C 58/20 EN Official Journal of the European Union 13.2.

2016

Notice of initiation of an anti-dumping proceeding concerning imports of certain heavy plate of

non-alloy or other alloy steel originating in the People’s Republic of China
(2016/C 58/09)

The European Commission (‘the Commission’) has received a complaint (1) pursuant to Article 5 of Council Regulation
(EC) No 1225/2009 of 30 November 2009 on protection against dumped imports from countries not members of the
European Community (2) (‘the basic Regulation’), alleging that imports of certain heavy plate of non-alloy or other alloy
steel originating in the People’s Republic of China, are being dumped and are thereby causing material injury to the
Union industry.

1. Complaint
The complaint was lodged on 4 January 2016 by The European Steel Association (EUROFER) (‘the complainant’) on
behalf of producers representing more than 25 % of the total Union production of certain heavy plate of non-alloy or
other alloy steel.

2. Product under investigation

The product subject to this investigation is flat products of non-alloy or alloy steel (excluding stainless steel, silicon-
electrical steel, tool steel and high-speed steel), hot-rolled, not clad, plated or coated, not in coils, of a thickness exceed­
ing 10 mm and of a width of 600 mm or more or of a thickness of 4,75 mm or more but not exceeding 10 mm and
of a width of 2 050 mm or more (‘heavy plate’ or ‘the product under investigation’).

3. Allegation of dumping
The product allegedly being dumped is the product under investigation, originating in the People’s Republic of China (‘the
country concerned’), currently falling within CN codes 7208 51 20, 7208 51 91, 7208 51 98, 7208 52 91, ex 7208 90 20,
ex 7208 90 80, 7225 40 40, ex 7225 40 60 and ex 7225 99 00. These CN codes are given for information only.

Since, in view of the provisions of Article 2(7) of the basic Regulation, the People’s Republic of China is considered to
be a non-market economy country, the complainant has established a normal value for the imports from the People’s
Republic of China on the basis of the price in a market economy third country, namely the United States of America,
but also on the basis of a constructed normal value (manufacturing costs, selling, general and administrative costs —
SG&A — and profit) in the same market economy third country. The allegation of dumping is based on a comparison
of the normal values thus established with the export price (at ex-works level) of the product under investigation when
sold for export to the Union.

On this basis the dumping margins calculated are significant for the country concerned.

4. Allegation of injury and causation

The complainant provides evidence that imports of the product under investigation from the country concerned have
increased overall in absolute terms and in terms of market share at a significant rate.

The prima facie evidence provided by the complainant shows that the quantity and the prices of the imported product
under investigation have had, among other consequences, a negative impact on the level of the sales prices, quantities
sold, market share and profits of the Union industry, resulting in substantial adverse effects on the overall performance
of the Union industry.

5. Procedure
Having determined, after informing the Member States, that the complaint has been lodged by or on behalf of the
Union industry and that there is sufficient evidence to justify the initiation of a proceeding, the Commission hereby
initiates an investigation pursuant to Article 5 of the basic Regulation.

The investigation will determine whether the product under investigation originating in the country concerned is being
dumped and whether the dumped imports have caused injury to the Union industry. If the conclusions are affirmative,
the investigation will examine whether the imposition of measures would not be against the Union interest.

5.1. Investigation period and period considered

The investigation of dumping and injury will cover the period from 1 January 2015 to 31 December 2015 (‘the investi­
gation period’). The examination of trends relevant for the assessment of injury will cover the period from 1 January
2012 to the end of the investigation period (‘the period considered’).

(1) http://trade.ec.europa.eu/tdi/completed.cfm
(2) OJ L 343, 22.12.2009, p. 51.
13.2.2016 EN Official Journal of the European Union C 58/21

5.2. Procedure for the determination of dumping

Exporting producers (1) of the product under investigation from the country concerned are invited to participate in the
Commission investigation.

5.2.1. Investigating exporting producers

5.2.1.1. Pr oc ed u r e f o r s e l e c t i n g e x p o r t i n g pro du ce rs to b e in ve s ti g at ed i n t he cou n tr y co n c er n ed
(a) Sampling
In view of the potentially large number of exporting producers in the People’s Republic of China involved in
this proceeding and in order to complete the investigation within the statutory time limits, the Commission
may limit the exporting producers to be investigated to a reasonable number by selecting a sample (this process
is also referred to as ‘sampling’). The sampling will be carried out in accordance with Article 17 of the basic
Regulation.

