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Nicolas Lang,1 Michael A. Nitsche,2 Michele Dileone,3 Paolo Mazzone,4 Javier De Andrés-Arés,5
Luis Diaz-Jara,5 Walter Paulus,2 Vincenzo Di Lazzaro,3 and Antonio Oliviero6
1
Department of Neurology, Christian-Albrechts University, Kiel; and 2Department of Clinical Neurophysiology, Georg-August
University, Göttingen, Germany; 3Institute of Neurology, Università Cattolica and 4Neurochirurgia CTO, Rome, Italy; and
5
Unidad de Dolor, Hospital Virgen de la Salud and 6FENNSI, Hospital Nacional de Paraplejicos, SESCAM, Toledo, Spain
Submitted 12 July 2010; accepted in final form 23 March 2011
Lang N, Nitsche MA, Dileone M, Mazzone P, De Andrés-Arés al. 2004; Nitsche and Paulus 2001; Nitsche et al. 2003a).
J, Diaz-Jara L, Paulus W, Di Lazzaro V, Oliviero A. Transcranial Pharmacological investigations in humans have shown that
direct current stimulation effects on I-wave activity in humans. J
seems not to result in qualitatively different tDCS effects Transcranial magnetic stimulation. Magnetic stimulation was per-
(Nitsche et al. 2005), we used a relatively short tDCS to be able formed with a Medtronic Magpro X100 (Medtronic Functional Diag-
to cover the whole time course of the effects. The aim of the nostics, Skovlunde, Denmark) in subject 1 and with a high-power
experiments was to learn more about the origin of tDCS- Magstim 200 (Magstim, Whitland, UK) in subjects 2– 8. A figure-of-
induced aftereffects on cortical excitability and to enable com- eight coil (with external loop diameters of 7 cm for Medtronic and 9
parisons with other noninvasive brain stimulation techniques cm for Magstim) was held over the right motor cortex at the optimum
on a physiological basis. scalp position to elicit motor responses in the contralateral FDI.
Stimuli used were monophasic for both stimulators. Intensities are
MATERIALS AND METHODS expressed as percentage of the maximum stimulator output. Resting
motor threshold (RMT) was defined according to the recommenda-
Patients. As described previously (Di Lazzaro et al. 1998c), we
tions of the International Federation of Clinical Neurophysiology
recorded descending corticospinal activity evoked by TMS of the
primary motor cortex directly from the high cervical epidural space of (IFCN) Committee (Rothwell et al. 1999) as the minimum stimulus
eight conscious patients (4 men, 4 women; mean age 41 ⫾ 9 yr). intensity that produced a reliable MEP (⬎50 V in 50% of 10 trials)
These patients had no abnormalities of the central nervous system at with the tested muscle at rest. RMT was obtained with a 1% step-by-
brain and cervical spinal cord levels (subjects 4 and 5 were paraplegic step searching approach.
Two different orientations of the stimulating coil over primary
*Drugs were suspended 24 h before the study. †Drugs were suspended 48 h before the study. ‡Spinal cord injury (thoraco-lumbar level).
for evaluation of anodal and cathodal stimulation to optimize the correction for multiple comparisons. For anodal tDCS, a P value of
evaluation after tDCS. For anodal stimulation we needed an intensity ⬍0.0125 (⫽ 0.05/4) was considered significant. For cathodal tDCS, a
that did not saturate the I-wave generation to avoid a ceiling effect. In P value of ⬍0.01 (⫽ 0.05/5) was considered significant. To confirm
contrast, for cathodal stimulation we needed an intensity that opti- the consistency of the statistical analysis for parametric data, we also
mized the possibility of recording a reduction of the number and performed a repeated-measures analysis for nonparametric data using
amplitude of I waves. To evaluate the time course of the effects of the Friedman test. For this latter analysis we used the raw, not
tDCS on MEP amplitudes, the intensity of the TMS (110% RMT for normalized, data.
anodal and 150% RMT for cathodal stimulation) was kept constant Unless otherwise stated, data are presented as means ⫾ SD.
before and after the application of tDCS.
