Advaita,
consciousness is the only reality and is eternal with no need for a creator
god. Nor is it a “field” within the illusory natural universe—it is not a part
of the “objective” material universe in any way. Nor does it reside in some
super-space, since that would still make it an object. Nor does Advaita
justify solipsism, since no individual truly exists.22 But, as discussed, one
cannot claim that consciousness constitutes “objective” phenomena based
on the depth-mystical experience alone when that experience is equally
open to simply being the ground of the self or simply an individual’s
ordinary awareness void of content.23
Indeed, if anything, the depth-mystical experience shows
consciousness to be featureless: consciousness is simply what observes and
cannot be observed. Mystics consider it real, but its exact ontological status
is not given in any mystical experience. The depth-mystical experience
alone does not constitute grounds for a panpsychism in which every object
has at least some rudimentary consciousness, although it can easily be fitted
into such theories. But for Advaita, a stone in the “dream” is constituted by
consciousness, but it is not aware.24 Samkhya metaphysics contrasts with
any panpsychism. So too, a “pure consciousness” does not prove that
consciousness must exist independently of the body or matter: it may seem
eternal when experienced, but it could still be merely a naturally evolved
state of the brain free of all differentiated content. Even treating
consciousness as a “field,” modeled on magnetic fields, requires a physical
base—a brain or matter more generally.
That the status of consciousness is open to wide interpretation can be
seen by considering René Descartes’s “I am conscious, therefore I am.” The
same experience that Descartes took as solid proof of the one irrefutable
fact—that an individual exists—is taken by Shankara as the experience of
the unchanging transcendent consciousness (Brahman) proving that no
individuals exist (Brahma-sutra-bhashya 1.1.1–2). All we can safely infer
from reflective awareness alone is that something conscious exists—what
we take its nature to be will depend on more considerations.
The Self
When we consider the nature of a person, the first thing to note is that all
classical mystical traditions are opposed to any purely natural evolution. In
all traditional views, conscious beings are squarely part of the fabric of the
cosmos, not a chance result of material forces.25 We developed from
something greater, and currently we are alienated from our true self and
from our true state. Aurobindo saw two movements of evolution: one
material, for the emergence of the body, but also an “involution’ of the
divine in nature upward leading to a return to our divine state. So too, the
Dalai Lama accepts that the body evolved, but natural selection acting on
the random mutation of genes to increase the genes’ chances of survival or
any other material explanation is not the cause of consciousness (2005: 97).
Under traditional Buddhism, human beings devolved from celestial beings
through the process of karma and rebirth (ibid.: 107–8)—it was truly “the
descent of man”—and not evolved upward from less complex life-forms.
Karma plays a central role in the origin of human sentience (ibid.: 115). In
introvertive mystical traditions, there is something in us that is uncreated—
e.g., a “soul” or the “person” (purusha) of Samkhya—and our final state is
not of this world. Mystical experiences are not necessarily the source of
these ideas, but they are generally accepted. Nor do all traditions treat the
body as evil, as in Plotinus’s Neoplatonism or Buddhism—both Christianity
and Daoism are more affirmative. Plotinus wanted to be released from time,
but Eckhart said he would accept eternal life in this realm.
In classical mysticism, the inner stillness of a mystical experience
reveals our true nature. The sense of a separate phenomenal “self” or “ego”
that we normally identify with is then seen as simply something that our
analytical mind has patched together from the ideas and feelings arising in
our stream of experiences—i.e., the “self” is an artificial creation having no
reality. In mystical experiences, there is a loss of this sense of a separate
entity within the phenomenal world that is somehow attached to a body.
(Naturalists can easily account for the loss of a sense of a self if they,
following Daniel Dennett and many neuroscientists, deny that there is any
one command center to our consciousness.) But does this mean that this is
empirical evidence of the nonexistence of an ego, or is our awareness of a
self merely in abeyance during these experiences (as with a sense of time)?
Are these experiences any more relevant to the issue than Cotard’s
Syndrome? Most unenlightened people may be willing to accept the
impermanence of material objects but not of a self. In addition, without a
self, there are philosophical problems of identity and continuity over time.
Traditions accepting rebirth also have to deal with the problem of karmic
effects occurring in different lifetimes. But as previously noted, many
neuroscientists and philosophers today deny such an ego: the sense of self is
merely another mental function and not an indication of a separate entity.
The concept of “I” is, as in Buddhism, simply a useful convention for a
constantly changing bundle of aggregates.
But most mystical traditions accept that there is an underlying
transcendent self that is discovered once the false sense of a phenomenal
ego is destroyed: we are not our thoughts and emotions—there is an
underlying silence and stillness to our consciousness that is the real us.26
Buddhism may be an exception, although the Buddha did not talk about the
state of the enlightened after death.27 To Christians and Muslims, there is an
immortal soul, and most reject a cycle of rebirths (although some early
Christians and many Sufis accepted it)—our fate in the eternal life that is
awaiting us is based on our actions or beliefs in this one life, after perhaps a
temporary side trip to purgatory. Judaism does not have as strong a tradition
of belief in any life after death, but the mystical Hasidic Jews do accept it,
and some Kabbalists seemed to have accepted a form of multiple rebirths.
To Indian mystics, enlightenment ends our cycle of rebirth, although there
is no agreement on what happens after our final death. All agree that the
enlightened are out of the realm of rebirths generated by desire (unless they
voluntarily choose to remain), but they may be an isolated self (as in
Samkhya and Jainism), or disappear (as in Advaita), or have a life in
communion with God (as in bhakti theism). Or the issue simply is not
discussed (as in Buddhism). Thus, while all mystics speak of the experience
of the end of desires generated by a false sense of ego, the theories on
human destiny after death depend in part on conceptions of a person and of
transcendent realities.
Mystics can be very confusing when it comes to language: they can write
copiously and impressively on the subject of what they have experienced
and then immediately turn around and claim that nothing can be said on that
topic. How can the Daoist Laozi say “those who know do not speak, and
those who speak do not know” while introducing the Daodejing, a book on
the Way? To Plotinus, nothing can characterize the One, including calling it
“one” (Enneads 5.3.13–14, 6.9.5). To Meister Eckhart, God is nameless,
and to give him a name (as he appears to have just done) would make God
part of thought and thus be an “image” (2009: 139). How can he say “God
is above all names” (ibid.: 139, 153) when he identified the reality by
name? Some reality is dubbed “God.” Shankara can claim that Brahman is
unspeakable (avachya) and inexpressible (anirukta) while creating a
metaphysical system about Brahman (Taittiriya-upanishad-bhashya 2.7.1).
For him, even the words “atman” and “Brahman” are only superimpositions
on what is real (Brihadaranyaka-upanishad-bhashya 2.3.6). Even
“Brahman without attributes” (nirguna-brahman) is a concept devised in
contrast with “Brahman with attributes” (saguna-brahman), and so even
that concept must be denied as inapplicable to what is real—what is real is
beyond both of these concepts, as are Advaita’s standard characterizations
of Brahman as reality (sat), an inactive consciousness (chitta), and bliss
(ananda) (Brahma-sutra-bhashya 3.2.22; Brihadaranyaka-upanishad-
bhashya 2.3.1). For Shankara, the whole phenomenal realm of the root-
ignorance (avidya) arises entirely from speech (Brahma-sutra-bhasya
2.1.27).
Why do mystics have trouble here that most people do not when they
experience something phenomenal? Why is what is experienced considered
inexpressible and even unnameable? It will be argued here that the tension
arises for two basic reasons. First, conceptualizations must be advanced for
even mystics themselves to understand what is experienced, but all
conceptualizations are inherently dualistic (since they distinguish one thing
from others), and so they all must also be jettisoned from the mind for a
mystical experience to occur. In short, all conceptions must be both
advanced and abandoned. Second, both the experiences themselves and
what is experienced in these experiences seem “wholly other” than any
worldly phenomena, and so any language applicable to worldly phenomena
is deemed inapplicable to what is experienced. The states of consciousness
in which the experiences occur are different from the mindful and ordinary
states of consciousness in which mystics can depict what is experienced.
Ineffability
Mystical literature is quite varied (see Keller 1978), and not all mystical
uses of language are declarative—prayers, parables, poetry, instructions,
and other aids for transforming others or evoking experiences fall into other
categories. But what is of interest here are the mystics’ cognitive claims,
i.e., the assertions about the nature of the experiences and of what is
experienced.1 But the “wholly other” nature of both mystical states of
consciousness and what is experienced there leads mystics to believe
language cannot apply. Mystics are caught in the dilemma of needing
conceptualizations but realizing that any conceptualizations introduce a
foreign state of consciousness. There are two problems. First, using
language requires a dualistic state of mind, and thus introducing language
drops mystics out of introvertive states of consciousness. This does not
occur with ordinary utterances, since experiences of objects and declarative
utterances about them both occur in the same state of consciousness. Even
mindful states involve awareness of distinctions and thus permit the use of
language. But any image of a transcendent reality is foreign to the reality
itself in a way that images of phenomenal objects in the natural universe are
not—transcendent realities are simply beyond our dualistic mind, and any
attempt to conceptualize them introduces mental objects. Second, any
concepts or statements about something transcendent will be misinterpreted
by the unenlightened as referring to an object among objects in the
phenomenal universe—an unusual object, granted, but simply like
something in an unchartered part of the phenomenal realm. All that the
unenlightened have are the mental objects produced by the analytical mind.
Thus, in an important sense the unenlightened do not know what they are
talking about when they use mystical concepts. The problem is not with one
particular language, but with any language: no language can be devised that
circumvents the problem, since all languages must have terms that make
distinctions, and any terms make what is experienced into an object of
consciousness, while what is experienced is free of distinctions and is not
an object of consciousness.2
This causes mystics across the world to claim ineffability, i.e., what is
experienced is inexpressible in any words.3 In the words of Taittiriya
Upanishad 2.4: “Words and the mind turn back without reaching it.” In
many everyday contexts we often find that language is inadequate. The
strong emotions one feels cannot be adequately stated. Indeed, all
experiences are ineffable in one sense: we cannot adequately communicate
the subjective feel of any experience even if we know the appropriate labels
of our culture. Describing the taste of a banana to someone who has never
tasted one is impossible: we know the taste through experience, but how do
we describe it? Only once one has had the experience will any description
be understood. Similarly, stopping and trying to communicate what is
happening at the moment often drops us out of even ordinary experiences.
So too, any object of experience is ineffable in one way: any attempt to
describe what is utterly unique about anything—what differentiates it from
everything else—will necessarily fail, since descriptive terms all involve
perceived commonalities and general categories. Using any terms to
describe it will automatically group it with other things. Nominalists in the
West and Buddhist logicians in India were aware of this problem—to them,
“universals” are only a product of language and not components of reality.
But any object is also not ineffable: it is accurate to call a pen “a pen,” even
if it is only crudely “captured” by language. Thus, we do not consider
phenomenal objects to be “utterly beyond words.”
Mystical experiences of course share these problems. So what is
unique to mystics’ claims of ineffability? Mystics allegedly directly know a
reality through their mystical experiences—so why can they not say
something about it? Why do they deny “the One” or “Brahman” works for
transcendent realities the way “a pen” accurately communicates for
phenomenal objects? It is not that mystics sense a vague, amorphous
“presence,” or have only a nebulous insight that is hard to put into words or
an inarticulatable sense of knowing something—the experience is a
“dazzling ray of light.” Again, the problem begins with the fact that by
speaking or even thinking, mystics must switch from a mystical awareness
to a dualistic state of consciousness: the mere use of language introduces a
mode of awareness foreign to experiencing the reality mystically. When we
speak of phenomenal objects, we merely rearrange the content of our
ordinary awareness—the state of awareness remains the same. The
abolition of the duality set up between subject and object causes the
problem in mysticism with language. Maitri Upanishad 6.7 sums it up:
“Where knowledge is of a dual nature (a knowing subject and a known
object), there indeed one hears, sees, smells, tastes, and also touches. The
self knows everything. But where knowledge is not of a dual nature—being
without action, cause, or effect—it is without speech, incomparable, and
indescribable. What is that? It is impossible to say.” Only by removing the
dualities by which both language and thought operate can we realize a
transcendent reality or experience beingness in an extrovertive mystical
experience. Thus, mystical experiences and what is experienced both
transcend language and thought.
