A Review of Flywheel Energy Storage Systems: State of The Art and Opportunities
A Review of Flywheel Energy Storage Systems: State of The Art and Opportunities
Abstract
Thanks to the unique advantages such as long life cycles, high power density,
minimal environmental impact, and high power quality such as fast response and
voltage stability, the flywheel/kinetic energy storage system (FESS) is gaining
attention recently. There is noticeable progress in FESS, especially in utility,
large-scale deployment for the electrical grid, and renewable energy applications.
This paper gives a review of the recent developments in FESS technologies.
Due to the highly interdisciplinary nature of FESSs, we survey different design
approaches, choices of subsystems, and the effects on performance, cost, and
applications. This review focuses on the state of the art of FESS technologies,
especially those commissioned or prototyped. We also highlighted the opportu-
nities and potential directions for the future development of FESS technologies.
Keywords: energy storage, flywheel, renewable energy, battery, magnetic
bearing
2010 MSC: 00-01, 99-00
1. Introduction
In the past decade, considerable efforts have been made in renewable energy
technologies such as wind and solar energies. Renewable energy sources are ideal
∗ Corresponding author
Email address: [email protected] (Xiaojun Li)
2
locomotives, and power pulsation.
FESSs are introduced as a form of mechanical ESS in several books[4, 2].
Several review papers address different aspects of FESS researches [5, 6]. Many
have focused on its application in renewable energies [5], especially in power
smoothing for wind turbines[7]. There is also one investigation into the auto-
motive area [8]. These reviews have a strong emphasis on applications and grid
integration or market overview/outlook[9]. Nevertheless, there is less review
focusing on the technological aspects. Since FESS is a highly inter-disciplinary
subject, this paper gives insights such as the choice of flywheel materials, bearing
technologies, and the implications for the overall design and performance. For
the application survey, we focus on the FESS systems that have been commis-
sioned or at least have completed a prototype system. [10, 4] also give overviews
of the main components and the related technologies for FESS. But they have
less information regarding new trends and future directions. This review focuses
on the state-of-art of FESS development, such as the rising interest and success
of steel flywheels in the industry. In the end, we discuss areas with a lack of
research and potential directions to advance the technology.
Te
Annulus Flywheel
r Te
ch
Shell Flywheel
Roto
Hybrid Bearing
ogy
Impact Damper
r
Homopolar Machine
e rte
lary
Synchronous Machine
Active Vacuum System mp
Co
Co
3
Figure 2: A typical flywheel energy storage system [11], which includes a flywheel/rotor, an
electric machine, bearings, and power electronics.
2.1. Overview
1
E= Ip ω 2 . (1)
2
Fig. 1 has been produced to illustrate the flywheel energy storage system,
including its sub-components and the related technologies. A FESS consists of
several key components:1) A rotor/flywheel for storing the kinetic energy. 2) A
bearing system to support the rotor/flywheel. 3) A power converter system for
charge and discharge, including an electric machine and power electronics. 4)
Other auxiliary components. As an example, the structure of a typical FESS is
depicted in Fig. 2.
To achieve a higher energy capacity, FESSs either include a rotor with a
significant moment of inertia or operate at a fast spinning speed. Most of the
flywheel rotors are made of either composite or metallic materials. For exam-
ple, the FESS depicted in Fig. 3 includes a composite flywheel rotor [12], whose
4
Figure 3: The Beacon Power Flywheel [12], which includes a composite rotor and an electric
machine, is designed for frequency regulation.
operational speed is over 15,000 RPM. When spinning, the rotor is supported
by operational bearings. The bearings can be either mechanical or magnetic.
Magnetic bearings are preferred for minimal standby loss and maintenance re-
quirements. For a composite flywheel, such as the one [13] depicted in Fig. 4,
the rotor is usually carried by a metallic shaft that is magnetically permeable
so that it can work with magnetic bearings and the motor/generator. Like the
one depicted in Fig. 5, the shaft can be integrated with the rotor for a steel
flywheel. A FESS also includes an energy converter. A mainstream choice is an
electric machine like a motor/generator, such as the devices depicted in Fig. 5.
