Marta Entradas PJSS PartI March 2015
Marta Entradas PJSS PartI March 2015
Marta Entradas PJSS PartI March 2015
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Science and the public: The public understanding of science and its
measurements
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Marta Entradas
Dinâmia’cet, ISCTE-IUL, Lisbon University Institute
Abstract Keywords
This is the first of a two-part historical review on the relationship between science public understanding
and its publics in the second half of the twentieth century. The two-part literature of science
review covers major trends in the evolution of this relationship from ‘public under- PUS
standing of science’ (PUS) in which science was separated from laypeople, through science
the transition to ‘public participation’ when PUS became a matter for science policy. PUS measurements
This first part of the literature describes the arguments that called for an increase deficit model
in the public’s understanding of science, its measurement, and the academic debate contextual model of
in favour of and against PUS measures. In particular, we refer to the evolution of PUS
survey design, and how criticisms of measures of PUS gave rise to the ‘contextual’
perspective in the PUS being favoured over a ‘deficit’ one.
Introduction
The way the public understands science, or public understanding of science 1. The second part of this
(PUS), has been a concern in recent decades not only for the scientific commu- literature review will
be published in volume
nity and scholars in the social studies of science, but also among political, 14.02 of this journal.
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2. Public in this context economic and social groups that have recognized the rationale for involv-
refers to every person
in society.
ing the public more intimately in science.2 PUS has also become a matter of
importance among segments of the public who have increasingly demanded
involvement in scientific and technological issues. The issue of PUS has moti-
vated long-running discussions that continue today, and has led to various
attempts to systematically place science within society.
The aim of this literature review is to provide a historical overview of how
those attempts have been discussed among scholars and addressed by scien-
tific institutions since PUS emerged as an area of study and practice in the
second half of the twentieth century. Our approach in this literature review
is to consider the transformation in the science–public relationship from the
idea of ‘PUS’ in which science and scientists are separated from the public,
into the concept of ‘public participation’ in which lay knowledge is seen as
an important component of science policy-making. Along with this litera-
ture review, we will pay particular attention to how conceptualizations of the
public have evolved and challenged scientific and technological governance.
Although practice and research into the PUS is not confined to the United
Kingdom and United States, many activities and ideologies had their origin in
these countries. Therefore, reference will be made to them in this review.
This literature review is particularly relevant and timely when priority in
Europe is being given to scientific and technological innovation and ethical
concerns and societal needs are, more than ever, expected to be considered
in the development of policies on such innovations. The recently published
report by the European Commission entitled ‘Responsible Research and
Innovation’ (2013) confirms this trend: it states that researchers are often
unaware of the societal impacts or the ethical dimension that their research
activities might have in the future, and that it is essential to integrate society
in the research process.
How much science does the public need in order to understand Einstein’s
theory of relativity? Should the public understand it at all? In what way can
having some understanding of science benefit a layperson? What should
public involvement in science be like?
These questions have instigated long-standing debates on the way
the public engages with science that are still alive today. One of the initial
responses to questions such as these was the conceptualization of scientific
literacy. The term was coined in the United States in the late 1950s, broadly
to refer to the public’s understanding of scientific issues. Since then there
have been many attempts to consolidate the concept, resulting in an exten-
sive literature in the topic (e.g. Pella et al. 1966; Showalter 1974; or for a full
historical account of the scientific literacy movement, see e.g. Shamos 1995;
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Roberts 1983; Laugksch 2000). Many definitions related to the nature of the
concept and the purpose of scientific literacy have been proposed; however,
here we will only allude to some of the interpretations that relate to measures
of scientific literacy, which is the focus of this first part of the literature review.
Interest in scientific literacy is likely to have been sparked by the American
scientific community’s concerns about public support for space exploration
during the space race. It is perhaps not surprising that the first national survey
on public attitudes towards science ever conducted was in 1957 right before
the launch of Sputnik 1, as we will refer to later (Withey 1959). In 1975 Shen’s
interpretation of the concept resulted in the division of scientific literacy into
three categories, giving particular attention to the cultural dimension of scien-
tific literacy: practical, meaning the scientific knowledge that can be used to
solve practical problems in areas of basic human needs such as health; civic,
meaning the type of knowledge that enables the public to become involved in
decision making about science and technology issues that affect them, which
Shen believed to be necessary to live in technological based democratic soci-
eties; and cultural scientific literacy, meaning an appreciation of science as a
‘major human achievement’ (1975: 49).