Data acquisition. Recordings were made simultaneously from the
epidural electrode and from the relaxed FDI of the left hand. MEPs RESULTS
and corticospinal volleys were amplified and filtered (bandwidth 3 None of the patients experienced any adverse effects during
Hz–3 kHz) by D360 amplifiers (Digitimer, Welwyn Garden City, or after the experiments.
UK). Data were sampled at 10 kHz, collected on a computer, and Mean baseline RMT was 54.4 ⫾ 4.4% of maximum stimu-
stored for later analysis with a CED 1401 A/D converter (Cambridge lator output. LM magnetic stimulation evoked the earliest
Electronic Design, Cambridge, UK).
negative potential in four of the eight patients. It had a latency
Anodal tDCS (n ⫽ 6)
Baseline 6.9 (2.6) 9.3 (3.8) 16.2 (5.3) 0.92 (0.25)
Post 1 (0–2 min) 9.9 (4.3) 17.0 (6.1) 26.9 (8.6) 1.54 (0.79)
Post 2 (2–4 min) 9.0 (3.0) 16.9 (8.2) 25.9 (10.6) 1.55 (0.71)
Post 3 (4–6 min) 9.1 (3.6) 12.6 (3.8) 21.7 (6.1) 1.47 (0.52)
Post 4 (6–8 min) 8.7 (3.3) 8.6 (4.3) 13.3 (4.7) 1.13 (0.56)
Cathodal tDCS (n ⫽ 5)
Baseline 6.0 (2.2) 19.9 (4.9) 25.9 (5.6) 1.49 (1.12)
Post 1 (0–2 min) 5.2 (1.7) 12.5 (5.6) 17.7 (6.3) 1.22 (0.89)
Post 2 (2–4 min) 4.5 (1.9) 12.0 (3.3) 16.5 (3.5) 1.27 (0.98)
Post 3 (4–6 min) 5.4 (2.9) 16.0 (4.9) 21.4 (7.1) 1.34 (0.93)
Post 4 (6–8 min) 4.6 (2.3) 15.1 (6.7) 19.7 (8.0) 1.38 (0.89)
Post 5 (8–10 min) 6.3 (2.6) 18.3 (7.6) 24.6 (8.3) 1.46 (0.95)
Values are means (SD). MEP, motor evoked potential; tDCS, transcranial direct current stimulation.
level (Supplemental Figs. S1–S5). Subjects 2 and 3 were amplitudes and the low number of patients available for epi-
studied again 20 min after the end of tDCS. At this time the dural recordings. As our a priori hypothesis was to find a
descending volleys had completely recovered to pre-tDCS decrease of MEP size after cathodal tDCS—which is basically
level (Supplemental Figs. S1–S5). what we found as it is described by the time course shown in
When the analysis was repeated with the Friedman test, Fig. 3B—we performed a paired t-test only at the first time
similar results were obtained (Table 3). points, without applying correction for multiple comparisons.
Cathodal tDCS. Mean I wave and MEP amplitudes are Using this approach, we found that MEP amplitudes were
reported in Table 2. In Fig. 3 amplitude ratio is reported significantly decreased 0 – 4 min after cathodal tDCS (0 –2 min,
(post/baseline). Figure 3A shows the time course of the effect P ⫽ 0.0384; 2– 4 min, P ⫽ 0.0120). Moreover, there was a
of cathodal tDCS on the amplitudes of the total volley. Mean certain degree toward a linear correlation between total volley
total volley was decreased by ⬃30% relative to the baseline and MEP amplitude changes immediately after the tDCS ap-
value 0 – 4 min after the end of tDCS. A repeated-measures plication (Spearman test, Post 1: r2 ⫽0.731, P ⫽ 0.037; Post
ANOVA on normalized data showed a significant effect of 2: r2 ⫽0.386, P ⫽ ns).
time (F5,20 ⫽ 8.483, P ⫽ 0.0001). The consequence of these Figure 3, C and D, show the time course of the effect of
changes could be observed in MEPs we recorded from the FDI. cathodal tDCS on the amplitudes of the I1 or later I waves.
