Raphalides, Samuel J. - The United States and The Question of The Greco-Turkish War, 1919-1922 (1982)
Raphalides, Samuel J. - The United States and The Question of The Greco-Turkish War, 1919-1922 (1982)
Raphalides, Samuel J. - The United States and The Question of The Greco-Turkish War, 1919-1922 (1982)
SAMUEL J. RAPHALIDES
I
In the post World War II era, the strain in the trilateral relation
between the United States, Greece and Turkey is one of the most
disquieting and vexatious elements to emerge from American
foreign policy. The so-called southeastern flank of the North
Atlantic Treaty Organization (NATO) is currently beset with
tensions that threaten to impede its contributory role in NATO's
overall defense strategy for southeastern Europe (if th~y have not
already done so). In this political drama, the principal antagonists,
Greece and Turkey, have a number of outstanding differences
which on occasion have brought them to the precipice of war ..
As a result, the United States has intervened as the protagonist
and consequently has become the recipient of the enmity of these
two NATO allies for not recognizing their 'special' claims or
interests. As in the characteristic classical Greek drama, the chorus
of NATO partners offer a common chant: they are united in
proclaiming that the current state of affairs seems to portend
failure to the concerted effort to defend Western Europe.
Although this vexatious problem developed during the post
World War II period, it is best understood when approached
through an historical paradigm in which the many forces that
helped create the tension can be mined from the field of historical
events. To be sure, the current dilemma in the trilateral relation
of the United States, Greece and Turkey was not created by any
one variable; it is, instead, the result of complex and interactive
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forces of history that can be observed in the American experience,
and in the bilateral relation between the two antagonists, within
a framework of European events in which the United States played
a significant role. Participation in World War I and the post war
settlements by the United States reflect this role. Then, too, the
participation of the United States in the Second World War and its
assumptive post bellum leadership role of the West strengthen the
historical linkage, because Greece and Turkey become dependent
on the United States and have not resolved their outstanding
bilateral differences. In this context, historic claims and interests
were constantly subsumed under Cold War priorities - that is, the
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II
On 30 October 1918 Turkey accepted the armistice of Mudros,
which removed the Ottoman Empire from the war. However, the
Turks did not sign a peace treaty until 10 August 1920, at Sevres.
The considerable delay in a settlement of the Eastern Question,
after the Mudros armistice, had several causes. First, the allied
concern with Germany consumed most of the attention in 1919.
Second, considerable attention was devoted to the division of the
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Austrian Empire, especially the Balkan territorial frontiers. And,
lastly, delay occurred because of the widely held idea by the allies
that the United States was considering accepting mandates under
the newly created League of Nations for the proposed Armenian
state and Constantinople.!
Although President Wilson refused to commit any American
forces to the occupation of Turkey, he agreed to both an American
mandate for Armenia and possibly Constantinople, if the United
States Senate consented.2 However, given the nature of American
public opinion against entanglement in European matters, as
evidenced by the Senate's rejection of the treaty of Versailles, the
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prospect for a mandatory role was not very good. In June 1920
Congress formally refused the proposal for an American mandate.
The congressional rejoinder was straightforward and compelling,
and officially signaled a United States withdrawal from all political
responsibilities in the Near East. 3
The general complexity of the situation in Asia Minor and the
area of the Straits, along with the traditional rivalries which
divided the allies, most notably the conflict between Great Britain
and France,4 caused many problems through misperception and
miscalculation among the actors. For example, it created the illusion
that time and circumstances would allow its imposition upon the
Turks regardless of the provisions of the settlement wi~h Turkey.
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The Eastern Question was further complicated by (a) the collapse
of the Russian Empire and the additional problem of the
proliferation of successor states in the region; (b) questions
concerning self-determination, recognition and boundaries - the
demographics of the region frequently aggravated attempts to draw
frontiers based according to ethnicity and the concept of self-
determination advanced by President Wilson was seized by the
Greeks as one rationalization of their claims in Asia Minor;5
(c) the question of whether the Turks would be allowed to retain
territory anywhere in Europe, including Constantinople; (d) the
internationalization of the Straits and the difficulty of determining
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is some question over who proposed the Greek landing. It has been
suggested that it came from President Wilson, 1 0 who apparently
made a unilateral decision to commit American naval forces in the
landing. Whatever the source of origin, the effect was clear: the
historic enmity between Turk and Greek was intensified. The notion
of Greek occupation of Turkish territory galvanized Turkish
sentiment not only against the Greeks, but against their European
supporters. 11 The nationalist Turks thereafter rejected the measures
imposed by the allies in the 1920 treaty of Sevres. Ironically,
the United States was spared culpability in the Greek venture.
