Dysthymia and Apathy - Diagnosis and Treatment
Dysthymia and Apathy - Diagnosis and Treatment
Dysthymia and Apathy - Diagnosis and Treatment
160-8582, Japan
*Masaru Mimura: mimura@a7.keio.jp
Academic Editor: Mathias Berger
This is an open access article distributed under the Creative Commons Attribution License, which permits
unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.
Abstract
Dysthymia is a depressive mood disorder characterized by chronic and persistent but mild depression.
It is often difficult to be distinguished from major depression, specifically in its partially remitted state
because “loss of interest” or “apathy” tends to prevail both in dysthymia, and remitted depression.
Apathy may also occur in various psychiatric and neurological disorders, including schizophrenia,
stroke, Parkinson's disease, progressive supranuclear palsy, Huntington's disease, and dementias such
as Alzheimer's disease, vascular dementia, and frontotemporal dementia. It is symptomatologically
important that apathy is related to, but different from, major depression from the viewpoint of its
causes and treatment. Antidepressants, especially noradrenergic agents, are useful for depression-
related apathy. However, selective serotonin reuptake inhibitors (SSRIs) may be less effective for
apathy in depressed elderly patients and have even been reported to worsen apathy. Dopaminergic
agonists seem to be effective for apathy. Acetylcholine esterase inhibitors, methylphenidate, atypical
antipsychotics, nicergoline, and cilostazol are another choice. Medication choice should be determined
according to the background and underlying etiology of the targeting disease.
1. Dysthymia
Dysthymia is a depressive mood disorder that is characterized by chronic, persistent but mild
depression, affecting 3–6% of individuals in the community [1, 2] and as many as 36% of outpatients
in mental health settings [3]. Although by definition, the depressed mood of dysthymia is not severe
enough to meet the criteria for major depressive disorder, it is accompanied by significant subjective
distress or impairment of social, occupational, or other important activities as a result of mood
disturbance [4]. Dysthymia manifests as a depressed mood persisting for at least two years (one year
for children or adolescents) that lasts for most of the day, occurs on more days than not, and is
accompanied by at least two of the following symptoms:
2. insomnia or hypersomnia,
4. low self-esteem,
6. feelings of hopelessness.
To diagnose dysthymia, major depressive episodes must not have occurred during the first two years of
the illness (one year in children or adolescents), and there should be no history of mania. The
Diagnostic and Statistical Manual of Mental Disorders, Fourth Edition, Text Revision (DSM-IV-TR)
[5] states that transient euthymic episodes lasting for up to two months may occur during the course of
dysthymia. In the past, dysthymia has had several other names, including depressive neurosis, neurotic
depression, depressive personality disorder, and persistent anxiety depression.
DSM-IV-TR categorizes dysthymia according to several course specifiers: (1) early onset if symptoms
begin before the age of 21 years, (2) late onset if symptoms begin at age 21 or later, and (3) dysthymia
with atypical features if symptoms include increased appetite or weight gain, hypersomnia, a feeling of
leaden paralysis, and extreme sensitivity to rejection.
It is often difficult to differentiate dysthymia from major depression specifically in patients with partial
remission or partial response to treatment. Major depressive disorder, dysthymia, double depression,
and some apparently transient dysphorias may all be manifestations of the same disease process. These
varieties of depressed mood states, while distinct diagnostic entities, share similar symptoms and
respond to similar pharmacologic and psychotherapeutic approaches. Due to the stigma still associated
with depression, many people with this disorder may be unrecognized and untreated. Although
dysthymia has long been considered to be less severe than major depression, the consequences of this
condition are increasingly recognized as potentially grave, including severe functional impairment,
increased morbidity from physical disease, and even an increased risk of suicide.