Similarly, post hoc analysis conducted for MEP amplitudes Mean I1 wave amplitude was unchanged after the end of tDCS
revealed that total volley amplitudes were significantly de- (F5,20 ⫽ 1.764, P ⫽ 0.166). However, later I wave amplitudes
creased within the first 4 min after cathodal tDCS (0 –2 min, were reduced after the end of tDCS. A repeated-measures
P ⫽ 0.0097; 2– 4 min, P ⫽ 0.0008). MEP amplitudes were ANOVA on normalized data showed a significant effect of
decreased immediately after cathodal tDCS (on average for time (F5,20 ⫽ 8.669, P ⫽ 0.0005). Post hoc analysis revealed
⬃15% of their pre-tDCS size); however, the overall change did that later I wave amplitudes were significantly reduced within
not reach significance (F5,20 ⫽ 2.204, P ⫽ 0.094) (Fig. 3B). the first 4 min after cathodal tDCS (0 –2 min, P ⫽ 0.0015; 2– 4
The lack of significant modulation of MEP amplitudes after min, P ⫽ 0.0014). Cathodal tDCS reduced mean later I-wave
cathodal tDCS (considering the whole time course of the amplitude to ⬃40% (0 – 4 min) of baseline value.
experiments) may be explained by the high variability of MEP When the analysis was repeated with the Friedman test,
similar results were obtained (Table 3).
Table 3. Friedman test
I1 Waves Later I Waves Total Volley MEP
DISCUSSION
Anodal tDCS (n ⫽ 6) The present results demonstrate that tDCS of the primary
2 11.543 19.621 17.228 12.702 motor cortex leads to pronounced and polarity-specific changes
P 0.021 0.001 0.002 0.013 of corticospinal activity in conscious humans. Anodal tDCS
increased whereas cathodal tDCS decreased the excitability of
Cathodal tDCS (n ⫽ 5)
cortical circuits generating the I waves in the corticospinal
2 8.797 19.099 16.412 10.313 system. These results support the concept that anodal tDCS
P 0.117 0.002 0.006 0.067
effects originate—at least partially—at the cortical level.
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I-WAVE MODULATION BY tDCS 2807
Anodal tDCS increased the excitability of cortical circuits Lazzaro et al. 1999a), or short-latency afferent inhibition pro-
generating I waves in the corticospinal system, including the I1 duced by stimulation of the median nerve (Tokimura et al.
wave, whereas cathodal tDCS affected later I waves. Although 2000). Therefore, it has been suggested that different neurons
both I1 and later I waves are facilitated by anodal tDCS, our are involved in the generation of the I1 wave and later I waves
data show that these effects might have a different time course. and that only those generating the latter are the target of the
In fact, we found that I1 wave is significantly increased only in inhibitory projections (Di Lazzaro et al. 2004). This may
the first 2 min after anodal tDCS application, while the effects explain the partly discernable effects of stimulation on I1 and
on later I waves are significant for 4 min. However, since I1 later I waves observed in the present study. While excitatory
was trendwise altered also at later time points, and the vari- anodal tDCS resulted in changes of both I1 and later I waves,
ability of the data was relatively large, this should be explored inhibitory cathodal tDCS mainly modulated later I waves.
in larger detail in future studies. The effect on corticospinal Anodal tDCS. In the first minutes after anodal tDCS, both I1
activity after the end of the conditioning period parallels the waves and later waves are facilitated; this can be explained by
time course of MEP changes that was described in other studies a facilitatory effect on the corticospinal neurons. The I1 wave
using similar parameters of tDCS (Lang et al. 2004; Nitsche is considered to originate from stimulation of the axons of
and Paulus 2001; Nitsche et al. 2003b). Concerning MEP cortico-cortical or thalamo-cortical connections (Di Lazzaro et
amplitudes, we found that tDCS-induced MEP changes had a al. 1998b). Enhanced excitability of the corticospinal neurons
similar time course compared with the changes of corticospinal as the main mechanism of facilitation of the I1 wave—and of
activity. The results from the present study fit well with those later waves—is, however, not probable because if this was the
obtained in tDCS studies with noninvasive recording tech- case we would expect a parallel reduction of MEP thresholds,
niques. which has not been observed (Nitsche and Paulus 2000).
