Aliceblue Account Opening Form - 7611051270483DNHPA0385M
Aliceblue Account Opening Form - 7611051270483DNHPA0385M
Aliceblue Account Opening Form - 7611051270483DNHPA0385M
Client id : 761105
BO ID :
Sub-Broker/ AP Name :
PAN No : DNHPA0385M
Status :
7.For non-residents and foreign nationals, (allowed to trade subject to RBI 6.Identity card/document with address, issued by any of the following:
and FEMA guidelines), copy of passport/PIO Card/OCI Card and overseas Central/State Government and its Departments,Statutory/Regulatory
address proof is mandatory. Authorities, Public Sector Undertakings, Scheduled Commercial Banks,
Public Financial Institutions, Colleges affiliated to Universities and
8.For foreign entities, CIN is optional; and in the absence of DIN no. for the Professional Bodies such as ICAI, ICWAI, ICSI, Bar Council etc., to their
directors, their passport copy should be given. Members.
9.In case of Merchant Navy NRI’s, Mariner’s declaration or certified copy 7.For FII/sub account, DDPI given by FII/sub-account to the Custodians
of CDC (Continuous DischargeCertificate) is to be submitted. (which are duly notarized and/or apostiled or consularised) that gives the
registered address should be taken.
10.For opening an account with Depository participant or Mutual Fund, for
a minor, photocopy of the School Leaving Certificate/Mark sheet issued by 8.The proof of address in the name of the spouse may be accepted.
Higher Secondary Board/Passport of Minor/Birth Certificatemust be
provided. D. Exemptions/clarifications to PAN(*Sufficient documentary
evidence in support of such claims to be collected.)
11.Politically Exposed Persons (PEP) are defined as individuals who are or
have been entrusted with prominent public functions in a foreign country,
e.g., Heads of States or of Governments, senior politicians, senior 1.In case of transactions undertaken on behalf of Central Government
Government/judicial/ military officers, senior executives of state owned and/or State Government and by officials appointed by Courts e.g. Official
corporations, important political party officials, etc. liquidator, Court receiver etc.
12.Copy of cancelled cheque leaf/passbook/Bank statement specifying 2.Investors residing in the state of Sikkim.
name of the constituent, MICR code or/and IFSC code of the Bank should 3.UN entities/multilateral agencies exempt from paying taxes/filing tax
be submitted. returns in India.
13.Demat master or recent holding statement issued by DP, bearing name 4.SIP of Mutual Funds upto Rs 50,000/-p.a.
of the client.
5.In case of institutional clients, namely, FIIs, MFs, VCFs, FVCIs,
14.Stock broker has an option of doing 'in-person' verification through web Scheduled Commercial Banks,Multilateral and Bilateral Development
camera at the branch office of the stock broker/ sub broker's office. Financial Institutions, State Industrial Development Corporations,Insurance
Companies registered with IRDA and Public Financial Institution as
B. Proof of Identity (POI): -List of documents admissible as Proof of defined under section 4Aof the Companies Act, 1956, Custodians shall
Identity: verifythe PAN card details with the original PAN card and provide duly
certified copies of such verified PAN details to the intermediary.
1.Unique Identification Number (UID) (Aadhaar)/ Passport/ Voter ID card/
Driving license. E. List of people authorized to attest the documents:
2.PAN card with photograph.
1.Notary Public, Gazette Officer, Manager of a Scheduled Commercial/ Co-
3.Identity card/ document with applicant’s Photo, issued by any of the operative Bank or Multinational Foreign Banks (Name, Designation & Seal
following: Central/State Government and its Departments, should be affixed on the copy).
Statutory/Regulatory Authorities, Public Sector Undertakings, Scheduled
Commercial Banks, Public Financial Institutions, Colleges affiliated to 2.In case of NRIs, authorized officials of overseas branches of Scheduled
Universities, Professional Bodies such as ICAI, ICWAI, ICSI, Bar Council Commercial Banks registered in India, NotaryPublic, Court Magistrate,
etc., to their Members; and Credit cards/Debit cards issued by Banks. Judge, Indian Embassy /Consulate General in the country where the client
resides are permitted to attest the documents.
Employee Signature
Registered Office Address : Old No.56/2 ,New No.58, LIC Nagar, Vinayagar Kovil Street, Erode - 8,Tamil Nadu – 638002.