The pathophysiology of dysthymia is not fully understood. Approximately 30% of individuals with
dysthymia show a switch to hypomanic episodes at some stage [6]. Most people, especially those with
early onset dysthymia, have a family history of mood disorders, including bipolar disorder. One or both
parents may have suffered from major depression. A family history of this illness makes it more likely
for dysthymia to appear in the teenage years or early 20s. Compared with major depression, patients
with dysthymia tend to have more subjective symptoms and less dramatic psychomotor disturbance or
neurovegetative symptoms including abnormalities of sleep, appetite, and energy levels. A longitudinal
prospective study revealed that 76% of dysthymic children develop major depression, and 13% develop
bipolar disorder over follow-up periods of 3–12 years [7]. In the other study, it should be noted that
around 75% of people with dysthymia meet the criteria for at least one major depressive episode, and
this combination is referred to as double depression [8]. Persons with dysthymia who have major
depressive episodes tend to suffer from depression for long periods and spend less time fully recovered
[9]. In a 10-year follow-up study of persons with dysthymia, 73.9% showed recovery from dysthymic
disorder, with a median time to recovery of 52 months, but the estimated risk of relapse into another
period of chronic depression including dysthymia was 71.4%, most commonly within three years [10].
The validity of making a distinction between depressive personality disorder and dysthymia has been a
matter of debate since depressive personality disorder and dysthymia are both classified among the
lesser severity spectrum of depressive disorders. Depressive personality disorder is characterized by a
gloomy or negative outlook on life, introversion, a tendency toward self-criticism, and pessimistic
cognitive processes, with fewer than mood and neurovegetative symptoms, seen in dysthymia.
Dysthymia or depression may coexist with depressive personality disorder, and persons who have
depressive personality disorder are at greater risk of developing dysthymia than healthy persons after
followup for 3 years [11].
A systematic review [22, 23] of antidepressant treatment for dysthymia suggests that SSRIs, TCAs, and
monoamine oxidase inhibitors are all equally effective, but SSRIs may be slightly better tolerated.
Success has also been reported with more noradrenergic agents, such as mirtazapine, nefazodone,
venlafaxine, duloxetine, and bupropion. Second-generation antipsychotics showed beneficial effects
compared to placebo for major depressive disorder or dysthymia, but most second-generation
antipsychotics have shown worse tolerability, mainly due to sedation, weight gain, or laboratory data
abnormalities such as prolactin increase. Some evidence indicated beneficial effects of low-dose
amisulpride for dysthymic people [24].
Psychotherapy and medication are both effective treatment modalities for dysthymia and their use in
combination is common. There are many different types of psychotherapy, including cognitive
behavioral therapy, psychodynamic, and insight-oriented or interpersonal psychotherapy, which are
available to help persons with dysthymia. Cognitive Behavioral Analysis System of Psychotherapy
(CBASP) [25] has been attracting more attention for the treatment of chronic depression. CBASP is a
form of psychotherapy that was specifically developed for patients with chronic depression. Its core
procedure is called “situational analysis” and is a highly structured technique that teaches chronically
depressed patients how to handle problematic interpersonal encounters. It encourages patients to focus
on the consequences of their behavior and to use a social problem-solving algorithm to address
interpersonal difficulties. CBASP is more structured and directive than interpersonal psychotherapy
and differs from cognitive therapy by focusing primarily on interpersonal interactions, including
interactions with therapists. Through this psychotherapy, patients come to recognize how their
cognitive and behavioral patterns produce and perpetuate interpersonal problems and learn how to
remedy maladaptive patterns of interpersonal behavior. The combination of medication and
psychotherapy may be much more effective than either one alone [26].