In order to enable the Commission to decide whether sampling is necessary, and if so, to select a sample, all
exporting producers, or representatives acting on their behalf, are hereby requested to make themselves known
to the Commission. These parties have to do so within 15 days of the date of publication of this Notice in the
Official Journal of the European Union, unless otherwise specified, by providing the Commission with information
on their companies requested in Annex I to this Notice.

In order to obtain information it deems necessary for the selection of the sample of exporting producers, the
Commission will also contact the authorities of the country concerned and may contact any known associa­
tions of exporting producers.

All interested parties wishing to submit any other relevant information regarding the selection of the sample,
excluding the information requested above, must do so within 21 days of the publication of this Notice in the
Official Journal of the European Union, unless otherwise specified.

If a sample is necessary, the exporting producers may be selected based on the largest representative volume of
exports to the Union which can reasonably be investigated within the time available. All known exporting
producers, the authorities of the country concerned and associations of exporting producers will be notified by
the Commission, via the authorities of the country concerned if appropriate, of the companies selected to be in
the sample.

In order to obtain information it deems necessary for its investigation with regard to exporting producers, the
Commission will send questionnaires to the exporting producers selected to be in the sample, to any known
association of exporting producers, and to the authorities of the country concerned.

All exporting producers selected to be in the sample will have to submit a completed questionnaire within
37 days from the date of notification of the sample selection, unless otherwise specified.

Without prejudice to the possible application of Article 18 of the basic Regulation, companies that have agreed
to their possible inclusion in the sample but are not selected to be in the sample will be considered to be
cooperating (‘non-sampled cooperating exporting producers’). Without prejudice to section (b) below, the anti-
dumping duty that may be applied to imports from non-sampled cooperating exporting producers will not
exceed the weighted average margin of dumping established for the exporting producers in the sample (2).

(b) Individual dumping margin for companies not included in the sample
Non-sampled cooperating exporting producers may request, pursuant to Article 17(3) of the basic Regulation,
that the Commission establishes their individual dumping margins (‘individual dumping margin’). The export­
ing producers wishing to claim an individual dumping margin must request a questionnaire and return it duly
completed within 37 days of the date of notification of the sample selection, unless otherwise specified. The
Commission will examine whether they can be granted an individual duty in accordance with Article 9(5) of
the basic Regulation. Those exporting producers in the country concerned who consider that market economy
conditions prevail for them in respect of the manufacture and sale of the product under investigation may
submit a properly substantiated market economy treatment claim (‘MET claim’) and return it duly completed
within the deadlines specified in section 5.2.2.2 below.

(1) An exporting producer is any company in the country concerned which produces and exports the product under investigation to the
Union market, either directly or via a third party, including any of its related companies involved in the production, domestic sales or
exports of the product under investigation.
(2) Pursuant to Article 9(6) of the basic Regulation, any zero and de minimis margins, and margins established in accordance with the cir­
cumstances described in Article 18 of the basic Regulation will be disregarded.
C 58/22 EN Official Journal of the European Union 13.2.2016

However, exporting producers claiming an individual dumping margin should be aware that the Commission
may nonetheless decide not to determine their individual dumping margin if, for instance, the number of
exporting producers is so large that such determination would be unduly burdensome and would prevent the
timely completion of the investigation.

5.2.2. Additional procedure with regard to exporting producers in the non-market economy country concerned
5.2.2.1. Se le ct i o n o f a m a r k e t e c o n o m y t hir d cou n t r y
Subject to the provisions of section 5.2.2.2 below, in accordance with Article 2(7)(a) of the basic Regulation, in the case
of imports from the country concerned normal value will be determined on the basis of the price or constructed value
in a market economy third country. For this purpose the Commission will select an appropriate market economy third
country. Based on the information contained in the complaint it is envisaged to use the United States of America as
analogue country. Interested parties are hereby invited to comment on the appropriateness of the choice of the analogue
country within 10 days of the date of publication of this Notice in the Official Journal of the European Union.

According to the information available to the Commission, other market economy producers of heavy plate are, inter
alia, Australia, Brazil, Canada, India, Japan, South Korea, the former Yugoslav Republic of Macedonia, Malaysia, Mexico,
Russia and Ukraine. With the aim of finally selecting the market economy third country, the Commission will examine
whether there is production and sales of the product under investigation in those market economy third countries for
which there are indications that the production of the product under investigation is taking place.

