Embodying Art The Spectator and The Inner Body

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Embodying Art: The Spectator and the Inner Body

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Embodying Art:
The Spectator and the Inner Body

Ellen J. Esrock
Rensselaer Polytechnic Institute, Language, Literature, and Communication

Abstract Embodied approaches to art history concerned with empathic projection


can be reinforced by introducing empirical research that corroborates experiential
observations about a spectator’s bodily responses and by a more nuanced repertoire
of bodily focused viewing. To reinforce existing scholarship, I examine a study exem-
plary in its analysis of embodied experience, Michael Fried’s Menzel’s Realism: Art and
Embodiment in Nineteenth-Century Berlin (2002), proposing that the author’s reported
empathic experiences of Adolph Menzel’s painting Rear Courtyard and House can be
understood through concepts of sensorimotor imaging, hypnosis, and interoception.
To expand the range and nuance of embodied responses, I first counterpoint Fried’s
two interpretations of the painting Balcony Window, offering a gendered reading and
a taxonomy of three sensory modes of looking at art. Second, I shift to a micro
level to explore how the spectator’s breathing interacts with this painting and how
these respiratory interactions create a mnemonic overlay that operates over time.
Although these analyses focus on a nineteenth-century realist painting, the concepts
and practices can be applied to diverse genres and media.

Parts of this essay were conceived during a 2003–2004 fellowship at the Italian Academy for
Advanced Study in America at Columbia University and presented at the Seminar on Art
and Science at the Wissenschaftskolleg zu Berlin in 2005 and to the Brain and Culture Group
of Rensselaer Polytechnic Institute in 2007. At Poetics Today, I am indebted to the anonymous
reviewers and, in particular, to Meir Sternberg for his challenging commentaries.
Poetics Today 31:2 (Summer 2010) DOI 10.1215/03335372-2009-019
© 2010 by Porter Institute for Poetics and Semiotics
218 Poetics Today 31:2

1. Brief Intersections of Empathy Theory,


Scientific Research, and Art History

Belief in the power and profundity of the human body has been central
to religions, philosophies, and artistic credos throughout the centuries.
The Greek veneration of athletic beauty, the corporeal instantiation of the
Hindu gods, the sensual poetry of the Kama Sutra, and the Christian sacra-
ment of Transfiguration all involve the body as a primary locus for experi-
ence of the human and the divine. In recent years this understanding of the
body as a fundamental standpoint has been invigorated by research in the
neurosciences and other empirically based disciplines as well as by work
within interdisciplinary fields in the humanities. Together, this research
has given rise to a thesis about human embodiment that challenges the
long-standing dichotomy between the realms of mind and body. The thesis
is that the physical body, as it develops within a social world, shapes our
emotions, thoughts, concepts, and beliefs—which we ordinarily charac-
terize as mental—and serves as a necessary starting point for understand-
ing all human processes and activities.1 Embodiment-driven empirical
research has been applied to diverse areas of human experiences that were
once defined, in spirit and method, as antithetical to the hard sciences—
gambling, spiritual exercise, love, creativity.
One might expect that art history would be a discipline amenable to
this new line of scientific inquiry, for it picks up on a major research theme
from its own nineteenth-century history. This was a time when human-
ists and scientists theorized that spectators respond to art and architecture
through their bodies, projecting themselves into material objects and ani-
mating them with their own bodily life. In 1873 Robert Vischer coined a
term to designate this process—empathy, translated from the German Ein-
fühlung, or feeling in. Drawing on psychoanalytic theories of the dream and
on existing philosophical theories of the symbol, Vischer proposed a multi-
leveled schema of how spectators project their bodily forms, their emo-
tions, their selves, and their souls into objects they perceive. Explaining
that lower levels of projection involve various types of bodily responses,
Vischer (1994 [1873]: 98) argued that an artwork can stimulate all parts of a
viewer’s body: “We can often observe in ourselves the curious fact that the
visual stimulus is experienced not so much with our eyes as with a different
sense in another part of our body.” Empathy, the highest level of projec-

1. Numerous discussions of embodiment from various disciplinary perspectives have


emerged in recent years. To note just a few: Damasio 1994, 1999; Gallagher 2005; Gibbs
2005; Johnson 2007; Lakoff and Johnson 1999.
Esrock • The Spectator and the Inner Body 219

tion, involves the projection of the self and the soul. When this happens,
Vischer (ibid.: 104) claims, “I am mysteriously transplanted and magically
transformed into this Other.”
Although Vischer’s notion of empathy was eventually rejected for its
transcendental, Romantic orientation, the same interest in explaining
how things in the world seem animated by our projection of bodily sen-
sations and emotions was shared by nineteenth-century scientists (notably
Theodor Lipps [1903]) as well as by other humanists. Art historians of
the time regarded empathic projection as central to the aesthetic experi-
ence: among them, Heinrich Wölfflin (1994 [1886]), who wrote of imitative
reactions in observers that correspond to bodily qualities they share with
architectural forms, and Aby Warburg (discussed in Michaud 2004), who
argued that spectators animate Renaissance paintings by actively project-
ing into them their own bodily motion.
At the turn of the twentieth century, however, multiple challenges arose
to the premise that empathy, in any of its various forms, was a necessary
means of experiencing the aesthetic qualities of artworks and architec-
ture. Among the scientific challenges, the research of the British psycholo-
gist Edward Bullough (1921) demonstrated substantial differences in the
empathic capabilities of different individuals—and even differences within
the same individual for the same object. This undermined the general
assumption that empathy was a universal experience.2
Furthermore, the influential art critic Wilhelm Worringer (1908) identi-
fied two fundamental principles of creative impulse: empathy and abstrac-
tion, arguing that “the urge to empathy” was not an appropriate response
to the emerging abstract art of the time. Influenced by Worringer’s ambi-
tious argument, other artists and critics of the early twentieth century came
to regard empathy as a comfortable, multisensory response to naturalistic
depictions and to associate empathy with passive, feminine, imitative forms
of art making (Koss 2006). Abstraction, on the other hand, was understood
to be a sheerly optical response appropriate to avant-garde abstract art and
was associated with experiences of estrangement and discomfort and with
active, masculine modes of authentic creativity. Characterized in this way,
empathy had little to offer proponents of the burgeoning modernism, with
its abstractions and its ethos of alienation.
Although the concept of empathy has been continually reformulated
from its inception to the present day, reflecting the various scientific and

2. Koss (2006) provides a cogent analysis of the turn-of-the-century approach to empathy


with an excellent bibliography.
220 Poetics Today 31:2

intellectual cultures that defined it, it has never regained its previous stat-
ure among art historians.3 However, this is not to say that matters per-
taining to embodiment have been wholly absent from contemporary art
scholarship or that scientific research has not addressed subjects pertinent
to the visual arts. Since the 1960s the primary theorist whose investigations
of the body have held the interest of art historians and artists is Maurice
Merleau-Ponty. His phenomenological psychology (Merleau-Ponty 1962,
1964; Merleau-Ponty and Lefort 1968) has been used to ground the inter-
pretive criticism of art historians like Michael Fried (2002), Alexander
Nemerov (2001), Susan Sidlauskas (2000), and Richard Shiff (1997), whose
concerns range from eighteenth-century realistic painting to twentieth-
century minimalist sculpture.
For artists since the middle of the twentieth century, the human body
has become a compelling topic of investigation. They have often used sci-
entific theories, technical apparatuses, and empirical data (Warr and Jones
2000) to explore themes pertaining to the visceral dimensions of human
experience (Serrano 2001), to pose questions about cyborgs through pros-
thetic constructions (Stellarc 1990), and to conduct laboratory experiments
on DNA coding (Kac 1999). Finally, art historians have not ignored the
impact of scientific research or related issues of embodiment and emotion
(see Cernuschi 1997; Crary 2001; Freedberg 1989; Gombrich 1960), nor
have scientists neglected the visual arts, as some have provided invaluable
research on the visual perception of artwork (Arnheim 1954), the prefer-
ences of spectators (Berylne 1974), and the neural structure of the visual
brain (Zeki 1999).
Given this history and the current intellectual trajectory, what I find
striking is that few studies in art criticism, history, and aesthetics seek to
deepen our awareness of embodied experiences and that current scientific
research has not been used more extensively to reconceive a more vital
concept of empathy and embodiment for the visual arts. In this article I
pursue two purposes. One is to use scientific research to strengthen exist-
ing scholarship that deploys the concept of empathy as a particular kind of
embodied spectatorship. To this end, I introduce various items of empirical
research in conjunction with close descriptions of embodied experiences to
make it clear that such experiences are not simply vague, romantic turns
of phrase.4 Although I bring science to the table, it is not to characterize