The motor/generator converts the kinetic energy to electricity and vice versa.
Alternatively, magnetic or mechanical gears can be used to directly couple the
flywheel with the external load. To reduce standby loss, the flywheel rotor
is often placed in a vacuum enclosure. Other auxiliary components include a
vacuum pump, catcher bearings, and a cooling system.
2.2. Flywheel/Rotor
The flywheel (also named as rotor or rim) is the essential part of a FESS.
This part stores most of the kinetic energy during the operation. As such, the
5
Figure 4: Multi-rim composite flywheel and the shrink-fit process [13]
rotor’s design is critical for energy capacity and is usually the starting point
of the entire FESS design. The following equations[14] describe the energy
capacity of a flywheel:
E
= α0 α00 α000 Kσ/ρ (2)
m
E
= α0 α00 α000 Kσ (3)
v
where α0 is the safety factor, α00 the depth of discharge factor, α000 the ratio
of rotating mass to the total system mass, σ the material’s tensile strength,
K the shape factor , and ρ the density. A rotor with lower density and high
tensile strength will have higher specific energy(energy per mass), while energy
density(energy per volume) is not affected by the material’s density. Typically,
the rotor is carried by a shaft that is subsequently supported by bearings. The
shaft also acts as the rotating part of the motor/generator. The orientation of
the rotor-shaft assembly can be horizontal or vertical. Two kinds of materials
are often chosen in building the rotor: composite and metal.
6
composite materials have higher longitudinal tensile strength but much weaker
radial tensile strength, the latter of which limits their energy capacity. Shrink-
fitting multiple thin composite rims can improve this shortcoming by reducing
stresses in the radial direction. The popular design criterion for composite
flywheels is the Tsai-Wu failure criterion [15]. A composite flywheel usually
includes several different materials such as carbon fiber, glass fiber, and epoxy.
An optimization process is often carried out to find the optimal design consid-
ering rim thickness, shrink-fit allowances, and different material combinations
[16, 17, 18, 19, 20]. Although composite materials can achieve a fairly high spe-
cific energy (50- 100 Wh/kg)[21]. It often needs a metallic shaft to interact with
bearings and motor/generator, resulting in lower specific energy overall. When
considering the whole flywheel, one of the composite prototypes [22] reached
11.7 Wh/kg.
Operational bearings are the set of bearings that support the rotor when it
is under normal operation. One of the features of a modern FESS is the use of
Magnetic Bearings (MB). MB allows the rotor being spinning without physically
contacting any components to eliminate the friction loss, which is inevitable
for mechanical bearings. For mechanical bearings, such as ball bearings, the
power loss is roughly proportional to the rotor’s spinning speed. It prevents the
7
Figure 5: Calnetix/Vycon Flywheel [25], which includes a steel flywheel and an electric
machine, is designed for UPS.
FESS from running at a higher speed. Fluid-film bearings may have less power
loss, but they need an extra lubrication system, making them inapplicable in a
vacuumed FESS. A summary of different FESS bearing technologies is given in
Table 1. Notice that the homopolar AMB in the table refers to the commonly
used, PM-biased homopolar AMB.
8
However, most of the designs are complicated and require cryogenic equipment.
This section will discuss the energy converters for FESSs. For an overview of
electromechanical energy conversion, the readers may refer to [39]. In general, an
electric machine is used to convert electrical energy into kinetic energy and vice
versa. It is acting as a motor and generator. Permanent Magnet Synchronous
Motors (PMSM) is one of the popular options for flywheel applications because
of their high efficiency, high performance, and compact size. Other electric
machines, such as induction motors (IM) or switch reluctance motors (SRM),
are also used for flywheels. The M/G’s design, including the power density and
9
Figure 6: Ricardo TorqStor [38], which includes a composite flywheel and magnetic gear, is
designed for automotive applications.
current carrying capacity, is crucial for the flywheel’s power rating. Apart from
electric machines, the other option is to use magnetic gears (MGR) to link the
flywheel with the external load. As depicted in Fig. 6, magnetic gears do not
require extra power electronics. They are relatively new for flywheels and will
be covered in Section 4.1.3. A summary of different FESS electric machines is
given in Table 2. A more detailed comparison between PMSM, IM, and SRM
can be found in [40].