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Among the Turks, the more helpless the Ottoman government
in Constantinople appeared, the more attractive the nationalist
cause. In July 1919, the nationalist movement formally organized
at Erzerum and quickly spread to the city of Sivas where in
September its Congress adopted a declaration, which demanded
allied recognition of the integrity of Turkish territory in accordance
with the terms of the Mudros armistice. On 11 September 1919
the allies were informed by the nationalists that the government
in Constantinople no longer represented Turkey. That declaration
and the transcendent impotence of the Ottoman government in
Constantinople signalled nationalist intransigence and instigated
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12. The terms of the treaty were worked on in a London conference in February
and March of 1920, and finalized at San Remo in April. On 10 October 1921,
Admiral Mark L. Bristol, high commissioner of the United States in Constantinople
between 1919 and 1927, informed Secretary of State Charles Evans Hughes that
'It is now quite clear that the Treaty of Sevres, if it is retained at all by the Allies,
will be modified in important particulars. Presumably, there will be further
negotiations among the allies to accomplish this ... we cannot rely upon the Allies
to protect our interests in the Near East'. Bristol to Hughes, 10 October 1921,
Department of State 711.67/21. Cited in J. A. DeNovo, Ibid., p. 131.
13. According to H. N. Howard, 'the Greek aggression at Smyrna did more than
any other factor to precipitate the nationalist movement in Turkey, but the British
action at Constantinople [16 March 1920, which preserved the sultan on his throne]
added the finishing touches'. See The Partition of Turkey, Howard Fertig edition
(New York, 1966), p. 257.
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offen~ive and by the end of 1920 occupied considerable territory,
including the historic Turkish capital, Bursa. Thereafter, the military
and diplomatic situation for the Greeks steadily worsened. Because
of domestic political problems Italy was compelled to evacuate its
forces from Asia Minor. Whatever Anglo-French 'cooperation'
existed in Anatolia formally ended when France concluded a treaty
with the government in Ankara on 20 October 1920. In 1921, the
Greek forces strategically overextended their positions as they
threatened the new capital at Angora. But they failed in their
attempt to capture the city. In August 1922, the nationalists' forces
scored an impressive victory at the front. The Greek lines broke
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III
The American experience in World War I provides a base point
for the analysis, since the war moved the United States from
complacent unconcern with Europe's troubles through economic
and ideological involvement to military participation. The United
States entered the First World War with a sense of duty rather
than enthusiasm. Although some Americans viewed participation
as an adventure, and something of a crusade, most considered the
experience as an interference with normal routine. Virtually every
sector of society felt the strains of government regulation or control.
Even some sectors that benefited from government policy viewed the
war time restrictions as harmful to the nation's sense of well-being.
In short, the average American's reaction to internationalism can
be described as a disillusionment and it sparked what Warren G.
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Harding popularized as a return to 'normalcy'. In his first annual
message to the nation, he declared: 'It is not my purpose to bring
to you a program of world restoration. In the main such a program
must be worked out by the nations more directly concerned'. 15
The public clamoured for demobilization, an end to government
restrictions - a return to 'normalcy'. The government responded
by releasing 652,000 men from the army before the end of 1918.
By the end of June 1919, it had disbanded over 2.6 million men
and by October 3.2 million. Altogether over four million men were
returned to civilian life. With all deliberate speed war time contracts
also were liquidated and price controls and priorities were ended.
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178
The bitter struggle and rejection of the League averted an inter-
national entanglement and the election of 1920 confirmed the
decision. To the incoming Harding Administration, the events
appeared to be a mandate to eschew unnecessary involvement in
Europe's affairs. The Atlantic Ocean continued to serve as a physical
and psychological barrier; it was, so to speak, the demarcation line
for the new and separate sphere. Under the circumstances the
Harding Administration was constrained in administering a world
role. But despite the overall American inclination toward
isolationism, the administration succeeded in avoiding outright
policies of parochialism.
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16. There is substantial and continued controversy over the term 'isolationism'
as a description of American policy of the period. For example, among many
others, W. A. Williams discredits the notion of isolationism in 'The Legend of
Isolationism in the 1920's, Science and Society (1954), pp. 1-20; and Joan Hoff Wilson
asserts that the term 'independent internationalism' is more descriptive of the
character of American policy for the period. See American Business and Foreign
Policy, 1920-1933 (Boston, 1973), p. x.
