E3b Applicform en
E3b Applicform en
E3b Applicform en
<Title of programme>
Grant Application Form
[Budget line(s): <number(s)>] or
[<…>th European Development Fund ] 1
Dossier No
(for official use only)
1
Any reference to European Union financing also refers to European Development Fund grants where applicable.
2
An organisation’s statutes must show that it was established under the national law of the country concerned and
that the head office is located in an eligible country. Any organisation established in a different country cannot
be considered an eligible local organisation. See the footnotes to the guidelines for the call.
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EuropeAid ID3
Ongoing contract/Legal Entity
File number (if available)4
Legal status5
Postal address:
Address:
Any change in the addresses, phone numbers, fax numbers or e-mail, must be notified in writing to
the Contracting Authority. The Contracting Authority will not be held responsible in the event that
it cannot contact an applicant.
3
To be inserted if the organisation is registered in PADOR (Potential Applicant Data On-Line Registration). For
more information and to register, please visit
https://ec.europa.eu/europeaid/funding/about-calls-proposals/pador-helpdesk_en
4
If a lead applicant has already signed a contract with the European Commission and/or has been informed of the
Legal Entity File number. If not, write ‘N/A’.
5
E.g. non-profit, governmental body, international organisation.
6
Use one row for each co-applicant.
7
Use one row for each affiliated entity.
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NOTICE
How to adapt this standard grant application form:
Where you see < ... >, enter the information relevant to the call for proposal in question.
The phrases within [ ] should only be included if appropriate, while the paragraphs shaded in grey should
only need to be amended in exceptional cases, dictated by the requirements of a particular call for
proposal procedure.
In no circumstances may you alter any other part of these standard instructions. Please remember to
delete this paragraph, any other text with yellow highlighting and all such brackets in the final version
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Contents
PART A. CONCEPT NOTE...............................................................................................5
1 General information..............................................................................................................12
2 The action...............................................................................................................................13
2.1. Description of the action............................................................................................................13
2.2. Lead applicant’s experience.......................................................................................................16
2.3. Co-applicant(s)'s experience (if applicable)................................................................................17
2.4. Affiliated entity(ies) experience (if applicable).........................................................................18
4 The Co-applicant(s)...............................................................................................................32
4.1. Capacity to manage and implement actions................................................................................33
4.2. Experience by sector...................................................................................................................33
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PART A. CONCEPT NOTE
Please note that if this is a restricted call, only the concept note shall be submitted in the first stage (not
the full application). If this is an open call, both the concept note and the full application shall be
submitted at the same time.
There is no specific template for the concept note but the lead applicant must ensure that the text:
does not exceed 5 pages (A4 size) of Arial 10 characters with 2 cm margins, single line spacing;
provides the information requested under the headings below, in the order in which it is requested,
and in proportion to its relative importance (see the relevant scores set out in the evaluation grid in
the guidelines for applicants);
provides full information (as the evaluation will be based solely on the information provided);
is drafted as clearly as possible to facilitate the evaluation process.
Requested EU contribution as a
%
percentage of total eligible costs of the
action (indicative) 9
Objectives of the action <Overall objective(s)>
<Specific objective(s)>
Target group(s)10
8
Cover page as per template in page 1 should be attached as well.
9
If applicable, insert an additional % of the total accepted costs.
10
“Target groups” are the groups/entities who will directly benefit from the action at the action purpose level.
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Final beneficiaries11
Estimated results
Main activities
11
“Final beneficiaries” are those who will benefit from the action in the long term at the level of the society or
sector at large.
12
See footnote 2.
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1.3.3. Describe and define the target groups and final beneficiaries, their needs and
constraints, and state how the action will address these needs
Please provide all the following information:
i. Give a description of each of the target groups and final beneficiaries (quantified where possible),
including selection criteria.
ii. Identify the needs and constraints of each of the target groups and final beneficiaries.
iii. Demonstrate the relevance of the proposal to the needs and constraints of the target groups and
final beneficiaries.
iv. Explain any participatory process ensuring participation by the target groups and final
beneficiaries.
1.3.4. Particular added-value elements
Indicate any specific added-value elements, e.g. the promotion or consolidation of public-private
partnerships, innovation and best practice, or other cross-cutting issues such as environmental issues,
promotion of gender equality and equal opportunities, the needs of disabled people, the rights of
minorities and the rights of indigenous peoples.
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Delete Sections 2, 3 and 4 for open procedures
2008 Page 8 of 47
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2 CHECKLIST FOR THE CONCEPT NOTE
<PUBLICATION REFERENCE + TITLE OF THE CALL + BUDGET LINE>
Co-applicant17
Name of the co-applicant
EuropeAid ID number
Nationality/Country and date of
registration
Legal Entity File number (if available)
Legal status
Affiliated entity18
Name of the Affiliated-Entity
EuropeAid ID number
Nationality/Country and date of
registration
Legal status:
Specify to which entity you are affiliated
(lead applicant and/or the co-applicant).
