Soil Mechanics - Slope Stability and Retaining Wall Design
Soil Mechanics - Slope Stability and Retaining Wall Design
Soil Mechanics - Slope Stability and Retaining Wall Design
WALLS
Submitted to
Submitted by:
Hawraa Al Fakih
JANUARY 1, 2023
Contents
1. INTRODUCTION ..................................................................................................................................................... 2
2. SLOPE STABILITY & SAFETY FACTOR:............................................................................................................ 2
2.1. THE CHART METHOD: .................................................................................................................................................. 3
2.2. BISHOP’S SIMPLIFIED METHOD OF SLICES: ................................................................................................................... 4
2.3. FINDING SLOPE HEIGHT: .............................................................................................................................................. 5
2.4. CHANGING SLOPE ANGLE: ........................................................................................................................................... 6
3. RETAINING WALLS: ............................................................................................................................................ 7
3.1. PRELIMINARY DESIGN OF A RETAINING WALL: ............................................................................................................ 7
3.2. HORIZONTAL AND VERTICAL FORCES ON THE WALL: .................................................................................................. 7
3.3. SLIDING STABILITY: .................................................................................................................................................... 9
3.4. OVERTURNING STABILITY: .......................................................................................................................................... 9
3.5. STRESS DISTRIBUTION UNDER THE FOOTING: .............................................................................................................. 9
3.6. CHECKING PUNCHING STABILITY: ............................................................................................................................. 10
3.7. STEEL REINFORCEMENT IN THE WALL: ...................................................................................................................... 11
3.8. INTRODUCING A WATER TABLE: ................................................................................................................................ 12
3.8.1. Finding the horizontal and vertical forces: ..................................................................................................... 12
3.8.2. Safety factor against overturning .................................................................................................................... 13
3.8.3. Safety factor against sliding ............................................................................................................................ 13
3.9. BEARING CAPACITY UNDER THE BUILDING FOUNDATION: ......................................................................................... 13
4. REFERENCES ........................................................................................................................................................ 15
5. ANNEX: ................................................................................................................................................................... 16
1
1. Introduction
Slope stability and retaining walls play crucial roles in various civil engineering projects, ensuring
the safety and stability of slopes and providing structural support to prevent the movement of soil
and rock masses. These elements are vital in both natural and man-made landscapes, including road
and railway construction, mining operations, urban developments, and environmental restoration
projects. By mitigating potential slope failures and controlling erosion, slope stability analysis and
the implementation of retaining walls contribute to the overall resilience and longevity of
infrastructure.
The stability of slopes is influenced by numerous factors such as geology, soil properties,
groundwater conditions, topography, and external forces. The interaction of these factors can result
in slope instability, leading to landslides, soil erosion, and potential damage to nearby structures or
infrastructure. Therefore, it is essential to assess and manage slope stability risks through
comprehensive analysis and design techniques.
Retaining walls, on the other hand, serve as engineered structures designed to resist lateral soil pressure
and provide stability to slopes or excavations. These walls are commonly used to support vertical or
near-vertical grade changes, retaining soil masses and preventing them from collapsing or sliding
down. Retaining walls are constructed using various materials, including concrete, masonry, steel, or
geosynthetic materials, and their design considers factors such as the soil type, height of the wall,
surcharge loads, and the required level of safety.
The objectives of this report is to use the forth chapter in our course to analyze a given slope, find the
factor of safety and understand the factors influencing slope stability; and the 3rd course to design a
retaining wall and study it’s stability against sliding, overbearing and punching, under different
conditions, such as before and after introducing a water table.
The object of study in the first part is a slope of angle β degrees located over a deep excavation (depth H=5m)
in a clay deposit. The rock is located at a depth of H1 (m). The soil density is γ=19.5 KN/m3, the soil cohesion
c=40KPa and the internal friction angle is 𝜑=0˚.
The safety factor of slopes is a measure used in geotechnical engineering to assess the stability of natural or
man-made slopes. It represents the ratio between the resisting forces (shear strength) and the driving forces
(gravity and external loads) acting on a slope.
2
There are many methods by which the safety factor can be calculated, each having its own advantages and
disadvantages.
The resisting forces are the shear strength of the soil or rock materials present in the slope. They include
cohesive forces (such as from clay) and frictional forces (such as from sandy or rocky materials). The shear
strength depends on factors like soil properties, cohesion, internal friction angle, and effective stress.
The driving forces are the gravitational forces acting on the slope due to the weight of the soil or rock mass
above the failure plane, as well as any additional external loads or forces applied to the slope. These driving
forces tend to induce slope failure and instability.
