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Keywords: acceptance and commitment therapy, caregivers, cognitive– behavioral therapy, dementia,
intervention
This article was published Online First June 15, 2015. also the following centers for collaborating with us in the project: Fun-
Andrés Losada, Psychology Department, Universidad Rey Juan Carlos; dación Cien, Fundación María Wolff, Centros de día Vitalia, Centro de
María Márquez-González, Department of Biological and Clinical Psychology, Salud General Ricardos, Centro de Salud García Noblejas, Centro de Salud
Universidad Autónoma de Madrid; Rosa Romero-Moreno, Psychology De- Benita de Ávila, Centro de Salud Vicente Muzas, Centro Reina Sofía de
partment, Universidad Rey Juan Carlos; Brent T. Mausbach, Department of Cruz Roja, Unidad de Memoria de Cantoblanco, Servicio de Neurología
Psychiatry, University of California, San Diego; Javier López, Department of del Hospital La Paz, Asociación de Familiares de Alzheimer de Alcorcón,
Psychology, Universidad CEU San Pablo; Virginia Fernández-Fernández and Instituto de Familia de la Universidad CEU San Pablo, Centro de Psi-
Celia Nogales-González, Psychology Department, Universidad Rey Juan Car- cología Aplicada de la Universidad Autónoma de Madrid, and Servicios
los. Sociales de Getafe.
The preparation of this article was supported in part by Grant PSI2009- Correspondence concerning this article should be addressed to Andrés
08132 from the Spanish Ministry of Science and Innovation and Grant Losada Baltar, Facultad de Ciencias de la Salud, Universidad Rey Juan
PSI2012-31293 from the Spanish Ministry of Economy and Competitive- Carlos, Departamental II. Avda. de Atenas s/n 28922, Alcorcón, Spain.
ness. We thank all the caregivers for their participation in the study and E-mail: [email protected]
760
CBT VS. ACT FOR CAREGIVERS 761
The analysis of the efficacy of psychological interventions with caregivers adapt to many adverse external and internal (e.g., neg-
dementia family caregivers presents a great interest considering ative emotions) experiences.
the chronic stressful nature of their situation. Caring for relatives Acceptance has been defined as the active tendency to remain in
with dementia is associated with significant negative mental and contact with private experiences (emotions, thoughts, memories, or
physical health consequences for caregivers (Pinquart & Sörensen, behavioral predispositions), without altering their form, frequency,
2003). For example, Cuijpers (2005) found, through a systematic or the contexts that cause them (Hayes et al., 2004). The opposite
review of the literature, a 22.3% prevalence of depressive disor- side of acceptance, experiential avoidance, is “implicated in a
ders in dementia family caregivers. The proportion of caregivers’ wide range of clinical problems and disorders” (Hayes et al., 2004,
identified as at risk for depression using the Center for Epidemi- p. 254). Acceptance and commitment therapy (ACT; Hayes, Stro-
ological Studies Depression scale (CES–D) ranges from 27.9% to sahl, & Wilson, 1999, 2011) has been developed as an intervention
55.0% (Schulz, O=Brien, Bookwala, & Fleissner, 1995). In this for addressing psychological problems in which experiential
line, Cooper, Balamurali, Selwood, and Livingston (2007) con- avoidance plays a central role. ACT appears to be particularly
ducted a systematic review of the prevalence of anxiety; they useful to situations that involve aspects that may be unchangeable,
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.
found that 25% of dementia caregivers experienced clinically including chronic stress situations such as chronic pain (Wetherell,
This document is copyrighted by the American Psychological Association or one of its allied publishers.
significant anxiety. These data are especially relevant considering Afari, et al., 2011), parenting of children with autism (Blackledge
the number of people who are taking care of a relative with & Hayes, 2006), or coping with life-threatening illness (Burke et
dementia (Alzheimer’s Association, 2013). Furthermore, it is an- al., 2014). Research also suggests that ACT is effective for reduc-
ticipated that there will be a dramatic increase in the number of ing depressive, anxious, and pain symptomatology in older adults
caregivers in the near future given the aging of the population and (Karlin et al., 2013; McCracken & Jones, 2012; Wetherell, Liu, et
the increase in life expectancy (Alzheimer’s Association, 2013; al., 2011).