5.2.2.2. Tre at m e n t o f e x p o r t i n g p r o d u c e r s i n t he non - m ar ke t e con om y cou n t ry c onc er n ed

In accordance with Article 2(7)(b) of the basic Regulation, individual exporting producers in the country concerned,
which consider that market economy conditions prevail for them in respect of the manufacture and sale of the product
under investigation, may submit a properly substantiated market economy treatment claim to this effect (‘MET claim’).
MET will be granted if the assessment of the MET claim shows that the criteria laid down in Article 2(7)(c) of the basic
Regulation (1) are fulfilled. The dumping margin of the exporting producers granted MET will be calculated, to the extent
possible and without prejudice to the use of facts available pursuant to Article 18 of the basic Regulation, by using their
own normal value and export prices in accordance with Article 2(7)(b) of the basic Regulation.

The Commission will send MET claim forms to all the exporting producers in the country concerned selected to be in
the sample and to non-sampled cooperating exporting producers that wish to apply for an individual dumping margin,
to any known association of exporting producers, and to the authorities of the country concerned. The Commission
will assess only MET claim forms submitted by the exporting producers in the country concerned selected to be in the
sample and by the non-sampled cooperating exporting producers whose request for an individual dumping margin has
been accepted.

All exporting producers claiming MET must submit a completed MET claim form within 21 days of the date of the
notification of the sample selection or of the decision not to select a sample, unless otherwise specified.

5.2.3. Investigating unrelated importers (2) (3)

Unrelated importers of the product under investigation from the People’s Republic of China to the Union are invited to
participate in this investigation.

(1) The exporting producers have to demonstrate in particular that: (i) business decisions and costs are made in response to market condi­
tions and without significant State interference; (ii) firms have one clear set of basic accounting records which are independently audi­
ted in line with international accounting standards and are applied for all purposes; (iii) there are no significant distortions carried
over from the former non-market economy system; (iv) bankruptcy and property laws guarantee legal certainty and stability and
(v) exchange rate conversions are carried out at market rates.
(2) Only importers not related to exporting producers can be sampled. Importers that are related to exporting producers have to fill in
Annex 1 to the questionnaire for these exporting producers. In accordance with Article 143 of Commission Regulation (EEC)
No 2454/93 concerning the implementation of the Community Customs Code, persons shall be deemed to be related only if: (a) they
are officers or directors of one another’s businesses; (b) they are legally recognized partners in business; (c) they are employer and
employee; (d) any person directly or indirectly owns, controls or holds 5 % or more of the outstanding voting stock or shares of both
of them; (e) one of them directly or indirectly controls the other; (f) both of them are directly or indirectly controlled by a third
person; (g) together they directly or indirectly control a third person; or (h) they are members of the same family. Persons shall be
deemed to be members of the same family only if they stand in any of the following relationships to one another: (i) husband and
wife, (ii) parent and child, (iii) brother and sister (whether by whole or half blood), (iv) grandparent and grandchild, (v) uncle or aunt
and nephew or niece, (vi) parent-in-law and son-in-law or daughter-in-law, (vii) brother-in-law and sister-in-law (OJ L 253,
11.10.1993, p. 1). In this context ‘person’ means any natural or legal person.
(3) The data provided by unrelated importers may also be used in relation to aspects of this investigation other than the determination of
dumping.
13.2.2016 EN Official Journal of the European Union C 58/23

In view of the potentially large number of unrelated importers involved in this proceeding and in order to complete the
investigation within the statutory time limits, the Commission may limit to a reasonable number the unrelated import­
ers that will be investigated by selecting a sample (this process is also referred to as ‘sampling’). The sampling will be
carried out in accordance with Article 17 of the basic Regulation.

In order to enable the Commission to decide whether sampling is necessary and, if so, to select a sample, all unrelated
importers, or representatives acting on their behalf, are hereby requested to make themselves known to the Commission.
These parties must do so within 15 days of the date of publication of this Notice in the Official Journal of the European
Union, unless otherwise specified, by providing the Commission with the information on their companies requested in
Annex II to this Notice.

In order to obtain information it deems necessary for the selection of the sample of unrelated importers, the Commis­
sion may also contact any known associations of importers.

All interested parties wishing to submit any other relevant information regarding the selection of the sample, excluding
the information requested above, must do so within 21 days of the publication of this Notice in the Official Journal of the
European Union, unless otherwise specified.

If a sample is necessary, the importers may be selected based on the largest representative volume of sales of the prod­
uct under investigation in the Union which can reasonably be investigated within the time available. All known unrela­
ted importers and associations of importers will be notified by the Commission of the companies selected to be in the
sample.

In order to obtain information it deems necessary for its investigation, the Commission will send questionnaires to the
sampled unrelated importers and to any known association of importers. These parties must submit a completed ques­
tionnaire within 37 days from the date of the notification of the sample selection, unless otherwise specified.