However, mystics do make knowledge-claims. If transcendent realities
exist, much about them may in fact not be relatable or comprehensible to
the analytical mind, but the works of mystics suggest that they think
something is. If what was experienced were truly ineffable, there would be
no basis for mystics to make any knowledge-claims or value-claims about it
or to deny other such claims. Ineffability cannot be the basis for any
insights—something vague might be retained from the experience, but there
would be no statable claims for mystics to make. What knowledge other
than that something real exists and is profound could there then possibly
be? What would be the insight into the nature of that reality that is given?
An “ineffable insight” is not possible. However, the insight occurs in
dualistic awareness when enlightened mystics see the significance of what
they experienced. There they can use language to state the alleged insight.4
Even if language cannot “capture” the ever-active flow of reality,
enlightened extrovertive mystics still use language, as their writings on how
language fails show. Introvertive mystics also speak of the nature of what is
experienced, even if the concepts used are of an abstract nature (e.g.,
oneness) or are terms from their religious tradition.
Theistic mystics believe they have experienced a reality that is
personal in nature, and so they claim some definite things about God. God
is indescribable only in that he is so much greater than they can say, not
because they know nothing of him. That is, human formulations are not
wrong but hopelessly inadequate (Johnston 1978: 81). But theistic mystics
know that his mode of existence is utterly different than that of creatures,
and so they believe that all terms mislead: we make God into a being
comparable in some way to worldly beings, which he is not; hence, the
concept “a being” does not apply. Even just denoting a transcendent reality
as “transcendent” or “real” makes it an object, which it is not. Thus, mystics
deny the adequacy of all terms. Meister Eckhart said that we cannot say
anything true of God because God has no cause, no equal, and nothing from
creatures is comparable to God (2009: 197–98). Indeed, he said that God is
so much greater than anything that can be said that everything said about
him is more like lying than speaking the truth. For example, he can say that
God alone is good (2009: 300), but: “When I call God ‘good,’ I speak as
falsely as if I were to call white black” (see 1981: 80). God, the creator of
being, is so far above being in nonbeing (unwesen) that “I would be
speaking as falsely in calling God ‘a being’ as I would if I called the sun
pale or black” (2009: 342, 343).
Thus, if mystical experiences were truly ineffable, a transcendent
reality may still be experienced and have a nature and we could still label it
“Brahman” or “God” or whatever, but it cannot be said to be known in any
other sense. There could be no insights to state and nothing to believe. No
mystical statement could be true or even meaningful. Mystics could not
answer David Hume’s question “How do you mystics, who maintain the
absolute incomprehensibility of the Deity, differ from sceptics or atheists,
who assert that the first cause of all is unknown and unintelligible?” The
result could be Ludwig Wittgenstein’s position: “A nothing would serve just
as well as a something about which nothing could be said” (Philosophical
Investigations, pt. 304). The experiences could not be evidence of any
reality—there could be nothing to say to support any claim or its denial.
William James’s characteristics of mystical experiences as both ineffable
and cognitive (1958: 380–81) would conflict. Nor could different
experiences be compared. Nor could what is experienced in one mystic’s
experience be identified with, or differentiated from, what is experienced in
another’s. But the fact that mystics, both theistic and nontheistic, still
distinguish what is an appropriate description from an inappropriate one
indicates that what is experienced has some distinctive character and that
mystics believe that they have experienced it. That is, something is retained
from even the depth-experience that is free of all differentiation, and thus
these experiences are not ineffable in this strong sense.
In this way, the mystics’ use of “ineffability” is different from more
usual uses of the term. It is not simply hyperbole or an expression of the
emotional power of these experiences but something more substantive
about its mode of existence. However, what is experienced is not literally
“ineffable.” The mere fact that it can be labeled “ineffable” trivially means
that it is something in some sense that can be experienced. If such realities
were not experiencable at all and thus absolutely unknown, there would be
no experiential basis to believe that they existed or to say that they are
“unknowable” or “ineffable.” But to say “x is ineffable” means there must
be an x that is experienced. Or as Augustine said, God cannot be called
“ineffable” because this makes a statement about him. As the fifth-century
Indian grammarian Bhartrihari put it: “What is sayable (vachya) by the
word ‘unsayable’ (avachya) is made sayable by that word.” Many
philosophers think that this defuses the problem of ineffability: to say “x is
indescribable” is to describe it, and hence it is not ineffable.5 But more
remains to the issue here. Ineffability in mysticism should be understood in
another sense: as highlighting the wholly otherness of what is experienced
—i.e., nothing phenomenal can be predicated of what is experienced, and so
it cannot be expressed. In short, mystics are simply claiming that a reality
lies outside the domain of phenomenal predication.
An Analogy
We can see the introvertive mystics’ dilemma by means of an analogy that
parallels the situation in one important respect. Imagine beings who
experience the world only in two dimensions. Now imagine claiming to
them that three-dimensional objects exist. They cannot form mental images
of three-dimensional objects any more than we can form images of four-
dimensional objects. Perhaps some of them will accept the possibility of
such objects even if they cannot picture one, just as we can accept the
existence of colorless objects such as atoms even though we cannot picture
them without adding a color. Now consider drawing the two-dimensional
Necker stick drawing of a cube for these beings, and the problem of trying
to explain it to them.
Silence
There are four responses mystics can make to their dilemma with language.
Two involve adhering to the mirror theory (silence and negation of all
characteristics), one implicitly rejects it (positive characterizations), and
one combines the two (paradox). Paradox will be discussed in the next
chapter.
If the mirror theory were strictly adhered to, the result for introvertive
mystics should be silence about mystical realities.11 But the silence of
mystics is the opposite of the silence of skeptics: it is based on knowing
something that cannot be expressed adequately. Plotinus claimed that all
predicates must be denied: even “the One” does not apply to what is
transcendent since “one” is a number among numbers, and thus it may
suggest some duality; silence is ultimately the only proper response
(Enneads 5.3.12, 5.5.6, 6.7.38.4–5). As already noted, even “is” would not
be applicable to transcendent realities or the phenomenal realm as it really
is since phenomenal objects are. So too, vice versa: if only the alleged
transcendent reality is deemed real, we cannot say that worldly phenomena
exist. In Buddhism, only reality as it truly is (tattva) is real, and so the
differentiated phenomena of the world cannot be said to “exist.” So too with
Advaita for Brahman and the “dream” realm.
Mystical silence is not merely not speaking but also inner silence—i.e.,
not even any thoughts about the transcendent. No words seem applicable.
Treating “the Way” or “the One” or “Brahman” as names does not solve the
problem. Plotinus tells us that it is precisely because the One is not an entity
that “strictly speaking, no name suits it” (Enneads 6.9.5). (To the
Neoplatonist Plotinus, names are like Platonic “forms” rather than simply
conventional labels we apply to things.) Indeed, Eckhart said that by not
being named, we named God (2009: 219). According to Shankara, the idea
of Brahman as an entity is superimposed (adhyasa) on the name “Brahman”
(Brahma-sutra-bhashya 3.3.9). Laozi’s distinction between a “private
name” (ming) and a “public name” (zi) (Daodejing 25)—i.e., “the Way” is
used only in the first sense since there is no public name for it—does not
get around the problem: private names still mark off an object.12 Similarly,
even if Nagarjuna is referring to “dependent-arising” (pratitya-samutpada)
as merely a “designation” (prajnaptir) (Mula-madhyamaka-karikas 24.18),
this does not help. Neither does treating “God” as merely a placeholder for
the mystery experienced in theistic experiences. In short, language appears
under the mirror theory to be a Procrustean bed, and so what is experienced
is declared ineffable.
Shankara quotes from a now unknown Upanishad the case of Bahva,
who when asked to explain the self said “Learn Brahman, friend” and fell
silent. When the student persisted, Bahva finally declared: “I am teaching
you, but you do not understand: silence is the self” (Brahma-sutra-bhashya
3.2.17). Here silence itself becomes the thing known, not merely a part of
the meditative techniques to attain mystical experiences: the inner silence
does not merely reflect the mystic’s mental state resulting from stopping the
noise of the discursive mind, but indicates the nature of a transcendent
reality. Brahman is silent, as Eckhart also says of the transcendent ground
(McGinn 2001: 46). And by Bahva speaking of silence in this way, the
problem with language is reintroduced. Also notice that Bahva did not
remain silent for long. Silence here is a teaching technique, and teachers
seldom end up taking a vow of silence. The same is shown by the tale
known as the first Zen story of the Buddha silently holding up a flower and
only Kashyapa understanding. The Buddha too did not remain silent but
extensively taught verbally. The Buddha was called “the silent one of the
Shakya clan” (shakya-muni), but this referred only to his training on the
path; in the enlightened state, he was “silent” only in the technical sense
(following the mirror theory) that words are not real and thus he did not
utter a “real” sound when he spoke. This also means, as Madhyamikas
emphasize, that there is nothing real (sat) to teach and that the
Madhyamikas advance no theses (pratijnas) (e.g., Mula-madhyamaka-
karikas 25.24) since nothing is self-existent.
Silence protects both the experiences themselves and the reality
experienced. But it is hard to remain silent about something that mystics
consider fundamentally important. In Jalal al-din Rumi’s words, “There is
no way to say this, … and no place to stop saying it.” Indeed, claiming that
one must be silent only enhances the otherness and importance of an
alleged transcendent reality. Moreover, our analytical mind’s innate
tendency to conceptualize takes over after introvertive mystical
experiences. Both mystics themselves and the unenlightened want to know
what the mystics are being silent about. Hence the paradox of ineffability:
in order to claim that a transcendent reality is beyond all names, we must
name it. Merely saying that there is something “transconceptual” is not
itself to form a conception of anything, but in our unenlightened state we
will form a mental object for thinking about “it.”
It is very common today to claim that mystics are irrational: their discourse
is “beyond reason,” “logic does not apply to mystical discourse,” mystics
are “unconstrained by logic” or have “abandoned the intellect.” They are
claimed to have “their own unique logic,” or to be unable to speak without
falling into “contradictions and gibberish.” Scholars routinely declare that
mystics are by definition irrational, without further discussion (e.g.,
Garfield & Priest 2003). Indeed, mysticism is often considered the very
paradigm of irrationality, and conversely any irrational claim is label
“mystical.” Mystics’ alleged irrationality is taken as grounds to place
mystical experiences among the emotions rather than among cognitive
activities. However, such claims do not hold up when mystics’ writings are
actually examined. In fact, their writings are typically rational by traditional
“Western” standards. This is not to deny that mystics often revel in paradox,
but only to claim that mystics can also produce rational arguments on
occasion and that the paradoxes can be explained.1
In chapter 3, one question was whether it is rational for mystics or
nonmystics to accept mystical cognitive claims or to adopt a mystical way
of life today. Here the issue is whether mystics themselves “think
rationally” in the statements and arguments they make. As noted in chapter
3, today persons usually are called irrational only if their thoughts or actions
defy the well-established knowledge of their day or if their beliefs are not
coherent but contain blatant contradictions. Of course, what is considered
the “best knowledge of the day” varies from culture to culture and era to
era. Thus, what it is to be rational will depend on the reasons and beliefs of
a particular culture and era: they determine what is “reasonable,” “natural,
“logical,” and “plausible.” It was once rational to believe that the earth was
flat and did not move, but that is no longer rational. Mystics from classical
cultures will differ from modern “common sense” in the premises of their
arguments and perhaps in what is taken to be a reasonable inference, both
because their experiential base is broader than ours and because the beliefs
of different premodern cultures differ from modern science-inspired beliefs,
and what is accepted as “rational” in science may change as research
progresses. But that does not mean that mystics are necessarily irrational in
their reasoning. Today naturalists may equate “being rational” with “being
scientific,” but it is not obvious that accepting experiences as cognitive that
cannot be checked in a third-person empirical manner, as scientific claims
in principle should be, necessarily make mystics irrational in their
reasoning. (Mystics must also find transcendent claims meaningful, even if
philosophers today raise objections.)