I1 wave and later I waves are differentially modulated by Alternatively, anodal tDCS of the motor cortex may activate
tDCS. D and I waves refer to high-frequency (⬃600 Hz) cortico-cortical and thalamo-cortical fibers and interneurons
repetitive discharges of corticospinal fibers produced by elec- distant from the corticospinal cell soma. This would explain
trical stimulation of the motor cortex (Patton and Amassian why the motor threshold is not strongly affected by anodal
1954; Ziemann and Rothwell 2000). The D wave persists tDCS. In any case, we cannot completely exclude that anodal
during anesthesia, cooling, or after cortical ablation, whereas I tDCS produces subtle changes in excitability of corticospinal
waves require intact and excitable gray matter (Amassian et al. cells lasting a few minutes after the end of the stimulation.
1987; Patton and Amassian 1954). The exact nature of the Moreover, we cannot definitely conclude that the I1 wave
generation of I waves is still unclear, but there is convincing changes are primarily produced directly by tDCS, as it is
evidence that they originate in the motor cortex, mainly possible that these effects can be secondary to the facilitation
through activation of cortico-cortical projections onto cortico- of later I waves.
spinal neurons (Ziemann and Rothwell 2000). In contrast to Our results support the concept that the effects induced by
later I waves, the I1 wave is rarely affected by any conditioning anodal tDCS are at least partially located intracortically and
inputs, whether a subthreshold magnetic stimulus given that tDCS of the primary motor cortex modulates the activity of
through the same coil (Di Lazzaro et al. 1998a; Hanajima et al. cortical interneurons projecting onto pyramidal tract neurons.
1998; Nakamura et al. 1997), a conditioning magnetic stimulus Cathodal tDCS. The results of our study show that cathodal
applied to the motor cortex of the opposite hemisphere (Di stimulation modulates the excitability of cortical structures
J Neurophysiol • VOL 105 • JUNE 2011 • www.jn.org
2808 I-WAVE MODULATION BY tDCS
generating the later I waves. Since the later I waves are the first correlation; this is particularly relevant when tDCS is used
to disappear during cooling of the motor cortex (Amassian et because its effects clearly extend beyond the cortical represen-
al. 1987), they are thought to originate from more superficial tation of FDI. 3) Finally, it should be considered that the I
cortical layers. Moreover, later I waves are targeted by inhib- waves might not represent the total descending activity and
itory projections (Di Lazzaro et al. 2004). There is evidence some asynchronous descending activity might also be present
that excitatory and inhibitory intracortical circuits have a dif- (Di Lazzaro et al. 2006); thus the correlation between I waves
ferent threshold (Ziemann et al. 1996). Thus it can be specu- and MEP might be limited. However, taking into account the
lated that cathodal stimulation facilitates inhibitory connec- direction of MEP and I-wave modulation, it seems most
tions or that it produces disfacilitation (e.g., hyperpolarization) conclusive that at least a part of the MEP effects is explained
of excitatory connections leading to a selective suppression of by changes in amplitude of the I waves.
later I waves. Because of the small number of subjects studied, Does tDCS act directly or indirectly on the I waves? The
we cannot rule out that some questions cannot be answered effects of tDCS may be due to direct effects of currents on the
with this set of data. For example, the I1-wave amplitudes generators of the I waves at the cortical level. This direct effect
showed a trend toward suppression after cathodal tDCS. We can have different neural targets depending on polarity and
would like to remark that our data suggest that there are intensity of the currents applied. High-intensity anodal tDCS
It is interesting to consider that other forms of rTMS pro- descending volleys evoked by transcranial stimulation in conscious humans.
ducing facilitation of MEPs, like repetitive paired-pulse trans- J Physiol 508: 625– 633, 1998b.
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cranial magnetic stimulation at I wave periodicity, do not Mazzone P, Tonali P, Rothwell JC. Comparison of descending volleys
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the physiological basis of the tDCS and rTMS protocols might humans. Electroencephalogr Clin Neurophysiol 109: 397– 401, 1998c.
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