3. The intellectual history of empathy is so complex that portions of it are studies unto
themselves (Koss 2006; Mallgrave and Ikonomou 1994; Olin 1992).
4. I will speak of close descriptions rather than phenomenological descriptions, as I am not
undertaking the traditional phenomenological task of identifying the invariant structures
of experience.
Esrock • The Spectator and the Inner Body 221

it as the master discipline, the ultimate authority about what is true or


false, valuable or worthless. Rather, by juxtaposing scientific and human-
ist approaches, I intend to offer complementary descriptions of embodi-
ment that converge, more clearly illuminating a common phenomenon
that either could treat separately.
I pursue this purpose in section 2 by responding to an exemplary work
of art history that engages questions of empathy and embodiment, Fried’s
Menzel’s Realism: Art and Embodiment in Nineteenth Century Berlin (2002). I
have selected Fried’s work because it, more than any other scholarly study
I know, reflects relentlessly and with compelling clarity on numerous inter-
actions between an actual spectator, Fried, and particular works of art. In
part it is Fried’s explicit effort to describe the effects of Adolph Menzel’s
work on his own body, effects that he takes as a reflection of Menzel’s bodily
experiences, and in part his own self-questioning and direct address to the
reader about the uncertainties of rendering such embodiment effects that
give Fried’s Menzel’s Realism the sense of inviting, even provoking conver-
sation with a reader. Admittedly, these are rhetorical strategies deployed
by Fried to create a sense of honest communication, which makes readers
receptive to his proposals and even entices them into acts of embodiment.
Nonetheless, his stratagems succeed in bringing this reader/spectator into
a dialogue with a superb analyst of his own imaginative projections. Given
my focus on Menzel’s Realism, it would be reasonable to assume that my
study pertains to empathic projection that operates for a particular kind of
realistic nineteenth-century painting—and it does. However, my central
concepts have broader application, for I am attempting to illuminate a way
of using our bodies that can occur when we look at artworks that lie out-
side of the tradition in which Menzel paints: for example, Mark Rothko’s
field paintings, Jackson Pollock’s action drawings, Andres Serrano’s photo-
graphs of bodily fluids, or Dan Flavin’s light constructions.
My second purpose is to begin developing a more nuanced repertoire of
body-centered approaches that we can bring to critical interpretations of
art, artists, and artistic genres. Focusing on touch, I initiate a close descrip-
tion of bodily experience in section 3 by counterpointing one of Fried’s
interpretations of a painting by Menzel with a more gender-inflected
embodied reading. In section 4 I augment these reflections on touch by
exploring a type of embodied response that is little discussed, breath, and
its effects on the spectator’s experience of the work over time. In contrast
to section 3, which integrates a discussion of embodied touch responses
into an interpretation of a Menzel painting, here I work at a more rudi-
mentary level, identifying specific ways that spectators might experience
respiratory embodiment. Accordingly, this essay spans rather large terri-
222 Poetics Today 31:2

tories, opening with considerations of intersubjective, empirical research


and concluding with close descriptions of individual acts of viewing.

2. The Empirical Dimension of Fried’s Empathy

The subject of Fried’s study, Adolph Menzel (1815–1905), was a celebrated


German illustrator and painter who treated imperial and military subjects,
life in the cities, and scenes of domestic interiors. He was also a particu-
larly short and grotesque man, which led him to avoid social company.
Fried weaves this fact into his characterization of Menzel’s artwork, sug-
gesting that Menzel’s projective mode of working may have satisfied other-
wise stunted social engagements with the world (Keisch and Riemann-
Reyher 1966).
Fried opens his study with a quotation from John Ruskin that invites
his readers to try drawing a bookcase. Anticipating their crudely rendered
sketches, Ruskin argues that this is to be expected, for drawing is intrin-
sically unclear and indistinct, as vision gives us things only incompletely.
When drawing is clear, it is because the artist is using abstract knowledge
of the world rather than maintaining an optical fidelity to the object. Fried
agrees with Ruskin to a certain extent, but he asks his readers to judge
if Ruskin’s notions are applicable to a carefully rendered, detailed pencil
drawing by Menzel titled Dr. Puhlman’s Bookcase (1844). Noting its “extraor-
dinarily intense feeling for books and journals,” Fried (2002: 4) suggests
that Menzel’s work does not have the kind of vagueness that is intrinsic to
the optically oriented approach to drawing that Ruskin describes, nor does
it convey the sense of being known abstractly rather than experienced.
Fried is asking readers to recognize, through reference to their own experi-
ences, what he calls Menzel’s realism, which arises not from optical projec-
tion but from what Fried (ibid.: 13) describes as the “imaginative projection
of bodily experience.”
Fried is well aware that to argue successfully for Menzel’s realism readers
must be convinced that it is possible to project their own bodies empathi-
cally into works of art. He recognizes that some spectators simply will not
or cannot accept the artworks’ “invitation to empathic seeing” (ibid.: 257)
but endeavors to persuade others to accept his own invitation to shadow
him empathically as he grapples with Menzel’s work. Reviewers of Men-
zel’s Realism, attentive to Fried’s rhetorical prowess, note that he uses a
number of persuasive methods, and to one critic or another, each method
has its own drawbacks. Stephen Melville (2004: 173), for example, identi-
fies a technique of recurrent self-questioning, and while this creates a bond
with the reader, such reflections are also identified as part of a more gen-
Esrock • The Spectator and the Inner Body 223

eral tendency toward frustrating digressions (Deshmukh 2003). Dorothy


Rowe (2004: 6) characterizes Fried’s analysis as a compelling poetic dis-
course that sweeps you along into tentative agreement yet occasionally
proves disconcerting, because you end up accepting arguments that would
ordinarily be examined critically and possibly rejected. Those who make
such remarks, however, do not dispute Fried’s premise that one can project
the body into objects one views, and all recognize the dazzling intellectual
energy and scholarly acumen of Fried’s investigation.
A more central criticism concerns the viability of the concept of empathic
projection itself. Noting his unease with Fried’s argument, Christopher S.
Wood (2002: 43) observes, “Fried finds a hundred different phrases for the
enigma of empathy: We feel Menzel’s ‘imaginative projection of bodily
experience . . . they depict bodily sensations . . . practically as vivid to us
as our own.’ We know what he means, I suppose, but the accumulation of
paraphrases points to a risky lack of precision, the same conceptual incom-
pleteness that led to the demise of nineteenth-century empathy theory in
the first place.” Fried’s discussion of embodiment, Wood also comments,
is situated within the philosophical tradition of phenomenology, a move-
ment that is no longer influential, owing to Jacques Derrida’s crippling
critique of presence.
Wood might be one of those individuals whom Fried (2002: 256–58)
describes as unresponsive to the “invitation to empathic seeing,” as sug-
gested by Wood’s choice of the phrase “We know what he means, I sup-
pose,” particularly the words “I suppose.” But rather than write off Wood’s
criticism as the grumblings of one who is not temperamentally disposed to
bodily projection, I want to draw attention to a valid point he makes—that
the notion of empathy as Fried uses it might or might not be something
that really happens and that its intellectual history has been clouded with
enthusiasms and rejections. While I do not intend to clarify that “concep-
tual incompleteness” with a new theory of empathy, I do hope to make
some contributions toward it.
To avoid terminological ambiguities, let me pause to explain two related
terms, embodiment and empathy. In the introduction I use embodiment to
refer to a thesis about a broadly conceived relationship between the mind
and the body, in which the body functions as a fundamental standpoint,
whereas I use empathy to refer to a particular kind of embodied operation
that involves a projection of some aspect of one’s body or self into objects
and others in the world. Empathy is only one kind of embodied process.
For example, philosophers and psychologists often describe cognition
as embodied, a claim regarding the importance of the motor system in
everyday cognitive processes (Gibbs 2005), and some describe language as
224 Poetics Today 31:2

Figure 1 Adolph Menzel, 1844, Rear Courtyard and House, oil on canvas, 44.5 x 61.5,
Nationalgalerie, Berlin.

