Fast Track Fall Sem 2023-24 CSE1005 ETH AP2023241000435 Reference Material I 30-May-2023 4 SDLC Models
Fast Track Fall Sem 2023-24 CSE1005 ETH AP2023241000435 Reference Material I 30-May-2023 4 SDLC Models
Fast Track Fall Sem 2023-24 CSE1005 ETH AP2023241000435 Reference Material I 30-May-2023 4 SDLC Models
SDLC - Overview
Software Development Life Cycle (SDLC) is a process used by the software industry to design, develop and
test high quality softwares. The SDLC aims to produce a high-quality software that meets or exceeds
customer expectations, reaches completion within times and cost estimates.
SDLC is a framework defining tasks performed at each step in the software development process.
ISO/IEC 12207 is an international standard for software life-cycle processes. It aims to be the standard
that defines all the tasks required for developing and maintaining software.
What is SDLC?
SDLC is a process followed for a software project, within a software organization. It consists of a detailed
plan describing how to develop, maintain, replace and alter or enhance specific software. The life cycle
defines a methodology for improving the quality of software and the overall development process.
The following figure is a graphical representation of the various stages of a typical SDLC.
Planning for the quality assurance requirements and identification of the risks associated with the project is
also done in the planning stage. The outcome of the technical feasibility study is to define the various
technical approaches that can be followed to implement the project successfully with minimum risks.
This DDS is reviewed by all the important stakeholders and based on various parameters as risk
assessment, product robustness, design modularity, budget and time constraints, the best design approach
is selected for the product.
A design approach clearly defines all the architectural modules of the product along with its communication
and data flow representation with the external and third party modules (if any). The internal design of all the
modules of the proposed architecture should be clearly defined with the minutest of the details in DDS.
Developers must follow the coding guidelines defined by their organization and programming tools like
compilers, interpreters, debuggers, etc. are used to generate the code. Different high level programming
languages such as C, C++, Pascal, Java and PHP are used for coding. The programming language is
chosen with respect to the type of software being developed.
Then based on the feedback, the product may be released as it is or with suggested enhancements in the
targeting market segment. After the product is released in the market, its maintenance is done for the
existing customer base.
SDLC Models
There are various software development life cycle models defined and designed which are followed during
the software development process. These models are also referred as Software Development Process
Models". Each process model follows a Series of steps unique to its type to ensure success in the process
of software development.
Following are the most important and popular SDLC models followed in the industry −
Waterfall Model
Iterative Model
Spiral Model
V-Model
Big Bang Model
Other related methodologies are Agile Model, RAD Model, Rapid Application Development and Prototyping
Models.
The Waterfall model is the earliest SDLC approach that was used for software development.
The waterfall Model illustrates the software development process in a linear sequential flow. This means that
any phase in the development process begins only if the previous phase is complete. In this waterfall model,
the phases do not overlap.
The following illustration is a representation of the different phases of the Waterfall Model.
The sequential phases in Waterfall model are −
Requirement Gathering and analysis − All possible requirements of the system to be developed are
captured in this phase and documented in a requirement specification document.
System Design − The requirement specifications from first phase are studied in this phase and the
system design is prepared. This system design helps in specifying hardware and system requirements
and helps in defining the overall system architecture.
Implementation − With inputs from the system design, the system is first developed in small programs
called units, which are integrated in the next phase. Each unit is developed and tested for its
functionality, which is referred to as Unit Testing.
Integration and Testing − All the units developed in the implementation phase are integrated into a
system after testing of each unit. Post integration the entire system is tested for any faults and failures.
Deployment of system − Once the functional and non-functional testing is done; the product is
deployed in the customer environment or released into the market.
Maintenance − There are some issues which come up in the client environment. To fix those issues,
patches are released. Also to enhance the product some better versions are released. Maintenance is
done to deliver these changes in the customer environment.
All these phases are cascaded to each other in which progress is seen as flowing steadily downwards (like a
waterfall) through the phases. The next phase is started only after the defined set of goals are achieved for
previous phase and it is signed off, so the name "Waterfall Model". In this model, phases do not overlap.
Development moves from concept, through design, implementation, testing, installation, troubleshooting,
and ends up at operation and maintenance. Each phase of development proceeds in strict order.
Easy to manage due to the rigidity of the model. Each phase has specific deliverables and a review
process.
An iterative life cycle model does not attempt to start with a full specification of requirements. Instead,
development begins by specifying and implementing just part of the software, which is then reviewed to
identify further requirements. This process is then repeated, producing a new version of the software at the
end of each iteration of the model.
Iterative and Incremental development is a combination of both iterative design or iterative method and
incremental build model for development. "During software development, more than one iteration of the
software development cycle may be in progress at the same time." This process may be described as an
"evolutionary acquisition" or "incremental build" approach."