Phone : 0424 - 2220124, Fax : 4021124,
Correspondence Office : No. 153/2, M.R.B.Arcade, Bagalur Main Road, Dwaraka Nagar, Yelahanka, Banglore - 560 063, Karnataka
Email: [email protected], Web:aliceblueonline.com, Tel:08028478599
Compliance officer : Mr. M. Sidhavelayutham, Contact no: 080-61575500, Email:[email protected]
CEO : Mr. M. Sidhavelayutham, Contact No:+91-9840992691, Email:[email protected]
Incase of any grievance the client can send a mail at [email protected]
Member code / SEBI For any grievance/dispute please contact Alice blue Financial services. At the
Exchange / DP Segment above address or Email : [email protected] and Phone No : 080-
ID Registration No
67645555 and for escaltion you may write to us at [email protected]
BSE 6670 INZ000156038 CASH/F&O/CD
In case not satisfied with the response, please contact concerned exchanges
NSE 90112 INZ000156038 CASH/F&O/CD
BSE at [email protected] and phone no.022 22728097 and NSE at
MCX 56710 INZ000156038 F&O [email protected] and Phone No. 022 26598190.
CDSL 85300 IN-DP-364-2018 MCX at : [email protected]|Ph: 022673 18888
GSTIN No : 29AAPCA2445K1Z9
CIN : U65929TZ2017PTC028583
Important Instructions
General
1. Trading Account will be in the name of First/Sole holder of Demat and/or Bank A/c only.
2. Thumb impression and signatures other than English, Hindi or any of the other language not contained in the 8th Schedule of the Constitution of India must be attested by a
Magistrate or a Notary Public or a special Executive Magistrate.
3. Witness should be a person other than co-holder / joint holder.
4. The applicant should authenticate any corrections/ alteration in the account opening form.
5. All the fields in the Form must be filled up otherwise the Form may be rejected.
6. The Applicant has to sign wherever sign mark F,S,T is mentioned {F-First Holder, S-Second Holder, T-Third Holder}.
7. In case of Second or Third Holder applying for demat account, download the Know Your Client KYC) form from our website and submit along with AOF, with proofs.
8. Signature should be preferably in black ink. Incase of any correction/cancellation, please provide counter signature on the left side of the page.
Bank Details
1. Cheque/DD towards Registration fees & other charges should be drawn in favour of “ AliceBlue Financial Services PVT LTD”.
2. It is mandatory to provide complete All Bank Accounts’ details. In absence of complete details, form may be rejected.
Demat Account
1. For Demat Account, Joint Holder and Nominee cannot be the same person.
2. Photographs to be signed across and pasted Not Stapled) for all the holders in Demat as well as the nominee and his/her guardian.
3. In case of joint applicants for Demat Account, copy of PAN, Proof of Address and Proof of Identity for all Applicants is mandatory.
4. Demat Account cannot be linked with Trading Account where minor is the joint holder in Demat account.
To be filled by
KYC Number 4 0 0 8 8 3 0 6 9 4 7 7 8 5 (Mandatory for KYC update request)
financial institution
Account Type*
☑ Normal ☐ Minor ☐ Aadhaar OTP based E-KYC (in non-face to face mode)
☑ 1. PERSONAL DETAILS * ( Please refer instruction A at the end )
Name*(Same as ID Proof) Mr SUDHARSAN AVAGADDA
Maiden Name
Father / Spouse Name* Mr a narasimha rao
Mother Name* Mrs a lakshmi
District* VISAKHAPATNAM Pin / Post Code* 5 3 1 1 7 3 State / U.T Code* A P ISO 3166 Country Code* I N
☐ A-Passport Number
☐B-Voter ID Card
☐C-Driving Licence
☐D-NREGA Job Card
☐E-National Population Register Letter
☐F - Proof of Possession of Aadhaar
II.
☐E-KYC Authentication
III.
☐Offline verification of Aadhaar
IV.
☐Deemed Proof of Address - Document Type Code
V.
☐Self Declaration
Address
Line1*
Line2*
Line3* City / Town / Village*
District* Pin / Post Code* State / U.T Code* ISO 3166 Country Code* I N
6. APPLICATION DECLARATION
I/We hereby declare that the KYC details furnished by me are true and correct to the best of my/our knowledge
and belief and I/we under-take to inform you of any changes therein, immediately. In case any of the above
information is found to be false or untrue or misleading or misrepresenting, I am/We are aware that I/We may be
held liable for it. I/We hereby consent to receiving information from CVL KRA through SMS/Email on the
above registered number/Email address.