By calculating the safety factor, engineers can assess the stability of a slope. A safety factor greater than 1
indicates that the resisting forces are greater than the driving forces, suggesting that the slope is stable.
Conversely, a safety factor less than 1 indicates that the driving forces exceed the resisting forces, implying that
the slope is potentially unstable and may experience slope failure.
It is important to note that the safety factor is a simplified representation of slope stability and should be used
in conjunction with other geotechnical analyses and considerations to fully evaluate slope stability.
Various methods, such as Bishop's method of slices, are employed to calculate the safety factor and assess slope
stability based on the specific conditions and parameters of the slope.
We are required to calculate the safety factor of this slope using two methods; the chart method and Bishop’s
simplified method.
The stability of slopes can be analyzed quickly using the stability charts shown (charts 1 & 2). Although the
charts assume simple slopes and uniform soil conditions, they can undoubtedly obtain reasonably accurate
answers for most complex problems if irregular slopes were approximated by simple ones of known shapes.
3
2.2. Bishop’s simplified method of slices:
Bishop's simplified method of slope stability, also known as Bishop's method of slices, is a widely used
approach for analyzing the stability of slopes in geotechnical engineering. It simplifies the analysis by
dividing the slope mass into a series of vertical slices and assessing the equilibrium and forces acting on
each slice.
The factor of safety for each slice is calculated using the determined resisting forces and driving forces.
The overall factor of safety is calculated by the equation:
1 (𝑊𝑖 − 𝑢𝑖 . 𝑙𝑖 )𝑡𝑎𝑛𝜑𝑖 + 𝑐𝑖 . 𝑙𝑖
𝐹𝑠 = .∑ 𝑡𝑎𝑛𝜑𝑖
∑ 𝑊𝑖 𝑠𝑖𝑛𝛼𝑖 𝑐𝑜𝑠𝛼𝑖 + 𝑠𝑖𝑛𝛼𝑖 .
𝐹𝑠
Figure 2- The critical circle and vertical sliced used for Bishop's method
4
Slice Width bi li weight alpha(in cos sin W.sin ci.li/cos
number degrees
)
1 1.8627 2.86113 103.923824 65.136 0.42046 0.90730 94.29096 272.1867
6 8
2 2 5.4317 211.8363 52.11 0.61414 0.78919 167.1794 353.7717
7 1
3 2 7.5632 294.9648 42.039 0.74268 0.66963 197.5191 407.3413
9 6
4 2 9.1036 355.0404 33.426 0.83459 0.55086 195.5774 436.3107
8
5 2 10.2327 399.0753 25.619 0.90168 0.43238 172.5541 453.9347
9 5
6 2 11.0372 430.4508 18.302 0.94941 0.31402 135.1726 465.0108
5 6
7 2 11.5644 451.0116 11.289 0.98065 0.19575 88.28907 471.7024
2 8
8 2.155 10.5399 442.912948 4.115 0.99742 0.07175 31.7828 422.6857
2 9
9 2 8.0596 314.3244 2.997 0.99863 0.05228 16.43403 322.8255
2 4
10 2 6.6437 259.1043 9.819 0.98535 0.17053 44.18668 269.6987
1 6
11 2 6.1717 240.6963 16.786 0.95739 0.28879 69.51258 257.8552
8
12 2 5.4362 212.0118 24.025 0.91336 0.40713 86.31747 238.0727
8 5
13 2 4.3751 170.6289 31.707 0.85074 0.52557 89.67839 205.7063
7 6
14 3.7555 2.4352 178.335175 44.646 0.71146 0.70272 125.3205 136.9124
2 4
4714.015
From this method, the safety factor is found to be: 𝐹𝑠 = 1513.815 = 3.114
Supposing we want to make an artificial slope of angle β=50˚ and height H for a safety factor equal to 2,
given that the soil has a cohesion c = 40 KPa, and friction angle 𝜑 = 0˚; we will start by assuming H and
5
finding safety factor, then increasing or decreasing according to the result, until we find H that
corresponds best to F=2.
Since we already know that for H=5, Fs= 2.318 (from part [2.1])
For the second iteration, we will choose a value 5 < 𝐻 < 6, closer to 6, say H=5.7
⟹ 𝑛𝑑 = 2.11 ⟹ 𝑁𝑠 = 5.63 ⟹ 𝐻𝑐 = 11.55 ⟹ 𝐹𝑠 = 2.02
From these iterations we can approximate the value of slope height H that best corresponds to a safety factor
of 2 as: 5.7 𝑚 < 𝐻 < 6 𝑚 , or we can say 𝐻 ≅ 5.7
For the next part, we will be using Taylor’s charts to find the safety factor for a soil of the same
characteristics having a:
slope of angle β = 30˚ < 53˚
The methodology for solving this part is the same as part 1-b; using chart 1;
𝛾 𝐻𝑐
for β = 30˚ & nd= 2.4 ⟹ 𝑁𝑠 = = 5.74 ⟹ 𝐻𝑐 = 11.774
𝑐
𝐻𝑐
⟹ 𝐹𝑠 = = 2.35487
𝐻
This value appears to be more than that of part a) where β = 50˚.