10
and significantly more expensive than switched reluctance machines and induc-
tion machines. Kesgin et al. [46] discuss the progress and development trends in
electric motor/generators employed in FESS, in which the potential of axial-flux
permanent-magnet (AFPM) machines for FESS is highlighted.
11
Other design options include brushless direct current machine (BLDC) [58,
59] and AC homopolar machine[60, 61]. BLDC has high power density, high
efficiency, and compact form factor[6]. The homopolar machine has a simple
but robust structure and low idling loss.
12
voltage source controllers (VSC). The VSCs switch their roles between rectifiers
and inverters to realize the transformation between charge and discharge modes.
The current carrying capacity of the VSC is also a critical factor in determining
the FESS’s power rating. Bernardinis et al.[62] design a high-efficiency inverter.
The inverter is tested at 20kHz and achieved 98.8% efficiency at 60kW. In [63],
a new topology for a bidirectional converter is presented. This converter targets
zero switching power loss for the buck and boost modes. The scheme is verified
by a 4kW, 340V prototype flywheel, where a 2.5-3.5% power saving is observed.
Controller design for power converters is also a major topic. Zhang et al.[64]
propose a method using direct voltage control for the DC-link without the inter-
mediate current loop. Testing results show reduced tracking error and steady-
error at different spinning speeds. In [65], an Input-Output Linearization (IOL)
AC voltage controller is presented for a FESS supplied by an AC-AC matrix
converter. The system can compensate for the critical load voltage without
noticeable delays, and voltage undershoots/overshoots. It also overcomes the
input/output coupling problem of matrix converters. Multilevel converters are
proposed for FESS as well. Murayama et al. [66] present a modular multi-
level cascade converter (MMCC) for FESS. The converter is intended to achieve
rapid current control without creating a significant disturbance on the grid.
Applications are plasma control, particle accelerators, or medical use.
13
2.5.2. Other components
Many of the housing/casing designs of FESSs also include a vacuum enclo-
sure to reduce the windage loss when the flywheel is rotating at high speed.
For mobile applications, the housing structure needs to be optimized to reduce
its overall weight. It also needs to provide vibration adsorptions to prevent the
FESS from failures caused by excessive external vibrations. The flywheel that
operates in a vacuum enclosure may also include other components such as an
air pump for maintaining its vacuum status and an active cooling system for
the MB and M/G.
3. Applications
14
grid frequency deviates from its nominal value. Only a few tenths of a hertz
of frequency deviation can cause damage to valuable equipment. Energy stor-
age systems act as virtual power plants by quickly adding/subtracting power
so that the line frequency stays constant. FESS is a promising technology in
frequency regulation for many reasons. Such as it reacts almost instantly, it
has a very high power to mass ratio, and it has a very long life cycle compared
to Li-ion batteries. The main advantage is the long life cycles, which signifi-
cantly lowers the long-term operational cost. Beacon Power [12] is one of the
early companies that focuses on FESS technology for grid applications. They
have successfully commissioned a 20 MW FESS plant in Pennsylvania. The
rotor is made of carbon fiber, which operates at 16,000 RPM. It also has a
175,000 life cycle. Helix Power [70] is developing 1-MW and 90s FESS for grid
application. The flywheel’s steady-state power loss is less than 1% of the rated
power. Many research works focus on control. Mahdavi et al. [71] presents an
enhanced frequency control system and its experimental verification for a FESS
to reduce the frequency variations of the microgrid. In [72], a fuzzy, PD-based
frequency regulation control strategy for wind-power and FESS system pro-
posed to enhance the frequency regulation capability of direct-drive permanent
magnet synchronous generator (PMSG)-based wind-power generation system.