embodied, an argument to the effect that the words we use, even our basic
conceptions of time and space, are rooted in bodily processes (Lakoff and
Johnson 1999). I mention this because Fried (2002: 13) is concerned with a
particular kind of embodiment, one defined by Menzel’s artistic practice
of empathic projection, which is “an enterprise . . . that involved countless
acts of imaginative projection of bodily experience.” I believe the context
will make it clear when I am referring to embodiment as a broad theory or
as a particular kind of empathic projection.
Fried’s investigation of Menzel’s Rear Courtyard and House (figure 1) serves
as the first case in point. In describing Rear Courtyard, Fried stresses the
completely ordinary, seemingly accidental composition of the scene, the
fact that the individual components do not add up to any kind of unity.
Indeed, he links the contingency of the various elements to a kind of mean-
inglessness that he characterizes as a “disenchantment”: this refers to the
loss of unifying, transcendent values that emerged with modernism, as
articulated by C. J. Clark in his development of Max Weber’s phrase “dis-
enchantment of the world” (ibid.: 231). Fried explains that Menzel’s vivid
evocation of this disenchantment becomes a source of fascination and con-
sequently a kind of reenchantment, to which he responds bodily. Contem-
Esrock • The Spectator and the Inner Body 225

plating the trancelike effect of the painting, Fried offers two descriptions
of his own empathic responses that I will recharacterize—and extend—
through concepts of contemporary science. Concerning this reenchant-
ment, Fried (ibid.: 232) offers two explanations:
By this I mean that the very contingency, makeshiftness, and unfinishedness of
the pictured scene come to exert a quasi-hypnotic appeal on the viewer, who
at once begins to “penetrate” the picture space and empathically respond to its
contents, finds himself (I am speaking for myself now) scarcely able to tear his
eyes away from the canvas.
Or perhaps it is that the perceptual and imaginative effort that is required of
the viewer in order to accomplish that work of seeing (and induce that near-
hypnotic state) ends up animating, or reanimating, the pictorial field with pro-
jective energies comparable in kind if not in intensity to those that brought it
into being in the first place.

The first explanation elaborates upon Fried’s previous remarks about


the viewer’s sustained effort of close study: he or she is looking hard at indi-
vidual elements of the work to discern what they represent, yet none seems
thematically or formally related to the others, and thus the viewer moves
from space to space, investigating, looking for a correlation, finding none,
and moving on. As this absorbtive exploration progresses, Fried suggests,
the spectator starts to penetrate the representation and respond empathi-
cally to its represented entities.
Let us first consider motivation. Fried (ibid.) refers to the painting’s
“inexhaustible allure,” noting “I could imagine making a pilgrimage to that
rear courtyard . . . photographing it, or buying postcards of it.” These are
the remarks of a spectator with a strong interest in moving toward the work
in some way, penetrating it. Although he accounts for his fascination in
terms of the process of disenchantment and re-enchantment, Fried’s moti-
vations, and those of others who might also enter into the picture space
but for different reasons, might be characterized at a more general level.
In terms of evolutionary biology, movement toward an object as well as
imagined movement might result from the primitive emotions instigating
play, exploratory behavior, or social attachment to the reality of the repre-
sentation (Panksepp 1998: 198). Note that being motivated to approach an
object for investigation does not necessarily result in sharing its emotional
state, as is conventionally associated with the concept of empathy. From
a psychoanalytic perspective, movement toward an object might suggest
regression to a developmentally primitive state of pleasure seeking.
Captivated by the work, Fried meticulously itemizes the particulars of
Rear Courtyard (for example, the conjoining fences with irregular supports,
226 Poetics Today 31:2

the laundry in the wind, the children coming through the gates in the far
backyard) in not just one but two sections of his book. Such details, he
notes, affirm his point that “simply to inventory the representational con-
tent of this picture requires a sustained effort of close looking” (Fried 2002:
76). Fried’s characterization of “close looking” as a sustained and active,
effortful process is consistent with embodied approaches to visual percep-
tion, which characterize perception as an active, sensorimotor process
geared to ascertaining how our bodies interact with their environment.
Embodiment theories of perception (also described, more specifically,
as sensorimotor theories of perception) accord a primary role to the motor
processes. According to older theories of visual perception, there are two
forms of visual perception, one for identifying the visual features (color,
shape) of an object (a form of processing that answers the question what)
and the other for ascertaining the object’s location in space (where). More
recent research, however, has indicated that the component of vision that
identifies spatial location functions more generally in connection with the
motor system to provide information concerning how one acts upon objects
in the world.
Embodiment theories of perception hold that this action-directed mode
of visual perception is actually the dominant orientation we have to the
world: “perception is simulated action” (Berthoz 2000: 10).5 This is not to
say that when you see a dog you necessarily perform the action of petting
it or backing away. Such behaviors would be completed actions. Simulated
actions involve motor images, which are schemata of motor activity stored
in memory. There are motor images for everything from the formation of
one’s hand needed for grasping a teacup to the lowering of one’s legs into
a cold swimming pool. Carried along with the motor processes in the how
mode of visual perception are associated sensory qualities—the smooth
texture of the teacup handle you grasp and the frigidity of the water into
which you plunge your reluctant legs.
A pioneer in the development of motor models, Marc Jeannerod (1994:
190), suggests that these sensory/motor images can become conscious when
one’s unconscious preparations to perform them are frustrated. Extrapo-
lating from Jeannerod’s thought, I suggest that when spectators view art
they are generally in an analogous situation: they are not permitted to
touch the artwork, although they are motivated to do so and their bodies
are unconsciously preparing for it. By visually exploring the object, imagi-
natively touching it, whether it be touching the material object (the can-
vas), the represented world of the painting or its formal features, the viewer

5. See Wilson 2002 for an excellent discussion of different versions of embodied cognition.
Esrock • The Spectator and the Inner Body 227

is preparing to act but not actually doing so. As a result, an unconscious


sensorimotor image might appear to consciousness—the feel of the ladder,
the movement of reaching into the painting—the kind of actions Fried
suggests that a viewer simulates within the picture space of Rear Courtyard.
Further explanations as to how we imaginatively experience artworks
can be drawn from the research into the mirror neuron system.6 Originally
derived from experiments on macaque monkeys, the hypothesis of mirror
neurons was first formulated to account for neurons within an observer
that fire when the observer witnesses intentional actions being performed
by another living being. When a macaque watches another living being
grasp an object, within the observer a neuron fires correspondingly within
the same neural circuit that would be involved in grasping an object.7 In
this case, the neural circuitry concerns the performing of actions. Sub-
sequent research has identified similar mirroring systems for somatosen-
sory experience (such as touch), which occur, for instance, when spectators
watch inanimate objects being touched by human beings and even when
they watch inanimate objects touching other inanimate objects, such as
palm tree branches moved by the wind that touch a garden chair (Ebisch
et al. 2008).8
While Fried does not actually describe specific acts of imaginative touch-
ing, tasting, hearing, or smelling the represented contents of Rear Courtyard,
he does note the action of penetrating the picture, and his remarks in the
first of the two excerpts above, as well as his discussions throughout the
book, suggest there is some kind of somatic-motor response to Rear Court-
yard. In fact, he even states that he responds “empathically to its contents,”
which to him involves a sensory encounter. Fried is more specific about the
viewer’s sensory involvement in a reference to Menzel’s Garden of Prince
Albert’s Palace. There he refers to Menzel’s predilection for wind, noting
that this painting must be “seen as full of the sound of the wind in the trees
and also as evoking the pressure of the wind on the trees and perhaps too
on the viewer’s body” (Fried 2002: 22). In regard to Rear Courtyard, Fried
mentions “the bushes leaning in the wind” (ibid.: 77) and “the laundry
snapping in the wind” (ibid.: 79): these, we infer, provide a tactile experi-
ence for the viewer, for Fried, and (according to Fried) most certainly for
6. Although investigators of the mirroring system have advanced hypotheses as to its role
in various human processes, there are also critics who find the evidence to support some of
these hypotheses as yet unconvincing (Hickok 2009).
7. See Rizzolatti and Sinigaglia 2008 for a discussion of the history of investigations into the
mirror neuron system, an area of investigation that arose from a series of experiments by
Rizzolatti and others on the research team.
8. Gallese and Freedberg (2007) have used research on mirror neurons to account for vari-
ous kinds of empathic experiences of visual art.
228 Poetics Today 31:2