I am/We are also aware that for Aadhaar OVD based KYC, my KYC request shall be validated against Aadhaar Signature/Thumb Impression of Applicant
details. I/We hereby consent to sharing my/our masked Aadhaar card with readable QR code or my Aadhaar
XML/Digilocker XML file, along with passcode and as applicable, with KRA and other Intermediaries with
whom I have a business relationship for KYC purposes only.
Date 0 5 / 1 2 / 2 0 2 2 Place VISAKHAPATNAM
7. ATTESTATION / FOR OFFICE USE ONLY
Documents Received ☐Certified Copied ☐E-KYC data received from UIDAI ☐Data received from Offline verification
☑Digital KYC Process ☐Equivalent e-document ☐Video Based KYC
KYC VERIFICATION / IPV CARRIED OUT
The First Holder in the DP Account must be the Trading Account Holder.
Depository Participant Name: AliceBlue Financial Services PVT LTD Beneficiary Name: SUDHARSAN AVAGADDA
Other Details
☑ Sole / First Holder Gross Annual Income: ☐ Below 1 Lac ☐ 1-5 Lac ☑ 5-10 Lac ☐ 10-25 Lac ☐ > 25 Lacs
Net Worth : 600000 as on date 0 5/ 1 2/ 2 0 2 2
Occupation ☑ ☐
Private Sector ☐ Service ☐ Public Sector ☐ ☐ Professional
Government Service Business
☐ Second Holder Gross Annual Income: ☐ Below 1 Lac ☐ 1-5 Lac ☐ 5-10 Lac ☐ 10-25 Lac ☐ > 25 Lacs
Net Worth : as on date
Occupation ☐ Private Sector Service ☐ Public Sector ☐ Government Service ☐ Business ☐ Professional ☐ Agriculturist
☐ Retired ☐ Housewife ☐ Student ☐ Forex Dealer ☐ Others Please (specify)
☐ Third Holder Gross Annual Income: ☐ Below 1 Lac ☐ 1-5 Lac ☐ 5-10 Lac ☐ 10-25 Lac ☐ > 25 Lacs
Net Worth : as on date
Occupation ☐ Private Sector Service ☐ Public Sector ☐ Government Service ☐ Business ☐ Professional ☐ Agriculturist
☐ Retired ☐ Housewife ☐ Student ☐ Forex Dealer ☐ Others Please (specify)
Please tick, If Applicable: ☐ Political Exposure Person ☐ Related to a Political Exposure Person
Guardian's
Name
PAN Relationship with the applicant
If, in future, the client wants to trade on any new segment/ new exchange, separate authorization/ letter should be taken from the client by the stock broker.
KOTAK MAHINDRA
LALITHANAGAR 2945599212 S 530485006 KKBK0007706
BANK LTD/
+S-Saving C-Current will not be able to do online fund transfers) O- Others-In case of NRI/NRE/NRO $ For Demat A/c & Default for Pay out
i) Photocopy of the cancelled cheque having the name of the account holder where the cheque book is issued, or) ii) Photocopy of the Bank Statement having name and
address of the BO iii) Photocopy of the Passbook having name and address of the BO, or) iv) Letter from the Bank. • In case of options ii), iii) and iv) above, MICR code of
the branch should be present / mentioned on the document.
MOBILE NO. as specified in KYC form) [ Mandatory , if you are giving DDPI)] if
SMS Alert FacilityRefer to Terms & Conditions
given as Annexure
DDPI is not granted & if you do not wish to avail of this facility, please cancel this
option). ☑
To register for easi, please visit our website www.cdslindia.com. Easi allows a BO
Easi
to view his ISIN balances, transactions and value of the portfolio online. ☑
ADDITIONAL DETAILS if not marked, the default option would be ‘YES’
I/We wish to receive Contract Note and other related reports/statements/documents
in electronic mode. ☐No ☑Yes
I/We wish to avail of the facility of internet trading/ wireless technology please specify) ☑ Yes ☐ No
Mother’s Maiden Name a lakshmi
I / We would like to receive the Annual Report ☐ Physical/ ☑ Electronic / ☐ Both Physical and Electronic Tick the applicable box. If not marked the default option
would be in Electronic)
I/We authorize and agree to receive call or SMS from AliceBlue Financial Services PVT LTD. With reference to trading & compliance related
aspects. This authorization shall override my/our registration for DND / DNC / NDNC, if any ☑ Yes ☐ No
INTRODUCER DETAILS
ID of Introducer J O I N U S
State
Signature of
Tel No.