In this incremental model, the whole requirement is divided into various builds. During each iteration, the
development module goes through the requirements, design, implementation and testing phases. Each
subsequent release of the module adds function to the previous release. The process continues till the
complete system is ready as per the requirement.
The key to a successful use of an iterative software development lifecycle is rigorous validation of
requirements, and verification & testing of each version of the software against those requirements within
each cycle of the model. As the software evolves through successive cycles, tests must be repeated and
extended to verify each version of the software.
Iterative Model - Application
Like other SDLC models, Iterative and incremental development has some specific applications in the
software industry. This model is most often used in the following scenarios −
Major requirements must be defined; however, some functionalities or requested enhancements may
evolve with time.
Resources with needed skill sets are not available and are planned to be used on contract basis for
specific iterations.
There are some high-risk features and goals which may change in the future.
The disadvantage with this SDLC model is that it is applicable only to large and bulky software development
projects. This is because it is hard to break a small software system into further small serviceable
increments/modules.
The advantages of the Iterative and Incremental SDLC Model are as follows −
Some working functionality can be developed quickly and early in the life cycle.
Risks are identified and resolved during iteration; and each iteration is an easily managed milestone.
Issues, challenges and risks identified from each increment can be utilized/applied to the next
increment.
During the life cycle, software is produced early which facilitates customer evaluation and feedback.
The disadvantages of the Iterative and Incremental SDLC Model are as follows −
System architecture or design issues may arise because not all requirements are gathered in the
beginning of the entire life cycle.
Identification
This phase starts with gathering the business requirements in the baseline spiral. In the subsequent spirals
as the product matures, identification of system requirements, subsystem requirements and unit
requirements are all done in this phase.
This phase also includes understanding the system requirements by continuous communication between
the customer and the system analyst. At the end of the spiral, the product is deployed in the identified
market.
Design
The Design phase starts with the conceptual design in the baseline spiral and involves architectural design,
logical design of modules, physical product design and the final design in the subsequent spirals.
Construct or Build
The Construct phase refers to production of the actual software product at every spiral. In the baseline
spiral, when the product is just thought of and the design is being developed a POC (Proof of Concept) is
developed in this phase to get customer feedback.
Then in the subsequent spirals with higher clarity on requirements and design details a working model of the
software called build is produced with a version number. These builds are sent to the customer for feedback.
The following illustration is a representation of the Spiral Model, listing the activities in each phase.
Based on the customer evaluation, the software development process enters the next iteration and
subsequently follows the linear approach to implement the feedback suggested by the customer. The
process of iterations along the spiral continues throughout the life of the software.
Long-term project commitment because of potential changes to economic priorities as the requirements
change with time.
Significant changes are expected in the product during the development cycle.
This method is consistent with approaches that have multiple software builds and releases which allows
making an orderly transition to a maintenance activity. Another positive aspect of this method is that the
spiral model forces an early user involvement in the system development effort.
On the other side, it takes a very strict management to complete such products and there is a risk of running
the spiral in an indefinite loop. So, the discipline of change and the extent of taking change requests is very
important to develop and deploy the product successfully.
Development can be divided into smaller parts and the risky parts can be developed earlier which helps
in better risk management.
Process is complex
SDLC - V-Model
The V-model is an SDLC model where execution of processes happens in a sequential manner in a V-
shape. It is also known as Verification and Validation model.
The V-Model is an extension of the waterfall model and is based on the association of a testing phase for
each corresponding development stage. This means that for every single phase in the development cycle,
there is a directly associated testing phase. This is a highly-disciplined model and the next phase starts only
after completion of the previous phase.
V-Model - Design
Under the V-Model, the corresponding testing phase of the development phase is planned in parallel. So,
there are Verification phases on one side of the ‘V’ and Validation phases on the other side. The Coding
Phase joins the two sides of the V-Model.
The following illustration depicts the different phases in a V-Model of the SDLC.
System Design
Once you have the clear and detailed product requirements, it is time to design the complete system. The
system design will have the understanding and detailing the complete hardware and communication setup
for the product under development. The system test plan is developed based on the system design. Doing
this at an earlier stage leaves more time for the actual test execution later.
Architectural Design
Architectural specifications are understood and designed in this phase. Usually more than one technical
approach is proposed and based on the technical and financial feasibility the final decision is taken. The
system design is broken down further into modules taking up different functionality. This is also referred to
as High Level Design (HLD).
The data transfer and communication between the internal modules and with the outside world (other
systems) is clearly understood and defined in this stage. With this information, integration tests can be
designed and documented during this stage.
