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THE IDEA OF AN OVERLAPPING CONSENSUSt
JOHN RAWLS*
I
@ Oxford University Press 1987 OxfordJournal of Legal Studies Vol. 7No. I
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2 THE IDEA OF AN OVERLAPPING CONSENSUS
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JOHN RAWLS 3
ofdemocratic politics.Whattheseconditionsare,andhowtheyaffect thefeatures
of a practicableconception, I notein connection withthreefeaturesof a political
conceptionofjustice,two of whichI now describe,leavingthethirdforthenext
section.
The firstfeatureof a politicalconceptionof justice is that,while such a
conceptionis, of course,a moralconception, it is a moralconceptionworkedout
for a specifickind of subject, namely,for political,social and economic
institutions.2In particular, it is workedoutto applyto whatwe maycallthe'basic
structure'of a modernconstitutional democracy.(I shall use 'constitutional
democracy',and 'democraticregime',and similarphrasesinterchangeably.) By
thisstructure I meana society'smainpolitical,social and economicinstitutions,
and how theyfittogether intoone unifiedschemeofsocialcooperation. The focus
of a politicalconceptionofjusticeis theframework of basic institutionsand the
principles, standardsand preceptsthatapplyto them,as wellas how thosenorms
areexpressedin thecharacterand attitudesofthemembersofsocietywhorealize
its ideals. One mightsuppose that this firstfeatureis alreadyimpliedby the
meaningof a politicalconceptionofjustice:forifa conceptiondoes notapplyto
thebasic structure of society,it wouldnotbe a politicalconceptionat all. But I
meanmorethanthis,forI thinkofa politicalconception ofjusticeas a conception
framedin thefirstinstance3 solelyforthe special case ofthe basic structure.
The secondfeaturecomplements the first:a politicalconceptionis not to be
understoodas a generaland comprehensive moralconceptionthatappliesto the
politicalorder, as if this order was only another subject,anotherkindof case,
fallingunder that conception.4 Thus, a politicalconceptionofjusticeis different
frommanyfamiliarmoraldoctrines, fortheseare widelyunderstoodas general
and comprehensive views. Perfectionism and utilitarianism are clear examples,
sincethe principlesof perfection and utilityare thoughtto applyto all kindsof
subjectsrangingfromthe conductof individualsand personalrelationsto the
2 In sayingthat a conceptionis moral I mean,amongotherthings,that its contentis givenby
certainideals,principlesand standards;and thatthesenormsarticulatecertainvalues,in thiscase
politicalvalues.
3 The phrase'in thefirstinstance'indicatesthatwe are to focusfirston thebasic structure. Should
we finda reasonablysatisfactoryconceptionofjusticeforthiscase, we can thentryto extendit to
further cases, ofwhichone ofthemostimportant is therelationsbetweenstatesand thesystemof
cooperationbetweenthem.I acceptKant's view in 'PerpetualPeace' thata worldstatewouldbe
eitheran oppressiveautocracy,or continuallydisturbedby open or latentcivil wars between
regionsand peoples.Hence we wouldlookforprinciplesto regulatea confederation ofstatesand
to specifythe powersof its severalmembers.We also need to clarifyhow theprinciples ofjustice
applyto associationswithinthestate.On this,see theremarksin 'The Basic Structureas Subject',
Secs II and IX, in Valuesand Morals,eds A. I. Goldmanand JaegwonKim (Reidel,1978).
4 I thinkofa moralconceptionas generalwhenit appliesto a widerangeofsubjectsofappraisal(in
thelimitof all subjectsuniversally),
and as comprehensive whenit includesconceptionsofwhatis
of value in humanlife,ideals of personalvirtueand character,and the like,thatare to inform
much of our conduct(in the limitof our life as a whole). Many religiousand philosophical
doctrinestendto be generaland fullycomprehensive. See also footnote23 on p 14.