In the early 1980s, the role of science in society continued to be of concern
in the United States, and the concept of scientific literacy was revived in the
wake of a crisis in the American education system and economic competitive-
ness (e.g. Miller 1992). In 1983, a special issue of Daedalus, the prestigious
Journal of the American Academy of Arts and Science (AAAS), published the
views of many authors on scientific literacy (e.g. Arons 1983; Miller 1983).
The concept developed by Jon Miller was particularly influential because he
presented a multi-dimensional definition of scientific literacy as well as ways
of measuring it (more on this later). Drawing on the basic meaning of literacy,
the ability to read and write, Jon Miller’s original article suggested that scien-
tific literacy should comprise three related dimensions:
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The most referenced argument in the literature is, however, the demo-
cratic one. Science is part of our culture and everyone has the right to scien-
tific knowledge in the same way that everyone has the right to culture (e.g.
Thomas and Durant 1987; Durant 1993; Shortland and Gregory 1991; Miller
1998). Thomas and Durant (1987) stressed that the functioning of a science-
based society depends on the integration of science in the wider culture. As
Durant (1993) later suggested, scientific literacy must be understood as the
development of cultural habits that allow the understanding of basic scientific
knowledge and its interaction with other areas of culture. Related to this argu-
ment is the public’s right to influence policy-making (Shen 1975; Miller 1983b;
1992; 1995; 1998; 2004; Durant et al. 1989; 1993). This is, however, a much
questioned argument. From this perspective, citizens need to have basic levels
of scientific literacy so that their policy preferences reflect an informed judge-
ment of the policies under debate. This aspect became more relevant when
the scientific system faced a problem of credibility from increased visibility
of scientific controversies in the 1980s and 1990s (e.g. BSE, GM foods, stem
cells or biotechnologies), close relationships with socio-economic and political
contexts, and risks associated with industrial – technological development,
what Beck defined as risk society (Beck 1992). More recently, distressing
global problems such as climate change, global health and population ageing
that call for social innovation have brought this argument to light, as well
as the need to incorporate public values, concerns and aspirations in future
development of science and technology when designing policies. However,
whether or not the public should contribute to policy-making and what form
participation should take has been the origin of a long debate among academ-
ics that we will address in the second part of this literature review.
Probably one of the most common arguments in favour of promot-
ing scientific literacy relates to economic perspectives and suggests that
greater understanding of science will lead to higher levels of public support
for science (Shortland 1988). This argument gained force when the concept
of PUS emerged in the United Kingdom in the mid-1980s (Royal Society
1985). Since then it has generated great academic interest in the relationship
between levels of scientific knowledge and public attitudes towards science
that continues today, to which we refer further in this review. As the biochem-
ist and great writer of popular science books Isaac Asimov once stated,
‘without an informed public, scientists will not only be no longer supported
financially, they will be actively persecuted’. The difference between public
understanding and non-understanding, Asimov claimed, is ‘the difference
between respect and admiration on the one side, and hate and fear on the
other’ (Asimov 1984).
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Science and the public
PUS measurements
With a view to improving the relationship between science and its publics,
survey research started to be carried out to assess what the public already
knew and what could be improved in future. Despite significant changes
in the measurements, national surveys have become an important baseline
measure of the way the public understands science. Martin Bauer et al. (2007)
grouped these studies into ‘three paradigms’ broadly emerging in a chrono-
logical way: (1) studies on ‘scientific literacy’, which started in the United States
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in the 1950s and 1960s, based on the idea of a public ‘deficit’ in scientific
knowledge; (2) studies on ‘public understanding of science’, from the 1980s
onwards, which were based on the idea of a public with an ‘attitude deficit’
towards science; and (3) studies on ‘science and/in society’, from the 1990s to the
present, based on the idea of ‘deficit’ experts and scientific institutions that
have a limited understanding of the public. This long process of development
in measures of scientific literacy has resulted in the departure from an initial
phase where exclusively quantitative research was used, towards an emphasis
on qualitative methods to enable the analysis of interactions between social
actors including scientists, scientific institutions and the public, in specific
contexts. These different paradigms have produced both important outcomes
and criticisms. The analysis that follows, while not exhaustive, will take both
the outcomes and criticisms into account.
Some things are studied scientifically, some things are studied in other
ways. From your point of view, what does it mean to study something
scientifically?
Despite the public’s high expectations for future achievements in science and
an attitude in favour of science, the survey showed that only about 12 per cent
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Science and the public
In that year (1979), only 20 per cent of the population surveyed declared them-
selves to be attentive to science and technology policy, a further 20 per cent
were interested and around 60 per cent were neither informed nor interested
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(Miller 1992). The 1979 and 1981 Science Indicators studies also revealed that
different levels of attentiveness corresponded to different attitudes to science.