5.3. Procedure for the determination of injury and investigating Union producers
A determination of injury is based on positive evidence and involves an objective examination of the volume of the
dumped imports, their effect on prices on the Union market and the consequent impact of those imports on the Union
industry. In order to establish whether the Union industry is injured, Union producers of the product under investiga­
tion are invited to participate in the Commission investigation.

In view of the large number of Union producers involved in this proceeding and in order to complete the investigation
within the statutory time limits, the Commission has decided to limit to a reasonable number the Union producers that
will be investigated by selecting a sample (this process is also referred to as ‘sampling’). The sampling is carried out in
accordance with Article 17 of the basic Regulation.

The Commission has provisionally selected a sample of Union producers. Details can be found in the file for inspection
by interested parties. Interested parties are hereby invited to consult the file (for this they should contact the Commis­
sion using the contact details provided in section 5.7. below). Other Union producers, or representatives acting on their
behalf, that consider that there are reasons why they should be included in the sample must contact the Commission
within 15 days of the date of publication of this Notice in the Official Journal of the European Union.

All interested parties wishing to submit any other relevant information regarding the selection of the sample must do so
within 21 days of the publication of this Notice in the Official Journal of the European Union, unless otherwise specified.

All known Union producers and/or associations of Union producers will be notified by the Commission of the compa­
nies finally selected to be in the sample.

In order to obtain information it deems necessary for its investigation, the Commission will send questionnaires to the
sampled Union producers and to any known association of Union producers. These parties must submit a completed
questionnaire within 37 days from the date of the notification of the sample selection, unless otherwise specified.

5.4. Procedure for the assessment of Union interest

Should the existence of dumping and injury caused thereby be established, a decision will be reached, pursuant to
Article 21 of the basic Regulation, as to whether the adoption of anti-dumping measures would not be against the
Union interest. Union producers, importers and their representative associations, users and their representative associa­
tions, and representative consumer organisations are invited to make themselves known within 15 days of the date of
publication of this Notice in the Official Journal of the European Union, unless otherwise specified. In order to participate
in the investigation, the representative consumer organisations have to demonstrate, within the same deadline, that there
is an objective link between their activities and the product under investigation.
C 58/24 EN Official Journal of the European Union 13.2.2016

Parties that make themselves known within the above deadline may provide the Commission with information on the
Union interest within 37 days of the date of publication of this Notice in the Official Journal of the European Union, unless
otherwise specified. This information may be provided either in a free format or by completing a questionnaire prepared
by the Commission. In any case, information submitted pursuant to Article 21 will only be taken into account if sup­
ported by factual evidence at the time of submission.

5.5. Other written submissions

Subject to the provisions of this Notice, all interested parties are hereby invited to make their views known, submit
information and provide supporting evidence. Unless otherwise specified, this information and supporting evidence
must reach the Commission within 37 days of the date of publication of this Notice in the Official Journal of the European
Union.

5.6. Possibility to be heard by the Commission investigation services

All interested parties may request to be heard by the Commission investigation services. Any request to be heard should
be made in writing and should specify the reasons for the request. For hearings on issues pertaining to the initial stage
of the investigation the request must be submitted within 15 days of the date of publication of this Notice in the Official
Journal of the European Union. Thereafter, a request to be heard must be submitted within the specific deadlines set by the
Commission in its communication with the parties.

5.7. Instructions for making written submissions and sending completed questionnaires and correspondence
Information submitted to the Commission for the purpose of trade defence investigations shall be free from copyrights.
Interested parties, before submitting to the Commission information and/or data which is subject to third party copy­
rights, must request specific permission to the copyright holder explicitly allowing a) the Commission to use the infor­
mation and data for the purpose of this trade defence proceeding and b) to provide the information and/or data to
interested parties to this investigation in a form that allows them to exercise their rights of defence.

All written submissions, including the information requested in this Notice, completed questionnaires and correspond­
ence provided by interested parties for which confidential treatment is requested shall be labelled ‘Limited’ (1).

Interested parties providing ‘Limited’ information are required to furnish non-confidential summaries of it pursuant to
Article 19(2) of the basic Regulation, which will be labelled ‘For inspection by interested parties’. These summaries
should be sufficiently detailed to permit a reasonable understanding of the substance of the information submitted in
confidence. If an interested party providing confidential information does not furnish a non-confidential summary of it
in the requested format and quality, such information may be disregarded.