Introducer (Optional)
DATE : 0 5 1 2 2 0 2 2
Employee Name : Nirmala
Employee Code : C1427
Employee Signature
☑ I wish to open a Regular Demat Account ☐ I wish to open a Basic Service Demat Account
(BSDA)
Sr. No Nature of Services Regular Demat Account Basic Services Demat Account(BSDA)
Fees Min Fees Min
1 Account Opening Charges 0.00
Rs. 20/- Rs. 40/-
Debit Transaction Equity/Mutual 0.04% Of the value of 0.06% Of the value of
2 Rs. 25/- Rs. 45/-
Funds(Market/Off Market) the txn the txn
Rs. 40/- Rs. 60/-
0.04% Of the value of Rs. 20/- 0.06% Of the value of Rs. 40/-
Debit Transaction Equity/Mutual
3 the txn Rs. 25/- the txn Rs. 45/-
Funds(Market/Off Market)
(Max Rs. 5000/-) Rs. 40/- (Max Rs. 5000/-) Rs. 60/-
4 Credit transactions Nill
Pledge Services 0.02% Of the value of 0.04% Of the value of
5 Rs. 40/- Rs. 60/-
(Creation/Invocation/Closure) the txn the txn
0.04% Of the value of 0.06% Of the value of
Rs. 40/- Rs. 60/-
the txn the txn
6 Reissuance of Delivery Instruction Booklet(DIB) Rs.100/- per Booklet Rs.100/- per Booklet
Dematerialisation Certificate + Dematerialisation Rs.10/- per Certificate + Rs.5/- per Certificate +
7 Rs.40/- Rs.40/-
Request Rs.50/- per request Rs.35/- per request
Rs.30/- per Rs.30/- per
request+NSDL/CDSL request+NSDL/CDSL
actual,Currently a) actual,Currently a)
Rematerialisation Rs.10/- for every Rs.40/-(min) Rs.10/- for every Rs.40/-
8 Rematerialisation
Request hundred securities or Rs.5,00,000(max) hundred securities or (min)Rs.5,00,000(max)
part thereof a flat fee of part thereof a flat fee of
Rs.10/- per certificate Rs.10/- per certificate
whichever is higher whichever is higher
Reconversion of
Reconversion of Mutual Funds Rs 30/- per request Reconversion of Mutual Funds Rs 30/- per request
Mutual Funds/
+ NSDL/CDSL actual, Currently Rs 5.50/- per + NSDL/CDSL actual, Currently Rs 5.50/- per
Redemption of mutual
request in CDSL request in CDSL
fund units
Redemption of Mutual Funds Rs 30/- per request + Redemption of Mutual Funds Rs 30/- per request +
NSDL/CDSL actual, Currently Rs 5.50/- per NSDL/CDSL actual, Currently Rs 5.50/- per
request in CDSL request in CDSL
9 Courier/Postal charges only (Adhoc Statement) Inland Address Rs.100/- per request Rs.100/- per request
Foreign Address Rs.500/- per request Rs.500/- per request
10 Annual Maintenance Charges 400 + GST Nill
Applicable as per stamp paper value, processing fee
11 DDPI E-stamping charges
+ GST
1. Demat customers eligible for the BSDA facility need to register their mobile number for the SMS alert facility for debit transactions.
2. The above charges are exclusive of GST levied @ 18% and other taxes/statutory charges levied by government bodies/statutory authorities from time to time, which will be
charged as applicable.
3. In case the Demat accounts with BSDA facility does not meet the listed eligibility as per guideline issues by SEBI or any such authority at any point of time, such BSDA
accounts will be converted to Standard Program Demat accounts without further reference to the respective customers and will be levied standard program pricing.
4. Incase if the Demat accounts with BSDA facility exceed the prescribed limits and move out of the stipulated BSDA criteria, the eligibity of such accounts for BSDA facility
will be evaluated on the last day of the Annual billing cycle.
5. The value of the transaction will be in accordance with rated provided by Depositories (NSDL/CDSL).
6. The transaction charges will be payable monthly. The charges quoted above are for the services listed.Any services not quoted above will be charged separately.
7. The operating instructions for the joint accounts must be signed by all the holders.
8. All instructions for transfer must be received at the designated DP servicing branches at lease 24hours before the execution date.
9. The charges for processing of instructions submitted on the execution date(accepted at client risk) will be 0.25% on the value of transaction, minimum of RS.25/- per
instruction.
10. In case of non-recovery of Debit charges due to inadequate balance in your lined trading account or inadequate advances fees or invalid trading account, the Depository
services for your account will be temporarily discontined. Any request for resuming the services will be charged at Rs.250/- and services for your account will be temporarily
discontined. Amy request for resuming the services will be charged at Rs.250/- and services will be resumed in a minimum of three working days from the date of receipt of
request with AliceBlue Financial Services (P) Ltd and post payment of all outstanding dues towards depository charges.