Module Design
In this phase, the detailed internal design for all the system modules is specified, referred to as Low Level
Design (LLD). It is important that the design is compatible with the other modules in the system architecture
and the other external systems. The unit tests are an essential part of any development process and helps
eliminate the maximum faults and errors at a very early stage. These unit tests can be designed at this
stage based on the internal module designs.
Coding Phase
The actual coding of the system modules designed in the design phase is taken up in the Coding phase.
The best suitable programming language is decided based on the system and architectural requirements.
The coding is performed based on the coding guidelines and standards. The code goes through numerous
code reviews and is optimized for best performance before the final build is checked into the repository.
Validation Phases
The different Validation Phases in a V-Model are explained in detail below.
Unit Testing
Unit tests designed in the module design phase are executed on the code during this validation phase. Unit
testing is the testing at code level and helps eliminate bugs at an early stage, though all defects cannot be
uncovered by unit testing.
Integration Testing
Integration testing is associated with the architectural design phase. Integration tests are performed to test
the coexistence and communication of the internal modules within the system.
System Testing
System testing is directly associated with the system design phase. System tests check the entire system
functionality and the communication of the system under development with external systems. Most of the
software and hardware compatibility issues can be uncovered during this system test execution.
Acceptance Testing
Acceptance testing is associated with the business requirement analysis phase and involves testing the
product in user environment. Acceptance tests uncover the compatibility issues with the other systems
available in the user environment. It also discovers the non-functional issues such as load and performance
defects in the actual user environment.
V- Model ─ Application
V- Model application is almost the same as the waterfall model, as both the models are of sequential type.
Requirements have to be very clear before the project starts, because it is usually expensive to go back and
make changes. This model is used in the medical development field, as it is strictly a disciplined domain.
The following pointers are some of the most suitable scenarios to use the V-Model application.
Works well for smaller projects where requirements are very well understood.
Simple and easy to understand and use.
Easy to manage due to the rigidity of the model. Each phase has specific deliverables and a review
process.
Once an application is in the testing stage, it is difficult to go back and change a functionality.
This model is ideal for small projects with one or two developers working together and is also useful for
academic or practice projects. It is an ideal model for the product where requirements are not well
understood and the final release date is not given.
However, the Big Bang Model is a very high risk model and changes in the requirements or misunderstood
requirements may even lead to complete reversal or scraping of the project. It is ideal for repetitive or small
projects with minimum risks.
Easy to manage
Planning
Requirements Analysis
Design
Coding
Unit Testing and
Acceptance Testing.
At the end of the iteration, a working product is displayed to the customer and important stakeholders.
What is Agile?
Agile model believes that every project needs to be handled differently and the existing methods need to be
tailored to best suit the project requirements. In Agile, the tasks are divided to time boxes (small time
frames) to deliver specific features for a release.
Iterative approach is taken and working software build is delivered after each iteration. Each build is
incremental in terms of features; the final build holds all the features required by the customer.
The Agile thought process had started early in the software development and started becoming popular with
time due to its flexibility and adaptability.
The most popular Agile methods include Rational Unified Process (1994), Scrum (1995), Crystal Clear,
Extreme Programming (1996), Adaptive Software Development, Feature Driven Development, and Dynamic
Systems Development Method (DSDM) (1995). These are now collectively referred to as Agile
Methodologies, after the Agile Manifesto was published in 2001.
Individuals and interactions − In Agile development, self-organization and motivation are important,
as are interactions like co-location and pair programming.
Working software − Demo working software is considered the best means of communication with the
customers to understand their requirements, instead of just depending on documentation.
Customer collaboration − As the requirements cannot be gathered completely in the beginning of the
project due to various factors, continuous customer interaction is very important to get proper product
requirements.
Responding to change − Agile Development is focused on quick responses to change and continuous
development.
Predictive methods entirely depend on the requirement analysis and planning done in the beginning of
cycle. Any changes to be incorporated go through a strict change control management and prioritization.
Agile uses an adaptive approach where there is no detailed planning and there is clarity on future tasks
only in respect of what features need to be developed. There is feature driven development and the team
adapts to the changing product requirements dynamically. The product is tested very frequently, through the
release iterations, minimizing the risk of any major failures in future.
Customer Interaction is the backbone of this Agile methodology, and open communication with minimum
documentation are the typical features of Agile development environment. The agile teams work in close
collaboration with each other and are most often located in the same geographical location.
Easy to manage.
An overall plan, an agile leader and agile PM practice is a must without which it will not work.
Strict delivery management dictates the scope, functionality to be delivered, and adjustments to meet
the deadlines.
Depends heavily on customer interaction, so if customer is not clear, team can be driven in the wrong
direction.
There is a very high individual dependency, since there is minimum documentation generated.
Transfer of technology to new team members may be quite challenging due to lack of documentation.