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4 THE IDEA OF AN OVERLAPPING CONSENSUS
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JOHN RAWLS 5
the stabilityof a constitutional regime,and wish to achievefreeand willing
agreementon a politicalconceptionof justice that establishesat least the
constitutionalessentials,we mustfindanotherbasis of agreement thanthatof a
generaland comprehensive doctrine.8Andso, as thisalternative
basis,we lookfor
a politicalconceptionof justice that mightbe supportedby an overlapping
consensus.
We do not,of course,assumethatan overlapping consensusis alwayspossible,
given the doctrinescurrently existingin any democraticsociety.It is often
obviousthatit is not,not at leastuntilfirmly
heldbeliefschangein fundamental
ways.' But the point of the idea of an overlappingconsensuson a political
conceptionis to show how, despitea diversityof doctrines,convergence on a
politicalconceptionof justice may be achievedand social unitysustainedin
long-run thatis,overtimefromone generation
equilibrium, to thenext.
II
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6 THE IDEA OF AN OVERLAPPING CONSENSUS
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JOHN RAWLS 7
and exhibiting the way in whichit could be thussupported.It's also likelythat
morethanone politicalconceptionmaybe workedup fromthefundof shared
politicalideas; indeed,this is desirable,as these rival conceptionswill then
competeforcitizens'allegianceand be graduallymodifiedand deepenedby the
contestbetweenthem.
Here I cannot,ofcourse,evensketchthedevelopment ofa politicalconception.
But in orderto conveywhat is meant,I mightsay thatthe conceptionI have
elsewherecalled'justiceas fairness'is a politicalconceptionofthiskind.12It can
be seenas starting withthefundamental intuitiveidea ofpoliticalsocietyas a fair
system of social cooperationbetween regardedas freeand equal persons,
citizens
and as bornintothe societyin whichtheyare assumedto lead a completelife.
Citizensare further describedas havingcertainmoralpowersthatwouldenable
themto takepartin socialcooperation. The problemofjusticeis thenunderstood
as that of specifying the fairtermsof social cooperationbetweencitizensso
conceived.The conjectureis thatby workingout such ideas, whichI view as
implicitin the public politicalculture,we can in due coursearriveat widely
acceptableprinciples ofpoliticaljustice."
The detailsarenotimportant here.Whatis important is that,so faras possible,
these fundamental intuitiveideas are not takenforreligious,philosophicalor
metaphysical ideas. For example,whenit is said thatcitizensareregardedas free
and equal persons,theirfreedomand equalityare to be understoodin ways
congenialto thepublicpoliticalcultureand explicablein termsofthedesignand
requirements ofitsbasic institutions. The conception ofcitizensas freeandequal
a
is, therefore,politicalconception, the content ofwhich is specified in connection
withsuch thingsas the basic rightsand libertiesof democraticcitizens."'The
12 For thefullestdiscussion,see A TheoryofJustice(197I). I have discussedjusticeas fairnessas a
politicalconceptionin 'Justiceas Fairness: Politicalnot Metaphysical',Philosophyand Putblic
Affairs,Summer 1985. Ronald I)workin's liberalconceptionof equalityis, I think,another
exampleof a politicalconceptionofjustice.See his A MatterofPrinciple(Cambridge,Harvard
University Press,1986),theessaysin PartThreeon liberalismandjustice.
I3
These principleswillexpressand give certainweightsto familiarpoliticalvalues such as liberty
and equality,fairequalityof opportunity, and the efficient
designof institutions to servethe
commongood, and the like. But we can arriveat a politicalconceptionof justice in a very
different way, namely,by balancingthese competingvalues directlyagainstone anotherand
eventuallyadjustingthemto one anotherin the lightof theoverallbalance,or pattern, ofvalues
thatseemns best to us. A procedureof thiskindis suggestedby Sir Isaiah Berlin;see forexample
his essay 'Equality',in Conceptsand Categories(Oxford,i980), p ioo. The advantageof starting
withthefundamental intuitiveidea of societyas a fairsystemof social cooperationmaybe that
we do not simplybalancevaluesdirectlyin thelightofan overallpattern, but see how thevalues
and theirweightsare arrivedat in theway theyare specifiedbythedeliberations ofthepartiesin
the originalposition.Here I referto the detailsof how justice as fairnessis workedout. The
thoughthereis thatthesedetailsprovidea clearerconceptionofhow weightsmaybe determined
thanthe idea of balancingin thelightof an overallpattern.But perhapsthe idea of societyas a
fairsystemof social cooperationmightitselfbe regardedas sucha pattern, in whichcase thetwo
procedurescouldcoincide.