11. In case the Demat accounts are with nil balances/transactions or incase if the customer defaults in payment of AMC, the physical statement shall not be sent to the
customer after period of year. However the electronic statement of holding will be sent only to the customers whose email Ids are registed for e-statement.
Fees:
Depository reserves the right to charge such fees from time to time as it deems fit for providing this service to the BO.
Disclaimer:
The depository shall make reasonable efforts to ensure that the BO’s personal information is kept confidential. The depository does not warranty the confidentiality or security
of the SMS alerts transmitted through a service provider. Further, the depository makes no warranty or representation of any kind in relation to the system and the network or
their function or their performance or for any loss or damage whenever and howsoever suffered or incurred by the BO or by any person resulting from or in connection with
availing of SMS alerts facility. The Depository gives no warranty with respect to the quality of the service provided by the service provider. The Depository will not be liable
for any unauthorized use or access to the information and/ or SMS alert sent on the mobile phone number of the BO or for fraudulent, duplicate or erroneous use/ misuse of
such information by any third person.
The Depository shall not be liable for any breach of confidentiality by the service provider or by any third person due to unauthorized access to the information meant for the
BO. In consideration of the depository providing the service, the BO agrees to indemnify and keep safe, harmless and indemnified the depository and its officials from any
damages, claims, demands, proceedings, loss, cost, charges and expenses whatsoever which a depository may at any time incur, sustain, suffer or be put to as a consequence
of or arising out of interference with or misuse, improper or fraudulent use of the service by the BO.
Amendments:
The depository may amend the terms and conditions at any time with or without giving any prior notice to the BOs. Any such amendments shall be binding on the BOs who
are already registered as user of this service.
Providing the Service as outlined above shall be governed by the laws of India and will be subject to the exclusive jurisdiction of the courts in Mumbai. I/We wish to avail the
SMS Alerts facility provided by the depository on my/our mobile number provided in the registration form subject to the terms and conditions mentioned below. I/ We
consent to CDSL providing to the service provider such information pertaining to account/transactions in my/our account as is necessary for the purposes of
generating SMS Alerts by service provider, to be sent to the said mobile number.
I/We have read and understood the terms and conditions mentioned above and agree to abide by them and any amendments thereto made by the depository from time to time.
I/ we further undertake to pay fee/ charges as may be levied by the depository from time to time. I / We further understand that the SMS alerts would be sent for a maximum
four ISINs at a time. If more than four debits take place, the BOs would be required to take up the matter with their DP. I/We am/ are aware that mere acceptance of the
registration form does not imply in any way that the request has been accepted by the depository for providing the service. I/We authorise the DP to use the contact
information email ID / mobile no.) as provided in the KYC form for the purpose of Registration.
1 2 0 8 5 3 0 0 0 4 9 7 5 7 6 2
BO ID Client ID
(Please write your 8 digit DPID) (Please write your 8 digit Client ID)
Signature
IMPORTANT: Password for your account will be sent on your registered email ID only, login ID and alerts on mobile no. as mentioned in KYC form
Date : 2022-12-05 09:32:51 Place : VISAKHAPATNAM
The Central Board of Direct Taxes (CBDT) has notified rules 114F to 114H, as a part of the Incometax Rules, 1962, which Rules require indian financial institutions such as
the Bank to seek additional personal, tax and beneficial owner information and certain certifications and documentation from all our account holders. In revelant cases,
information will have to be reported to tax authorities / appointed agencies. Towards compliance, we may also be required to provide information to any institution such as
withholding agents for the purpose of ensuring appropoiate withholding from the account or any proceeds in relation there to. Should there be any change in any information
provided by you, please ensure you advise us promptly,i.e., within 30days. Please note that you may receive more that one request of information if you have multiple
relationships with AliceBlue Financial services (P) Ltd. or its group entities. Therefore, it is important that you respond to our request, even if you believe you have already
supplied any previously requested information.
CBDT Instruction
If you have any questions about your tax residency, please contact your tax advisor. If you are a US citizen or resident or green card holder, please include United States in the
foreign country information field along width your US Tax Identification Number. It is mandatory to supply a TIN or functional equivalent if the country in which you are tax
resident issues such identifiers. If no TIN is yet available or has not yet been issued, please provide an explanation and attach this to the form.