The ‘attentive’ public, more interested and informed about science, was also
more likely to support science and to take an active role in discussing contro-
versies than the ‘interested’ or the ‘residual’ publics.
Measurements of scientific knowledge and attitudes were improved in the
1985, 1988 and 1990 Science Indicators. These surveys paid special attention
to overlap measures in order to allow comparisons of the data over time and
cross-national studies of the PUS and technology, and to knowledge meas-
ures. A collaboration between Jon Miller in the United States and John Durant
and colleagues in Britain in 1988 resulted in the development of what is called
the Oxford scale – a series of factual quiz questions that tapped ‘textbook’
knowledge about science, which allowed comparisons between attitudes of
British and American publics.
The 1988 NSF survey was replicated in the United Kingdom in the same
year, the first survey of PUS of the British population that had ever taken place,
and it was funded by the ESRC. Overall, these two parallel national surveys
showed that in both countries, notwithstanding the fact that the levels of public
interest in science and technology were high and the public recognized the
value of science in modern society, the levels of knowledge were far lower. For
instance, only 34 per cent of Britons and 46 per cent of Americans knew that
the Earth goes round the Sun once a year, and around 24 per cent knew that
the universe is expanding (Durant, Evans and Thomas 1989). The survey also
showed that, when asked about the processes of scientific enquiry – meaning
to study something scientifically – less than 14 per cent of Britons referred
either to theory construction and hypothesis testing or experimental method.
These results were generally similar to the NSF survey. Surveys were expanded
to Europe in the late 1980s, when the European Commission started to meas-
ure the levels of scientific literacy of the European community and publish
dedicated reports, Eurobarometers, which are still carried out today.
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Science and the public
first to present a formulation of this relationship. They argued that ‘there are
important relationships between public understanding and public attitudes,
with a tendency for better informed respondents to have a more positive
general attitude towards science and scientists’. Such results reinforced the
assumption behind the Royal Society Report (1985) that increased PUS would
further public support for science, and prompted a fierce academic debate that
continues today. For instance, Calvo and Pardo (2002) argued that empirical
support for the conclusions presented by Durant and Evans was very limited
as none of their studies offered an analysis of the stated relationship.
Discussions around this contested relationship gained even more attention
when surveys showed that, after a decade of PUS initiatives, few changes had
occurred in the level of scientific understanding both in Europe and America
(Miller 2001). For instance, in the United Kingdom, a survey carried out in
1996 as a follow-up to the 1988 survey showed that, when asked ‘What does it
mean to study something scientifically?’ only 17 per cent of the British popu-
lation said experimentation or theory testing – the number remained statisti-
cally equal to the 1988 survey (18 per cent). Moreover, not only was the level
of PUS not increasing, but also the public was more sceptical about science
(Miller 2001). In the existing list of works that have looked at this relationship,
most relate to general attitudes towards science and technology and point
to a weak correlation between knowledge and positive attitudes (see, e.g.,
Bauer et al. 2000; Evans and Durant 1995; Grimston 1994; Miller et al. 2000;
Sturgis and Allum 2001; 2004). However, for attitudes towards specific fields
of science or specific technologies the relationship has proved to vary signifi-
cantly. Studies have shown that the correlation is weaker and may sometimes
be negative for attitudes towards specific technologies or controversial issues
such as energy technologies (e.g. Midden 1989), human embryology (Evans
and Durant 1995), biotechnology (e.g. Bucchi and Neresini 2002; Gaskell et al.
1999), nanotechnology (e.g. Brossard et al. 2008) or nuclear power (Hennen
and Peters 2000). Although we cannot ignore the important contributions
from these studies on knowledge and attitudes, support for science is a rather
more complex issue than was previously thought. For certain technologi-
cal innovations other factors may play a more influential role than knowl-
edge, including religious beliefs (e.g. Gaskell et al. 2005; Nisbet et al. 2002;
Brossard et al. 2008), science media coverage (Bauer 2005), or emotional reac-
tions such as fears and perceptions of risk and benefits (e.g. Lee et al. 2005;
Entradas et al. 2013).
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[W]e accept that there are particular issues in our field that require
different treatment. Nevertheless, we find hard to see that these quali-
fications provide good grounds for abandoning the deficit model alto-
gether. Thus, while we have conceded that a great deal of science is
problematic, it must be acknowledged in return that a great deal is not.
Vast areas of scientific knowledge are relatively unproblematic, in the
sense that all competent experts agree with them. This means that there
is a reasonably stable body of knowledge against which levels of under-
standing of science may be measured.
(Durant, Evans and Thomas 1992: 163)
Brian Wynne and Alan Irwin, two incisive critics of the deficit model, defended
that societal needs cannot be addressed without developing dialogue with the
purpose of bringing ‘local knowledge’, public values, concerns and aspirations
into the development of science and technology policy (Irwin and Wynne 1996).