Menzel. Just as representations of a natural force like wind against the


body are sensorily evocative, so manipulable objects within the painting
also elicit sensorimotor activations, whether characterized as simulations
(tactile images, temperature images, touch pressure images, motor images)
or understood within the context of the sensorimotor mirroring system.
Fried refers explicitly to such manipulable items as the ladder, the outdoor
latrine, and the hand pump next to it, whose handle is prominently dis-
played in a detail (ibid.: 74, figure 45).
In effect, Fried’s first explanation of his response to Rear Courtyard sug-
gests his involvement in an imitative experience. He is simulating, through
a partial activation of his own bodily state, an actual interaction with the
representational contents of the painting—or the painter’s act of creating
them. I am using the notion of simulation, as in current theories of mind
(Gordon 2004), to designate an imagined enactment of an event.
In his second explanation, Fried is also describing a simulation but one
where the spectator simulates an entire bodily state rather than imitates
actions.9 Here he seems to conjecture that the spectator’s perceptual and
imaginative effort reanimates the pictorial field with a projective energy
that is, “in kind if not [in] intensity,” like the animating energy of the
painter who originally “brought it [the painting] into being.”10 To explain
this with reference to a scientific concept, I propose that the projective
energy that reanimates the pictorial field is the spectator’s interoceptive
awareness of his or her own body.
Interoception, an unfamiliar term in art history, is a central feature of
the spectator’s engagement with visual art. In contrast to exteroception,
which is our perception of stimuli external to the body, interoception is our
sensing of the internal milieu (Solms and Turnbull 2002: 36) or of what I
also call the inner bodily state. Included in this bodily state are feelings of
“pain, temperature, itch, sensual touch, muscular and visceral sensations,
vasomotor activity, hunger, thirst, air, and hunger” (Craig 2003: 500), and
it is our subjective evaluation of it that we respond to when answering the
question “How do you feel?” (Craig 2002: 655). According to Antonio R.
Damasio (1994: 152), this interocepted bodily state constitutes an emotional
state that is always present as a background to consciousness, like a mood
that colors our ordinary consciousness: “The background body sense is

9. Although grammar forces me to say that the spectator simulates a bodily state, this gives
the impression that the spectator acts willfully and consciously. This is not the case. One
might be aware of one’s bodily state, but this does not require that one consciously choose
to create this bodily state.
10. “Projective energies,” according to Fried (2002: 232), belong both to the human subjects
who either perceive or create and also to the canvas that is animated with this energy.
Esrock • The Spectator and the Inner Body 229

continuous, although one may hardly notice it, since it represents not a
specific part of anything in the body but rather an overall state of most
everything in it.”11 In addition to having interoceptive awareness of the
entire system, we might also become aware of a specific bodily part, such
as a sharp pain in the foot, and other more distinctive emotional states, like
anger or joy.
If we understand Fried’s spectator to be projecting his or her own bodily
interoception, then we need to ask what qualities the spectator is experi-
encing through this projection. I suggest that the most obvious quality we
associate with our inner body is the feeling of being alive, for interoceptive
awareness of the body is an awareness of that which is animate, living.
Integral to being alive is the capacity for self-initiated movement. There is
also a self-referential quality to interoception. When we project the inner
body and a sense of ourselves that goes along with this, we might feel our-
selves located, in some fundamental way, in the artwork or reconstituted as
the artwork. Contemplating the question of how the present self recognizes
a continuity with past selves, William James (1950 [1890]: 330–36) suggests
that the bodily qualities of warmth and intimacy—feelings of the body
known through interoception—refer to the self.12
The interoceptive awareness that characterizes Fried’s second descrip-
tion of his experience of viewing Rear Courtyard is significant to the notion
of hypnosis that he explores in both descriptions: the artwork makes
“quasi-hypnotic” appeal to the viewer, and the viewer’s perceptual and
imaginative effort inculcates a “near-hypnotic state.” Linking the concepts
of interoception and hypnosis, even quasi- or near hypnosis, is appropri-
ate. For decades individuals who are highly susceptible to hypnosis were
believed to have greater capacities for internal awareness of autonomic
responses and for imaginative experience (Hilgard 1970), and more recent
research has further supported these claims (Kunzendorf et al. 1996).
Although it has long been a component of clinical practice, research into
hypnosis has been newly energized, for recent studies have shown that
11. Even if this overall awareness of the somatosensory system were not within our back-
ground consciousness—and in places Damasio does not reiterate the notion that it always
is—I argue that the internal milieu can come into consciousness upon our inspection of the
artwork. As we look at the work, the body can become aroused, and this change in bodily
homeostasis constitutes a shift from the status quo, which helps draw attention to the body.
See Damasio 2003: 106 for the link between background emotion and interoception.
12. Research in evolutionary biology indicates that early notions of selfhood are linked to
the basic somatic motor functions. Panksepp (1998: 567) and Sheets-Johnstone (1998: 291)
have argued that certain representations of the inner bodily state, as linked to the motor
system, constitute the oldest representations of the self. Damasio (2003) develops a theory
of a tripartite consciousness in which bodily movement and interoceptive awareness are
foundational constructs.
230 Poetics Today 31:2

the hypnotic state has distinct neural correlates (Kosslyn et al. 2000), and
this makes hypnosis an appropriate and intriguing matter for empirical
research.
Although Fried invokes the concept of hypnosis, he writes as though he
is only tossing off the term loosely, characterizing the empathic experience
as only quasi- or near hypnotic. This is no surprise. Gazing at a painting,
after all, is not real hypnosis as practiced by a therapist. But this might
not be the only reason for using these qualifiers, as another explanation
would have to do with the extent to which Fried wants to characterize his
empathic relationship to the painting in the most radical terms, as one
involving a loss of self-determination. Hypnosis and true empathic projec-
tion, at least in Vischer’s formulation, involve a transferal of some aspect
of the self into another. With hypnosis, one takes on (as one’s own) the
will of the other by accepting the hypnotist’s commands; and with empa-
thy, similarly, one takes on the directive of the artwork, which asks you to
experience its world through your own bodily systems.13 The notion that
artworks have a will that is independent of yours, that they have agency, is
advanced by W. J. T. Mitchell in What Do Pictures Want? (2005). Fried (2002:
36–39), however, guards against making strong claims about the specta-
tor being captivated by the will of the work. Instead, he adopts Vischer’s
least controversial description of empathy and characterizes it through the
familiar psychoanalytic terms identification and projection. These are terms
that cast the human actor in an active role and thus assign agency to the
human being rather than to the object.
At this point, some readers may wonder whether they have ever had
these kinds of interoceptive experiences. Some might say that they do not
experience their bodies but instead lose the sense of their bodies when
becoming absorbed in an artwork, which seems to be just the opposite
of what I am claiming. I suggest, however, that some spectators might be
unaware of their bodies because they are experiencing them as constitu-
tive of the art object—as projected into the object. But this explanation
does not apply to all spectators, for interoceptive awareness is not uniform.
Researchers find notable differences in interoceptive ability among sub-
jects, and for some subjects the interoception of specific types of sensations
is quite accurate (Cameron 2001: 704). Various methods have been used
for ascertaining these differences, ranging from body perception question-
naires (Porges 1993) to brain-scanning technologies (Critchley et al. 2001;
Critchley et al. 2004).14 We should expect further refinements of these

13. In The Freudian Subject (1988) Borch-Jacobsen illuminates the concept of will in hypnosis.
14. I am indebted to Porges (2005) for a stimulating discussion about interoception.
Esrock • The Spectator and the Inner Body 231

results, for the topic of interoception has received increased attention in


recent decades, owing to research that has demonstrated its medical (Spie-
gel and Spiegel 2004) and possibly evolutionary value (Harris et al. 1993;
Santarcangelo and Sebastiani 2004) and to the growing interest in theories
of emotion like Damasio’s, which predict that the relative ability to per-
ceive visceral responses through interoception will influence measures of
subjective affective experience (Critchley et al. 2004: 189).
This said, a more general point remains, and it becomes increasingly
significant as I progress. People differ in the ways they respond bodily to
art. Variations reflect not only differences in interoceptive abilities as noted
but also the goals one has in perusing an artwork, one’s background train-
ing, and even the norms of one’s culture.15 Although I shall not argue the
point here, I suggest that scholars and historians of the arts as well as aes-
theticians and educators begin to recognize such differences and take note
of what alternative bodily responses have to offer for their own disciplines.
The power of Fried’s embodied approach to illuminate Menzel’s complex
body of work is reason enough to recognize the value of a nonuniversal
mode of attending bodily to art.