Logic was not a major topic of concern to classical mystics.2
Nevertheless, mystics can be as logical as nonmystics. For example,
Shankara argued that contradictory properties cannot exist together
(Brahma-sutra-bhashya 2.1.27), and much of his commentaries on the
Upanishads deals with resolving apparent contradictions. So too, mystics’
arguments may be logical in their structure by Western Aristotelian
standards. A culture need not devise an Aristotelian syllogism to follow the
rules implicitly. And mystics’ writings do typically implicitly abide by the
three basic principles central to Aristotelian logic: the law of identity (x is x
and not not-x), the law of noncontradiction (that nothing can be both x and
not x), and the law of the excluded middle (that anything is either x or not x
with no third possibility). In Indian philosophy, all schools accept some
form of inference (anumana) as a means to at least the conventional kind of
correct knowledge. But the reasoning is in terms of concrete things found in
our experience of the world rather than in terms of necessities and
probabilities, and there are no discussions of logical principles in the
abstract or why these laws should be accepted. The syllogisms in the Nyaya
Hindu school and Madhyamaka Buddhism differ in form from Western
ones; in particular, examples (both positive and sometimes negative
examples supporting a premise) are an element in the formal syllogism.
What counts as a “necessary truth” or an induction does vary because of
differences in the premises accepted and in what is considered important.
Thus, even if there are some cross-cultural standards of reasoning, the
criteria that each mystic employs to make judgments concerning different
experiences and the views of other traditions may be internal to that
mystic’s tradition.3 But the deductions themselves (i.e., truth-preserving
inferences) obey the Aristotelian rules. If so, this is a bulwark against any
complete postmodernist relativism in rationality in an argument.4
In sum, rationality requires having good reasons for one’s beliefs and
actions, but such reasons and some aspects of valid arguments will be
defined by one’s culture. However, if classical mystics accept the best
knowledge of their culture and era and are logical in their reasoning, then it
can be concluded that they are rational in the only way that can be judged
today. (Note that this does not mean that classical mystics are being judged
rational by alien cultural standards; rather, what would be shown is that the
Aristotelian rules of logic are in fact implicit in their own standards of
reasoning. Nor is the issue in the present chapter the one considered in
chapter 3 of whether we would deem mystics to be rational today in
believing the mystical claims of an earlier time and culture.) Whether
mystics accept the best knowledge of their culture and era does not seem to
be an issue. The metaphysical premises that classical mystics in various
culture endorse may seem problematic in light of our modern beliefs, but
they too are not an issue for rationality. Rather, the issue is how mystics
argue. This question will be addressed here by looking at two topics: the
alleged paradigm of mystical irrationality (paradox), and a case study of
one mystic’s way of arguing (the Madhyamaka Buddhist Nagarjuna). But
first a note on differences in the general style of reasoning among cultures.
Paradox
The most often cited instance of mystics’ blatant disregard for reason is the
violation of the laws of logic in paradoxes. And mystics do frequently say
something about what was experienced and then immediately deny it. But
paradoxes are not any counterintuitive claims or inadvertent
inconsistencies.14 Rather, they are purposeful combinations of the positive
characterizations of what is experienced and their denial. That is, positive
affirmations and their negations are knowingly linked in concise
contradictory statements.15 To many philosophers, mystics speak in
paradoxes simply because they have no coherent insights to state and so
they deliberately obfuscate. Critics take such remarks to be the height of
irrationality since we cannot consistently hold at the same time two beliefs
we believe are inconsistent. Thus, paradoxes are grounds for rejecting
everything mystics say about alleged transcendent realities.
Consistency of statements and coherence of all of one’s beliefs do
seem to be basic to the idea of rationality.16 As a simple matter of the logic
of belief, to believe a claim is to believe it is true and to reject genuinely
conflicting claims as false. In dissent, some recent “dialetheists” in
philosophy argue that the law of noncontradiction should not be applied in
all cases, because some contradictions at the limits of our knowledge are
true and there may be adequate grounds for holding explicitly contradictory
beliefs. Walter Stace also believed that while some mystical statements are
true (1960a: 182–183, 298–99, 305), they are inherently paradoxical (ibid.:
270–74). If so, consistency would not be a necessary condition of
rationality. Graham Priest (2002, 2004) argues that all attempts at closure at
the boundaries of thought and of what is knowable in science lead to
contradictions—any conceptual process crossing those boundaries results in
the paradoxes of self-reference—but that these contradictions state truths,
and something contradictory about reality itself renders such contradictory
statements true. This position tolerates at least some inconsistencies in a
rational system of thought. Mysticism would be one such attempt at closure
leading to paradoxes. But if mystical paradoxes can be shown to have a
noncontradictory content, such a view of logic is not needed. To most
philosophers, even if the world itself is inconsistent, this does not mean we
should abandon reasoning about it in a self-consistent way—an
inconsistency in our assertions indicates only that we do not know what we
are talking about on that issue (Rescher & Brandom 1979: 139).
For the vast majority of philosophers, no contradiction can state a true
fact. Most philosophers think that a statement cannot be intelligible without
obeying the laws of noncontradiction and the excluded middle. Any
“veridical paradox” requires “a repudiation of part of our conceptual
heritage” (Quine 1976: 9). How can two claims be true if they contradict
each other? How can I believe both that the Mets won the 1969 World
Series and that the Yankees won that series when I know there can be only
one winner? What exactly would my belief be about who won the series
that could comport with the facts? Even at the boundaries of thought, what
can a person be said to believe if his or her beliefs are a contradictory
muddle? How can a person believe what he or she cannot understand
coherently? Indeed, the basic principles of logic may merely make explicit
how language operates. And Bertrand Russell can rightly ask how can we
tell the difference between a paradox that veils a profound truth and one
that is simply nonsense? As Ronald Hepburn put it: “When is a
contradiction not a mere contradiction, but a sublime Paradox, a Mystery?
How can we distinguish a viciously muddled confusion of concepts from an
excusably stammering attempt to describe what has been glimpsed during
some ‘raid on the inarticulate,’ an object too great for our comprehension,
but none the less real for that?” (1958: 17).
But are mystical utterances really incoherent? It should first be noted
that not all mystical utterances are in fact paradoxical. Paradoxes occur less
often in “thin” phenomenal descriptions of mystical experiences’
characteristics and more often in “thick” accounts of mystics trying to
understand what was experienced.17 Nevertheless, mystics do easily end up
speaking in paradoxes: they ascribe something to a transcendent reality
because it seems appropriate to what was experienced, but then because the
mirror theory of language they must immediately deny it since the reality is
not a phenomenal object and the unenlightened will assume words apply
only to such objects. Thus, they may say God is a person and not a person,
and so on. Or mystics may combine symbols in a way that appears
paradoxical, as with John of the Cross’s “ray of darkness” or Laozi’s “dark
brightness” to express the sense of experiencing a profound reality that
cannot be comprehended with the analytical mind. In introvertive
mysticism, the problem arises from the otherness of the transcendent
realities that are experienced. In extrovertive mysticism, the problem arises
from the fact that phenomena exist but are not distinct and self-existent, and
hence they are not “real” in that sense. From the Diamond-Cutter Sutra (3):
“However many sentient beings there are in the world of beings, … all
sentient beings will eventually be led by me to the final nirvana. … And yet
when this unfathomable number of living beings have all been led to
nirvana, in reality not even a single being actually will have been led to
nirvana.” This paradox of saving “nonexistent” beings plants a
contradiction at the very heart of the Buddhist bodhisattva way of life:
bodhisattvas see that sentient beings “do not exist” and yet they do not
abandon them but lead them to (an equally nonexistent) nirvana. And the
paradoxes do not stop there: the Prajnaparamita texts are replete with such
confusing claims as “Dharmas are not dharmas,” “The teaching is a
nonteaching,” “The practice is a nonpractice,” “The nature of all factors is a
nonnature,” “Bodhisattvas strive for enlightenment, but there is nothing to
strive for,” and “I am enlightened and yet it does not occur to me that I am
enlightened.”18 The Sanskrit in each case makes it clear that contradictions
are intended, even when consistent forms could have been stated in
Sanskrit.19 And the sheer length of the texts testifies to the fact that these
writers did not reject language in general. Thus, contradictions seem to be
part of their program (see Jones 2012c: 220–23).
Sometimes paradoxes arise because a particular language cannot
express something nonparadoxically that another language can express
without contradiction. For example, in ancient Egyptian the word for
“south” was “to go upstream” and the word for “north” was “to go
downstream,” reflecting the direction of the northerly flow of the Nile
River. So when Egyptian soldiers encountered the Euphrates River, which
flows south, they had to call it “that circling water that goes downstream in
going upstream” (Wilson 1949: 45–46). The physical situation itself was
obviously not paradoxical, but their language simply could not handle what
the soldiers clearly saw. That is, a coherent idea may simply not be statable
in one particular language (see Henle 1949). (Also note that the soldiers’
conceptual framework did not control what they saw, contra constructivism:
it was because they could plainly see what direction the Euphrates was
flowing that they had a problem.)
Perhaps the Egyptians came up with new terms to handle the situation
without contradictions, but the problem with mystical paradoxes does not
seem solvable by devising a new language. In practice, no language appears
to be more “mystical” than another—mystics East and West have the same
problem whatever their native language is. New uses are given to old words
through metaphoric extensions, and occasionally a new word is coined
(e.g., being “oned” with the One), but the denials of the applicability of
language to transcendent realities go on unabated. This indicates that the
problem mystics see with language lies with the very nature of any
language, and this explains why apparently no mystic has tried to invent a
new language. To be more precise, if the problem lies with how we
normally view language as working (i.e., the mirror theory), the problem
would remain even if some mystic did invent an entirely new language. No
new language will be exempt, since all languages must operate by making
distinctions: we would still tend to project onto reality whatever categories
the new language differentiated (and so extrovertive mystics would object),
and the unenlightened would still tend to reduce any designated
transcendent realities to merely unusual phenomenal ones (and so
introvertive mystics would object). And the paradoxes of affirming features
of reality and then denying them would remain.
Resolving Paradoxes
Some mystical paradoxes result from using different senses of the same
word in both their affirmative and denial halves and so can be paraphrased
consistently. For example, “knowing without knowing” can be unpacked as
“experiencing a transcendent reality without being able to conceptualize or
‘grasp’ it after the experience.” So too, when Meister Eckhart said “no man
can see God except he be blind, nor know him except through ignorance,”
he is talking about mystically experiencing a transcendent reality by first
“unknowing” sense-experience and worldly phenomena (see 2009: 140–
41). Through such emptying, one attains the “inner desert” or “darkness”
where God shines (ibid.; McGinn 2001: 153). Or when he said “Let us pray
to God that we may be free of God” (2009: 422), he meant that God existed
but he wanted to be free of even the idea of “God” so that he could be
empty of all “images,” and thus let the inward “birth of the son” occur.