They argued that laypeople can be informed and knowledgeable about the
conditions of everyday life, and therefore ‘local knowledge’ or ‘lay expertise’
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Our scales clearly covary with the country, age, sex, and level of educa-
tion of respondents; their education in natural or social sciences; and
their undergraduate or postgraduate status. The new instrument clearly
has the power to discriminate these different contexts […] The young
are more knowledgeable than the old, and whether you are a member
of the elite or of the general public, being in Britain or in Bulgaria alerts
you to different facets of the institution of science.
(2000: 42)
Although these measures have proved to be reliable, the knowledge items that
the authors proposed require careful calibration within the specific country
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context where the data are collected. This is in contrast to the knowledge quiz
of scientific facts and methods in which correct answers can be assumed to be
universal. Sturgis and Allum (2004) have gone further in this discussion. They
showed that both the cognitive deficit and the contextual model might be inves-
tigated using a survey-based approach, and that the relationship between scien-
tific knowledge and attitudes is not positively linear because ‘other knowledges’
(Wynne’s third element) will influence public attitudes in an opposite way to
the first two elements and, thus, will always be ‘moderating factors’ (Sturgis
and Allum 2004). The authors concluded that both the deficit and contextual
models provide insight on ‘how, why, and under what conditions’ knowledge
determines public attitudes to science, and that both models should be used
instead of being criticized. Similarly, Einsiedel (2000) maintained that both an
ideographic/qualitative approach and quantitative/surveys-based research ‘may
be complementary rather than mutually exclusive’ to understand ‘the public’
and public attitudes (Einsiedel 2000: 210). Despite arguments both in favour
and against, this matter is far from being settled, and currently both approaches
are used to study the relationship between science and the public.
But we should also pay more attention to the ‘public for science’ and the
ways the public relates to science. This is the topic of the second part of this
literature review.
Conclusion
Studies on the PUS initially focused on the public, and the gap between
science and society, and were mainly constructed by problematizing the
public. The years that followed this first phase of analysis of the PUS saw the
deficit model falling out of fashion and a substantial reorientation within theo-
retical debates and practice towards contextual approaches. By the end of the
twentieth century, the academic debates had undergone a shift introducing a
new way of thinking about the relationship between science and its publics,
in which citizens are important contributors to science. Methodologically, this
represented a move from quantitative survey research, which identified the
public as being deficient in scientific knowledge, to case studies and qualita-
tive research that analyse the interactions between scientific institutions and
scientists and the public. This will be the focus of the second part of this litera-
ture review, which will specifically address the transformation from PUS into
public participation in policy-making.
References
Arons, A. B. (1983), ‘Achieving wider scientific literacy’, Daedalus, 112: 2,
pp. 91–122.
Asimov, I. (1984), ‘Popularizing science’, Nature, 306, pp. 11.
Bauer, M. (2005), ‘Public perceptions and mass media in the biotechno-
logy controversy’, International Journal of Public Opinion Research, 17: 1,
pp. 5–22.
Bauer, M., Allum, N. and Miller, S. (2007), ‘What we can learn from 25 years
of PUS survey research? Liberating and expanding the agenda’, Public
Understanding of Science, 16: 1, pp. 79–95.
Bauer, M., Petkova, K. and Boyadjjewa, P. (2000), ‘Public knowledge of and
attitudes to science – alternative measures’, Science, Technology & Human
Values, 25: 1, pp. 30–51.
Beck, U. (1992), Risk Society: Towards a New Modernity, New Delhi: Sage.
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sugGested citation
Entradas, M. (2015), ‘Science and the public: The public understanding of science
and its measurements’, Portuguese Journal of Social Science 14: 1, pp. 71–85,
doi: 10.1386/pjss.14.1.71_1
Contributor details
Marta Entradas is a postdoctoral researcher in science communication at
DINAMIA-CET, ISCTE-IUL, and a visiting scholar at London School of
Economics (LSE) and Cornell University. Her research interests lie in science
communication, public understanding of science (PUS), and public attitudes
towards science and technology. She has published in top journals in social
sciences including Public Understanding of Science. Her current research focuses
on institutional communication with the public.
Contact: DINÂMIA’CET, ISCTE-IUL (Lisbon University Institute), Avenida
das Forças Armadas, 1649-026, Lisboa, Portugal.
Email: [email protected]
Marta Entradas has asserted her right under the Copyright, Designs and
Patents Act, 1988, to be identified as the author of this work in the format that
was submitted to Intellect Ltd.
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