179
The thesis advanced here is that United States policy was largely
governed by the ideology of the doctrine of the two spheres.
Coeval with the founding of the American republic, the doctrine
of the two spheres was a logical development that defined, as a
general principle of international policy, the separation of the old
world from the new. Historically, it rationalized the nation's
independent position and nonentanglement in European affairs.
In essence, it served to augment America's perception of its place
as a republic in a hostile world. In the early twentieth century,
for example, it rationalized the American status of associated power,
in contrast to an allied power in World War I; it rationalized
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Near East.
Yet of the two states it was Greece that occupied a special
place in the American mind because of its historic contributions
to western civilization and its Christianity. But neither the special
regard for classical Greek civilization, Greek Christianity, nor the
preponderant economic and humanitarian interest in Turkey was
sufficient to overcome America's adherance to the doctrine of the
two spheres. To be sure, events in the Near East along with the
Greco-Turkish conflict tested the American resolve in nonentangle-
ment. However, without American strategic and political interests
in the conflict or region, the nature of the trilateral relation was
relegated to the separate sphere status. A significant contrast with
the post World War II era had indeed emerged. .
IV
Warren G. Harding assumed the office of President in January
1920. His selection of Charles Evans Hughes as Secretary of State
was publicly announced on 19 February 1921. For both men their
political relationship worked smoothly largely because the President
abdicated foreign policy matters in favor of Hughes and he, in turn,
often compensated for some of Harding's presidential shortcomings.
17. It is interesting to note that when the United States tilted toward one state,
strain developed in the bilateral relation with the other. For example, two such
instances occurred over the Cyprus problem which seriously affected the trilateral
reiation. In 1964 the Johnson Administration tilted in favor of Greece, provoking
an immediate coolness in Turco-American relations. In 1974, the Nixon Administra-
tion tilted in favor of Turkey, provoking a similar response in Greco-American
relations.
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In the Harding Administration Hughes displayed patience and
pragmatism in policYmaking, and enjoyed considerable freedom in
diplomacy receiving little presidential instruction. Hughes set the
tenor of his stewardship at the State Department when he declared
that 'foreign policies are not built upon abstractions; they are the
result of practical conceptions of national interest arising from some
immediate exigency or standing out vividly in historical perspec-
tive'}S Except for the Washington Conference of 1922, Hughes
generally confined his activities to a fairly restricted area.
As far as the new administration's policy was concerned, the
Eastern Question and Greco-Turkish war were beyond the pale of
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any American strategic and political interest. Yet that policy grew
increasingly difficult to follow because of the confluence of American
economic and humanitarian stakes in the region and the principle
of noninvolvement. American oil companies were interested in Near
East oil. Religious and humanitarian groups were interested in the
Greek and Armenian issues, and in the continued American
educational presence in Turkey. The issues were linked to political
responsibilities that the new administration was unwilling to accept
and even sought to avoid at the Lausanne Peace Conference.
Because of the conjugation, the conference presented a dilemma to
the administration. It presented a dilemma not because it sought
to involve the United States directly in European political negotia-
tions, for that would have violated the doctrine of the two spheres,
but because the administration sought to protect American interests
within the constraints imposed by the doctrine. .
. The public's perception of the Greco-Turkish war was a variable
the Harding Administration quickly confronted, since American
sentiment historically favoured the Greeks while American
economic and humanitarian interests were largely centered in
Turkey. For example, as early as 1914, the Ottoman ambassador
to the United States, Ahmed Rustem, criticized United States policy
which prohibited the sale of war vessels to Turkey while American-
built war vessels were sold to Greece. He was equally critical of
the negative image of Turkey projected by the American press.
'Turkey has been the object of systematic attacks on the part of
the press of the United States', he declared, and 'these attacks,
18. Quoted in J. Vinson, 'Charles Evans Hughes', in N. A. Graebner, ed.,
An Uncertain Tradition: American Secretaries of State in the Twentieth Century
(New York, 1961), p. 132.