3. Touching Balcony Room

I have proposed that two forms of embodied response characterize Fried’s


analyses of Menzel’s Rear Courtyard, both involving some kind of projec-
tion. In one, the spectator penetrates the canvas, empathically respond-
ing to its contents, which would mean imagining the sensory experience
that would be evoked were one actually to touch the object. The second
instance is a kind of projection that is not sensorily specific and does not
involve a simulation of acting upon objects in a represented world. This
is a projection of what I have described as the spectator’s interoceptive
bodily awareness. The next sections of this article use these two modes
of embodiment as a point of departure for the analysis of a second paint-
ing. This section offers two readings of Menzel’s Balcony Room (figure 2)
that parallel the two analyses Fried offers, one of them a close reading of
the painting and the other a wide-ranging reflection on its epistemology.
In my own parallel readings of the same painting, I foreground the gen-
der dimension and an epistemology of the senses, respectively. Section 4

15. Differences in the extent to which viewers are aware of their interoceptive experiences
might be compared to the differences in the extent to which readers create sensory-rich
visual images (Esrock 1994). Both are cognitive processes that differ from individual to indi-
vidual, yet such variations are not accommodated within traditional theories of spectator-
ship or reading.
232 Poetics Today 31:2

Figure 2 Adolph Menzel, 1845, Balcony Room, oil on board, 58 x 47, National-
galerie, Berlin.

plunges more deeply into the bodily particulars of the spectator’s response
to this painting, focusing primarily on breath as a modality of embodiment
that operates over time.
A note is necessary on my terms referring to the spectator. Just as Fried
was careful to characterize his responses as particular to him, so I too
regard what follows as a version of my own.16 Nonetheless, I also believe

16. Although Fried (2002: 246) acknowledges that he is reporting his own experience,
he also regards much of it as being normative: consider, for instance, such parenthetical
Esrock • The Spectator and the Inner Body 233

that these responses are not strictly idiosyncratic but rather are applicable
to individuals who use bodily awareness in the ways I describe. Judging
from conversations and interviews with friends and colleagues and from
presentations before nonacademic as well as academic audiences, I find
that many individuals experience art in these ways. To capture these dual
perspectives, I write both in the first person as “I” to convey a concrete-
ness and a direct apprehension of experience and also in the third person,
referring to “the spectator” and to “he or she,” particularly when framing
abstractions.
To introduce the themes to which I respond throughout this section,
I begin with a catalog description by Claude Keisch of an exhibition of
Menzel’s works at the National Gallery of Art in Washington, DC:
An almost empty room in which just a few everyday items of furniture distrib-
uted according to a very equivocal law of chance arrest our gaze, the only event
a slight puff of wind, and light the only protagonist: rays of light coming through
the curtain—exactly at the median axis—and shining on to the ground. . . . The
objects are depicted with very varying degrees of precision. Oscillating between
clear, palpable expression and the summary suggestion of a phantom-like half-
presence . . . [references to a sofa and rug, with two chairs facing away from
one another, on each side a large mirror, which reflects a more detailed view
of the room than that which is rendered]. The dimension of time is evident at
two levels: in the event and in perception. . . . The meaning of the light patch
on the bare wall in particular remains an enigma: a reflection of sunlight? Did
the house-painter break off work there, or did Menzel himself leave his picture
“unfinished”? Thus half of the picture exists without material substance: a signi-
fier without a signified. (Keisch and Riemann-Reyher 1966: 186–88)

Balcony Room’s spirited curtain, which Keisch describes above as the only
event, strongly evokes in me, as a spectator who accepts Menzel’s invita-
tion to embodiment, the sensation of touch. This is not primarily a touch-
ing that satisfies a desire for solving the kind of puzzles that Fried locates
in Menzel’s work, those that provoke the hard work of perceptual activity,
nor for solving the enigma of a signifier without a signified, mentioned by
Keisch. Rather, it is a touching that enjoys the feel of the material and its
airy movement through the hands. This kind of pleasure is traditionally
afforded through women’s activities, as it is women who generally work
with the fabrics of domestic interiors and wear garments that possess more
fluidity and transparency than men’s clothing.
The protruding shape of the door/frame through the fabric attracts
my eye. Its vividness might be the result of two textures colliding. Elaine

remarks made after an analysis as “I am speaking for myself, but would anyone seriously
dispute this?”
234 Poetics Today 31:2

Scarry (1999: 12) argues that the visual (mental) images produced in read-
ing become particularly vivid when one imagines something gauzy mov-
ing across something that is solid, and perhaps Menzel’s curtain might
be a kinesthetic analogy. The slight protrusion of the wooden door frame
behind the drapery, pressing softly against it yet stretching the fabric until
it becomes sheer, is familiar and pleasant. Focusing on this stretch, I study
and admire its form-disclosing quality, highlighted by a change in color.
Yet as the door might possibly tear the fabric, creating a snag, a tiny rip,
the contact point of door and fabric becomes a place of slight, though
enjoyable, tension. This evokes analogous bodily experiences of putting
on stockings, specifically, stretching them delicately and admiring the fine,
sheer material and their contoured grip on the limb while at the same time
working carefully to sheath the leg without breaking the tension of the
stocking fabric. These reflections demonstrate the same sort of simulations
of sensorimotor experiences (touching, reaching) that Fried describes with
respect to Rear Courtyard.
Consider next the juxtaposition of this feminine curtain and the adjoin-
ing chair. “The sense of attentiveness I associate with the chair is . . .
implicitly ‘masculine,’” (2002: 87). Fried claims, and it suggests a male/
female dyad—a seated male visitor watching a woman. Nonetheless, when
Fried (ibid.: 87) anticipates the possible objection that the chair’s rococo
curves give it feminine qualities, he responds simply, “I have no answer to
this.” My own, gender-inflected response is that the chair evokes sitting, as
Fried suggests, but that it is fully feminine, sharing the femininity of the
curtain described by Fried as a gown. This not only because the chair dis-
plays rococo curves and a lightness associated with the feminine but also
because the curtain, in conjunction with the door/frame, evokes the sensa-
tions and actions of feminine dressing, and these engulf the neighboring,
feminized chair, which is incorporated into the seated activity of sheathing
one’s legs.
Although I experience the rococo chair as feminine, I agree with Fried
that the chair facing away from the rococo one possesses a masculine ori-
entation, larger, darker, less curvy. Still, note that what separates the male
chair and the female rococo chair (not just female but, by association with
the curtain, billowing, ethereal, nymphlike female) is a big, dark mirror.
Maybe Fried and I both project an interoceptive awareness of our bodies
into this mirror, which endows it with our own sense of animateness. In
Fried’s (ibid.) reading, the mirror is upright, solid, and “indubitably . . .
‘masculine.’” But regard the mirror in terms of my proposed dynamics.
Granted, this mirror is stately, with formal, heavy ornamentation and an
unyielding sense of uprightness. However, jutting out from the flat mirror at
Esrock • The Spectator and the Inner Body 235

about two-thirds its height are two white sconces mounted high along each
of its sides. If the mirror is a body, as Fried (ibid.) asserts, then these two
protruding white vessels are suggestive. Although they might be regarded as
slightly ornate and whimsical arms, which would tend to feminize the mir-
ror, I take them as two large, well-supported breasts, constrained beneath a
properly ornamented dark dress.17 When feminized, the stately mirror that
separates the two chairs becomes matronly and, as I propose, motherly.
This regendered, embodied interpretation has implications for one of
the most problematic features of the painting—the mirror’s reflection.
The mirror casts back to the spectator the image of a clear, well-rendered,
nicely kept bourgeois space with a striped sofa and decorated wall, even
though the room itself does not display such qualities. Extending the pro-
posed thematic line of analysis, I ask if this would not be such a mother’s
plan for her virginal daughter—to be married and living in a nice, well-
appointed house? Contrast the highly visible scenario reflected in the mir-
ror with the balcony room as it exists: a wall of indeterminate light and
shadow, no painting on the wall; a sofa of no distinct color, grayish, a
two-dimensional blur that meets an indeterminate rug; a painting with an
empty center, where the gaze circulates trying to find a comfortable place
to roost. Keisch refers to this as a “phantom-like half-presence.”
How might the unformed, phantomlike room be related to the youthful,
unformed femininity of the air fluttering through the curtains and into
the room as light? Might they be allusions to one another—as unformed
entities—or might this restless, unformed space be a threat to the youthful
feminine? After all, the sofa is unclear and unbecoming, almost a muddy
smear, a stain that makes spectators uncomfortable. The sofa is so unformed
and murky that it might appear as a threat or, if that is too strong, a con-
trast, an alternative state to that suggested by the fresh and feminine cur-
tain. In both readings, however, the pictorial dynamics involve a clearly
rendered, clearheaded mirror/mother coming between the girl and her
masculine visitor, literally and figuratively, and reflecting/projecting her
own agenda—a vision of stable domesticity.
Balcony Room can also be understood at a more conceptual level, again in
parallel to Fried’s discussion. Raising epistemological questions related to
mirroring and embodied subjectivity, Fried (ibid.: 89) offers a second inter-
pretation that explores the viewer’s uncertainty as to where to focus his or
her attention to locate an embodied subjectivity within the painting: “We