Rapid Application Development focuses on gathering customer requirements through workshops or focus
groups, early testing of the prototypes by the customer using iterative concept, reuse of the existing
prototypes (components), continuous integration and rapid delivery.
What is RAD?
Rapid application development is a software development methodology that uses minimal planning in favor
of rapid prototyping. A prototype is a working model that is functionally equivalent to a component of the
product.
In the RAD model, the functional modules are developed in parallel as prototypes and are integrated to
make the complete product for faster product delivery. Since there is no detailed preplanning, it makes it
easier to incorporate the changes within the development process.
RAD projects follow iterative and incremental model and have small teams comprising of developers,
domain experts, customer representatives and other IT resources working progressively on their component
or prototype.
The most important aspect for this model to be successful is to make sure that the prototypes developed are
reusable.
Business Modelling
The business model for the product under development is designed in terms of flow of information and the
distribution of information between various business channels. A complete business analysis is performed to
find the vital information for business, how it can be obtained, how and when is the information processed
and what are the factors driving successful flow of information.
Data Modelling
The information gathered in the Business Modelling phase is reviewed and analyzed to form sets of data
objects vital for the business. The attributes of all data sets is identified and defined. The relation between
these data objects are established and defined in detail in relevance to the business model.
Process Modelling
The data object sets defined in the Data Modelling phase are converted to establish the business
information flow needed to achieve specific business objectives as per the business model. The process
model for any changes or enhancements to the data object sets is defined in this phase. Process
descriptions for adding, deleting, retrieving or modifying a data object are given.
Application Generation
The actual system is built and coding is done by using automation tools to convert process and data models
into actual prototypes.
The customer may need some changes after he gets to see the software. However, the change process is
quite rigid and it may not be feasible to incorporate major changes in the product in the traditional SDLC.
The RAD model focuses on iterative and incremental delivery of working models to the customer. This
results in rapid delivery to the customer and customer involvement during the complete development cycle
of product reducing the risk of non-conformance with the actual user requirements.
The following pointers describe the typical scenarios where RAD can be used −
RAD should be used only when a system can be modularized to be delivered in an incremental
manner.
RAD SDLC model should be chosen only if domain experts are available with relevant business
knowledge.
Should be used where the requirements change during the project and working prototypes are to be
presented to customer in small iterations of 2-3 months.
Prototyping is used to allow the users evaluate developer proposals and try them out before implementation.
It also helps understand the requirements which are user specific and may not have been considered by the
developer during product design.
Prototypes can have horizontal or vertical dimensions. A Horizontal prototype displays the user interface for
the product and gives a broader view of the entire system, without concentrating on internal functions. A
Vertical prototype on the other side is a detailed elaboration of a specific function or a sub system in the
product.
The purpose of both horizontal and vertical prototype is different. Horizontal prototypes are used to get more
information on the user interface level and the business requirements. It can even be presented in the sales
demos to get business in the market. Vertical prototypes are technical in nature and are used to get details
of the exact functioning of the sub systems. For example, database requirements, interaction and data
processing loads in a given sub system.
Throwaway/Rapid Prototyping
Throwaway prototyping is also called as rapid or close ended prototyping. This type of prototyping uses very
little efforts with minimum requirement analysis to build a prototype. Once the actual requirements are
understood, the prototype is discarded and the actual system is developed with a much clear understanding
of user requirements.
Evolutionary Prototyping
Evolutionary prototyping also called as breadboard prototyping is based on building actual functional
prototypes with minimal functionality in the beginning. The prototype developed forms the heart of the future
prototypes on top of which the entire system is built. By using evolutionary prototyping, the well-understood
requirements are included in the prototype and the requirements are added as and when they are
understood.
Incremental Prototyping
Incremental prototyping refers to building multiple functional prototypes of the various sub-systems and then
integrating all the available prototypes to form a complete system.
Extreme Prototyping
Extreme prototyping is used in the web development domain. It consists of three sequential phases. First, a
basic prototype with all the existing pages is presented in the HTML format. Then the data processing is
simulated using a prototype services layer. Finally, the services are implemented and integrated to the final
prototype. This process is called Extreme Prototyping used to draw attention to the second phase of the
process, where a fully functional UI is developed with very little regard to the actual services.
Software that involves too much of data processing and most of the functionality is internal with very little
user interface does not usually benefit from prototyping. Prototype development could be an extra overhead
in such projects and may need lot of extra efforts.
Since a working model of the system is displayed, the users get a better understanding of the system
being developed.
Reduces time and cost as the defects can be detected much earlier.
Risk of insufficient requirement analysis owing to too much dependency on the prototype.
The effort invested in building prototypes may be too much if it is not monitored properly.
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