15
optimum dynamic performance. Hitachi ABB has installed a 2 MW flywheel
system for 15,000 inhabitants on Kodiak Island, which plans to run entirely on
renewable energy. It was reported [76] that the flywheel system is ”the first line
of defense against varying power flows from wind turbines, relieving a 3-MW
battery system that is wearing out faster than expected”. In [77], a flywheel is
used to store excess energy from a PV-diesel hybrid energy system. Its economic
and environmental benefits are studied.
3.2.1. Automotive
The FESSs are used in both vehicular and transportation applications. M.
Hedlund et al. [8] gives a review of FESS applications in automobiles. Its high
power to mass ratio enables the FESS to replace conventional powertrain sys-
tems [21]. In [82], an energy buffer storing up to 867 Wh is presented. It is
primarily for utility vehicles in urban traffic. R. A. Smith and K. R. Pullen
[83] present the optimization of a flywheel designed for braking energy recovery
and acceleration for hybrid vehicles. The result is optimal flywheel size and
depth-of-discharge for a particular vehicle to achieve a balance between high
16
transmission efficiency and low system mass. In [46], a simulation model is pro-
posed to evaluate the dynamic qualities and efficiency of a heavy-duty transport
vehicle equipped with a mechanical transmission, using a combined power plant
with a FESS. Ershad et al. [84] propose a flywheel-based four-wheel-drive, a
full-electric powertrain that significantly increases the overall performance and
battery lifespan.
3.2.2. Locomotives/trains
Notable early work includes The University of Texas 2MW flywheel sys-
tem as a part of the advanced locomotive propulsion system[22]. More recent
developments include the REGEN systems [25]. The REGEN model has been
successfully applied at the Los Angeles (LA) metro subway as a Wayside Energy
Storage System (WESS). It was reported that the system had saved 10 to 18%
of the daily traction energy. The LA metro Wayside Energy Storage Substation
(WESS) includes 4 flywheel units and has an energy capacity of 8.33kWh. The
power rating is 2 MW. The analysis [85] shows that ”the WESS will save at
least $99,000 per year at the Westlake/MacArthur Park TPSS”. The FESS is
made of steel. The flywheel is also designed to be fully levitated by magnetic
bearings. Its operational speed range is from 10,000 to 20,000 RPM. Flywheel
is often applied in heavy-haul locomotive [86, 87]. For example, Spiryagin et
al. [86] propose a simplified control strategy for a FESS-assisted heavy haul
locomotive. The study concludes that ”FESS can be a very good solution ”
because battery’s limits on ”specific power, cost efficiency and service lifetime”.
3.2.3. Marine
FESSs have been designed as auxiliary parts of electrified ships to improve
their power qualities [88, 89, 90, 91]. As one of the early works, Huynh et al.[88]
proposed a FESS design with low-loss magnetic bearings and a high-efficiency
motor/generator. The FESS can output 500kW for 30s in high-duty mode and
up to 2MW in pulse mode. More recently, Kumar et al. [89] present the usage
of a 50 kWh flywheel for a diesel-mechanical propelled tugboat. Test results
17
show that with the adoption of variable speed operation of diesel generators,
the flywheel offers 25.6% fuel reduction. In [91], Hou et al. present a Battery-
flywheel hybrid ESS to isolate load fluctuations from the shipboard network.
Pulsed power applications on ships will be discussed in the following section.