14 On this,see 'PoliticalnotMetaphysical',Sec V.
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8 THE IDEA OF AN OVERLAPPING CONSENSUS
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JOHN RAWLS 9
III
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IO0 THE IDEA OF AN OVERLAPPING CONSENSUS
questionsofpoliticaljustice.Observealso thattheexampleassumesthatthetwo
comprehensive viewsagreewiththejudgmentsofthepoliticalconception in this
respect.
To begin with the objection:some will thinkthat even if an overlapping
consensusshouldbe sufficiently stable,theidea of politicalunityfoundedon an
overlapping consensus must still
be sinceitabandonsthehopeofpolitical
rejected,
community and settlesinstead for a publicunderstanding thatis at bottoma mere
modusvivendi.To thisobjection,we say thatthehope of politicalcommunity
mustindeedbe abandoned,ifby such a community we mean a politicalsociety
unitedin affirming a generaland comprehensive doctrine.This possibilityis
excludedby thefactofpluralismtogether withtherejection oftheoppressiveuse
ofstatepowerto overcomeit. I believethereis no practicable alternativesuperior
to the stablepoliticalunitysecuredby an overlapping consensuson a reasonable
politicalconceptionof justice. Hence the substantivequestionconcernsthe
significant featuresof such a consensusand how these featuresaffectsocial
concordand the moral qualityof public life. I turnto why an overlapping
consensusis nota meremodusvivendi.'7
A typicaluse of thephrase'modusvivendi'is to characterize a treatybetween
two stateswhosenationalaims and interests put themat odds. In negotiating a
treatyeach statewould be wise and prudentto make sure thatthe agreement
proposedrepresents an equilibrium point:thatis,thatthetermsandconditions of
thetreatyare drawnup in such a way thatit is publicknowledgethatit is not
advantageousforeitherstate to violateit. The treatywill thenbe adheredto
because doing so is regardedby each as in its nationalinterest,includingits
interestin itsreputation as a statethathonourstreaties.Butingeneralbothstates
are readyto pursuetheirgoalsat theexpenseoftheother,and shouldconditions
17 Note that what is impracticableis not all values of community (recall that a communityis
understoodas an associationor societywhoseunityrestson a comprehensive conceptionof the
good) but onlypolitical community and its values. Justiceas fairnessassumes,as otherliberal
politicalviewsdo also, thatthevaluesofcommunity are notonlyessentialbut realizable,firstin
thevariousassociationsthatcarryon theirlifewithintheframework of thebasic structure,and
secondin thoseassociationsthatextendacrosstheboundariesofnation-states, suchas churches
and scientificsocieties.Liberalismrejectsthestateas a community because,amongotherthings,
it leads to the systematicdenial of basic libertiesand to the oppressiveuse of the state's
monopolyof (legal) force.I shouldadd that in the well-ordered societyof justice as fairness
citizenssharea commonaim,and one thathas highpriority: namely,theaim ofpoliticaljustice,
thatis, the aim of ensuringthatpoliticaland social institutionsarejust, and of givingjusticeto
personsgenerally, as whatcitizensneed forthemselvesand wantforone another.It is nottrue,
then,thaton a liberalview citizenshave no fundamental commonaims. Nor is it truethatthe
aim of politicaljusticeis not an important partof theiridentity (usingtheterm'identity', as is
now oftendone,to includethebasic aims and projectsbyreference to whichwe characterize the
kindof personwe verymuchwantto be). But thiscommonaim of politicaljusticemustnotbe
mistakenfor(whatI havecalled)a conceptionofthegood. For a discussionofthislastpoint,see
AmyGutmann,'Communitarian Criticsof Liberalism',Philosophyand PublicAffairs, Summer
1985,P 3' I, footnote14.