In case customer has the following Indicia pertaining to a foreign country and yet declares self to be non-tax resident in the respective country, customer to provide revelant
Curing Documents as mentioned below:
FATCA/CRS Indicia observed (ticked) Documentation required for cure of FATCA/CRS Indicia
If customer does not agree to be specified U.S. person/reportable person status
1. Self -certification (in attached format) that the account holder is neither a citizen
of United States of America not a residenr for tax purposes.
2. Non-US passport or any non-US government issues document evidencing
nationality or citizenship (refer list below) AND
U.S. Place of Birth 3. Any one of the following documents:
a. Certified Copy of Certificate of loss of Nationlity or
b. Reasonable explanation of why the customer does not have such a certificate
despire renouncing US citizenship? or Reasin the customer did not obtain U.S.
citizenship at birth.
1. Self-Certification ( in attached format ) that the account holder is neither a citizen
Residence/mailing address in a country other than India. of united states of America nor a resident for tax purposes and
2. Documentary evidence (refer list below)
1. Self-Certification ( in attached format ) that the account holder is neither a citizen
Telephone number in a country other than India (and no telephone number in India
of united states of America nor a resident for tax purposes and
provided)
2. Documentary evidence (refer list below)
1. Standing instruction to transfer to an account maintained in a country other than
Telephone number in a country other than India (and no telephone number in India
India
provided)
2. Documentary evidence (refer list below)
List of acceptable documentary evidence needed to establish the residence(s) for tax purposes:
2.Valid identification issued by an authorized government body* (e.g.Passport, National Identity Card,etc.)
For Alice Blue Financial Service (p) Ltd/ Alice Blue Financial Services
Brokerage - F-15
Equity Cash Delivery (NSE / BSE) Zero
Equity Cash Intraday (NSE/BSE) Rs.15 per order or 0.05 % ( whichever is lower )
Futures (NFO/BFO/MCX) Rs.15 per order or 0.05 % ( whichever is lower )
NSE & MCX Options Rs.15 per order
Currency Futures ( NSE & BSE) Rs.15 per order or 0.05 % ( whichever is lower )
Currency Options ( NSE & BSE ) Rs.15 per order
Other Charges
Documentation / Processing Charges 0
For Physical Contract Notes/statements Actual Postage Charges
For Cheque Bounce/ Cheque Cancellation Rs. 500 Per Cheque Plus GST
Interest On Delayed Payment 0.1% Per day
Delivery Instruction Book Charges Rs.150 (From 2nd book request)
Bracket Order Charges Rs. 4 + GST(per order)
Square Off Charges Rs. 50 + GST(per order)
Call and Trade Charges Rs. 50 + GST(per order)
Payment Gateway Charges Rs. 10 + GST
Short Margin Penalty for Consequtive 3 days @5% On the Shortfall from fourth day
DDPI E-stamping Charges Applicable as per the stamp paper value + GST
Clearing Member Charges
Cash Rs. 100 Per Crore of Turnover
Futures Rs. 115 Per Crore of Turnover
Options Rs. 3000 Per Crore of Turnover
Currency Options Rs. 3000 Per Crore of Turnover
Currency Derivatives Rs. 200 Per Crore of Turnover
Statutory Charges: GST , STT , Transaction Charges , Stamp Duty, etc are applicable as Per rules
GST 18% Brokerage, Clearing Member Charges, Exchange Turnover Charges
Securities Transaction Tax (STT)
Delivery in Cash 0.10%
Intraday in cash only on selling side 0.025%
Futures only on selling side 0.01%
Options only on selling side 0.05%
Sale of an option, where option is exercised/assigned 0.125%
Commodities Transaction Tax (CTT)
Futures (only one selling side) 0.01%(Non-agri)
Options (only one selling side) 0.05%
Sale of an option, where option is exercised/assigned 0.0001%
Exchange levy and Stamp Duty As applicable from time to time based on the states
SEBI Charges Rs. 15 per Crore
Transaction Charges Rs. 260 per Crore
Signature:
Place VISAKHAPATNAM
I/We are dealing through you as a client in order to facilitate ease of operations and upfront requirement of margin for trade. I/We request you to maintain running balance in
my own/our account & retain the credit balance in any of my/our account and to use the unused funds towards my/our margin pay-in/other future obligation(s) at any
segment(s) of any or all the Exchange(s)/Clearing corporation unless I/We instruct you otherwise. I/We request you to retain securities with you for my/our margin/pay-
in/other future obligation(s) at any segment(s) of any or all the Exchange(s)/Clearing Corporation, unless I/We instruct you to transfer the same to my/our account. I/We
request you to settle my/our fund and securities account (choose any one).
