Unitary NNTDM
Unitary NNTDM
Unitary NNTDM
ISSN 1310–5132
Vol. XX, XXXX, No. X, XX–XX
1 Introduction
It is well known that the set Z+ of positive integers is a poset under the usual divisibility relation.
It is likewise well known that the gcd and the lcm operations serve as the meet and the join on
this poset. Thus Z+ is a lattice under the usual divisibility relation, known as the divisor lattice.
This lattice is distributive.
A divisor d ∈ Z+ of n ∈ Z+ is said to be a unitary divisor of n and is denoted by d∥n if
(d, n/d) = 1. For example, the unitary divisors of 200 (= 23 52 ) are 1, 8, 25, 200. The unitary
divisors of a prime power pa are 1 and pa . A general formula for the unitary divisors of n =
∏p∈P pvp (n) can be written as
∏ pup (n) ,
p∈P
where up (n) runs over the (one or two) values 0 and vp (n) for all primes p. The number of
the unitary divisors of n is 2ω(n) , where ω(n) is the number of distinct prime divisors of n with
ω(1) = 0.
1
The concept of a unitary divisor (or a “block factor”) originates from Vaidyanathaswamy [22]
and was further studied for example by Cohen [4] and Tóth [21]. General accounts can be found,
e.g., in [14, 18].
We denote the greatest common unitary divisor (gcud) of m and n as (m, n)⊕⊕ . The gcud of
m and n exists for all m, n ∈ Z+ and
where ρ(vp (m), vp (n)) = vp (m) if vp (m) = vp (n), and ρ(vp (m), vp (n)) = 0 if vp (m) ≠ vp (n).
We denote the least common unitary multiple (lcum) of m and n as [m, n]⊕⊕ . The lcum of m and
n exists if and only if vp (m) = vp (n), vp (n) = 0 or vp (m) = 0 for each prime p. For example,
the lcum of 2 and 4 does not exist and the lcum of 12 = 22 3 and 20 = 22 5 exists and is equal to
60 = 22 ⋅ 3 ⋅ 5. Hansen and Swanson [7] overcame the difficulty of the nonexistence of the lcum
by defining
mn
[m, n]∗ = .
(m, n)⊕⊕
It is easy to see that [m, n]∗ exists for all m, n ∈ Z+ and [m, n]∗ = [m, n]⊕⊕ when [m, n]⊕⊕
exists. Naturally, [m, n]∗ ≠ [m, n]⊕⊕ when [m, n]⊕⊕ does not exist. For example, [2, 4]∗ = 8 but
[2, 4]⊕⊕ does not exist. It is not reasonable to say that 8 is the lcum of 2 and 4, since 2, 4 ∦ 8.
It is easy to see that the unitary divisibility relation is a partial ordering on Z+ . The gcud
operation serves as the meet on this poset. Thus Z+ is a meet semilattice under the unitary
divisibility relation. Unfortunately, however, it is not a lattice, since the lcum does not always
exist. Korkee [12] embedded the unitary divisor meet semilattice (Z+ , ∥) in a lattice by adding an
element, denoted as ∞, so that each n ∈ Z+ is a unitary divisor of ∞. Then
Thus (Z+ ∪ {∞}, ∥) is a lattice. For example, the join of 2 and 3 is 6, and the join of 2 and 4 is
∞. This approach may be considered the one-point compactification of the discrete topological
space Z+ , [6].
The authors in [9] propose another way to embed the unitary divisor meet semilattice (Z+ , ∥)
in a lattice. They apply the one-point compactification with respect to each set of prime powers
{pa ∶ a = 0, 1, 2, . . .} and then apply the fundamental theorem of arithmetic. This lattice may be
considered a refinement of the lattice adopted by Korkee [12]. This extension goes as follows.