Specify the kind of affiliation you have
with that entity.
13
For individuals.
14
For organisations.
15
If the lead applicant has already signed a contract with the European Commission.
16
E.g. non-profit, governmental body, or international organisation.
17
Add as many rows as co-applicants
18
Add as many rows as affiliated entities
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Tick the
BEFORE SENDING YOUR CONCEPT NOTE, PLEASE CHECK THAT items off
EACH OF THE CRITERIA BELOW HAVE BEEN MET IN FULL AND below
TICK THEM OFF
PART 1 (ADMINISTRATIVE)
1. The instructions for the concept note have been followed.
2. The declaration by the lead applicant has been filled in and signed.
PART 2 (ELIGIBILITY)
6. The action will be implemented in [an] eligible [country(ies)] [region(s)]
and in the minimum required number of eligible [countries] [regions].
7. The duration of the action is between <X months> and <X months> (the
minimum and maximum allowed).
8. The requested contribution is between the minimum and maximum
allowed.
9. This checklist and the declaration by the lead applicant have been filled in
and sent with the concept note.
You may add points if the guidelines for applicants foresee additional
eligibility criteria for the action
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3 DECLARATION BY THE LEAD APPLICANT (CONCEPT
NOTE)
The lead applicant, represented by the undersigned, being the authorised signatory of the lead
applicant, and in the context of the present application, representing any co-applicant(s) and affiliated
entity(ies) in the proposed action, hereby declares that:
the lead applicant has the sources of financing and professional competence and qualifications
specified in section 2 of the guidelines for applicants;
the lead applicant undertakes to comply with the obligations foreseen in the affiliated entities'
statement of the grant application form and with the principles of good partnership practice;
the lead applicant is directly responsible for the preparation, management and implementation
of the action with the co-applicant(s) and affiliated entity(ies), if any, and is not acting as an
intermediary;
if the requested amount is above EUR 60.000:[the lead applicant, the co-applicant(s) and the
affiliated entity(ies) are not in any of the situations excluding them from participating in
contracts which are listed in section 2.3.3 of the Practical Guide (available from the following
Internet address: http://ec.europa.eu/europeaid/prag/document.do
Furthermore, it is recognised and accepted that if the lead applicant, co-applicant(s) and
affiliated entity(ies) (if any) participate in spite of being in any of these situations, they may be
excluded from other procedures in accordance with section 2.3.4 of the Practical Guide;]
the lead applicant and each co-applicant and affiliated entity are in a position to deliver
immediately, upon request, the supporting documents stipulated under section 2.4 of the
guidelines for applicants;
the lead applicant and each co-applicant and affiliated entity (if any) are eligible in
accordance with the criteria set out under sections 2.1.1 and 2.1.2 of the guidelines for
applicants;
if recommended to be awarded a grant, the lead applicant, the co-applicant(s) and the affiliated
entity(ies) accept the contractual conditions as laid down in the standard grant contract
annexed to the guidelines for applicants (Annex G) (or the PA Grant Agreement where the
lead applicant is an organisation whose pillars have been positively assessed by the European
Commission);
Position
Date
Location of the action <specify country(ies), region(s) that will benefit from the action>
19
The full application is composed of this full application form, the budget (Annex B) and the logical
framework (Annex C)
20
For restricted procedures only; when the Contracting Authority has evaluated the concept note it informs the
lead applicant of the outcome and allocates a proposal number.
21
The evaluation committee will refer to information provided in the concept note as regards objectives and the
relevance of the action.
2.1.3. Indicative action plan for implementing the action (max 4 pages)
Applicants should not give a specific start-up date for the implementation of the action but simply
refer to ‘month 1’, ‘month 2’, etc.
It is recommended to base the estimated duration of each activity and the total period on the most
probable duration and not on the shortest possible duration, by taking into consideration all relevant
factors that may affect the implementation timetable.
The activities stated in the action plan should match those described in detail in section 2.1.1. The
implementing body must be either the lead applicant, co-applicant(s) or any of the affiliated
entity(ies), associates or contractors. Any months or interim periods without activities must be
included in the action plan and count toward the calculation of the total estimated duration of the
action.
The action plan for the first 12 months of implementation should be sufficiently detailed to give an
overview of the preparation and implementation of each activity. The action plan for each of the
subsequent years may be more general and should only list the main activities proposed for those
years. To this end, it must be divided into six-month periods (NB: A more detailed action plan for each
subsequent year must be submitted before any new pre-financing payments are received under
Article 4.1 of the Special Conditions of the grant contract).