We can say that since β < 53˚, the failure surface is passing below the toe (like the critical circle
used in Bishop’s method when β=50˚)
This value appears to be less than that of part [2.1] where β = 50.
In this case, since β > 53˚, we can say that the failure surface is a toe circle.
This indicates that decreasing the slope angle increases the factor of safety of slopes nearly linearly, while
decreasing slope height increases the factor of safety at different rates.
6
3. RETAINING WALLS:
A retaining wall is a structure designed to resist the lateral pressure exerted by soil or other materials to prevent
the erosion or collapse of a slope or an excavated area. It is typically constructed vertically or with a slight
backward inclination to retain soil or other materials and provide stability to the surrounding land.
Horizontal forces:
Active earth pressures:
From surcharge q=20 KN/m2 :
Using the classic formula of stress distribution;
𝑎 = 𝑥𝑡𝑎𝑛𝜑 = 2 tan(0˚) = 0
𝜑
𝑏 = 𝑥𝑡𝑎𝑛 (45˚ − ) = 2𝑚
2
2
𝜑
𝐾𝑎𝑞 = 𝑡𝑎𝑛 (45˚ + ) = 1
2
1
𝐹1 = 𝐹𝑡𝑟𝑖𝑎𝑛𝑔𝑙𝑒 + 𝐹𝑟𝑒𝑐𝑡𝑎𝑛𝑔𝑙𝑒 = 𝐾𝑎𝑞 . 𝑞. 𝑏 + 𝐾𝑎𝑞 . 𝑞. (ℎ − 𝑏)
2
= 0.5 × 20 × 2 + 20 × 4 = 20 + 80 = 100
1 1
From earth fill: 𝐹2 = 2 𝐾𝑎 𝛾ℎ2 = 2 × 19.5 × 62 = 351
From cohesion: 𝐹3 = −2𝑐√𝐾𝑎 × ℎ = −2 × 40√1 × 6 = −480
7
Since the sum of active forces is negative, this means that the forces pushing the wall out are weaker than
the resisting forces which keep it in place. We can therefore say that this retaining wall is stable against
sliding.
The sum of horizontal forces further proves that the retaining wall designed is stable and safe against sliding.
Vertical forces:
8
3.3. Sliding stability:
∑ 𝑀𝑉 833.125
Safety factor against overturning = ∑ = = 1.71 > 1.5 ⟹ 𝑠𝑎𝑓𝑒 𝑣𝑎𝑙𝑢𝑒
𝑀𝐻 527.85
9
3.6. Checking punching stability:
Punching stability refers to the safety factor of the bearing capacity of soil under the foundation. We first
need to find the bearing capacity of the soil:
1
𝑞𝑙 = 𝛾𝐵𝑁𝛾 𝑖𝛾 + 𝑐𝑁𝑐 𝑖𝑐 + 𝑞0 𝑁𝑞 𝑖𝑞
2
Since ϕ=0, Nγ=0 , Nc=5.14 , Nq=1;
𝐹𝑎 −𝐹𝑝 2
𝑖𝑐 = 𝑖𝑞 = [1 − 𝑎𝑟𝑐 tan ( )] = 0.83
𝐹𝑉
𝑞0 = 𝛾𝑠𝑜𝑖𝑙 × ℎ′ = 19.5 × 1 = 19.5
We also have a cohesion c = 40 KPa
⟹ 𝑞𝑙 = 40 × 5.14 × 0.83 + 19.5 × 0.083 = 186.833
3𝑞𝑚𝑎𝑥 + 𝑞𝑚𝑖𝑛
𝑞𝑎 = = 321.13
4
Finally, use the following relation to find the factor of safety F:
𝑞𝑙 − 𝑞0 𝑞𝑙 − 𝑞0
𝑞𝑎 = + 𝑞0 ⟹ 𝐹= = 0.5 < 1.5
𝐹 𝑞𝑎 − 𝑞0
When the eccentricity of a retaining wall is high, we can reduce it by adding a pressure relief shelf. The
lateral earth pressure and shelf weight are consider for maintaining stability of the retaining wall.