Let p be a prime and denote Up = {pa ∶ a = 0, 1, 2, . . .}. Let (Up , τ ) denote the corresponding
discrete topological space. Let (Up∗ , τ ∗ ) be the one-point compactification [6] of (Up , τ ). Denote
the inserted point (often called the point of infinity) by p∞ . Thus Up∗ = {pa ∶ a = 0, 1, 2, . . . or a =
∞} = {1, p, p2 , . . . , p∞ }, where 1∥pa ∥p∞ for all a = 0, 1, 2, . . . , ∞ and pa ∦ pb for all 0 < a, b < ∞
with a ≠ b. Then (Up∗ , ∥) is a lattice. In this lattice, for example, 1∨p = p, p∨p2 = p∞ , p2 ∨p2 = p2 ,
p2 ∨ p∞ = p∞ for all p ∈ P.
The lattice (Z∗+ , ∥) is the direct product
Z∗+ = ∏ Up∗
p∈P
of the lattices (Up∗ , ∥). In [9], Z∗+ is defined topologically; we do not present these details here.
As an illustration of the lattice (Up∗ , ∥) = ({1, p, p2 , . . . , p∞ }, ∥) its sublattice ({1, p, p2 , p3 , p∞ }, ∥)
is shown in Figure 1.
2
p∞
p p2 p3
It should be noted that neither of the above extensions (Z+ ∪ {∞}, ∥) and (Z∗+ , ∥) of (Z+ , ∥)
to a lattice is distributive nor locally finite. The main purpose of this paper is to emped (Z+ , ∥)
to a locally finite distributive lattice, see Section 2. As an application of distributivity, in Section
3 we consider semimultiplicative type functions, which we in turn utilize in meet and join type
matrices in Section 4. Locally finity is needed to consider the Möbius function of the lattice, see
Section 5.
Figure 2: ({1, p, p2 , p3 }, ∥)
p ∨ p2 ∨ p3
p ∨ p3
p ∨ p2 p2 ∨ p3
p p2 p3
3
Each element np ∈ {1, p, p2 , . . .}d (n ≠ 1) is of the form
where i1 , . . . , ik ∈ Z+ are distinct. In other words, for each element np ∈ {1, p, p2 , . . .}d (n ≠ 1)
there is a unique finite set Inp ⊆ Z+ such that
np = ⋁ pi . (3)
i∈Inp
mp ∧ np = ⋁ pi (5)
i∈Imp ∩Inp
np = pi 1 / ⋯ / pik = pi . (7)
i∈Inp
This means that np is the join of A = {pi1 , . . . , pik } and the set A is independent (that is, for each
pij ∈ A, pij ∧ ⋁(A ∖ {pij }) = 1 (the least element of the lattice). For direct join, see [5].
Finally, we define (Zd+ , ∥) as a “restricted” direct product (or a “discrete” direct product [20])
by
∗
(Zd+ , ∥) = ∏ ({1, p, p2 , . . .}d , ∥). (8)
p∈P
where np ∈ {1, p, p2 , . . .}d for all primes p ∈ P and np ≠ 1 for at most finitely many p ∈ P. The
word “restricted” stands for “np ≠ 1 for at most finitely many p ∈ P”. This is denoted in (8) by the
asterisk in ∏∗ .
In other words, we have
∗
(Zd+ , ∥) ≃ ⨉ (Ai , ⊆), (10)
i∈Z+
where Ai = P ′ (Z+ ) for all i ∈ Z+ . This is again a “restricted” direct product, denoted by ⨉∗ ,
which means that for each (A1 , A2 , . . .) in this restricted direct product, Ai ∈ Ai is nonempty for
at most finitely many i ∈ Z+ .
For m, n ∈ Zd+ we have
m∥n ⇐⇒ mp ∥np ∀p ∈ P. (11)
The meet and join of m, n ∈ Zd+ are given as
m ∧ n = (m2 ∧ n2 , m3 ∧ n3 , . . . , mp ∧ np , . . .) (12)
4
and
m ∨ n = (m2 ∨ n2 , m3 ∨ n3 , . . . , mp ∨ np , . . .) (13)
For n ∈ Zd+ let Pn denote the set of primes p for which np ≠ 1. It is easy to see that if m∥n,
then Pm ⊆ Pn , and if Pm ∩ Pn = ∅, then m ∧ n = 1. The converse results do not hold.