17. As the sconces/breasts are displaced to the side of the mirror, they are not technically
“constrained beneath a properly ornamented dark dress”/mirror. However, the combination
of sconces-as-breasts plus mirror creates the impression of a large woman whose breasts/
body is properly contained.
236 Poetics Today 31:2

are forever uncertain whether or to what extent the subjectivity we are led
to intuit in the picture is in any sense ‘ours.’ . . . No single motif or crux on
which our attention momentarily comes to rest . . . is sufficiently dominant
to still the eye and satisfy the mind even provisionally.”
My concern is also with attention but, in this case, with broader matters
of perception and specifically with the variability in our use of the senses
when attending to works of art. I propose that Balcony Room invites its
spectator, particularly a spectator with a strong bodily response to what is
seen—to both the formal aspects of the painting (its richly dappled paint,
its clearly marked brushstrokes) and its intriguing represented world—to
serve as the medium for exploring three modes of attending to a painting.
In one mode of attending, the spectator looks into a painting. Here one
gazes into the painting’s represented world but does not imaginatively
enter through the bodily senses of touch and related sensations. Balcony
Room’s mirror serves as its emblem of looking into, for the spectator finds
no bodily access to the mirror’s reflection as such nor to the seemingly pal-
pable object of this reflection—a well-appointed, bourgeois room—for the
room that is visible to the spectator does not appear to contain the striped
sofa and framed painting reflected in the mirror.
In a second mode, the spectator looks through the painting. Here the spec-
tator enters the represented world by imaginatively experiencing it bodily
through touch and related sensations. I characterize imaginative touch as
the forming of mental images of touch and related sensations, which con-
sist of tactile sensations on the body’s surface and, from deeper inside, our
proprioceptive sensations, those detecting vibration and spatial position, as
well as bodily movement and balance. Sensations of pain and temperature
are also included among the senses associated with touch. The window
and the curtain with air flowing through it are emblematic of this form
of looking, as they evoke in the spectator tactile images of texture, tem-
perature, and weight and a sense of bodily movement associated with the
physical movement of air and curtain as they sweep into the room. Looking
through permits physical movement through space: the spectator is like the
embodied breeze that enters through a window from an outside that is not
depicted by the painting and into the represented, sunlit balcony room.
In the third mode of attending, the spectator looks at the painting as
an artifact, a material object that is the vehicle of a representation. In
this mode, the spectator attends specifically to the physical properties of
the object, such as brushstrokes, paint textures, color gradations. As these
material objects occupy a physical space that coexists with the physical
space of the spectator but not with the space represented in Balcony Room,
a spectator could in principle touch the artifact, rub a finger across shiny
Esrock • The Spectator and the Inner Body 237

ripples of paint, grasp a bronze arm to feel its musculature, even peel off a
paper layer of collage. Despite the tactile allure of these materials, specta-
tors generally resist actually touching them and indulge instead in imagi-
native touch, as one does in a different context—when looking through.18

4. Breathing Balcony Room

Although the preceding sections stand within the bounds—if only at the
border—of traditional art history, this section edges into less familiar
territory, and so my approach changes. Although the purpose is still to
expand our repertoire of body-centered interpretive practices, as begun in
section 3, here I am concerned with experiences that are especially chal-
lenging to identify and verbalize. That experience can be so resistant to
description comes as no surprise, for James (1950: 241), pioneer of the study
of consciousness in the early twentieth century, identified language as one
of the fundamental impediments to our understanding of the multisensory
flow of thought: “Language works against our perception of the truth.”19 In
effect, I accept Menzel’s “unmistakable invitation to approach the picture
closely” (Fried 2002: 256).
My subject is breathing and, specifically, how the spectator’s breath-
ing interacts with an artwork and how this interaction changes from one
moment to the next. Although Balcony Room serves as an illustration, I do
not offer an interpretation of the work as I did in the previous section
but instead shift down to a micro level of investigation, where my effort is
to render, in ordinary language, various felt experiences of breathing and
to analyze them conceptually. Such verbalized experiences are intended to
enrich the repertoire of empathic responses on which others might draw,
whether for holistic interpretations of artworks, genres, or artists or for
further foundational analysis.
At first thought, reflecting on one’s breath might seem odd, for while
we breathe all the time, we do it automatically; it is not supposed to be
noticed. However, this is not quite true, for in many situations we are highly
aware of our breathing. When suffering from a cold or asthma, we feel an
uncomfortable constriction of the chest as we struggle to inhale, and with

18. I appreciate the thoughts of W. J. T. Mitchell regarding different types of looking, which
he discusses in What Do Pictures Want? (2005: 336–56).
19. Although I do not claim to reveal an objective truth, I share James’s frustration that
language imposes categories that mischaracterize the sense we have of our own experiences.
For example, James points out that we do not describe color as it is experienced but rather
as it is embodied in objects external to us—we say a yellow flower but not the experience of
the yellowness of the flower.
238 Poetics Today 31:2

exercise—like tennis, running, dance, weight lifting, Pilates, or yoga—we


might not just be aware of our breathing but actually learn to control it.20
Or recall moments on frigid days, especially in childhood, when we play
with our own breath, watching it curl up in icy gusts from our mouths.
I ask readers to draw upon these experiences when observing paintings
and other art forms. For many people, what I describe will seem familiar, or
at least believable, though maybe not something they were aware of before
it was pointed out. Doubtless, there will be a few for whom my reflections
will seem like counting angels on the head of a pin. I ask only that such
spectators try to follow these descriptions of breathing closely, even if they
do not immediately ring true. Possibly, they might eventually provoke the
experiences. But even if they do not, such spectators can treat section 4
as a glimpse into the complex experiences of other people—something
like going to a foreign country whose traditions one cannot share but can
better understand.
To mark a path through this liminal terrain, I begin by proposing (1) that
the spectator’s breathing, my own breathing, is mingled with Balcony Room
and functions both as a content-rich component of the painting and as a
vehicle for engaging components of the painting and (2) that we can grasp
a complex dimension of this engagement if we explore how it changes
from one moment to the next. Although I will occasionally use the phrase
“the spectator” for purposes of generalizing, the responses are my own.
I have suggested that, while attending to the sensuous qualities of Bal-
cony Room, my experiences of breath and the sensory properties of the cur-
tain/wind come to feel mingled. What I mean by this is that my own breath
no longer feels like something that arises from inside my body and emerges
a few inches from my mouth but instead seems tethered from the inside of
the body to the inside of the painting. It is a breath that incorporates the
texture, weight, and temperature of the airy curtain, and thus my breath
becomes a component of the painting’s representational content.21 Art-
ists, musicians, and writers remark upon such transformations, where one’s
body, as subjectively experienced, is projected into or incorporates some-
thing outside of itself. Mark Rothko, for example, integrates both music
and color into a bodily transformation when writing of Paul Cézanne’s Red
Studio: “You become that color, you become totally saturated with it. It was