☑ Quarterly or ☐ Monthly
Except the funds given towards collaterals / margin in the form of Bank Guarantee and / or Fixed Deposit Receipt.
In case I/We have an outstanding obligation on the settlement date, you may retain the requisite securities/funds towards such obligations and may also retain the funds
expected to be required to meet margin obligation for next 5 trading days, claculated in the manner specified by the exchanges. I/We confirm you that I/We will bring to your
notice any dispute arising from the statement of account or settlement so made in writing within 7 working days from the date of receipt of funds/securities or statement of
account or statement related to it, as the case may be at your registered office. I/We confirm you that I/We ca revoke the above mentioned authority at any time.
6.Terms And Conditions for availing Transaction Using Secured Texting(TRUST) Service offered by
CDS[Part-B (page1)]
NAME : S U D H A R S A N A V A G A D D A
DATE : 0 5 / 1 2 / 2 0 2 2 PLACE : V I S A K H A P A T N A M
MUTUAL FUND SERVICE SYSTEM FACILITY (MFSS)/ BSE START MF CLIENT REGISTRATION FORM
I/we am/are registered as your client XXXXXXXXXXXXXXXXXXXX XXXXXXXXXXXXX with above mentioned UDN No./Client Code No XXXXXX or the purpose
of trading in the capital Market Segment of national Stock Exchange of India Ltd. (Exchange) / BSE ltd.
I/we am/are interested in availing the MFSS/BSE StAR MF Facility of the Exchange for the purpose of dealing in the units of mutual Funds Schemes permitted to be dealt
with on the MFSS/BSE StAR MF of the Exchange.
For the purpose of availing the MFSS/BSE StAR MF faclitiy, I/WE state that know your client details as submitted by me/us for the stock broking may be considered for the
purpose of MFSS/BSE StAR MF and I/WE further confirm that the details contained in same remain unchanged as on date, I/WE are willing to abide by the terms and
conditions as mentioned in the circular dated November 24, 2009 (NSE)/December 02, 2009 (BSE) and as may be specified by the Exchange from the time to time by
Securities and Exchange Board of India(SEBI) and Association of Mutual Funds of India (AMFI).
I/We shall read and understand the contents of the Scheme Information Document and Key information Memorandum, addenda issued regarding each Mutual Fund Schemes
with respect to which I/We choose to subscribe/redeem. I/We further agree to abide by the terms and conditions, rules and regulations of the Mutual Fund Schemes.
I/We therefore request you to register me/us as your client for participating in the MFSS / BSE StAR MF.
I/We hereby confirm having read and understood the terms and conditions and disclosures provided overleaf.
DETAILS OF TERMS & CONDITIONS FOR THE INVESTOR / CLIENT FOR USING NEW MFSS FACILITIES / BSE STAR MF PLATFORM
1. Pre - requisites for becoming investor / Client for the New MFSS facility / BSE StAR MF platform.
1.1. The Client who is desirous of investing in units of Mutual Fund Schemes through the New MFSS/the BSE StAR MF.
1.2. The Client intends to execute his instruction for the subscription/redemption of units of Mutual Funds Schemes through the Participant/the broker who is a Mutual Fund
Intermediary(MFI) of the new MFSS/BSE StAR MF platform.
1.3. The Client has satisfied itself of the capacity of the Participation/MFI to deal in Mutual Fund unitis and wishes to execute its instruction through the Participant/MFI and
the client shall from time to time continue to satify itself of such capability of the participant/MFI before executing transacting through the participant/MFI.
1.4. The Client has submitted relevant KYV (Know Your Client) details to the participant/MFIs.
Declaration: I am fully aware that - I would need to keep clear that balances in my DP accounts for the transaction to be processed.
- I have understood then terms and conditions attached herewith and agreed to the same.
- I have understood Alice Blue Securities(P) Ltd will place my order on a best effort basis. - MutualFund Investments are subject to mark risk, please read the statement of
Additional Information (SAI)/Offer document(OD)/Scheme Information document(SID) carefully investing.
Alice Blue Financial Service(P) Ltd Offers execution based services only.
Bank statement as downloaded from the net banking or xerox of physical statement be submitted.
Incase of Demat Account statement where only holdings are mentioned without valuation, the same should be manually mentioned on the date of submission should
be self attested by the client or the employee of Depository Participant(DP).