For m, n ∈ Z+ we have m ∧ n = (m, n)⊕⊕ , and for m, n ∈ Z+ possessing the lcum we have
m ∨ n = [m, n]⊕⊕ . We here mean that for n ∈ Z+ ,
n = ∏ pvp (n) = (2v2 (n) , 3v3 (n) , . . . , pvp (n) , . . .) = (pvp (n) ∶ p ∈ P). (14)
p∈P
Proof. It is easy to see that (P ′ (Z+ ), ⊆) is a distributive lattice; thus ({1, p, p2 , . . .}d , ∥) is a
distributive lattice. Then (Zd+ , ∥) is distributive lattice as a restricted direct product of distributive
lattices.
Since (P ′ (Z+ ), ⊆) concerns finite sets, it is locally finite. We show that (Zd+ , ∥) is locally
finite. Let m, n ∈ Zd+ with m∥n, and consider the interval [m, n] ⊆ Zd+ . Then
where mp ∥np for all primes p ∈ P and mp , np ≠ 1 for at most finitely many p ∈ P. Since
({1, p, p2 , . . .}d , ∥) is locally finite, the number of elements in each interval [mp , np ] is finite,
and since mp , np ≠ 1 for at most finitely many p ∈ P, the number of elements in [mp , np ] is greater
than 1 for at most finitely many p ∈ P. Thus the number of elements in the interval [m, n] ⊆ Zd+ is
finite. This completes the proof.
Recall that (Zd+ , ∥) is presented as the restricted direct product of the lattice of all finite subsets
of Z+ . We could also consider the unrestricted [3] (or complete [20]) direct product of the lattice
of all subsets of Z+ as a distributive extension of the meet semilattice (Z+ , ∥). This extension is
even a Boolean lattice but not locally finite.
It should be noted that the unitary divisibility in Zd+ is the divisibility relation with respect to
multiplication m⊙n in Zd+ defined by m⊙n = m∨n. Now, (Zd+ , ⊙) is a commutative semigroup of
idempotents with identity, and we have m∥n if and only if there exists k ∈ Zd+ such that n = m ⊙ k.
In particular, for m, n ∈ Z+ , we have m∥n if and only if there exists k ∈ Z+ such that n = m ⊙ k.
5
Theorem 3.1. Let f be a d-unitarily semimultiplicative function with f (1) ≠ 0. Then
for all m, n ∈ Zd+ with Pm ∩ Pn = ∅. (Thus f is completely determined by its values at prime
powers pa , where p ∈ P and a = 0, 1, 2, . . .)
Proof. We proceed by induction on k to prove (16). It is trivial for k = 1. Assume that (16)
holds for some k ≥ 1. We show that it holds for k + 1. Now,
By distributivity,
Thus
6
Let S = {d1 , d2 , . . . , dm } be the minimal gcud-closed set containing S. Define the n × m
matrix C = (cij ) by √
⎧
⎪
⎪
⎪ Bf∗ (dj )
⎪
⎪ if dj ∥ xi
cij = ⎨ f (xi )
⎪
⎪
⎪
⎩0 otherwise.
⎪
⎪
It is shown in [9] that
(S × )f = CC T . (19)
It is also shown in [9] that if S is gcud-closed, then
×
n Bf∗ (xk )
det(S )f = ∏ . (20)
k=1 f 2 (xk )
If f is a d-unitarily semimultiplicative function on Zd+ with f (n) ≠ 0 for all n ∈ Zd+ , then
f 2 ((xi , xj )⊕⊕ ) f ((xi , xj )d )
= , (21)
f (xi )f (xj ) f ([xi , xj ]d )
f ((xi ,xj )d )
that is, the ij element of (S × )f is equal to f ([xi ,xj ]d ) .