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JOHN RAWLS II
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12 THE IDEA OF AN OVERLAPPING CONSENSUS
IV
I turnto the second objectionto the idea of an overlappingconsensuson a
political conceptionof justice: namely,that the avoidance of general and
comprehensive doctrinesimplies indifference or scepticismas to whethera
of
politicalconception justice is true.
This avoidance mayappearto suggestthat
sucha conceptionmightbe themostreasonableoneforus evenwhenit is known
notto be true,as iftruthweresimplybesidethepoint.In reply,it wouldbe fatal
to thepointofa politicalconceptionto see it as scepticalabout,or indifferent
to,
truth,muchless as in conflictwithit. Such scepticism or indifferencewouldput
politicalphilosophyin conflict
withnumerouscomprehensive doctrines,and thus
defeatfromtheoutsetits aimofachievingan overlapping consensus.In following
themethodof avoidance,as we maycall it, we try,so faras we can,neitherto
18 Here I meantheviewof Bentham,Edgeworthand Sidgwick,and of suchcontemporary writers
as R. B. Brandtin A Theoryof the Good and theRight(Oxford,1979), R. M. Hare in Moral
Thinking(Oxford,198i), and J. J. C. Smartin Utilitarianism:For and Against(Cambridge,
1973).
19 Desires, preferencesand interestsare not the same but have distinctfeatures;and these
differences playan important
partin different versionsofutilitarianismespousedby thewriters
mentionedin the previousfootnote.I believe,however,thatthegeneralpointin thetextholds
againstall theseversions.
20 The adverb'indirectly' so-called.For a clearaccountof J.S.
hererefersto indirectutilitarianism
thisdoctrine,see JohnGray,Mill on Liberty:A Defence(London,
Mill's view as exemplifying
I983).
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JOHN RAWLS 13
21 It is important
to see thattheview thatphilosophyin theclassicalsense as the searchfortruth
about a prior and independentmoral ordercannot providethe shared basis for a political
conceptionofjustice (assertedin 'Politicalnot Metaphysical',p 230) does not presupposethe
controversial
metaphysical claim thatthereis no such order.The above paragraphmakesclear
whyit does not.The reasonsI giveforthatviewarehistoricaland sociological,and havenothing
to do withmetaphysical doctrinesabout the statusofvalues.What I hold is thatwe mustdraw
theobviouslessonsof our politicalhistorysincetheReformation and the Wars ofReligion,and
the developmentof modernconstitutional democracies.As I say in Sec I above,it is no longer
reasonableto expectus to reachpoliticalagreement on a generaland comprehensive doctrineas
a way of reachingpoliticalagreementon constitutional essentials,unless,of course,we are
preparedto use theapparatusofthestateas an instrument ofoppression.If we arenotprepared
to do that,we must,as a practicalmatter,look forwhat I have called a politicalconceptionof
justice.
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14 THE IDEA OF AN OVERLAPPING CONSENSUS
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JOHN RAWLS 15
24 It is essentialto distinguish
betweengeneraland comprehensive
viewsand viewswe thinkofas
abstract.Thus, whenjusticeas fairnessbeginsfromthefundamental intuitiveidea ofsocietyas a
fair systemof cooperationand proceedsto elaboratethat idea, the resultingconceptionof
politicaljusticemaybe said to be abstract.It is abstractin thesameway thattheconceptionofa
perfectly competitivemarket,or of generaleconomicequilibrium, is abstract:thatis, it singles
out, or focuseson, certainaspects of societyas especiallysignificant fromthe standpointof
politicaljustice and leaves othersaside. But whethertheconceptionthatresultsitselfis general
and comprehensive, as I have used those terms,is a separatequestion.I believethe conflicts
implicitin the factof pluralismforcepoliticalphilosophyto presentconceptionsofjustice that
are abstract,if it is to achieveits aims; but the same conflictspreventthoseconceptionsfrom
beinggeneralandcomprehensive.