Thus, one is full in one sense and empty in another: to be empty of all
created things is to be full of God, and to be full of all created things is to be
empty of God (Eckhart 1981: 288). The recurring plenum/vacuum paradox
can be treated similarly: the source of the world’s being is empty of
differentiated phenomena but full of beingness—the source is empty in one
respect and full in another.20 The role of different senses can be seen in the
matter of depth: God is present everywhere (in the depth of beingness) and
nowhere (in the diverse surface phenomena). It is like a common light
source being present in all of the colored spectrum: red is not blue, but their
substance is identical in being from the same source. To imagine
transcendent realities as the same in nature as phenomenal objects (as
philosophers routinely do) would make this paradox unresolvable—we
would end up with a bizarre nonmystical pantheism in which each object is
identical to every other one. But beingness is not a matter of identity on the
“surface” phenomena of the world: here objects remain differentiated. In
Eckhart’s words, objects are distinct in their “creaturehood,” but they are
the same in their “is-ness” (istigkeit). So too, he can paradoxically refer to
creatures as “pure nothing”: they all exist, but their being comes only from
God, and thus in themselves they are ontologically nothing. The same
occurs with respect to the nature of transcendent realities. Thus, theistic
mystics may deny that God exists in the way that phenomena exist and yet
not want to deny that God exists at all, and so they may say “God both
exists and does not exist” or “God is both real and unreal” when they mean
only that the mode of existence of a transcendent reality is different from
that of phenomenal objects.
In short, such paradoxes can be restated consistently and so are not
evidence of inherent irrationality in mystics’ thinking.21 But many
commentators have no problems accepting, for example, the Prajnaparamita
paradoxes noted above, and in fact embrace the idea that these texts were
not meant to be understood by “ordinary logic.” Edward Conze can say that
a passage in the Heart Sutra propounds “just plain nonsense” (2001: 88)
and that the Diamond-Cutter Sutra “has left the conventions of logic far
behind” (1978: 19). Thich Nhat Hanh translates a passage from the
Diamond-Cutter Sutra as “What are called ‘all dharmas’ are, in fact not ‘all
dharmas.’ That is why they are called ‘all dharmas’ ” (2010: 21), and he
later states “When we look at A and see that A is not A, we know that A is
truly A” (ibid.: 118). Conze too thinks the laws of logic are violated in the
Heart Sutra: “ ‘A is what A is not,’ or ‘what A is not, that is A’ ” (2001:
90). If this were the case, then the texts would indeed make no sense.
Conze’s overall assessment is that the Perfection of Wisdom “had resorted
to the enunciation of plain contradictions as a means of expressing the
inexpressible” (1967: 141), and “In a bold and direct manner the
Prajnāpāramitā Sūtras explicitly proclaim the identity of contradictory
opposites, and they make no attempt to mitigate their paradoxes” (1953:
126).
But is Prajnaparamita thought in fact consistent? It is one thing to say
that writers intentionally use paradox as a rhetorical device or for
soteriological purposes (i.e., to free unenlightened minds of concepts), but
as long as the content can be explained or the texts can be paraphrased
without contradictions, the texts are rational.22 It is another thing to say that
these writers intended nonsense (see Sangharakshita 1993: 24). Is the
Diamond-Cutter Sutra really just simply meant to be chanted for esoteric
reasons and never meant to have an intelligible message? In fact, it is fairly
easy to render intelligible the contradictions presented above by
paraphrasing and explaining them. The central point is that the factors of
the experienced world (dharmas) do exist as parts of the phenomenal world
but are not “real” only in one particular metaphysical sense: they do not
exist by their own power or have some unchangeable intrinsic nature
(svabhava) that separates each from other things, as the untutored mind
normally supposes. It is then no mystery that the texts state both that there
are dharmas but that they do not “exist” in the sense of existing through
their own self-existence. All that is meant is the readily intelligible claim
that there are dharmas in the world, but they all depend on other
phenomena and thus do not exist separately and permanently. There is
nothing paradoxical about the factual content of the claim, even if the form
—“there are dharmas, but there are no dharmas”—is contradictory: there
are dharmas in one sense (as dependently arisen parts of the world) but not
in another (as self-existent entities). So too with the claim “The practice of
the Perfection of Wisdom is a nonpractice”: there is a bodhisattva practice,
but nothing about it is self-existent and thus it is not “real.” And so too with
the basic bodhisattva paradox: there are no self-existent beings, but there is
something there (impermanent configurations of “persons”) to point toward
nirvana (which also is not self-existent). To generalize: there are things in
the world, but they are free of any self-existence. Thus, the actual claims
stated in paradoxical forms are resolvable consistently and intelligibly. The
same with the apparent paradoxes resulting from the Buddhist “two truths”
strategy when the conventional point of view is combined with the point of
view of highest purposes: conventionally, there are impermanent
configurations that can be labeled “houses” and “trees,” but from the
ultimately correct ontic point of view there are no such self-existent units
and thus such entities are not real.
Thus, the Prajnaparamita paradoxes resolve in a manner similar to that
of the theistic paradoxes: the affirmative phrase and the denial phrases of a
paradox involve different subjects or different senses of what is referred to.
Here, there are dharmas, but they do not have any self-existence and so do
not “exist” from the point of view of highest matters, since they are not
permanent and independent—thus, they are first affirmed as part of the
experienced world and then denied as self-existent. But these statements
can be restated consistently: “There is no real, self-existent ‘I’ (or dharma,
teaching, beings, and so on), but the conventional term is still useful for
denoting fairly coherent but constantly changing parts in the flow of
phenomena.” The “paradoxes” result from juxtaposing two senses of, for
example, “a being”: beings in the ordinary sense that the mirror theory
requires do not exist, but there is still some reality there. There is no
separate and enduring entity to lead to nirvana, but the reality underlying
the “illusion” of a self-existent entity is still there. In sum, things do exist
but not in the way we normally imagine.
Some mystical claims appear paradoxical due merely to
misunderstanding what the writer intended. Nagarjuna’s claim that “All
statements are empty” (shunya) is often taken to mean that all statements
are empty of any intellectual content, and thus paradoxically “it is not
reasonable to take any statement seriously—including the one that states
that all statements are empty” (Biderman & Scharfstein 1989: x)—or that
“the ultimate truth is that there is no ultimate truth” or that he was
profoundly skeptical about our ability to arrive at the ultimate truth about
reality (Siderits 1989: 213, 247). In short, no statements are true. However,
Nagarjuna never said anything of the sort. In saying statements are empty,
he said only that they are not ontologically self-existent (svabhava),
certainly not that they are empty of intellectual content or meaning. His
claim is that statements, like all phenomena in the world, could not function
if they existed self-existently (e.g., they would be permanent and never
arise), not that they are meaningless. In fact, he addresses this objection in
his Overturning the Objections (Vigrahavyavartani).
Jay Garfield and Graham Priest apply dialetheist ideas to Nagarjuna
(2003), but they can do so only by making up statements in their “rational
reconstruction” of Nagarjuna’s thought that he never made: “There are no
ultimate truths, and it is ultimately true that everything is empty,” “Things
have no nature, and that is their nature,” and “There are no ultimate truths,
and that is one.” Nagarjuna instead said things that were consistent—to
make up statements as they did: “There are ultimate truths, e.g., all things
are dependently arisen and empty of anything self-existent,” and “The
nature of things is that they have no self-existence.” To claim as they do
that “Things have an intrinsic nature of having no intrinsic nature” would
be to distort the nature of Nagarjuna’s arguments: to him only things that
are self-existent have an “intrinsic nature” (svabhava), and so dependently
arisen things can have no intrinsic nature. Garfield and Priest needlessly
make a clear point paradoxical by combining two senses of “nature”: it is
the nature (in the ordinary, nontechnical sense) of all phenomena that they
are empty of anything—any “intrinsic nature” (svabhava)—that would give
them self-existence. What Nagarjuna actually said is consistent (the “four
options” is dealt with below). In short, Garfield and Priest are introducing
paradoxes into Nagarjuna’s thought where there are none. And as they have
to admit, later Madhyamikas do not help their case: Chandrakirti explicitly
said never to accept contradictions, and they could not point to any Indian
Buddhist commentators who accepted their alleged paradoxes (Deguchi,
Garfield, & Priest 2013: 429). They also assert that such Tibetan
commentators as Tsongkhapa explicitly worked to defuse apparent
contradictions and that the Buddhist logicians Dignaga and Dharmakirti
explicitly endorsed the law of noncontradiction. Chandrakirti wrote that
there should be no debating with one who persists in maintaining a
contradiction when confronted with it because there is no debating with
someone who is out of their mind (unmattaka) (Clearly-Worded
Commentary 15.10).
Sometimes translations create paradoxes where there are none.
Consider Thich Nhat Hanh’s translation of part of the Diamond-Cutter
Sutra: “What are called ‘all dharmas’ are, in fact, not ‘all dharmas.’ That is
why they are called ‘all dharmas’ ” (2010: 21). The last sentence makes the
claim sound absurd. And a phrase with that structure appears often in the
Perfection of Wisdom in 8,000 Lines and has been translated in that way by
many. But the proper translation of one Sanskrit word dissolves any
paradox. For example: “The Buddha has taught that the factors specific to
buddhas are not in fact (self-existent) factors of buddhas. In this sense
(tena), the factors specific to the buddhas are spoken of.” Tena means “by
this” or “in this way,” and to translate it as “that is why …” only needlessly
introduces a paradox. Thus, unless one is committed to requiring the
Diamond-Cutter Sutra to be paradoxical, the last line can be translated
nonparadoxically to mean simply “Thus is the case with the factors” or
“That is how we treat the factors of a buddha.” The actual point that there
are no “real” (i.e., self-existent) factors of a buddha can come through the
translation clearly without absurdities.
We certainly do not have to conclude that the Diamond-Cutter Sutra is
meant to be an unintelligible and meaningless mantra only to be chanted
and not to be understood (although its popularity may be in that regard).
And the same is true of the other Perfection of Wisdom texts. Nor do we
have to endorse Bhikshu Sangharakshita’s conclusion concerning the
Collection of the Highest Qualities: “if it resists our attempts to make sense
of it, if it refuses to be contained by our intellectual expectations, this is
because it is not supposed to be useful to us in any way that we can
understand” (1993: 24). He claims that perhaps the text only seems
confusing because “we are locked into linguistic … conventions which
require the text to offer itself in one specific sequence,” but “if we insist
that the requirements of the logical mind be satisfied, we are missing the
point” and if the text “were all set forth neatly and clearly, leaving no loose
ends, we might be in danger of thinking we had grasped the Perfection of
Wisdom” (ibid.: 44). But there is no need to argue that these texts are using
paradox to convey an underlying irrationality of mystical insights. The
Perfection of Wisdom’s message can be stated simply and consistently: all
things are impermanent and dependent on other things; there is nothing self-
existent in the world; and bodhisattvas try to guide the impermanent chains
of dependent factors that we conventionally label “persons” toward the final
rest that we conventionally call “nirvana.” No special experiences, mystical
or other, are needed to see the rationality of the actual claims or to
understand them.
Many alleged paradoxes arise from mixing points of view in this way
and can be restated free of contradiction by indicating the differences in the
affirmative and denial halves of the paradox. Implicitly accepting the mirror
theory of language while knowing that language does not really mirror
reality may be behind many paradoxes. Mystics do accept that some terms
reflect the experienced reality as it is (“real,” “one,” “immutable”), but they
also see the problem of the possible misunderstanding and distortion by the
unenlightened, and so they immediately deny the applicability of the terms,
resulting in a paradox. But the content of the paradox can be restated
without paradox if the mirror theory is rejected—i.e., the denial half is not
actually needed. A theistic mystic may say “God neither exists nor does not
exist” when what is meant is that God neither exists in the manner
phenomenal objects do nor does not absolutely not exist; in short, God
exists but his mode of existing differs from that of anything else.