Dear Client,
Subject: Prevention of Money Laundering
Money laundering is a process of making dirty money clean. Money is moved around the financial system again and again in such manner that its origin gets hidden. It
envolves complex chain of activities where by huge amount of money generated from illegitimate activities viz. selling of narcotoc drugs, extortion, corruption, illicit dealing
in weapons, human trafficking, etc. is put through a series of process so that it comes out at the other end as clean and legal money. Terrorist organizations encourage money
laundering to support their illegal acts. It is important to note that due to increased vigilance in the wake of threats emanating from increasing terrorism, any failure on our part
to discharge the duties cast on us under the applicable laws or we becoming an instrumental or apart of the chain, even if unknowingly or ignorantly, may invite the trouble. In
order to fight against the money laundering and terrorist financing the prevention of Money Laundering Act (PMLA) was brought into force w.e.f July 1, 2005 in India.
Guidelines were also issued in the context of the recommendations made by the Financial Action Task Force on anti- money laundering standards. Compliance with these
standards has become imperative for international financial relations. PMLA is applicable to every intermediary registered with SEBI, which includes a Commodity Brokers
and any other intermediary associated with Commodities Market. As per the provisions of PMLA, the intermediaries are required to comply with Know Your Client (KYC)
norms, conduct ongoing client due diligence to ensure that the activity being conducted in any account is consistent with the intermediary's knowledge of the client, its
business and risk profile. In light of the above, you are requested to provide the information or documents evidencing source of funds, income tax returns, bank records, demat
holding, etc. at the time of registration as a client with us or subsequently whenever asked for during the course of your dealings with us.
Client Name:
Details of the Corporate/Partnership Firm/Trust/etc. where I/We am/are affiliated
I/We hereby submit and agree to submit as the commitment every financial year following documents to AliceBlue Financial services (P) Ltd
1. Audited Annual Accounts
2. Self attested copy of Income Tax Return or
3. Any other Financial information as requested by the AliceBlue Financial services (P) Ltd
I/We further confirm that I/We invest in the Commodity Market with:
- My/our owned funds
- Borrowed Funds from Bank/NBFC or
- Borrowed Funds from others
I/We hereby declare that I/We am/are not doing any benami transactions in my/our account. I/We understand that in case of any Cash/ Suspicious/ Benami transactions beign
observed into my account, the Member may report the same to Director FIU-IND, New Delhi under the provisions of PMLA, 2002 and thereafter I/we will be liable for any
enquiry or penalty which might be levy by the Regulatory Authority under the said Act
Signature of Client
To,
Dear Client,
This is to inform you that we do only client based trading in Multi Commodity Exchange of India Ltd (MCX)
Signature of Client
I/We acknowledge the receipt of the information given by AliceBlue Financial services (P) Ltd that they do client based trading only.
Signature of Client
KRA Verified
KRA Verified
Income Proof
[Annexure A to SEBI circular No. SEBI/HO/MIRSD/RTAMB/CIR/P/2021/601 dated July 23, 2021 on Mandatory Nomination for
Eligible Trading and Demat Accounts]
TM / DP
Equally
[If not equally,
2 Share of each Nominee
please specify
percentage] Any odd lot after division shall be transferred to the first nominee mentioned in the form.
Address of Guardian(s)
4
City / Place:
State & City:
PIN Code
11 Mobile / Telephone no.of Guardian
12 Email ID of Guardian
13 Relationship of Guardian with nominee
* Signature of witness, along with name and address are required, if the account holder affixes thumb impression, instead of signature
Note :
This nomination shall supersede any prior nomination made by the account holder(s), if any.
The Trading Member / Depository Participant shall provide acknowledgement of the nomination form to the account holder(s)
[Annexure B to SEBI circular No. SEBI/HO/MIRSD/RTAMB/CIR/P/2021/601 dated July 23, 2021 on Mandatory Nomination for
Eligible Trading and Demat Accounts]
DATE
0 5 1 2 2 0 2 2
To
Trading Member/Participant’s Name
Trading Member/Participant’s Address ALICE BLUE FINANCIAL SERVICE PVT LTD
No.85/2, 3rd Floor, Royal Building, Sathy Road, Erode-638003, Tamil nadu.
Phone : 0424 - 2220124, Fax : 4021124.
UCC/DP ID 1 2 0 8 5 3 0 0
1. SUDHARSAN AVAGADDA
2. 3.
* Signature of witness, along with name and address are required, if the account holder affixes thumb impression, instead of signature
Note :
This nomination shall supersede any prior nomination made by the account holder(s), if any.
The Trading Member / Depository Participant shall provide acknowledgement of the nomination form to the account holder(s)