3.3.2. Aerospace
Many of the FESS research work in aerospace focus on replacing lion bat-
teries with astronautical FESSs. Satellites or space stations benefit from the
flywheel’s high-power rating and long life cycle. The International Space Sta-
tion has investigated the use of FESS by carrying out flight tests [95]. FESS
applications in satellite attitude control are a major topic in this field and will
be covered in 4.2.3. Although the high power density also gives FESS potentials
in aeronautical applications, the authors have not noticed any research activity
where FESSs are directly applied to an aeronautical aircraft. Consider the low
specific energy, flywheel are not suitable to be used onboard. But they can be
used as an ESS for aircraft take-off and landing.
18
3.4. Research and industrial groups
Various flywheel energy storage research groups[96, 13, 97, 98, 33, 99, 100,
101, 102, 82, 22, 103] and industrial products [104, 78, 34, 12, 105, 106, 25, 107,
70, 108, 109, 110, 111, 112, 113, 114] are summarized in Table 3 and Table 4,
which include the rotor materials, energy & power density, storage duration,
and applications.
19
Table 4: A summary of commercial FESS systems
20
4. Trends and future topics
The current FESSs are not yet widely adopted as a popular energy storage
solution. They have higher capital costs than electrochemical batteries [122, 3].
For instance, Beacon Power’s flywheel costs almost ten times higher than a
Li-ion battery system with similar energy capacity even though it can provide
competitive cost per (kWh*cycles) considering the higher charge/discharge cy-
cles. Compared to other technologies like batteries or supercapacitors, FESSs
have “moving” parts, thus are considered to have higher uncertainty in failure
modes. Composite flywheels are particularly susceptible to this shortcoming be-
cause of higher operational speeds and less predictable mechanical properties.
Almost all the existing flywheel systems are designed for specific applications
such as frequency regulation or UPS. They require specialized knowledge and
techniques for manufacture, assembly, and maintenance, which prevents them
from being produced in large quantities to reduce cost per unit. To address
these issues, new efforts are made in different aspects of the technology. In the
following, we discuss the emerging fields and potential opportunities for FESS
technology.
21
4.1. New Technologies
22
Figure 7: Shape factors of typical flywheel designs[14, 126]
23
4.1.3. Compact and integrated FESS
Researchers have sought different means to reduce the system component
and make FESSs more compact. Such design is vital to transportation appli-
cations, which are sensitive to space and weight. Kailasan et al. [103] give the
design for a 1 kWh inside-out integrated FESS. The rotor is shell-like and made
of steel/composite materials. It allows the other components to be installed
inside the shell flywheel. Many researchers also [128, 129, 130] focus on the
design of combined radial and axial magnetic bearings that bring the three-
bearing configuration down to a two-bearing configuration. Recently, Li et al.
[101, 131] present a combination magnetic bearing for a shaftless flywheel. The
single magnetic bearing can provide full levitation control [27]. Basaran et al.
[132] present radial repulsive magnetic bearings that reduce power consumption
with less complexity. Andriollo et al. [133] discuss an integrated, axial hybrid
magnetic bearing with a steel flywheel. In [134], an active electromagnetic slip
coupling is developed to make a more compact and cost-effective flywheel-based
powertrain. A bearingless electric machine, which is also reviewed in 2.4.4, can
act as the magnetic bearing and motor-generator at the same time, making the
system more compact. For example, Yang et al. [57] propose a bearingless
flywheel motor to achieve a high integration level for vehicle applications.
Magnetic gears also make the FESS more compact by reducing the need for
extra power electronics. Ricardo [38] developed a FESS with magnetic gear for
automotive application. As depicted in Fig. 6, the system is compact and free
of extra power electronics. In [135], an axial flux magnetic gear is designed to
directly couple a FESS with a motor for recharging a heavy-duty electric bus.
In general, more studies are needed to understand how the magnetic gear can
meet the power, torque, speed, and efficiency requirements for FESSs.