Shankara’s explanation of negation can also be explained by the mirror
theory. Paradoxes result from superimposing attributes upon Brahman that
are known to be false so that no one believes that Brahman does not exist,
but these attributes must then be negated to show that they in fact do not
apply to what is not an object (Brahma-sutra-bhashya 3.3.9). The mirror
theory also accounts for his paradox that the world neither exists nor does
not exist but has an indefinable or inexpressible (anirvachaniya) status:
anything describing the status of the world that is not self-contradictory
would indicate that it is real—which it is not since it does not meet the
criterion of being permanent and unchanging—and so it must be denied,
leaving its status inexpressible. If the mirror theory is rejected, Advaitins
can consistently affirm that the world exists in some sense and deny it is
either real (sat) in the way that Brahman alone is real (permanent and
unchanging) or totally unreal (asat).
Many alleged paradoxes of the transcendent are simply conflicts with
everyday ideas, which is only to be expected if transcendent realities are
ontologically “wholly other.” Some claims appear paradoxical until they are
explained, because they conflict with our currently accepted beliefs or have
a conclusion that does not seem to follow from accepted premises. But if a
claim can be explained in terms of analogies from the natural world (e.g.,
how a dreamer both is immanent to everything in the dream and yet
transcends it), the apparent paradox disappears. But many religious people
are not bothered by the contradictions in their theology. In fact, Christians
have no qualms about “mysteries”—thus, they can affirm one claim (“Jesus
is entirely human”) and turn around and immediately affirm the opposite
(“Jesus is entirely God”) without blinking. Many Christians affirm both our
freedom of will (so that we, and not God, are responsible for sin) and that
God absolutely controls every event (so whatever happens is ordained by
God) without being bothered by the blatant contradiction. Indeed, many
theists believe things of God precisely because they are impossible—if the
claims made sense, they would not need faith. They may accept that
“human reason” cannot resolve the mysteries and simply accept the
cognitive dissonance. To quote Tertullian’s famous dicta: “It is to be
believed because it is absurd (ineptum),” “It is certain because it is
impossible,” and “I believe because it is impossible.” These paradoxes
result from conflicting religious doctrines—rather than paradoxes resulting
from trying to express the experience of a transcendent reality in worldly
terms—and may not be resolvable.
At least in mysticism, the paradoxes result from alleged encounters
with reality and thus are more directly experientially based than general
theological thought is. But the question here is whether mystical
experiences necessarily require paradox. A genuine paradox results when a
statement refers to one subject in a contradictory manner. It would not be
resolvable into a consistent set of statements. But the apparent mystical
paradoxes I know of can be paraphrased without a contradiction and
without the loss of any of their assertive content because their affirmation
and denial do not end up making conflicting claims. (This is not to say that
mystics, any more than the rest of us, are always consistent—they may say
one thing in one part of their writings that contradicts something elsewhere.
The intentional contradictions of paradox are something else.) Each
paradox must be examined in its context to determine if its apparent internal
conflict can be defused. But that there are apparent paradoxes is not too
surprising if a mystic does not see how the paradoxicality arises from an
implicit theory of language. So too, mystics may often intentionally use
paradoxes as soteriological tools for their shock value to emphasize both the
otherness of transcendent realities or phenomenal reality free of conceptual
boxes, and our inability to understand with the analytical mind what is
experienced. (However, employing paradox is not an effective tool when
people think the mystics are simply speaking gibberish.) Paraphrasing may
also eliminate the soteriological value of paradox by removing its shock
value.
The soteriological effect of paradox may explain the Prajnaparamita
writers’ seeming delight in employing paradoxes. Zen koans can also be
seen as soteriological in intent. These are mental puzzles, utilized in a form
of analytical meditation, designed to force a disciple to see that concepts
control our mental life and to attain a sudden breakthrough into our true
selfless nature, free of the grip of thinking and experiencing through
concepts. Koans are deliberately absurd and some involve paradoxes. They
sound like meaningful sentences—“What is the sound of one hand
clapping?”—but by contemplating them the disciple eventually sees that
they are like the grammatically correct but absurd claim “She is a married
bachelor” and eventually sees that there are no “real” (permanent,
independent) objects for language to refer to.
Nagarjuna’s Reasoning
Scholars are across the board on the relation of Nagarjuna’s arguments to
logic—he is seen as doing everything from not understanding logic to
denying logic altogether to advancing a new three-valued logic. Was he
“obviously and profoundly distrustful of logic” (Huntington 2007: 111)?
Did he reject the law of the excluded middle (Staal 1975: 39)? Did not his
denial of one position logically commit Nagarjuna to holding the opposite
position (which he also denies)? Did he “use logic to destroy logic”? Was
he simply inconsistent or irrational—e.g., both affirming and denying the
existence of entities, or claiming that what is dependently arisen cannot
arise, or contradicting himself by resorting to a view to destroy all views?
But the antirationalist position does not survive an examination of
Nagarjuna’s works and the total context of each of his remarks. Nor is there
anything in any of his works that suggests that he relegated rationality to the
conventional level of truths or introduced a new multivalued logic. In fact,
it appears from the structure of his arguments that he did not violate any of
the basic laws of logic, nor was he in any other way irrational. In effect, in a
reversal of what Parmenides used logic to do, Nagarjuna used reason to
show that permanence is impossible and that all is changing, and he did so
in an eminently rational way, including implicitly relying on both the law of
the excluded middle and the law of noncontradiction.
Like most traditional people but unlike modern Western philosophers,
Nagarjuna spoke of a conflict of properties, not statements—i.e., he said
that something cannot be or have properties x and not-x or that x and not-x
cannot be in the same place at the same time, not anything about the
relation of statements. His focus was on the world, not the logic of
statements. Many of Nagarjuna’s arguments proceed on the basis that x and
not-x are mutually exclusive and that there is no third possibility. For
example, he used the law of the noncontradiction in Mula-madhyamaka-
karikas (“MK”) 8.7: “ ‘Real’ and ‘unreal’ are opposed to each other—how
could they exist together simultaneously?” (see also MK 7.30, 21.3, 25.17,
25.25–27). An entity (bhava) and its absence (abhava) cannot exist together
(MK 25.14). So too, he utilizes the law of the excluded middle: “A mover is
not stationary, just as a nonmover is not stationary. And other than a mover
or a nonmover, what third possibility is stationary?” (MK 2.15; see also MK
1.4, 2.8, 3.6, 4.6, 6.10, 8.1, 21.14).26 Indeed, Nagarjuna’s basic method of
arguing fails if the contrast between x and not-x is not exclusive and
exhaustive since his conclusion of emptiness (shunyata) as the only
alternative to a world of self-existence (svabhava) would then not follow.
So too, if Nagarjuna accepted that contradictions could state a truth, as Jay
Garfield and Graham Priest (2003) contend, then again his argument would
fail since the contradictions again would not be grounds to accept
emptiness. That is, the only way Nagarjuna gets to emptiness is to eliminate
self-existence, since he rejects advancing any independent positive
arguments for emptiness, and so he has to remove all logical possibilities
for self-existence—if a contradiction concerning self-existence affirms a
truth, his arguments collapse.
Nagarjuna also employed the simplest form of an inference,
recognized in the West as modus ponens (e.g., MK 19.6):
(1) If A, then B;
(2) A;
(3) Therefore, B.
He also used the more complex modus tollens (e.g., MK 24.24, 27.7):
(1) If A, then B;
(2) Not B;
(3) Therefore, not A.
For example, if (A) there were self-existence, then (B) there would be no
change (since change of any kind is impossible for what is self-existent and
thus permanent); but (not B) we see change; and so, (not A) there is no self-
existence. Such reasoning is a staple of Western philosophy and logic.
But Richard Robinson thought that Nagarjuna violated one law of
logic (1957: 297). Verse 13.7 of the Karikas reads: “If there were anything
at all that is not empty, then there would be found something we can call
‘empty.’ However, there is found nothing that is nonempty—how then can
there be the ‘empty’?” This and other verses of the same form (MK 10.7,
7.17) can be interpreted as violating the law of contraposition or the fallacy
of the antecedent. It has this logical form:
(1) If A, then B;
(2) Not A;
(3) Therefore, not B.
It has the same logical form as “If it is sunny today, it is not raining; it is not
sunny today; therefore, it must be raining.” Obviously this is wrong—it can
be cloudy but not raining. However, Nagarjuna’s verse can also be given a
reading that does not violate logic: only something real (i.e., self-existent)
exists and thus could in principle be empty; and since there is in fact
nothing self-existent, there is no reality that could be empty. That is, the
first line states a necessary requirement: for something to be empty, it must
first be real—otherwise, there is nothing existent to be empty. Hence,
premise (1) would read: “Only if A, then B.” (Sanskrit does not have a form
to distinguish “if” from “only if.”) The conclusion then does logically
follow: “If A is necessary for B, and there is no A, then there can be no B.”
If so, the verse does not have the fallacious type of inference and does not
violate any law of reasoning. In fact, it is a very rational approach.
Nagarjuna also used another form of inference to make a point (MK
4.4, 13.4, 15.9, 20.1–2, 20.21, 21.9, 25.1–2, 27.21, 27.23–24).27 The form
is:
An Analogy
As an analogy, consider this book. The letters, numbers, punctuation, and
spaces are the smallest elements of the work, and the rules of grammar for
forming the words and sentences are a component distinct from such
elements. Scientists are like grammarians identifying the universe’s laws
(its rules of grammar) and the fundamental building blocks (its words and
elements). However, as grammarians, scientists are not interested in the
nature of the substance embodying the parts—the “ink” that embodies the
“letters.” What gives substance to the universe does not matter to scientists
any more than the material that this book is produced in (ink and paper,
electronic versions) matters to its informational content. That is, only the
informational content of the text counts in science, and this is independent
of the medium in which it is embodied. Physicists and chemists are not
interested in the “narrative of the story”—the history of the universe—but
only in the grammar, words, and elements utilized in the narrative.
Geologists, biologists, astronomers, and cosmologists do deal with this
historical dimension, but they are no more interested in the “beingness” of
the medium in which the story is embodied than are physicists and
chemists. In short, what scientists study in a “text” is not found by
analyzing the ink and paper.
To bring mysticism into the analogy: extrovertive mystical experiences
are a matter of experiencing the ink and paper apart from the formed letters,
the rules of grammar, and the message of the text. That is, the experiences
involve the beingness of the letters and the background paper, which is
irrelevant to the information that the scientists study. (The analogy breaks
down, since obviously science in the real world can also study the ink and
paper or any other medium—any material remains differentiated within the
world. This shows how difficult it is to make any analogies from our
dualistic world about something as basic as the beingness common to
everything.)
In sum, mystical experiences involve a different type of knowledge
than does science: we cannot get information about the medium of
embodiment from the information contained in the words of the text or vice
versa. Thus, no empirical findings or theories in science could rule out the
possibility that mystical experiences may be knowledge-giving of an aspect
of reality that scientists qua scientists ignore. Conversely, mystical
experiences of beingness are equally irrelevant to scientific theories of the
components and structures of nature.