Pressure relief shelf is provided on the backfill side of the retaining wall to decrease the overall lateral
earth pressure and increase the overall stability of the retaining wall. A pressure relief shelf is a
horizontal platform provided at the stem of a retaining wall which achieved economic design.
Figure 5- Cantilever retaining wall with shelf Figure 6- Reinforcing steel diagram in a cantilever retaining
wall
10
3.7. Steel reinforcement in the wall:
Steel reinforcement of a cantilever retaining wall is calculated over 3 parts, the stem, the heel and the toe. In
the stem, the main steel is placed to the heel side whereas temperature and shrinkage steel -which is designed
to resist shrinkage stresses- is placed to the toe side.
In the heel, the steel is placed on the upper side, and is continued with temperature steel in the toe side.
Whereas in the toe, main steel is placed on the lower part and continued with temperature steel.
The following values were taken as an approximate measure for steel bars used;
Number of
Number Volum
Length units in Spacing Diameter Area
unit of units in e
m cross m mm mm2
15m m3
section
3.9+0.15
= - 0.3 1/0.3=50 25 490.87 0.099
Main steel_left
4.05
5 - 0.3 50 18 254.87 0.064
Stem 1+0.1=1.
vertical - 0.3 50 14 153.4 0.0084
1
steel_right
5.4 - 0.3 50 14 153.4 0.041
Distribution
15 20 - - 18 254.47 0.076
steel
4-
Main steel 0.05x2= - 0.15 100 25 490.87 0.1914
Base 3.9
Distribution
15 16 - - 18 254.87 0.061
steel
Table 3- Table of approximate dimensions of steel bars used in 15 meters of retaining wall
Volume of
part Area m2 Length m Total Volume m3
concrete m3
Stem 5.5x0.3(1.5)=2.475
15 67.125 Vtotal-Vsteel=66.5842
base 4x0.5=2
Table 4- Table of approximate amount of concrete used
Knowing that the density of steel is 7850 KG/m3; amount of steel used in this project is:
11
The price of steel comes at 880$/tonne; which means that the price of steel for this projects is around
3735.85$ per 15 meters along the slope.
The price of concrete in retaining walls is given by table 5, using it we can find the total price of concrete:
12
Nature Force Arm Moment Sum
Horizontal forces
Earth pressure_1 9.75 5.5 -53.625
Earth pressure_2 97.5 2.5 -243.75
Earth pressure_3 118.75 1.67 -120.42
Push from water 125 1.67 -208.75
∑ 𝑀𝐻
Surcharge_triangle 20 4.67 -93.4
Surcharge_rectangle 80 2 -160 = 602.43
Cohesion_active -480 3 1440
Soil_passive -4.75 0.5 2.375
Cohesion_passive -80 0.5 40
Vertical forces
surcharge 8 3.8 30.4
Soil weight_backside 257.4 2.8 720.72
Soil weight_frontside 10.725 0.55 5.9
Web_rectangle 41.25 1.45 68.06
Web_triangle 20.625 1.2 19.66 ∑ 𝑀𝑉 =841.59
Footing 47.5 1.9 90.25
Water_rectangle -0.5x10x4=-20 2 -40
-0.5x1x10x4
Water_triangle 2.67 -53.4
=-20
Table 6- table of values of forces, perpendicular distances and moments in the case with water table
Raft or Mat foundations are used where other shallow or pile foundations are not suitable. It is also
recommended in situations where the bearing capacity of the soil is inadequate, the load of the structure is
to be distributed over a large area. A raft foundation consists of a reinforced concrete slab or T-beam slab
placed over the entire area of the structure. In this type, the whole basement floor slab acts as the foundation.
The total load of the structure is spread evenly over the entire area of the structure.
13
Soil Type Safe Bearing Capacity Value (kPa)
Soft clay < 75
Firm clay 75-100
Loose gravel < 200
Dense gravel 200-600
Table 7- Typical soil bearing capacity values
Clay is a very fine grained soil, and is very cohesive. Sand and gravel are course grained soils, having little
cohesiveness and often called granular.
Since the cohesiveness of the given soil is high (c=40KPa), then it is most likely closer to being clay than a coarse
soil like gravel. According to table 7, a safe bearing capacity for clays and loose gravel is less than 200, less than
the ultimate bearing capacity calculated.
14
4. References
Dr, O. A., n.d. Reinforced Concrete: Retaining walls, s.l.: s.n.
Huidrom, S. & Deb, R., 2022. Analysis and Design of Cantilever Retaining Wall with and without Pressure Relief
Shelf. s.l., s.n., p. 10.
Kumar, A., n.d. RCC Retaining wall quantity estimation 3 steps, s.l.: s.n.
15
5. Annex:
Chart 2
16