24
which can give the specific energy of over 15 kWh/kg, better than gasoline(13
kWh/kg) and Li-air battery (11 kWh/kg), and significantly higher than regular
Li-ion batteries. In [136], graphene flakes are levitated and spun at rotational
speeds of up to 60 million rpm. Unfortunately, it is unclear how the energy can
be harvested. Sandia National Lab [137, 138] is working on improving flywheel
energy density with Graphene to increase the flywheel’s strength. Circosta et
al. [139] present a semi-hard magnetic FeCrCo 48/5 rotor that enables the use
of bearingless hysteresis drives. Martin et al. [140] developed a new magnetic
composite material that can be used for magnetic bearing and the rotor shaft.
Magnetic permeability, saturation magnetism, mechanical stiffness, tensile elas-
ticity, and electrical resistivity are considered. The use of new materials, both in
flywheel rotor and subsystems like the magnetic bearing, will enable the FESS
to reach higher specific energy with a lower cost. Ideal materials for FESS rotor
should have the following properties:
• low cost
• low density
• magnetically permeable
• recyclable
25
4.1.5. Flywheel loss, failure modes, and containment
Considering that Li-ion batteries have a low self-discharge rate, reducing the
standby loss is crucial for making FESSs competitive [11]. FESS losses come
from the rotor (windage loss), the electric machine (core loss, copper loss), the
AMB (eddy current loss and hysteresis loss), and the converter. There is some
research activity on the standby and operational loss of FESS [124, 97, 141].
But most of them focus on windage loss or motor-related losses. There are
fewer works on AMB or converter-related loss. Also, there is a lack of work on
loss-reducing methods [142].
More importantly, flywheels must be kept free from failures, which could end
catastrophically [143]. There is some work in failure mode analysis and prog-
nosis. But most of them focus on the composite rotor [144, 145] or traditional
mechanical bearings [146]. As flywheels are such complicated electro-magneto-
mechanical devices, it is necessary to include other components and systemati-
cally investigate the failure mode and its containment. Recently, Buchroithner
et al. [147] developed a test rig for the systematical investigation of burst con-
tainments under rotor failure. The goal is to investigate the performance of
different containment structures and materials systematically.
4.2.1. Energy-saving/harvesting
Many of the industrial devices repeat certain motions. For example, a
crane/truck lifts a heavy object and relocates it to a different place. A robot arm
follows the planned motion trajectory and accelerates and decelerates to meet
the speed and acceleration profiles. If the energy during these repeated motions
can be harvested and reused for the next cycle, the efficiency can be improved.
These charge/discharge cycles frequently occur with high power requirements,
making the FESS a good candidate. We have noticed some commercial products
deployed for large industry devices such as cranes [148, 149]. However, there is
less research work for smaller devices like robot arms [150], automation devices,
and tooling machines. As for energy harvesting, Yang et al.[151] present an in-
26
Figure 8: Harvest foot motion energy to a flywheel, from [151]
27
Figure 9: Increase for LFP internal resistance in hybrid and non-hybrid configurations, from
[152]
overall costs. For example, Barelli et al.[152] investigated the effects of integrat-
ing FESS with battery packs. As depicted in Fig. 9, the hybrid configuration
greatly slowed the battery aging process by a factor of 300%.
While many papers compare different ESS technologies, only a few research
[153, 152] studies design and control flywheel-based hybrid energy storage sys-
tems. Recently, Zhang et al. [154] present a hybrid energy storage system based
on compressed air energy storage and FESS. The system is designed to mitigate
wind power fluctuations and augment wind power penetration. Similarly, due
to the high power density and long life cycles, flywheel-based fast charging for
electric vehicles [155, 156, 157] is gaining attention recently. Other advantages of
flywheel-based supercharging include operability under low/high temperatures,
state-of-charge precision, and recyclability [158].
28
0.001°.
Furthermore, flywheel attitude control has been applied to robotics and ve-
hicles. Hockman et al. [161] propose three spinning flywheels to internally-
actuator a rover for low gravity planetary bodies. In [162], a flywheel for bal-
ancing control of a single-wheel robot is presented. In [163], two flywheels are
used to generate control torque to stabilize the vehicle under the centrifugal
force of turning.
5. Conclusion
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