Beingness and Science
So what is “beingness”? It is “existence in general,” to use a not-too-helpful
characterization. Even if there is something within the natural universe that
gives particles their mass (e.g., a Higgs field), we still have to ask what
gives that thing its being. Any further characterization of the “is-ness” of
reality—being-as-such—is difficult. The question “what is reality?” has
been a part of Western metaphysics since Parmenides, but it remains just as
big a mystery today. The philosopher Milton Munitz asks whether we can
even speak of beingness since it is not an object or set of objects (1965,
1986, 1990). Beingness, Munitz notes, “shines through” the known universe
but is not identical with it, and hence we are aware of it—as with “the
mystical” of Ludwig Wittgenstein’s mirror-theory-inspired Tractatus
Logico-Philosophicus (6.522), beingness manifests itself. But beingness
never presents itself to us as a phenomenon (i.e., as an object set off from
the observing subject), and so it is unutterable and incapable of being
conveyed in language since it is not conceptualizable as an object. Thus, the
proper response to our awareness of beingness is silence (Munitz 1986:
278). That is, the very beingness of the world cannot be “captured” by any
language, and thus we are left with only mystery. Nor is beingness an entity
of any type: it is not a thing or combination of things or the totality of
things. Unlike an object, it is not “conceptually bound.” It has no properties,
qualities, or structures to discover—it has nothing to describe. It is utterly
unique in that it is not an instance of any category whatsoever. Thus,
“beingness in itself” is unintelligible, since intelligibility requires the
applicability of descriptive or explanatory concepts (ibid.: 274). That is,
intelligibility relates to what something is or how it is, not to the underlying
that-ness of reality. We live in a world of differentiated objects and see and
speak only of those objects. Beingness itself remains beneath any
conceptual map we could apply to the world to create order. Once we start
speaking of beingness—or even just naming it—we make it one object
among objects, which “it” is not. That is, we see trees and buildings, not
beingness, and we cannot formulate propositions about it. (Note that
Munitz’s points are based on philosophical analysis alone, not on mystical
experiences, and presuppose the mirror theory of language.)
If Munitz’s position is correct, any explanations or understanding of
the beingness of our world would be foreclosed. But the important point
here is only that beingness cannot be studied scientifically since it is
common to everything: because it is structureless, we cannot put it to any
tests to see how it works. Treating the metaphysical beingness that keeps us
from lapsing into nonexistence as a form of natural energy (as Adolph
Grünbaum does [1996]) only leads to a problem: energy needs the
metaphysical power of beingness as much as anything else. So too, classical
mystical metaphysics may emphasize, as in Neoplatonism, the emanation of
the phenomenal realm to explain the relation of “being” to the realm of
“becoming,” or it may emphasize the ontic interconnection of things, but it
never emphasized the efficient causal connections of things within the
natural world.8 Any transcendent source of the universe is not shooting
natural energy into the world from another realm. The metaphysical power
of beingness may be constant or vary whether a law of conservation applies
to natural matter/energy or not. Scientists’ findings will always be about
features within the natural realm and cannot in principle affect the issue of
the ontic status of this realm as a whole.9 (But this does not mean that one
who is scientifically minded can deny beingness—the laws of nature must
be embodied in something.)
Complementarity
Many who see a similarity between mysticism and science in content but a
difference in method or vice versa speak of a “complementarity.” For many,
mysticism is a function of the right hemisphere of the brain and science the
left, so only by utilizing what comes through each separate hemisphere do
we have a “full-brain approach” (rather than the hemispheres working in
tandem). However, difficulties arise here. Mysticism and science do not
separate neatly into different compartments. It is not as if mysticism is
about the “inner world” of consciousness and science is about the “outer
world” of material objects: mystics work on consciousness, but they are
interested in the beingness of all of reality, including the beingness of the
“outer world,” and science is interested in the brain/mind. José Cabezón
elaborates the complementarity position: science deals with the exterior
world, matter, and the hardware of the brain, while Buddhism deals with the
interior world and the mind; science is rationalist, quantitative, and
conventional, while Buddhism is experiential, qualitative, and
contemplative (2003: 50). But he realizes there are limitations: Buddhism is
concerned with the external world, and science can study aspects of the
mind (ibid.: 58). It is also hard to see natural science as “rationalist” rather
than “experiential,” although there is the contrast between the necessary
conceptual element in scientific observations and theorizing versus its
lessening or total absence in mystical experiences. There are also
limitations on any compartmentalization of all elements of mystical ways of
life from science due to mystical ways of life embracing more than mystical
experiences, as just discussed.
The idea of complementarity at least affirms that mysticism and
science involve irreducible differences.17 Each supplies a type of
knowledge the other is missing. Each endeavor has theories that give an
account of reality that is complete in the sense that it covers one aspect of
all of reality, but the accounts are of different dimensions of reality. Since
they involve different dimensions in their core claims, they are logically
independent in their core claims; thus, changes in the claims from one do
not necessitate any changes in the beliefs of the other. Neither mystics nor
scientists need to dismiss the other endeavor. If, however, mystics do reject
science or scientists do reject mysticism, practitioners of either endeavor
would not see their own endeavor as missing something important that the
other supplies. Nothing in either endeavor calls for the other type of
knowledge. Most importantly, classical mystics reject knowledge of the
“differentiations” as truly reflecting anything ultimate about the nature of
reality; thus, attempts at a reconciliation of science and mysticism that
values science as cognitive will be at odds with classical mystical ways of
life.
The most popular way to reconcile mysticism and science as
complements is to claim that mystics are dealing with the “depth” of reality
and scientists with the “surface” of the same aspect of reality. That is,
mystics and scientists are utilizing different approaches to reality, but they
apprehend the same aspect rather than fundamentally different aspects of
the reality of structures versus beingness: mystics simply turn observation
inward and arrive at a deeper level of the same truth that scientists reach
observing external phenomena (e.g., Capra 2000). Since science and
mysticism both lead to the same basic knowledge, people only have to
choose the route that is more suitable to our own disposition and become
either a scientist or mystic—either way, they end up in the same place.
However, advocates of this position do not see its consequence: either
mystics are producing more thorough knowledge of what scientists are
studying—i.e., they get to the root of the same subject that scientists study
and thus are doing a more thorough job than are scientists—or scientists are
examining the same subject as mystics but with more precision. Either way,
one endeavor is superseded: either mysticism’s thoroughness renders
science unnecessary or science’s precision replaces mysticism’s looser
approach. Thus, this position becomes the basis for rejecting either
mysticism or science altogether in the end. So too, since science and
mysticism are achieving the same knowledge through different routes, there
is in fact no reason to bother with the strenuous way of life that serious
mysticism requires: all we have to do is read a few popular accounts of
contemporary physics, cosmology, and biology on complexity or “the unity
of things” and we will know what enlightened mystics know and hence be
enlightened. All that matters is learning a post-Newtonian way of looking at
the world, not experiencing the beingness of reality free of all points of
view. Conversely, by the same reasoning, scientists need not go through the
expense and trouble of conducting elaborate experiments to learn about
structures—mystics have already achieved the same knowledge with even
more thoroughness through their experiences. Mystics already know what
scientists will find on the quantum level of organization in the future, so
there is no need to conduct any more experiments—physicists should shut
down the CERN supercollider and just meditate.
In sum, if scientists and mystics are studying the same thing and one is
doing a better job, both endeavors are not needed. On the other hand, if
scientists and mystics are studying different aspects of reality that result in
completely different types of knowledge-claims, and if both do in fact
produce knowledge, then both endeavors in the end would be needed for
our fullest knowledge of reality. Together they form a more complete
picture of reality by supplying noncompeting knowledge of different
aspects of reality. It is not as if all we have to do is push further in science
and we will end up mystically enlightened, or push further in mysticism and
we will end up with a “Theory of Everything” for physics and all other
sciences. Scientists, including particle physicists and cosmologists, are not
even investigating areas that “border on the mystical,” but focus on another
aspect of reality altogether. Science and mysticism of course can be said to
have a “common pursuit of truth” and to be “united in the one endeavor of
discovering knowledge about reality,” or both “seek the reality behind
appearances.” But this only places both endeavors into a common, more-
abstract category of being knowledge-seeking activities—it does not mean
that they are pursing the same truths. Both mystics and scientists encounter
aspects of reality that we are not normally aware of, but this is not grounds
for positing any more substantive commonality—the difference in subject-
matter forecloses any greater convergence. Mystics and scientists are
engaging different aspects of reality differently, and for different purposes.
In short, scientists and mystics are doing fundamentally divergent things.
So too, mysticism and science may share a general ideal methodology
—i.e., careful observation, rational analysis, open-mindedness, and having
background beliefs (e.g., Wallace 2003: 1–29).18 But in actual practice, the
divergence in objectives and subject-matter between cultivating mystical
experiences versus scientific measurement and explanation cause very
different implementation of any common abstract general principles. In the
end, the only commonality may be features that any enterprise would have
whose purpose is to discover knowledge of reality and that encounters
things we would not expect from our ordinary experience in the everyday
world—knowledge based on experience, use of metaphors, and so on. The
two endeavors value types of experiences and conceptualizations very
differently, and this alone precludes any deeper convergence in “method.”
Reconciling Mysticism and Science
If one accepts that science gives knowledge of the structures of reality and
mysticism gives a knowledge of beingness, then reconciling science and
mystical spirituality is a worthy goal: each gives knowledge of a different
but equally real dimension of reality. But a way should be sought that does
not distort them, and thus does not join them in the usual “complementary”
manner (see Jones 2010: chap. 16 for one possible reconciliation). A role
both for our discursive mind and for stilling that mind would be needed:
reason is needed in science (and as discussed in the last chapter, in
mysticism), and the discursive mind involves objectifications in
understanding the structures of reality, but the human mind may also be
capable of experiencing reality free of the activity of the discursive mind in
mystical experiences.
At a minimum, scientific and mystical claims will always be
“harmonious,” “compatible,” and “consistent” on core claims since they are
dealing with different aspects of reality and hence they cannot intersect at
all in their basic claims. In Upanishadic terms, mysticism is a matter of
higher knowledge (para-vidya) and science would be consigned to lower
knowledge (apara-vidya) (Mundaka Up. 1.1.4–6). Basic claims in one
endeavor are simply irrelevant to basic claims in the other—logically, they
cannot converge or conflict even in principle. This makes reconciling
mystical claims and science very simple as long as mystics refrain from
making claims about how the phenomenal world works—e.g., they confine
introvertive claims to a transcendent self or ground of reality that is not an
agent causing particular events in the world. The metaphysics of naturalism
would be ruled out, but nothing from science itself could in principle
present a problem. However, as noted, mystical traditions have metaphysics
in their total ways of life that always reflect more concerns than cultivating
mystical experiences alone. Thus, problems may arise when a religious
tradition’s metaphysics specifies something that conflicts with science—in
particular, with consciousness and with a theistic god who acts in nature.
But such metaphysics do not relate specifically to the mystical experience
of beingness that is central to mysticism.
Thus, because of their differences in concerns, mysticism and science
remain distinct endeavors and basically irrelevant to each other. At best,
there is some overlap on their edges—e.g., science may help reform
mystics’ metaphysical beliefs or show more efficient ways to meditate, and
mystical ideas may suggest new theories to devise and test in science. All
that the theories in different extrovertive mysticisms and the sciences have
in common is a general metaphysics of impermanence and
interconnectedness of the components of reality, not the specifics of any
theories in science or mysticism. Thus, their “common ground” is strictly
on a metaphysical level. Neither endeavor can verify or falsify the other’s
claims. Similarly with introvertive mysticism: introvertive mystics’ claims
involve experiencing something that is neutral to scientific claims.
Nevertheless, this does mean that science does not, as is often claimed
in philosophy, eviscerate mysticism. One can accept theories in each
endeavor—indeed, one can practice both—without any cognitive
dissonance. But this is only because mysticism and science remain distinct
ways of knowing reality.
9
Morality doesn’t concern all of our actions and values, but how we deal
with other people. And it not merely a matter of conforming to a tradition’s
code of conduct, but of why we act as we do: to be moral, our actions must
be other-regarding, i.e., we must consider the welfare of the people on
whom our actions impinge and not merely our own interests. (See Jones
2004: 21–47 for this and other requirements of morality.) We need not be
exclusively other-regarding to be moral: we need not be a saint, a hero, or
even overly altruistic—we can advance our own interests and still be moral
as long as other-regardingness is a genuine part of our motives for acting.