Interested parties are invited to make all submissions and requests by email including scanned powers of attorney and
certification sheets, with the exception of large replies which shall be submitted on a CD-ROM or DVD by hand or by
registered mail. By using email, interested parties express their agreement with the rules applicable to electronic submis­
sions contained in the document ‘CORRESPONDENCE WITH THE EUROPEAN COMMISSION IN TRADE DEFENCE
CASES’ published on the website of the Directorate-General for Trade: http://trade.ec.europa.eu/doclib/docs/2011/june/
tradoc_148003.pdf

The interested parties must indicate their name, address, telephone and a valid email address and they should ensure
that the provided email address is a functioning official business email which is checked on a daily basis. Once contact
details are provided, the Commission will communicate with interested parties by email only, unless they explicitly
request to receive all documents from the Commission by another means of communication or unless the nature of the
document to be sent requires the use of a registered mail. For further rules and information concerning correspondence
with the Commission including principles that apply to submissions by email, interested parties should consult the
communication instructions with interested parties referred to above.

(1) A ‘Limited’ document is a document which is considered confidential pursuant to Article 19 of Council Regulation (EC)
No 1225/2009 (OJ L 343, 22.12.2009, p. 51) and Article 6 of the WTO Agreement on Implementation of Article VI of the GATT
1994 (Anti-Dumping Agreement). It is also a document protected pursuant to Article 4 of Regulation (EC) No 1049/2001 of the
European Parliament and of the Council (OJ L 145, 31.5.2001, p. 43).
13.2.2016 EN Official Journal of the European Union C 58/25

Commission address for correspondence:

European Commission
Directorate-General for Trade
Directorate H
Office: CHAR 04/039
1040 Bruxelles/Brussel
BELGIQUE/BELGIË
Email for dumping related issues: [email protected]
Email for injury related issues: [email protected]

6. Non-cooperation
In cases where any interested party refuses access to or does not provide the necessary information within the time
limits, or significantly impedes the investigation, provisional or final findings, affirmative or negative, may be made on
the basis of facts available, in accordance with Article 18 of the basic Regulation.

Where it is found that any interested party has supplied false or misleading information, the information may be disre­
garded and use may be made of facts available.

If an interested party does not cooperate or cooperates only partially and findings are therefore based on facts available
in accordance with Article 18 of the basic Regulation, the result may be less favourable to that party than if it had
cooperated.

Failure to give a computerised response shall not be deemed to constitute non-cooperation, provided that the interested
party shows that presenting the response as requested would result in an unreasonable extra burden or unreasonable
additional cost. The interested party should immediately contact the Commission.

7. Hearing Officer
Interested parties may request the intervention of the Hearing Officer in trade proceedings. The Hearing Officer acts as
an interface between the interested parties and the Commission investigation services. The Hearing Officer reviews
requests for access to the file, disputes regarding the confidentiality of documents, requests for extension of time limits
and requests by third parties to be heard. The Hearing Officer may organise a hearing with an individual interested
party and mediate to ensure that the interested parties’ rights of defence are being fully exercised.

A request for a hearing with the Hearing Officer should be made in writing and should specify the reasons for the
request. For hearings on issues pertaining to the initial stage of the investigation the request must be submitted within
15 days of the date of publication of this Notice in the Official Journal of the European Union. Thereafter, a request to be
heard must be submitted within specific deadlines set by the Commission in its communication with the parties.

The Hearing Officer will also provide opportunities for a hearing involving parties to take place which would allow
different views to be presented and rebuttal arguments offered on issues pertaining, among other things, to dumping,
injury, causal link and Union interest. Such a hearing would, as a rule, take place at the latest at the end of the fourth
week following the disclosure of provisional findings.

For further information and contact details interested parties may consult the Hearing Officer’s web pages on DG
Trade’s website: http://ec.europa.eu/trade/trade-policy-and-you/contacts/hearing-officer/

8. Schedule of the investigation

The investigation will be concluded, pursuant to Article 6(9) of the basic Regulation, within 15 months of the date of
the publication of this Notice in the Official Journal of the European Union. In accordance with Article 7(1) of the basic
Regulation, provisional measures may be imposed no later than nine months from the publication of this Notice in the
Official Journal of the European Union.

9. Processing of personal data

Any personal data collected in this investigation will be treated in accordance with Regulation (EC) No 45/2001 of the
European Parliament and of the Council of 18 December 2000 on the protection of individuals with regard to the
processing of personal data by the Community institutions and bodies and on the free movement of such data (1).

(1) OJ L 8, 12.1.2001, p. 1.
C 58/26 EN Official Journal of the European Union 13.2.2016

ANNEX I
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C 58/28 EN Official Journal of the European Union 13.2.2016

ANNEX II
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