5 Möbius function
Let (P, ⪯) be a locally finite poset. The incidence algebra I(P, ⪯) of (P, ⪯) is the set of functions
f ∶ P × P → C, which satisfy f (x, y) = 0 unless x ⪯ y. Addition and scalar multiplication are
defined pointwise, and the multiplication or convolution is defined as
Material on incidence algebras and Möbius functions can be found in [1, 14, 16, 19].
Consider the lattices ({1, p, p2 , . . .}d , ∥) and (Zd+ , ∥). According to Theorem 2.1 they are lo-
cally finite, and since they are lattices, they are posets. Therefore we can consider their Möbius
functions for which we present expressions in the following theorem.
Theorem 5.1. The Möbius function of the lattice ({1, p, p2 , . . .}d , ∥) is given as
where Pk is the set of primes p for which kp ≠ 1 (as is given in Section 2).
7
Proof. We prove (22) by showing that the function µp (mp , np ) defined in (22) satisfies
∑ µp (dp , np ) = δ(mp , np ),
mp ∥dp ∥np
for mp , np ∈ {1, p, p2 , . . .}d , where δ(mp , np ) is the delta-function of ({1, p, p2 , . . .}d , ∥). In fact,
∑ µp (dp , np ) = ∑ µp (⋁ pi , ⋁ pi ) = ∑ (−1)∣Inp ∣−∣I∣ .
mp ∥dp ∥np Imp ⊆I⊆Inp i∈I i∈Inp Imp ⊆I⊆Inp
Let ∣Imp ∣ = r and ∣Inp ∣ = s. Since Imp ⊆ Inp , we have ∣Inp ∖ Imp ∣ = s − r. Thus we can write
s−r
s−r
∑ µp (dp , np ) = ∑ (−1)s−r−∣I∣ = ∑ ( )(−1)s−r−∣I∣ = (1 + (−1))s−r .
mp ∥dp ∥np I⊆(Inp ∖Imp ) k=0 k
This shows that the function µp defined in (22) is the Möbius function of ({1, p, p2 , . . .}d , ∥).
We next prove (23). Assume first that m ∦ n. Then
µZd+ (m, n) = 0.
On the other hand, mp0 ∦ np0 for some prime p0 . Then µp (mp0 , np0 ) = 0. Now, p0 ∈ Pm ∪ Pn
(since otherwise mp0 = np0 = 1 and µp (mp0 , np0 ) = 1), and therefore
∏ µp (mp , np ) = 0.
p∈Pm ∪Pn
We show that S(m, n) = δ(m, n). Now, in the above sum, Pm ⊆ Pd ⊆ Pn . Let Pn = {p1 , p2 , . . . , pu }.
Since µp (dp , np ) = 1 for p ∉ {p1 , p2 , . . . , pu }, we have
S(m, n) = ∑ ⋯ ∑ µp1 (dp1 , np1 )⋯µpu (dpu , npu ).
mp1 ∥dp1 ∥np1 mpu ∥dpu ∥npu
Thus
u u
S(m, n) = ∏ ∑ µpi (dpi , npi ) = ∏ δpi (mpi , npi ) = ∏ δp (mp , np ).
i=1 mpi ∥dpi ∥npi i=1 p∈Pd ∪Pn
By (9),
∏ δp (mp , np ) = δ(m, n).
p∈P
8
Remark 5.1. The unitary analog µ∗ of the number-theoretic Möbius function is given as
µ∗ (n) = (−1)ω(n) , n ∈ Z+ ,
where ω(n) is the number of distinct prime factors of n with ω(1) = 0, see [4]. It is easy to see
that µp (1, pi ) = −1 = µ∗ (pi ) for all prime powers pi , and further, µZd+ (1, n) = µ∗ (n) for all n ∈ Z+ .
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