20. I have not even mentioned occasions on which we are aware of holding our breath and
the slight emotional tension that comes from impeded breathing.
21. Accounts of extended cognition (Clark 2008) provide a supportive ontology for my argu-
ment, as they hold that the mind is intrinsically extended into the world. Such accounts,
however, are not necessary underpinnings for this study of felt experience, which might also
be situated within a more traditional conception of mind, body, and world.
Esrock • The Spectator and the Inner Body 239

like music” (Chave 1989: 261); and Rainer Maria Rilke writes of a trans-
forming experience with Cézanne’s paintings, which I will discuss later.22
I use the concept of mingling to characterize a range of attentional states
that temporarily bond or pair two disparate elements, one as a subjective
experience and the other as a property of an object in the world, con-
founding them to differing extents to the spectator.23 Although my refer-
ence to attention takes up Jonathan Crary’s (2001: 3) recommendation that
we explore various attentional states of the spectator, in particular “mixed
modalities,” my larger argument about the reciprocity between breath and
painting, body and color/music, builds upon the writings of Merleau-Ponty
(1964: 164), who conceived of the relationship between self and things as
a “system of exchanges”: “Things have an internal equivalent in me; they
arouse in me a carnal formula of their presence.” Although Merleau-
Ponty’s (1962: 227) phenomenology offers a rich vocabulary for analysis—I
particularly like the notion of “an atmospheric colour (Raumfarbe)” that
“diffuses itself all round the object”—I have selected the word mingling to
signal a slightly different approach. In contrast to Merleau-Ponty’s rather
general characterization of the reversibility of body and world, I focus on
identifying particular elements of the body and the world/work that par-
ticipate in an exchange and more generally on the particularities of what
goes broadly under the general terms embodiment, empathy, projection, and
introjection. In effect, I am turning to a more fine-grained level of analysis.
Furthermore, I differentiate viewers in terms of inner bodily awareness
rather than assume a universal observer, as does Merleau-Ponty, and I pro-
ceed to draw attention to this mingling as a set of processes that occur over
time.24
A mingling of body and other is involved in what Fried calls the “pro-
jective energies” of Rear Courtyard, which I have characterized as his own
22. In “Touching Art” (Esrock 2001) I hypothesize that spectators experience an imaginary
fusion with art objects when simultaneously attending to their own somatosensory sensa-
tions, which occur inside the body, and to qualities of the artwork, which exist in the external
world. At such moments, I claim, viewers reinterpret their somatosensory sensations as a
quality of the artwork, and I explore the neuro-psychological possibilities for this operation.
Although I call this use of the body a reinterpretation, in the present essay I characterize it
as a transsomatization to avoid the suggestion that conscious self-reflection and cognition is
involved in the activity.
23. There are different kinds of mingling, which range from a spectator’s full immersion in
an external object, without awareness of the self, to those minglings that involve immersions
of a body part, such as a hand, or full sense of the body, with an awareness of a distinct sepa-
ration between what is self and what is other. Such differences were incorporated into the
original theory of empathy by Vischer, who articulated complex distinctions among various
types of absorptive experience.
24. In describing particular elements of the body, my approach begins to repair the neglect
of bodily depth that Leder, in The Absent Body (1990), ascribes to Merleau-Ponty’s theories.
240 Poetics Today 31:2

interoceptive bodily awareness within the painting. Having suggested in


section 2 that a painting’s sense of aliveness might be generated through
a spectator’s interoceptive awareness, I now suggest that the sense of life
within Balcony Room is also created through a specific kind of attentional
relationship between the spectator’s breathing, an activity rife with signifi-
cations, and various content-rich components of the painting, notably the
curtain with the wind rippling through it.
Shiff (1997: 187) discusses the semiotic properties of breath, “we figure
our natural breath as a sign,” noting its biological property of circulating
between the outside and the inside of the body. Indeed, the cultural asso-
ciations of breath are rich and diverse. Anthropologists have shown that
breathing has deep, systematic links with human life, and this coincides
with its critical biological significance, as primitive emotions are aroused
if breathing is threatened (Panksepp 1998: 166). Furthermore, breathing
is regarded in many cultures as an activity of high emotional and spiri-
tual significance. One’s intake of air into the body and its release into the
open space outside the body is thought to have a spiritually transformative
quality. The ancient Hebrews associated the notions of spirit, wind, and
breath, and the Navajo link the ideas of awareness and air (Abram 1997).
Chinese culture has a fundamental concept, Chi (or Qi), that is charac-
terized as a spiritual breath or air, a life force that circulates within and
between all things, and this concept is central to healing practices. Simi-
larly, breathing is regarded as a conduit for emotion and consciousness
in Western theories like Alexander Lowen’s psychotherapy bioenergetics
(1976) and Moshé Feldenkrais’s method (1972).
The deep historical association of breath with the projection of life urges
is reflected in nineteenth-century aesthetic theories. Wölfflin (1994 [1886]:
169), for instance, referring to architecture, writes of breathing that conveys
the striving of life forms: “Of great interest is the relation of proportions to
the rate of breathing. It cannot be doubted that very narrow proportions pro-
duce the impression of an almost breathless and hurried upward striving.”
The topic also appears in contemporary art scholarship that treats issues
of embodiment. For instance, Nemerov (2001: 32), concerned explicitly
with the projective imagination in The Body of Raphaelle Peale, observes of
a particular painting: “Blackberries simulates a person seeing his own body
within the very objects into which he has blown the breath of a corporeal
life.” While the reference to breathing could be understood metaphorically,
Nemerov’s discussion of Merleau-Ponty’s phenomenology suggests a more
literal reading. This same theme is taken up by Sidlauskas in her analysis
of nineteenth-century interiority in Body, Place, and Self in Nineteenth-Century
Painting (2000).
Esrock • The Spectator and the Inner Body 241

In addition to the biological and cultural associations of breathing


that bestow life on the painting, there is another property of breath that
enhances this animating effect. It is movement. Breath moves. Horst Brede-
kamp (1995) observes that we attribute animateness to things that move on
their own, and this is why creators of toys and artworks have for centuries
endeavored to create a sense of lifelikeness with their products by endow-
ing them with movement—if only intimations of movement. With Balcony
Room, movement is the analogical key that unites the spectator’s breath
and the artwork: both the curtained wind and the spectator’s breath move
or circulate air throughout a space, and this link facilitates their transfer-
ence of properties.
Breath, however, serves not only as a content component of Balcony
Room but also, in connection with eye movement, as a vehicle. In defining
vehicle, I draw on George Lakoff and Mark Johnson’s (1999) linguistically
based theories, according to which the human body, understood as a set of
physiological processes that operate in the material world, is the basis for
the fundamental concepts that structure the language we use and the way
we understand our surroundings. They describe these fundamental con-
cepts in terms of abstract schemata that underpin the meanings of specific
concepts like time and space as well as more concrete notions like argu-
ment and war.
My reference to a vehicle alludes to their fundamental spatial relations
schema of the container, which involves “an inside, a boundary, and an
outside” (ibid.: 32). The container schema is used within a larger “Source-
Path-Goal Schema” to convey the idea of using the container to move
something from one place to another, following a specified path toward
a destination (ibid.: 32–33). Although the “Source-Path-Goal Schema”
can refer to operations we perform on a concrete object, such as using
one’s cupped hands—a container—for transporting water, the schema
also functions across different sensory modalities for things we hear, see,
and physically do. Rather than using the word container, I employ a related
term, vehicle, because it suggests a container for moving contents.
To illustrate how one can experience breath as a vehicle, I have excerpted
several lines from an interview I conducted with a spectator standing before
Edvard Munch’s lithograph The Cry at an exhibition at Boston College.
Prior to this exchange, we had been discussing bodily responses to various
paintings:
Q: Can you make this work connect to your own breathing?
A: Oh sure . . . breathing out takes those figures in the background away from
me and breathing in brings them towards me. (February 7, 2001)
242 Poetics Today 31:2

For this spectator, breathing as a vehicle moves elements of the painting


closer and further from him. Moreover, breathing can also direct the spec-
tator within the artwork. With Balcony Room, I experience breathing in
coordination with eye movements as a vehicle that carries me throughout
the painting. While looking at different parts of Balcony Room, I find that my
eye movement from place to place seems airborne, as if coming from my
own breathing. Although the vehicle effect occurs throughout my perusal
of the painting, I am aware of a particularly close connection between
breathing and eye movements in regard to my inspection of the flowing
curtain. Fried (2002: 86) writes of the eye’s constant circulation around the
room, returning to the billowing, gownlike curtains and “accelerating to
the bottom of the canvas.” My own responses are similar, being attracted
to the fabric of the curtain and finding my eyes repeatedly racing up and
down its folds. I find that this flowing movement of the eyes up and down
the curtain seems propelled by the act of breathing.
By linking breathing with eye movement up and down the curtain, I
am not describing an invariant process in which both components occur
synchronously. It is not the case, for example, that a spectator’s eye move-
ment up always corresponds to an inhale and a movement down to an
exhale nor that an inhale or an exhale always begins when the eyes are at
the very top or the very bottom of the curtain. At some points, however,
this coincidence happens, and it seems to give the eye movement a springy
little push. For me, eyes and breath adhere most firmly when the eyes move
down the curtain while I am also exhaling. At that point, the downward
speed of the eye movement seems almost airborne—carried on the breath
as when singing (recall Rothko’s reference to music)—and this downward
plunge seems quicker and more fluid, airier even than when the eye moves
downward without the exhalation of breath or when the eye and the breath
move up the curtain. Perhaps both downward eye movement and exhala-
tion of breath involve a kind of release, which generates a sense of speed
and ease.25
Breathing also functions as a vehicle for more general eye movements
throughout the image. For instance, I travel on breath through the wood

