1.

Investments made in listed equity stocks provide for _____________

A. Better liquidity B. Guaranteed capital appreciation
c. Safety of capital d. All of the above

2. Sovereign Gold Bonds scheme was introduced by the government in the year______
A. 2001 B.2020 c. 2015 d.2022

3. An individual under PMJDY scheme can only exit this scheme after reaching the age of 60 years.
True or False?
A. True B. False

4. In Investments, ELSS stands for _________________

A. Equity Linked Savings Scheme
B. Equity Liquid Saving Scheme
C. Exceptional Liquid and Safe Scheme
D. Enterprise Linked Social Security

5. When you invest in equity shares on the stock exchange, which of these markets are you dealing
with?
A. Primary market
B. Secondary market
C. Tertiary market
D. Commodity market

6. Risk appetite generally ___________ when the number of dependent family members increases
A. Increases B. Decreases
c. There is no correlation between risk appetite and number of depended family members
D. Does not change

7. Risk appetite generally ___________ when the number of earning family members increases
A. Increases B. Decreases
c. There is no correlation between risk appetite and number of earning family members
D. Does not change

8. The act of spreading your investments to various asset classes in order to reduce the exposure level
to any one is called ______________
A. Divestment B. Diversification
c. Division of labour d. Directional trade

9. The risk profile of an investor who is willing to accept significant risks to maximize potential returns
over the long term and is aware that he/she may lose a significant part of capital is ____________.
A. Aggressive B. conservative moderately conservative d. Moderate

10. Systematic risk comes from the influence of external factors on an organisation. True or False?
A. True B. False

11. The most simplistic risk profiling thumb rule is to have as much debt in the portfolio, as the
number of years of age. True of False?
A. True B. False

12. What is the full form of NEAT?

A. Natural Economic Assisted Treaty
B. National Economic Advisory Team
C. National Exchange for Automated Trading
D. Natural Exchange of Automated transmission

13. Which of these is not a money market instrument?

A. Certificate of Deposit
B. Commercial Paper
C. T-Bill
D. Bonds

14. Which of these are characteristic of OTC market?

A. Contracts can be customised
B. Trades are bilaterally entered between the counterparties
C. Counterparty risk is higher compared of Exchange traded contracts
D. All of the above

15. NSDL stands for?

A. National Security Defence Lieutenant
B. National Stock Derivative Limited
C. National Securities Depository Limited
D. National Securities Development Limited

16. Does IPO come under primary market?

A. Yes B. No

17. Which of these is/are term(s) used in Technical Annalysis?

A. RSI b. ADX c. Candle Stick d. All of the above

18. In case of Fundamental Analysis, what does EIC stand for?

A. Equity, Investments, Capital
B. Economy, Industry, Company
C. Entrepreneur, Institution, Corporation
D. Economy, Investment, Company

19. The three importance financial statements used in Fundamental Analysis are Balance Sheet, Profit
& Loss account and cash flow statement. True or False?
A. True B.False

20. Greater the risk, ___________ the expected returns.

A. Greater B. Lesser C. Smaller D. None of these

21. Risk seeker investors are ready to take risk even if the return for taking that risk is not sufficient
enough. True or False?
A. True B. False

22. Which of the following scheme launched by the government of India for workers in the
unorganised sector
A. National Pension Scheme C. Public Provident Fund
B. Atal Pension Yojana D. Prime Minister Vaya Vandana Yojana

23. Which scheme was launched with a aim to encourage the parents to secure the future for their
daughters
A. Sukanya Samriddhi Yojana C. Prime Minister VayaVandana
B. Pradhan Mantri Jan Dhan Yojana D. Vidya Yojana

24. Which Scheme was launched to provide basic banking services to poor and needy section of our
society
A. Pradhan Mantri Jan Dhan Yojana C. Sukanya Samriddhi Yojana
B. Prime Minister Vaya Vandana Yojana D. National Pension Scheme

25. Which of these is an Investment scheme is meant for the senior citizens offer the guaranteed
return of around 7.4% p.a.
C. Pradhan Mantri Jan Dhan Yojana C. Sukanya Samriddhi Yojana
D. Prime Minister Vaya Vandana Yojana D. National Pension Scheme

26. Purchasing shares of a company in the stock market is an

A. Equity Investment C. Debt Investment
B. Money Market Investment D. Capital market Investment

27. “Income with Capital Preservation” is generally given by ___________ Investment Objective.
A. Growth C. Hybrid
B. Income D. Liquidity

28. Which of these must be a secondary objective of Investment in general

A. Income C. Hybrid
B. Growth D. Tax Saving

29. ______________ is the decision that comes out of the risk profile of the individual.
A. Strategic Asset Allocation C. Both
B. Tactical Asset Allocation D. None

30. ______________ is the decision that comes out of the calls on the likely behaviour of the market.
C. Strategic Asset Allocation C. Both
D. Tactical Asset Allocation D. None

31. In stock market what does “Bulls” indicate.

A. The overall impact for rise in prices of stock
B. The overall impact for fall in prices of stock
C. The overall impact for constant in prices of stock
D. The overall impact for change in prices of stock

32. In stock market what does “Bears” indicate.

A. The overall impact for rise in prices of stock
B. The overall impact for fall in prices of stock
C. The overall impact for constant in prices of stock
D. The overall impact for change in prices of stock

33. T-Bills are an example of

A. Money Market Securities
B. Capital Market Securities
C. Conservative Market Securities
D. Aggressive Market Securities

34. G-sec’s are traded in

A. Money Market
B. Capital Market
C. Conservative Market
D. Aggressive Market

35. Choose the odd man out

A. T-Bills C. Certificate of Deposits
B. Bonds D. Commercial papers
(Explanation:- Bonds are capital market instruments, others are money market instruments.)

36. Choose the odd man out

A. Equity C. G-Sec’s
B. Corporate bonds D.Commercial papers
(Explanation:- Commercial papers are money market instruments, others are capital market
instruments.)
37. When you invest in equity shares through rights issue, which of these market are you dealing
with?
A. Primary Market B. Secondary Market C. Tertiary Market D. Commodity Market

38. When you invest in equity shares through IPO, which of these market are you dealing with?
B. Primary Market B. Secondary Market C. Tertiary Market D. Commodity Market

39. Who facilitates capital raising activities for their clients which include corporations, government
and institutions etc.
A. Merchant Bankers B. Brokers C. Clearing House D. Custodian

40. Financial institution that provides clearing and settlement services for financial and commodities
derivatives and securities transactions.
A. Merchant Bankers B. Brokers C. Clearing House D. Custodian

41. In general, technical analysts does not look at the following broad types of indicators
A. Price trends C. Oscillators
B. Moving averages D. Income statements of past years