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conceived very frequently in the most outrageous language, spare
her in none of her feelings. Her religion, her nationality, her
customs, her past, her present are reviled. This attitude of the
press has poisoned public opinion in the United States in regard to
the Turkish people to such an extent that a member of that race
is seldom thought or spoken of in this country otherwise than as
the "unspeakable" and when Turkey, defeated and bleeding as the
result of the Balkan War, was in need of a kind word, mockery
and insult of the most cruel nature were poured upon her by
almost every American paper'. 19
American sentiment for the Greeks was rationalized as much in
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'enslaved Greeks' (of Asia Minor and Thrace). And, in charac-
teristically diplomatic language, Venizelos played upon educated
America's regard for classical Greece - the American card - b)
intoning the idea that in return for America's support 'ancient
Greece can indeed be proud of her greatest daughter'. 23
The apogee of American sentiment on behalf of the Greeks was
reached with the burning of Smyrna on 11 September 1922, and
the revelation of atrocities committed by the Turks against the
largely Greek and Christian population in Asia Minor, especially
after the retreat of the Greek forces. 24
However, while the news media and the Philhellene religious
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The Harding Administration received numerous importunings
from groups which advocated that the government take whatever
steps were necessary to prevent the carnage in Smyrna and Asia
Minor.26 On 4 October 1922a White House spokesman complained
that the government was unfairly criticized for its aloofness.27
The President and his cabinet met on 10 October and discussed the
situation in Asia Minor.28 Despite the importunings, the adminis-
tration reaffirmed the noninvolvement policy of the United States.
'It is not consistent with American policy', noted Harding, 'to call
our armed forces to minister to all the troubled spots of the world'. 29
Senator Lodge, an avowed Philhellene, typified the ambivalence
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Italy, and the other participant states, Greece, Turkey, Romania
Yugoslavia and Japan at Lausanne.
The administration's decision to send a delegation of observer
to the conference was prophylactic. Except for humanitarian aid
that is, several destroyers which were dispatched to Constantinople
in September 1922, to assist in evacuating Greek refugees primaril:
women and children, the administration was not prepared to alte
its policy. Therefore, the United States resisted the clamour fron
missionary and private Near East relief groups that urged it t<
assume a greater responsibility in the region. This response
provoked controversy. In the political discourse, its detractor:
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was especially true of the American oil consortium's interest in
Near East oil.35
On the other hand, the New York Times supported the
administration's decision to send 'official observers' to the
conference. 'While not as comprehensive in its scope as was the
invitation', the Times editorialized, 'it is nevertheless broad enough
to cover all the matters in which the voice of America ought to
be heard'.36 Senator Lodge also supported the administration's
decision. He described observer status as 'helpfulness but not
entanglement'.37 When Senator William E. Borah of Idaho
addressed the Press Club of Chicago, he boldly declared: 'Tell
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those strongly identified with American idealism: the fundamental
principles of justice and human rights - notably the protection
of Greek and other minorities in Turkey.41
Unlike the European powers, the administration's strategy was
free from a shared perception of threat. It sought to maintain the
integrity of the American position 'as an independent power'
unconcerned in its deliberations with the rivalries of other nations,
and to forfeit no point of advantage, to ensure that there be 'no
influence lost, no injurious commitments made'. When it was
diplomatically suitable, the United States would conclude a separate
accord with Turkey.42 Approximately one month after the
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V
Since the United States had achieved its desiderata through the
Greco-Turkish war and the conference of Lausanne, which ended
the conflict, we turn our attention briefly to the unidimensional
purpose of American policy. 'Policy is purposeful behavior', writes
a former director of the State Department's Bureau of Politico-
Military Affairs, 'something specific is to be achieved by Il!aking
certain maneuvers and sacrifices' .43 This raises several questions,
of course, that are pertinent in concluding the thesis of the paper:
What was the purposeful behavior of the United States in the
question of the Greco-Turkish war? What specifically was achieved
by that behavior? What maneuvers did the United States engage
in or sacrifices did it endure in order to achieve the gains?
First, the United States purposely avoided involvement in the
Greco-Turkish war because it did not define any American strategic
or political interest in the conflict that justified involvement.
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Second, the United States reaffirmed the doctrine of the two
spheres as a general principle of international policy. And, in a
period of time, when the forces of internationalism paradoxically
generated isolationism, the Harding Administration pursued a
relatively pragmatic Near East policy under the watchful eye of
Congress.
Third, the government ideologically subordinated the question
of the Greco-Turkish war to the old sphere of Europe. The
administration's consistent disclamation of any strategic or political
interest in the region coalesced domestic support for its policy.
It publicized and balanced its concerns in the conflict with the
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