The action plan will be drawn up using the following format:
Year 1
Half-year 1 Half-year 2
Activity Month 1 2 3 4 5 6 7 8 9 10 11 12 Implementing body
Example example Example
Preparation co-applicant and/or
Activity 1 affiliated entity
(title)
Execution co-applicant and/or
Activity 1 affiliated entity
(title)
Preparation co-applicant and/or
Activity 2 affiliated entity
(title)
Etc.
22
Explanations can be found at the following address: http://ec.europa.eu/europeaid/prag/annexes.do?
group=E
23
If the donor is the European Union or an EU Member State, please specify the EU budget line, EDF or EU
Member State.
24
If the donor is the European Union or an EU Member State, please specify the EU budget line, EDF or EU
Member State.
25
If the donor is the European Union or an EU Member State, please specify the EU budget line, EDF or EU
Member State.
26
If the donor is the European Union or an EU Member State, please specify the EU budget line, EDF or EU
Member State.
27
If the donor is the European Union or an EU Member State, please specify the EU budget line, EDF or EU
Member State.
28
If the donor is the European Union or an EU Member State, please specify the EU budget line, EDF or EU
Member State.
EuropeAid ID number29
Name of the organisation
3.1. Identity
Date of registration
Place of registration
Official address of registration
Country of registration31/
Nationality 32
The Contracting Authority must be notified of any change in addresses, phone numbers, fax
numbers and e-mail, in particular. The Contracting Authority will not be held responsible in the
event that it cannot contact an applicant.
29
This number is available to an organisation which registers its data in PADOR. For more information and to
register, please visit https://ec.europa.eu/europeaid/search/site/pador_en
This information does not need to be provided in case of calls where the European Commission is not the
Contracting Authority.
30
If the lead applicant has already signed a contract with the European Commission.
31
For organisations. (If not in one of the countries listed in Section 2.1.1 of the guidelines for applicants,
please give reasons for its location).
32
For individuals. (If not in one of the countries listed in Section 2.1.1 of the guidelines for applicants, please
give reasons for its location).
Profit-making □ Yes
□ No
NGO □ Yes
□ No
Value based33 □ Political
□ Religious
□ Humanistic
□ Neutral
Is your organisation linked with □ Yes, parent entity:
another entity? (please specify its EuropeAid ID:…………………………)
□ Yes, controlled entity(ies)
□ Yes, family organisation / network entity34
□ No, independent
3.2.1. Category
3.2.2. Sector(s)36
□ 11 Education
□ 111 Education, level unspecified
□ 11110 Education Policy & Admin. Management
□ 11120 Education Facilities And Training
33
Please choose only one set of values.
34
E.g. confederation / federation / alliance.
35
Please specify (1) the sector to which your organisation belongs, as defined in its statutes (or equivalent
document): public (established and/or funded by a public body) OR private (established and/or funded by a
private entity); (2) in the appropriate column, the category to which your organisation belongs (one choice
only).
36
Please tick the box for each sector your organisation has been active in the past 7 years. The sectors come
from the DAC list set up by the OECD.
□ All
□ Child soldiers
□ Children (less than 18 years old)
□ Community Based Organisation(s)
□ Consumers
□ Disabled
□ Drug consumers
□ Educational organisations (school, universities)
□ Elderly people
□ Illness affected people (Malaria, Tuberculosis, HIV/AIDS)
□ Indigenous peoples
□ Local authorities
□ Migrants
□ Non-Governmental Organisations
□ Prisoners
□ Professional category
□ Refugees and displaced
□ Research organisations/Researchers
□ SME/SMI
□ Students
□ Urban slum dwellers
□ Victims of conflicts/disasters
□ Women
□ Young people
□ Other (please specify): ……………………………..
3.3.3. Resources
Financial data
Please provide the following information, if applicable, on the basis of the profit and
loss account and balance sheet of your organisation, amounts in thousands euros
37
N = previous financial year.
[Please provide the references of the external audit report produced by an approved auditor,
certifying: the lead applicant's accounts for the last financial year available where the total amount
of the grant exceeds EUR 750 000 (EUR 100 000 for an operating grant). This obligation does not
apply to international organisations nor to public bodies. To be inserted if the authorising officer,
depending on his/her risk assessment, waives the requirement for the following categories: Nor
does it apply to secondary and higher education establishments]
Mr
Ms
This section must be completed for each co-applicant within the meaning of section 2.1.1 of
the guidelines for applicants. You must make as many copies of this table as necessary to
create entries for each additional co-applicant.