3. Apathy
Dysthymia is essentially defined by the existence of depressive symptoms at some level. However,
some patients who are treated for dysthymia only present with loss of interest and do not have a
depressed mood. This condition should be regarded as apathy. The term “apathy” is derived from the
Greek “pathos” meaning passion, that is, apathy means “lack of passion”. Marin [27] defined the
apathy syndrome as a syndrome of primary lack of motivation, that is, loss of motivation that is not
attributable to emotional distress, intellectual impairment, or diminished consciousness. Starkstein [28]
described the features of apathy as lack of motivation characterized by diminished goal-oriented
behavior and cognition, and a diminished emotional connection to goal-directed behavior. Levy and
Dubois [29] proposed that apathy could be defined as the quantitative reduction of self-generated
voluntary and purposeful behavior. At present, apathy is treated symptomatically. There is no decision
tree for apathy in DSM-IV-TR, but there is a possibility that apathy will come to be managed
independently from mood disorders if the mechanisms involved or treatment strategy is more fully
established in the future. Marin [27] and Starkstein [30] have suggested diagnostic criteria for this
condition. As the basis of specific diagnostic criteria for apathy, abnormalities in aspects of emotion,
cognition, motor function, and motivation have been suggested. Marin has also developed an apathy
rating scale [31], while diagnostic criteria for apathy have been proposed by Starkstein et al. (Table 1).
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Table 1
Diagnostic criteria for apathy.
Lack of motivation relative to the patient's previous level of functioning or the standards of his or her age and
culture,
as indicated either by subjective account or observation by others. Presence, with lack of motivation, of at least
one
symptom belonging to each of the following three domains.
(i) Diminished goal-directed behavior:
(a) lack of effort,
(b) dependency on others to structure activity.
(ii) Diminished goal-directed cognition:
(a) lack of interest in learning new things or in new experiences,
(b) lack of concern about one's personal problems.
(iii) Diminished emotion:
(a) unchanging affect,
(b) lack of emotional responsivity to positive or negative events.
The symptoms cause clinically significant distress or impairment in social, occupational, or other important
areas of
functioning. The symptoms are not due to a diminished level of consciousness or the direct physiological
effects of a
substance (e.g., a drug of abuse, a medication).
Apathy has received increasing attention because of its effects on emotion, behavior, and cognitive
function. It seems likely that apathy in persons with depression results from alterations of the emotional
and affective processing, but it may typically occur in the absence of a depressed mood (Figure 1).
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Figure 1
Apathy occurs in persons with a variety of psychiatric and neurological disorders including
schizophrenia [32, 33], stroke [34, 35], traumatic brain injury [36], Parkinson's disease [28, 37, 38],
progressive supranuclear palsy [38], Huntington's disease [39, 40], and dementias such as Alzheimer's
disease [30, 41, 42], vascular dementia [43], frontotemporal dementia [41, 42], and dementia due to
HIV [44]. Marin et al. [45] evaluated five subgroups (healthy elderly adults, patients with left
hemispheric stroke, right hemispheric stroke, Alzheimer's disease, and major depression) by using the
apathy evaluation scale [31] and the Hamilton rating scale for depression [46]. Mean apathy scores
were significantly higher than healthy elderly scores in right hemispheric stroke, Alzheimer's disease,
and major depression. Elevated apathy scores were associated with low depression in Alzheimer's
disease, high depression in major depression, and intermediate scores for depression in right
hemispheric stroke. The prevalence of elevated apathy scores ranged from 73% in Alzheimer's disease,
53% in major depression, 32% in right hemispheric stroke, 22% in left hemispheric stroke, and 7% in
normal subjects. They found that the level of apathy and depression varied among diagnostic groups
although apathy and depression were significantly correlated within each group. Thus, apathy is most
often seen clinically within the setting of depression, dementia, or stroke, and problems related to
apathy tend to be important because of its frequency, increasing prevalence, impact on daily life, poorer
rehabilitation outcomes after stroke, and burden on caregivers.