But if we act only out of self-interest, our actions are not deemed moral, no
matter how beneficial their effects might be to others. Thus, motivation and
intentions, and not just actions themselves, matter in a moral assessment.1
Some scholars argue that mysticism is the source of our sense of
morality, or that mystics are necessarily moral, or even that only mystics are
truly moral or compassionate since only they have escaped all self-
centeredness (e.g., Radhakrishnan 1948ab, 1951; Stace 1960a: 323–33). But
how could those who devote their lives to their own enlightenment not be
considered anything but selfish? Can the selflessness of mystical
enlightenment even be filled with an other-regarding concern? Indeed, some
have argued that mysticism and morality are not compatible (e.g.,
Schweitzer 1936; Danto 1987). Or may all mystical experiences be morally
neutral? Do the beliefs and values of mystical ways of life come from
mystical experiences or from the mystics’ particular religious tradition? The
emphasis on individuals’ cultivation and experiences also presents an issue:
is mysticism necessarily asocial and apolitical? Must mystics be antinomian
regarding the ethical code of their tradition—i.e., do they lack any interest
in maintaining social norms, or do some mystics even intentionally go
against them? Even when their acts have positive social effects, does their
inner focus change their moral status? What are we to make of Mahatma
Gandhi’s answer when asked why he was helping some poor villagers: “I
am here to serve no one else but myself, to find my own self-realisation
through the service of these village-folks,” adding “My national service is
part of my training for freeing my soul from the bondage of flesh. Thus
considered, my service may be regarded as purely selfish” (Chander 1947:
375).
The philosophical issues surrounding mystical interpersonal actions
have typically been neglected or entirely screened out of scholars’ field of
vision. The usual level of analysis is that if mystics follow a code of
conduct, it is assumed that they must be moral, or that anything connected
to a religious summum bonum is by definition moral—most scholars do not
even see an issue here to discuss. All mystical traditions of course have
codes of conduct, normative ideals, and exemplars of conduct that cover
both actions toward other people and personal inner self-development.
Creating such codes may be a universal feature of human cultures. Scholars
routinely present the codes and ideals of religious ways of life, but
surprisingly few discuss the issue of why these are followed—in particular,
whether the codes are followed for selfish motives or out of a genuine
concern for the welfare of the people with whom mystics interact. Are we
simply to assume that because we value morality, codes and ideals are
always being followed out of a genuine concern for other people? Or may
people instead be being treated simply as means for a practitioner’s own
spiritual advancement, even if the people being affected are not actually
harmed? For example, do the religious donate to help others, or only to earn
merit for themselves? Consider the curious case of Burmese Buddhists
donating huts for a monk because he was so austere that he refused to live
in any hut (see Jones 2004: 3, 161–62): only the donors themselves
benefitted from their gifts by gaining merit for themselves since no one uses
the huts—indeed, the huts were built precisely because the monk would not
live in them. And are we also to assume that the factual beliefs entailed by
adherence to any code cannot conflict with the factual presuppositions
necessary for moral conduct? It is obviously easier to deal only with the
codes recorded in a tradition’s texts than to look at the “inside” of mystical
actions (a mystic’s intentions and motives for following a code), but it is
only by actually examining the latter that we can determine whether a
person is moral or not. Since motive and intention matter, we need a “thick”
description of explicit and implicit mystical beliefs and values, not merely
“thin” descriptions of cultural ethical codes and lists of virtues. The
presence or absence of such moral emotions as sympathy and compassion
also becomes relevant.
Mystical Decision-Making
Daoist non-self-assertion action (wuwei) has been described as a type of
practical engaged knowledge—a skill-knowledge (Slingerland 2004)—and
the same can be said of all enlightened action. It is a kind of learned skill
involving know-how. The spontaneity of enlightened actions and being
“beyond good and evil” presents a further issue: does not morality require
reflecting on alternative courses of action and making decisions on how to
act? How can mystics be moral if they do not apply principles but simply
respond in the present without motive or without reflecting on norms? Even
with internalized values, how can freedom from concepts, rules, calculation,
and all decisions be compatible with a moral life? In particular, the issue
arises for those who cannot but act morally. Following Laozi, the
dichotomy of “good and evil” comes into play only after goodness has
declined; when all was good, we had no concept for “good”—only when a
contrast appeared did this concept arise; thus, when all is good, there is (as
Kant also noted) no concept of “good” (Daodejing 2). The enlightened’s
“inner clarity” (ming) or the “light of heaven/nature” (tian) now guides their
actions (Zhuangzi 2). They no longer look for the “good” thing to do.
Dwelling beyond all categories including “morality,” freed from the mental
constraints of evaluation and rule-following, the enlightened engage in an
outpouring of beneficial action (Daodejing 19). The natural expression of
their character is the caring and supportiveness of the Way.
But since all the actions of enlightened moral mystics are
automatically moral, can the concept of “moral” even apply? Freedom to do
otherwise is usually taken to be a presupposition of morality, and the
enlightened apparently have given that up. So too, the enlightened no longer
have a conscious motive to help others. That is, if moral enlightened
mystics cannot choose but to act morally, do they really earn the epithet
“moral” since they have no temptation to perform otherwise? The actions
may be beneficial to others, but the enlightened would lack the necessary
motivation to be moral, and we could not morally commend persons who
have no choice in their actions, even if those actions are always beneficial.
Nevertheless, it appears that the enlightened may still face choices at
least on some occasions. The enlightened mystic’s decision-making appears
to reflect that of any expert. For most of our activities, we do not consult
lists of what we should do. Acting without thinking is the norm. We do not
normally think about the process of walking when walking—we just walk.
We speak without reviewing vocabulary lists or rules of grammar, and
usually only notice them when we make a mistake. Experts at chess do not
calculate their next move—they see what to do. The same holds in the
moral life. People seldom make moral judgments—if asked, we can reflect
on why we did something, but normally we simply act. Hubert and Stuart
Dreyfus (1992), in reviewing the “phenomenology of skillful coping,”
noted that principles figure only in the early stage of ethical development.
Higher stages involve spontaneous intuitions, and the highest form of
ethical comportment consists of being able to stay involved, to gain more
information, and to refine one’s intuitions without reflection. Experts do not
reason or solve problems. Their expertise is also not easily communicated
—masters respond to philosophical questions with banalities. They do not
act with deliberation but see intuitively and act spontaneously and naturally
(also see Deutsch 1992 on “creative morality”).
It seems reasonable to conclude that enlightened mystics, having
internalized beliefs and values, also have a predisposition on how to
respond in most situations and thus can do so without thinking and with
immediacy and effortlessness. What precisely a moral mystic may do may
not be predictable in advance, even if we know his or her tradition’s beliefs
and values, but, with self-interest destroyed, love or compassion will
automatically lead only to acts that help. “What should I do?” is no longer
asked, but the enlightened will see what to do. As the Dreyfuses said of
moral experts, caring does not entail any one particular way of acting—one
does spontaneously whatever the situation requires (1992: 128).
It is important to note that the enlightened live in a state structured by
their beliefs and values. Mystical freedom is not anarchy. The enlightened
live completely in the present but are not stuck in a free-floating chaos—
their beliefs and values still guide them. Their actions are not blind but are
intentional—Ding the Daoist cook did not flail away aimlessly with a
carving knife, but had an objective to accomplish, and he accomplished it,
effortlessly cutting the ox at its joints (Zhuangzi 3). Mystics now act with a
cultivated intuitive response to whatever situation is at hand as their beliefs
and values dictate, even if they do not think in terms of “good” and “evil.”
They are emotionally even-minded but not blind to their actions’ outcome.
They do not treat all human beings alike but treat each person individually,
as with the Buddha adjusting his teaching to the capacity of his listeners. In
sum, even if the mystics do not deliberate, they still act deliberately.
However, even though mystics can see intuitively how to act in most
situations, they may well encounter novel situations where their intuitions
will not guide them, and they then will have to deliberate. When faced with
a novel situation, moral experts have to resort to abstract principles
(Dreyfus & Dreyfus 1992: 122). For moral mystics, the underlying other-
regarding ethos will not be in question, but they too must have recourse to
their tradition’s ethics in determining what to do. But a tradition’s ethics
may not be enough as new problems arise. Rules do not necessarily dictate
a precise move in every situation. Knowing the rules of chess does not
explain a master’s move. The enlightened will do something to help that is
selfless, but what precisely they will do in hard cases may not be
predictable.
Conversely, dilemmas for the enlightened may not be dilemmas to the
unenlightened. Consider the situation of a wild animal about to attack a
baby. Would mystics always intervene and kill the animal, or may some let
the animal continue its hunt for food? Either intervening or letting nature
takes its course leads to a death. It is easy for the unenlightened, with our
beliefs and values—we of course favor human beings, and we would
consider it to be morally callous not to try to save the baby. Arjuna too,
following the warrior’s dharma, would intervene to save a human life. Most
mystics may think human beings are more advanced on the path to
enlightenment and thus more worthy of help. However, not all mystics may
show such anthropocentric partiality and instead may simply watch as
events take their natural course, or they may assume that the baby earned
this fate by his or her actions in a previous life and let the karma of both
beings take its course. But whatever a mystic does, the point is that simply
removing him- or herself from the picture by being selfless is not enough:
some implicit value (here, favoring nature or human beings) becomes
operative, and the mystic must decide what to do. Thus, merely saying
“Give up self-will, and the right answer will automatically emerge” is
wrong—some implicit beliefs and values are always involved.
Moreover, because they must choose, mystics are liable to make
mistakes. Unless they become literally omniscient and can foresee all
consequences of an act, they will be restricted by human limitations on their
ability to predict. Their perspectives on foreseeable consequences may be
very shortsighted. Unlike prophets, classical moral and nonmoral mystics
tend to emphasize person-to-person actions rather than social action (see
Jones 2004: 347–77),23 and those would be the only consequences that
matter to them.24 To Krishnamurti, social reform only scratches the surface;
what is needed is an inner change of the person (Lutens 1983: 42). And
from their limited perspective, mystics may well not hit on the best course
of action. Whatever actions moral mystics take will be “good” in that the
acts will not be selfish—in that sense, it does not matter what they do
because at least some other-regarding action will follow. But their actions
will not necessarily be the most helpful actions possible, and may have
negative consequences since their internalized framework of beliefs and
values may not in fact reflect reality. But for the nonomniscient moral
mystics, there may still be moral crises, even when they have given up their
will to God or the Way, and this means that decisions still may need to be
made, and so the mystic’s mind is involved. An act of will is in some sense
still necessary, and a choice remains.
Thus, enlightened mystical decision-making may not be all that
different from that of nonmystics—the absence of a sense of self (and hence
the absence of the selfish option) is what makes it seem strange. If mystical
enlightenment is a type of skill, the enlightened, like other ethical experts,
normally will not reflect on how to act but instead will act spontaneously.
Only in situations that are ethically novel compared to those they have
previously encountered will they have to reflect. But in dualistic states, they
have the ability to deliberate; thus, if morality must be a matter of choices
and reflection, enlightened mystics too can be moral. Those who are moral
are “beyond good and evil,” but they are not antinomian but rather
“hypernomian”—i.e., they are not violating laws but are beyond needing to
consult them—as Eliot Wolfson depicts Kabbalistic mysticism (2006).
With this lack of certainty on any mystical matter, it may seem that
mysticism has little to offer our understanding of the world or our values
today. However, the possibility that mystics experience aspects of reality
that nonmystics do not cannot be ignored. In addition, depth-mystical
experiences may be a pure consciousness—i.e., in that state, the light of
consciousness is on but not illuminating anything. If so, this will affect our
view of the nature of consciousness even if no transcendent reality is
involved, and that could affect the study of the mind. If the mystics’ claim
that there is no phenomenal ego is correct, this too would have important
implications for what we take to be real. The possibility of an experiential
grounding of the religious notions of transcendent realities similarly is
important for philosophers and theologians alike to consider, even if we
cannot determine the nature of such purported realities. The extreme of
mystical selflessness and its implementation in different mystical traditions
can expose our underlying values and beliefs. Thus, the study of the
mystical beliefs and values of different cultures can expose hidden
assumptions of our own beliefs and widen our perspective on possible
options. All of this makes studying mysticism interesting and important to
understanding our situation in the world today.