25. Numerous factors would be likely to affect the linkage between one’s breath and an
upward or downward eye movement along the surface of a represented object, among them
the representational content associated with the eye movement, the emotional state of the
observer, the extent to which the upward movement involves imagined effort to counter
gravity. As an example of a response different from my own, one person told me that he
links exhaling with movement upward, as when runners throw their heads upward to inhale
deeply after finishing an exhausting race (Fallon 2009). This association of exhaling with
an upward motion has to do with the particular representational content associated with
breathing—in this case, vigorous exercise.
Esrock • The Spectator and the Inner Body 243

trim at the top of the adjoining walls in Balcony Room or circle around the
large, dark mirror with its strange reflection. In such cases, breathing is not
coordinated with any repetitive eye movement but is freely circulating with
the eye throughout the image.26
That a spectator’s breathing can function as a vehicle for these various
kinds of movements might be the effect of several converging conditions.
Motivation is relevant of course, as spectators’ interests differ. As a specta-
tor of Balcony Room, I am fascinated with the painting, desiring to approach
it more closely, and this makes one receptive to whatever will facilitate
movement into the work. What is also influential in turning breathing into
a vehicle is the spectator’s experience of breath mingled with content, such
as the breeze of the painting. This creates a precedent for experiencing
breathing as something other than what it is normally. In effect, utilizing
one’s breath as content prepares or, to use the scientific concept, primes the
spectator for utilizing it in a new role—in this case, as a vehicle.
Perhaps most important for transforming breath into a vehicle is the
analogous rhythmic pattern between eye movement and breathing. The
spectator’s eye circulates around the room, repeatedly returning to the
curtain, where it travels up and down, and while this occurs, the spectator
is breathing in and breathing out. Granted, a spectator generally inhales
and exhales slower than his or her eyes move up and down an image,
and these rhythms do not operate at the same speed. However, they have
analogous rhythmic patterns—one–two, one-two—and this analogy links
them.
Although I have distinguished in principle between breathing as vehicle
and as content, the two functions can coexist. Breath, in its capacity as
vehicle, helps the spectator navigate through the artwork and become
aware of its sensory qualities, just as a fine sports car—a vehicle—gives the
driver the feel of the road: its bumps, hills, curves, and surface consistency.
In other words, a vehicle can not only transport us but can also function
as an ambulatory prosthetic device, an extension of our own bodies, which
conveys multisensory experiences of the objects whose surfaces it touches,
like a blind person’s cane.27
These reflections on breathing have not yet considered how the experi-
26. Fried might also find that his own breathing functions sometimes like a vehicle, as he
describes projecting himself into Rear Courtyard, which depicts a brisk wind blowing through
bushes and laundry. I would not be surprised, however, if the vehicle effect for this painting
were minimal for Fried, who seems to move through the work in a slow, meticulous, inch-by-
inch fashion, without the kind of sweeping motions that are so analogous to breathing.
27. Clark (2008: 38–39) discusses research on macaques and humans, suggesting that when
they use tools like rakes and sticks their brains register the tool within the actor’s own body
schema and not as an external object.
244 Poetics Today 31:2

ence of mingling that occurs at one moment changes as the spectator


turns to other aspects of the painting. The spectator’s temporally extended
encounters are particularly important here, for Balcony Room has been
described as a work that rejects the illusion of suspended time, thematizing
instead different temporal acts of perception (Keisch and Riemann-Reyher
1966: 186). Examining my own experiences, I find that the mingling cre-
ated when engaging one aspect of a painting does not wholly disappear
after I turn my attention to a different component, especially when deeply
immersed. Rather, when my interest shifts from the curtain and window
to other parts of the canvas, either through a change in retinal focus or
through sheer attentional shift, my breathing and eye movements some-
times continue to carry a slight memory of their former mingling. James
(1950: 255) recognized the bidirectional, temporal character of the multi-
sensory images circulating in thought:
Every definite image in the mind is steeped and dyed in the free water that flows
round it. With it goes the sense of its relations, near and remote, the dying echo
of whence it came to us, the dawning sense of whither it is to lead. The signifi-
cance, the value of the image is all in this halo or penumbra that surrounds and
escorts it—or rather that is fused into one with it and has become bond of its
bond and flesh of its flesh.

Whatever the psychological operations that produce this mnemonic


overlay, I experience it in several ways, depending on how I focus my atten-
tion. After turning from the mingling of curtain and breathing to other
aspects of the painting, I experience two kinds of memories of the min-
gling effect. In one case, I feel as if my breathing were actively creating a
gauzy curtain over the site of representation. Breathing here carries a faint
curtaining association and infuses this into various acts of breathing and
viewing. At other times it is as if I were detecting something that preexists
me, namely, a breathy, multisensory layer of curtain that lies above the
represented reality of chairs, mirror, sofa, and rug. Both of these experi-
ences reflect infusions of sensory memory within the temporal experience
of viewing. In effect, the passage of time thickens the present, intensifying
ongoing experiences with mnemonic recurrences of mingling.
There is another kind of mnemonic effect that occurs when examining
an extended temporal span of experience, and it involves more tenuous
recollections. This is a condition in which the spectator mingles his or her
breath with the artwork but subsequently recollects only a fragment of
the prior interaction. For example, at one point the spectator mingles his
or her breath with a component of the painting—the curtain—yet in a
subsequent moment of viewing (or recollection of the painting without
Esrock • The Spectator and the Inner Body 245

its actual presence) the spectator does not recall the specific association
but feels that this breathing bears a special significance that is linked to
the painting. The spectator’s breathing resonates with an unidentifiable
meaningfulness and arousal. The breath is thereby felt to be more than
it usually is, although what exactly it means remains undetermined. I am
reminded here of Keisch’s reference to the indeterminacy of a feature of
Balcony Room—the enigmatic light on the bare wall, which he calls a “sig-
nifier without a signified” (Keisch and Riemann-Reyher 1966: 188). The
spectator’s sense that his or her breathing is significant—that it signifies—
extends the mingling effect temporally, in a fragmented form. This frag-
mented mode of signifying augments the complexity and duration of the
spectator’s experience of the artwork.
Curiously, this might be the same kind of unspecified bodily mark-
ing that Rilke (1985: 79) describes in his letter about Cézanne’s Portrait of
Madame Cézanne:
Even after standing with such unrelenting attention in front of the great color
scheme of the woman in the red armchair, it is becoming as retrievable in my
memory as a figure with very many digits. And yet I memorized it, number by
number. In my feeling, the consciousness of their presence has become a heightening which
I can feel even in my sleep; my blood describes it within me, but the naming of it passes by
somewhere outside and is not called in. Did I write about it?—A red, upholstered low
armchair has been placed in front of an earthy-green wall. (Emphasis added)

Judging from his letters, Rilke was highly aroused when immersed in
Cézanne’s paintings, and this leads me to suggest that his interoceptive
awareness of his own aroused bodily state is what he calls a “heighten-
ing” and characterizes as “my blood.” This bodily state is initially asso-
ciated with the experience of the painting, but when the painting is absent,
Rilke might be interoceptively reexperiencing his aroused inner body and
recognizing that it is linked to something outside himself. As Rilke notes,
his body—his blood—re-presents something that is absent and unnam-
able. Though his body—the signifier—is affectively resonant, the signi-
fied painting “passes by” unnamed, thereby leaving a signifier without a
signified.
It is fitting to close with Rilke’s remarks on Madame Cézanne, for while
they describe a subtle nonverbal bodily experience of visual art, Rilke
renders it through language that neither reduces the complexity of the
bodily phenomenon nor compromises the integrity of his verbal medium.
Although few of us can render our states of embodiment with the verbal
power of a Rilke or the visual power of a Menzel, we can become more
aware of our sensory experiences of viewing and more knowledgeable
246 Poetics Today 31:2

about the areas in which the biological sciences might enrich historical
and critical art scholarship.

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