Co-applicant no.1
EuropeAid ID number 38
Date of registration
Place of registration
Official address of registration
Country of registration40/
Nationality41
42
Important: This application form must be accompanied by a signed and dated mandate
from each co-applicant, in accordance with the template provided below.
Name:
Organisation:
Position:
Signature:
Date and place:
43
This number is available to an organisation which registers its data in PADOR. For more information and to
register, please https://ec.europa.eu/europeaid/search/site/pador_en . This information does not need to be
provided in case of calls where the European Commission is not the Contracting Authority.
44
As described in section 2.1.2. of the guidelines for applicants.
45
If not in one of the countries listed in section 2.1.1 of the guidelines for applicants, please justify its location.
46
For organisations.
47
For individuals.
Important: This application form must be accompanied by a signed and dated affiliated
entities' statement from each affiliated entity, in accordance with the template
provided below.
Name:
Organisation:
Position:
Signature:
Date and place:
Associate <number>
Full legal name
EuropeAid ID number48
Country of Registration
Legal status49
Official address
Contact person
Telephone number: country code + city code + number
Fax number: country code + city code + number
E-mail address
Number of employees
Experience of similar actions, in relation to role in
the implementation of the proposed action
History of cooperation with the applicants
Role and involvement in preparing the proposed
action
Role and involvement in implementing the proposed
action
48
This number is available to an organisation which registers its data in PADOR. For more information and to
register, please visit https://ec.europa.eu/europeaid/search/site/pador_en
49
E.g. non-profit, governmental body or international organisation.
Co-applicant54
Name of the co-applicant
EuropeAid ID number
Nationality/Country and date of
registration
Legal Entity File number (if available)
Legal status
Affiliated Entity55
Name of the Affiliated-Entity
EuropeAid ID number
Nationality/Country and date of
registration
Legal status:
Specify to which entity you are affiliated
(lead applicant and/or the co-applicant).
Specify the kind of affiliation you have
with that entity.
50
For individuals.
51
For organisations.
52
If the lead applicant has already signed a contract with the European Commission.
53
E.g. non-profit, governmental body, or international organisation.
54
Add as many rows as co-applicant(s)
55
Add as many rows as affiliated entities
PART 1 (ADMINISTRATIVE)
1. The correct grant application form has been used.
2. The declaration by the lead applicant has been filled in and signed.
6. Each co-applicant has completed and signed the mandate and the
mandate is included. [if co-applicant(s) are not mandatory: <Please write
‘Not applicable’ (NA) if you have no co-applicant(s)>]
7. Each affiliated entity(ies) has completed and signed an affiliated
entity(ies)'s statement and the statements are included. [if affiliated
entity(ies) is not mandatory: Please write ‘Not applicable’ (NA) if you
have no affiliated entity(ies)]
8. The budget is enclosed, in balance, presented in the format requested, and
stated in [EUR] [<national currency>].
9. The logical framework has been completed and is enclosed.
PART 2 (ELIGIBILITY)
10. The action will be implemented in [an] eligible [country(ies)] [region(s)]
and in the minimum required number of eligible [countries] [regions].
11. The duration of the action is between <X months> and <X months> (the
minimum and maximum allowed).
12. The requested EU contribution is between <X EUR/other currency> and
<X EUR/other currency> (the minimum and maximum allowed).
13. The requested EU contribution is between <X %> and <X %> of the total
eligible costs (minimum and maximum percentage allowed). 56
14. The total amount of financing requested on the basis of simplified cost
options does not exceed EUR <60 000 /threshold in section 2.1.4 of the
guidelines> per each applicant.
[For restricted procedures: 15. The requested contribution has not been
changed by more than 20 % compared to the amount requested at the
concept note stage.]
You may add points if the guidelines for applicants foresee additional
eligibility criteria for the action
56
If applicable, insert an additional % of the total accepted costs
DECISION:
A. The proposal has been provisionally selected as one of the top ranked proposals within
the available financial envelope and the committee has recommended eligibility checking.
B. The proposal has been put on the reserve list as one of the top ranked proposals and the
committee has recommended eligibility checking
The proposal has been evaluated by:
Date:
ELIGIBILITY VERIFICATION
3. The checklist for the full application form (part 2) has been duly completed.
4. The lead applicant satisfies the eligibility criteria in section 2.1.1 of the guidelines.
5. The co-applicant(s), if any, satisfy the eligibility criteria in section 2.1.1 of the
guidelines.
6. The affiliated entity(ies), if any, satisfy the eligibility criteria in section 2.1.3 of the
guidelines.
7. The supporting documents listed below were submitted in accordance with the guidelines
(section 2.4)
The committee has checked the proposal’s eligibility under the criteria laid down in
the guidelines for applicants and has selected the proposal for funding.