Levy et al. [42, 47] found that patients with frontotemporal dementia and progressive supranuclear
palsy could be discriminated from patients with Alzheimer's disease by their more severe apathy and
relatively less severe depression. Furthermore, they reported that apathy was not correlated with
depression in a combined patient sample, including those with Alzheimer's disease, frontotemporal
dementia, progressive supranuclear palsy, Parkinson's disease, and Huntington's disease. Apathy, but
not depression, was correlated with lower cognitive function as measured by the mini mental state
examination [48]. These results imply that apathy might be a specific neuropsychiatric syndrome that is
distinct from depression but is associated with both depression and dementia. Symptomatologically, it
is important to understand that apathy can occur concomitantly with depression, but is usually different
from it. Depression is a “disorder of emotion”, while apathy is a “disorder of motivation”. Starkstein et
al. [34] studied the frequency of apathy among stroke patients with major depression, minor
depression, or no depression. A fairly large number (23%) of their patients had significant apathy. The
apathetic patients were older, had a higher frequency of major (but not minor) depression, had more
severe physical and cognitive impairment, and had lesions involving the posterior limb of the internal
capsule. In their study, there was a significantly higher frequency of apathy among the patients with
major depression but not those with minor depression or no depression. These findings indicate that
although major depression and apathy occur independently, apathy remains significantly associated
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with major depression (but not with minor depression). This is consistent with the results of previous
studies that have differentiated between major and minor depression, including differences of cognitive
function and cortisol suppression after dexamethasone administration [49, 50], which were seen in
patients with major depression but not minor depression.
Apathy is often seen in patients with lesions of the prefrontal cortex [51, 52] and is also frequent after
focal lesions of specific structures in the basal ganglia such as the caudate nucleus, the internal
pallidum, and the medial dorsal thalamic nuclei [53–56]. Apathy is, therefore, one of the clinical
sequelae of disruption of the prefrontal cortex-basal ganglia axis, which is one of the functional
systems involved in the origin and control of self-generated purposeful behavior. Anatomical
localization of regional dysfunction associated with apathy and depression appears to overlap
considerably. Depression has been reported to be more frequent when focal lesions are anterior and
left-sided [57]. Levy and Dubois [29] proposed that the mechanisms responsible for apathy could be
divided into three subtypes of disrupted processing: “emotional-affective”, “cognitive”, and
“autoactivation” loss of psychic self-activation.
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Table 2
Possible medications for apathy.
*Selective serotonin reuptake inhibitors: there have been a few reports that SSRIs are not effective for apathy.
**Serotonin-noradrenaline reuptake inhibitors. ***Noradrenergic and specific serotonergic antidepressants.
****Noradrenaline-dopamine reuptake inhibitors.
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Taking into consideration the facts that apathy is related to cognitive function and disruption of the
prefrontal cortex-basal ganglia axis, apathy can be considered to resemble subcortical dementia and to
be treatable using dopaminergic agents in central nervous system. A growing number of reports have
documented the treatment of apathy with a variety of psychoactive agents. Various small studies have
indicated that psychostimulants, dopaminergics, and cholinesterase inhibitors might be of benefit for
this syndrome. However, there is no current consensus about treatment for apathy, and information on
pharmacotherapy for this condition mainly depends upon underlying etiology and background disease.
For example, dopamine agonists appear to be promising for ameliorating apathy in patients with
Parkinson's disease while atypical antipsychotics used in schizophrenia and cholinesterase inhibitors
have been reported to be useful for treating apathy in Alzheimer's disease and other dementias.
Therefore, the treatment of apathy should be selected according to its etiology. Depressed patients with
apathy should be given antidepressants, which may also alleviate other symptoms. However, caution
has been raised about using SSRIs for depressed elderly persons because it may worsen apathy [58].
Since frontal lobe dysfunction is considered to be one of the causes of apathy, patients with primary
apathy may respond to psychostimulants such as methylphenidate or dextroamphetamine. There have
also been reports about improvement of apathy and cognitive function after stroke by treatment with
cilostazol [59]. As nonpharmacological methods, cranial electrotherapy stimulation for apathy after
traumatic brain injury [60], and cognitive stimulation therapy for neuropsychiatric symptoms in
Alzheimer's disease [61] might have some value, but evidence awaits future studies.
Apathy syndrome is associated with many diseases, but whether medications are applicable across this
spectrum of background diseases remains unknown. For example, would cholinesterase inhibitors that
are used in patients with Alzheimer's disease be effective for apathy associated with major depression?
These issues should be examined in future studies.
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