A Mystical Revolution?
If adopting a worldview shaped by science does not require denying that
mystical experiences are cognitive of a transcendent dimension to reality,
mysticism today may in principle make a contribution to the world’s current
religious situation even for the scientifically minded. And there have been
religious reawakenings in the past when civilizations were in crisis.
However, factors militate against the widespread influence of mysticism on
religion, at least in the near future. First, as noted above, the spirit of the age
is antimystical, and the demands of mystical training may seem too
strenuous for most people.
Second, if mystical and other spiritual experiences are in fact a normal
product of a healthy brain and common among the population at large, as
surveys suggest, then mystical experiences were probably also common in
the past without producing any social revolutions. And there is little reason
to suppose that mystical experiences today could have a wider cultural
influence than they have had in the recent past. Many New Age advocates
think that we are on the verge of a new stage in human evolution, but if
mystical experiences have been common throughout history, why should
we think that they would change society today, in our culture that values
self-assertion, if they did not produce a mystical society in the past,
especially when many experiencers today do not accept their experiences as
cognitive?7 In addition, mysticism remains focused on the inner changes of
individuals—changing society or advocating the social rights of individuals
is a relatively recent development in mysticism (see Johnston 1995: 254–
68, Jones 2004: 347–77). Throughout history, mystics also have tended to
be socially conservative except when coupled with a radical movement
arising for nonmystical reasons; thus, mysticism can easily become
counterproductive to social change (Ellwood 1999: 190). So too, a great
interest in mysticism in a society inevitably focuses energies on inward
experience that otherwise might have been used to effect outward change
(ibid.). In the 1960s, drug-induced experiences did not have a political
effect—the hippies had no institutional support system, and the only lasting
cultural effect was an increase in the general hedonism of the “Me
Generation,” which was followed by decades of greed. There is no reason
to think that the conditions are any different today. It may also be overly
optimistic to believe that we are seeing not only the twilight of older
religions but the birth of some new general spiritual revolution. The “New
Age” may remain nothing more than a fringe movement among the affluent.
Third, it should not be forgotten that mysticism has a dark side.
Mysticism is not all peace and love—mystics have also supported
inquisitions, crusades, wars, and religious fanaticism, often in the name of
love. Spiritual rogues with feet of clay have also been narcissistic monsters
exploiting their followers. So too, drugs and meditation can aggravate
negative psychological conditions. It must be remembered that the basic
beliefs and values of a mystic come from outside mystical experiences. A
supportive social context, socially positive doctrines, and ethical values
must be integrated into a mystical way of life to give a positive meaning to
the experiences.8 Otherwise, rootless mystical experiences may only open
people to dangerous psychological events by releasing the subconscious
into the conscious mind or reinforcing one’s current unenlightened beliefs
and sense of self. A society dominated by such untutored mystics running
amok may be very unpleasant and dangerous, if it is viable at all. Certainly
looking on mysticism as a simple remedy for any of our social ills is a
mistake.
Almond, Philip C. 1982. Mystical Experience and Religious Doctrine: An Investigation of the Study
of Mysticism in World Religions. New York: Mouton.
Alston, William P. 1991. Perceiving God: The Epistemology of Religious Experience. Ithaca, NY:
Cornell Univ. Press.
———. 2005. “Two Cheers for Mystery!” In Andrew Dole and Andrew Chignell, eds., God and the
Ethics of Belief: New Essays in Philosophy of Religion, pp. 99–114. New York: Cambridge
Univ. Press.
Aminrazavi, Mehdi. 1995. “Antinomian Tradition in Islamic Mysticism.” Bulletin of the Henry
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Index
Advaita Vedanta, 16, 23, 30, 35, 47, 51, 75, 80, 93, 101, 109, 124, 178, 179, 180, 182–83, 190, 191,
193, 197, 227, 275–76, 279, 293, 301–2, 302, 305–6, 339, 350, 351, 358–59, 366, 368, 369–70.
See also Shankara
Alston, William, 85–88, 107–9, 200, 373
altered state of consciousness, 4, 10, 12, 45, 74, 129, 134, 264, 360, 379
Angel, Leonard, 142
Anselm, 229, 372, 373
antinomians, 105, 297, 298, 300, 310, 313, 316–17, 319, 327, 383, 384
Aquinas, Thomas, 196, 229, 354, 372
Aristotle, 234–35, 236, 254, 266, 375
Arjuna, 294, 307, 326
Aryadeva, 100
asceticism, 3, 50, 153, 341, 349
attribution theory, 43–45
Augustine, 208, 317–18
Aurobindo Ghose, 10, 80, 180, 191, 274
Austin, James, 155–56
Ayer, A. J., 143
Dalai Lama (Tenzin Gyatso), 18, 57, 121, 124, 190, 191, 272, 275, 380, 383
Danto, Arthur, 210, 301, 303–4
Daodejing, 198, 203, 341, 349, 382, 385
Daoism, 13, 23, 29, 180, 192, 197, 237, 276–77, 282, 294, 309, 316, 320–21, 325, 377. See also
Laozi and Zhuangzi
d’Aquili, Eugene, 147, 150, 361, 364–65
Dasgupta, S. N., 305
Dass, Ram, 322
Davidson, Donald, xi
Decision-making, mystical, 323–27
Deikman, Arthur, 155, 383
Dennett, Daniel, 189, 192, 302
Derrida, Jacques, 42
Descartes, René, 191
Deussen, Paul, 306, 384
Dharmakirti, 246
Diamond-Cutter Sutra, 240–41, 243, 246
Dignaga, 211, 246
Dionysius the Areopagite. See Pseudo-Dionysius the Areopagite
Dogen, 56, 100, 355
Dominicans, 9
Dostoyevsky, Fyodor, 136
Dreyfus, Hubert and Stuart, 324–25
drugs, 44, 77, 134–36, 147, 149, 152–53, 157–58, 168, 344, 347, 360–61, 381, 383
Durkheim, Émile, 138
Eckhart, Meister, 8–9, 21–22, 23, 35, 43, 47, 50, 64–65, 94, 172, 174, 180, 181, 195, 196, 203, 207,
218, 221, 224, 226, 228, 242–43, 259, 294, 315–16, 322, 323, 340, 348, 366, 367, 371, 372, 373,
377, 384
Edgerton, Franklin, 306
Einstein, Albert, 176, 275
Ellwood, Robert, 338, 387
emanation, 180, 183, 185, 193, 196, 269, 282, 357, 368, 369
Emerson, Ralph Waldo, 376–77, 384
emotions and mystical experiences, ix, xv, xvi, 4, 5, 6, 10, 22, 28, 29, 39, 44, 45, 54, 64, 73, 84, 88,
105, 110, 118, 137, 139, 150, 197, 205, 274, 291, 300, 303–5, 315, 316, 323, 325, 328, 341, 349,
365, 368, 371; sense of joy, 6, 28, 29, 94, 105, 136, 167, 184, 203, 323, 330, 333, 350
empiricism, 80–82
enlightenment, mystical, 6, 7, 9, 11–12, 25–31, 42, 56, 105, 124, 125, 182–83, 192, 197, 206, 211,
213–14, 276, 291–93, 296, 298–99, 304, 305, 306–7, 312–14, 315–18, 320, 322, 323–27, 330,
350, 351, 359–60
Eno, Robert, 320
Escher, M. C., 216
ethics, 313. See morality
experience and knowledge, 39–41
Jaimimi, 211
Jainism, 105, 193, 293, 309, 313, 375
James, William, xiv, 2, 6, 10, 75, 78, 104, 106, 110, 134, 136, 150, 153, 169, 173, 189, 353
Jinpa, Thupten, 380
John of the Cross, 4, 9, 20, 23, 42 48, 195, 237–38, 240, 294, 376
Johnson, Samuel, 359
Johnston, William, 334
Josephson, Brian, 261
Judaism, 50, 63, 64, 65, 75, 100, 104, 186, 192, 196, 230, 304, 322, 335, 370, 384. See also Kabbala
judgments by nonmystics, 72–74, 110–11
Jung, Carl, 138
Kabbala, 65, 186, 187, 192, 347, 348
Kantian philosophy, 54, 59, 86, 101, 102, 175, 187, 189, 350, 372
Katz, Steven, 53, 55, 65, 69, 294, 353, 371
Kekelé, Friedrich August, 273–74
Kelly, Edward, 150
King, Sallie, 66
King, Winston, 277, 384
koan, 249
Kripal, Jeffrey, 294, 383
Krishnamurti, Jiddu, 18, 62, 172, 326, 336
Nagarjuna, 17, 100, 172, 211, 218, 245, 252–58, 275, 367, 374, 377, 378–79
Nagasena, 237
naturalists, 25, 45, 78, 83, 131, 162, 165–68, 173–74, 358, 266, 366; naturalists’ view of mystical
experiences, 139–43, 333–34, 362
near-death experiences, 143, 153, 365
negation, 225–29. See also via negativa.
Neoplatonism, 35, 192, 193, 196, 269, 312. See also Plotinus
Newberg, Andrew, 147, 150, 168, 361, 364–65
Nhat Hanh, Thich, 243
Nichren, 100
Nietzsche, Friedrich, 384
Nisbett, Richard, 236–37, 375
nonconstructivism, 58–60, 61–64, 65–69, 354
Nozick, Robert, 80
Nyaya, 234, 351
Samkhya, 32, 34, 47, 75, 93, 180, 181, 185, 190, 191, 193, 197, 282, 307, 362, 368
Sangharakshita, Bhiksu, 246
Santayana, George, 49
Schleiermacher, Friedrich, 1
Scholem, Gershom, 65, 186, 314
Schopenhauer, Arthur, 384
science, 263–64, 277–78, 385–86; compatibility of scientific explanations and mystical claims, 155–
59, 342; complementarity, 283–85; conciliation, 342–43; indirect aid to mysticism, 274–75; and
mystical approaches to reality, 263–68, 269–73, 277–81; and mysticism, 261–87; mysticism’s
indirect aid to science, 273–74; today, 333–45
scientific explanations of mystical experiences. See mystical experiences
scientific studies of mystics, 121–70
secularization of mystical experience, 336–37, 352
self, 3, 4, 5, 6, 7, 8, 176, 191–93, 302–3, 341–42, 369
Sellars, Wilfrid, 54
Sells, Michael, 42
Sengcan, 316
sense-perception analogy, 85–88, 107
Shankara, 23, 30, 42, 43, 47, 64–65, 76, 89, 100, 124, 172, 180, 182, 197, 203, 212, 218, 221, 225,
234, 235, 247, 276, 299, 307, 358, 359–60, 368, 382
Sharf, Robert, 41
silence, 21, 35, 147, 192, 197, 200, 217–19, 268, 339, 347
Sloan, Richard, 122, 133, 150
Smart, Ninian, 20, 32, 46, 108, 118, 352
Smith, Huston, 32, 170
Smith, Wilfred Cantwell, x
Staal, Fritz, 130, 374
Stace, Walter, x, 6, 20, 52, 53, 128, 228, 239, 249, 295, 298, 308, 354, 358, 378
Stoeber, Michael, 35–36
Strassman, Rick, 381
Sufism, 9, 11, 21, 181, 192, 196, 335
surveys, ix, 128–29, 336, 354, 365–66
Suso, Heinrich, 64
Swinburne, Richard, 83–84, 91, 110, 356