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x6 THE IDEA OF AN OVERLAPPING CONSENSUS
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JOHN RAWLS 17
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18 THE IDEA OF AN OVERLAPPING CONSENSUS
VI
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JOHN RAWLS 19
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20 THE IDEA OF AN OVERLAPPING CONSENSUS
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JOHN RAWLS 21
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22 THE IDEA OF AN OVERLAPPING CONSENSUS
to confirm
theirallegianceto its principlesofjustice as expressingvalues that,
under the reasonablyfavourableconditionsthat make democracypossible,
normallycounterbalancewhatevervalues may oppose them. With this an
consensusis achieved.
overlapping
VII
I have just outlined how it may happen that an initial acquiescence in a liberal
conceptionof justice as a meremodusvivendichangesovertimeintoa stable
overlapping consensus.Thus theconclusion just reachedis all we needto say in
replyto the objectionthattheidea of such a consensusis utopian.Yet to make
this conclusionmoreplausible,I shallindicate,necessarily onlybriefly, someof
themainassumptions underlying thepreceding accountofhowpoliticalallegiance
is generated.
First,thereare the assumptionscontainedin what I shall call a reasonable
moralpsychology, that is, a psychologyof humanbeingsas capable of being
reasonableand engagingin fairsocialcooperation. Here I includethefollowing:
(i) besides a capacity for a conception of the good, peoplehave a capacityto
of
acquire conceptions justice and fairness (which specifyfair terms of
cooperation) and to act as these conceptionsrequire;(2) whentheybelievethat
institutions or socialpracticesarejust,or fair(as theseconceptions specify),
they
are readyand willingto do theirpartin thosearrangements providedtheyhave
reasonableassurancethatotherswillalso do theirpart;(3) ifotherpersonswith
evidentintention striveto do theirpartinjustorfairarrangements, peopletendto
developtrustand confidencein them; (4) this trustand confidence becomes
stronger and morecompleteas thesuccessof sharedcooperativearrangements is
sustainedovera longertime;and also(5) as thebasicinstitutions framedto secure
our fundamental interests(the basic rightsand liberties)are morefirmly and
willingly recognized.
We mayalso supposethateveryone recognizeswhatI havecalledthehistorical
and socialconditionsofmoderndemocratic societies:(i) thefactofpluralism and
(ii) the factof its permanence, as well as (iii) the factthat thispluralism be
can
overcomeonlyby theoppressiveuse of statepower(whichpresupposesa control
of the state no group possesses). These conditionsconstitutea common
predicament. But also seenas partof thiscommonpredicament is (iv) thefactof
moderatescarcityand (v) thefactof therebeingnumerouspossibilities ofgains
fromwell-organized socialcooperation, ifonlycooperationcan be established on
fairterms.Alltheseconditions and assumptions characterizethecircumstances of
politicaljustice.
Now we are ready to draw on the precedingassumptions to answer once again
the question: how might an overlapping consensus on a liberal conception of
justice develop from its acceptance as a mere modus vivendi? Recall our
assumption that the comprehensive doctrines of most people are not fully
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JOHN RAWLS 23
VIII
I conclude
bycommenting on whatI havecalledpolitical
briefly liberalism.
We
have seen thatthisview steersa coursebetweenthe Hobbesianstrandin
as a modusvivendisecured
liberalism-liberalism bya convergence ofself-and
as coordinated
group-interests and balancedby well-designedconstitutional
arrangements-and a liberalismfoundedona comprehensivemoraldoctrinesuch
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24 THE IDEA OF AN OVERLAPPING CONSENSUS
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JOHN RAWLS 25
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