Gallagher-Thompson et al., 2012). In the past decades, research in clinical psychology has shown
Various psychological therapies for caregivers are considered a great interest in the analysis of the differential efficacy of
empirically validated, and depression is the most common out- psychological therapies. In recent years, some studies have been
come variable of these interventions (Gallagher-Thompson & conducted to analyze the differential efficacy of CBT and ACT
Coon, 2007). Specifically, the effect of cognitive– behavioral ther- (Öst, 2008), finding empirical support for the efficacy of both
apies (CBTs) for depression seems to be stronger than other therapies. However, the number of studies comparing both thera-
interventions with this population (Pinquart & Sörensen, 2006), pies is still sparse, especially with regard to their differential
with individual intervention showing a stronger effect size com- long-term effects. Some studies have shown results that suggest a
pared with group-based interventions (Knight, Lutzky, & similar efficacy of both interventions in follow-up outcomes in
Macofsky-Urban, 1993), especially with caregivers with signifi- persons with mixed anxiety disorders (Arch et al., 2012) and
cant levels of depression (Gallagher-Thompson & Coon, 2007). tinnitus (Hesser et al., 2012). There are also studies supporting a
CBT interventions with caregivers are usually aimed at training better maintenance of treatment gains for CBT when applied to
caregivers in strategies for changing dysfunctional thoughts or depressed and anxious patients (Forman, Shaw, et al., 2012); still
behaviors associated with a maladaptive coping style, replacing others have found the opposite results, that is, better long-term
them with thoughts that promote pleasant activities, seeking help effects of ACT with patients with addictions (González-Menéndez,
from others, or modifying antecedents and consequences of be- Fernández, Rodríguez, & Villagrá, 2014), depression (Zettle &
havioral and psychological symptoms of dementia (Gallagher- Rains, 1989), or mood, anxiety, and interpersonal problems (Lap-
Thompson et al., 2003; Losada, Márquez-González, & Romero- palainen et al., 2007).
Moreno, 2011). Consistently, the main mechanisms of action of To our knowledge, no study has been done so far to test the
CBT for attenuating negative emotions associated with caregiving efficacy of ACT for distressed dementia caregivers, except for a
involve changing maladaptive cognitions and increasing pleasant pilot study done by our research team that used an ACT interven-
activities (Losada et al., 2011). tion in group format (Márquez-González, Romero-Moreno, &
Regarding anxiety, a recent review and meta-analysis of inter- Losada, 2010). The aim of the present study was to analyze,
ventions in dementia caregiving have highlighted the need for through a randomized controlled trial, the differential efficacy of
randomized controlled trial studies analyzing intervention effects two psychological therapies for reducing depression and anxiety
on anxiety as the dependent outcome for interventions with care- symptoms and for changing specific coping variables (frequency
givers (Li, Cooper, Austin, & Livingston, 2013). In recent years, of pleasant events, dysfunctional thoughts, and experiential avoid-
research has shown the relevance of accepting adverse internal ance) in dementia family caregivers. The first therapy, CBT, was
experiences (thoughts and emotions) in the process of adaptation designed to change maladaptive beliefs and increase pleasant ac-
to the caregiving role (Losada, Márquez-González, Romero- tivities, and was adapted from our previous work (Márquez-
Moreno, & López, 2014; Spira et al., 2007). Caring for a relative González, Losada, Izal, Pérez-Rojo, & Montorio, 2007) to be
with dementia is associated with negative emotions, difficulties, delivered in an individual (face-to-face) format. The second ther-
demands, and losses that are, to a large degree, unchangeable. apy, ACT, was aimed at promoting the acceptance of aversive
Taking care of a relative with dementia implies witnessing his or internal events related to caregiving and caregivers= commitment
her increasing limitations, as well as his or her intimate needs and and action toward their values. Our hypotheses were as follows:
weaknesses. In addition, providing care requires time and physical
and mental resources, usually to the detriment of time for oneself, Hypothesis 1: Both interventions will be superior to a minimal
for self-care, and for personal needs. In sum, these characteristics support control group in terms of reducing caregivers’ depres-
make the caregiving situation a vital context that demands that sive and anxious symptomatology.
762 LOSADA ET AL.
Hypothesis 2: Compared with participants randomized to the a CES–D score lower than 16), and an additional 42 chose not to
control condition, those in the CBT intervention will show a participate. The remaining 135 participants were randomized to
significant decrease in dysfunctional thoughts and significant CBT (n ⫽ 42), ACT (n ⫽ 45), or minimal support control group
increases in pleasant activities. (CG; n ⫽ 48) using computer-generated random numbers. All
interventions took place in the collaborative centers. Participants
Hypothesis 3: Compared with participants in the control con- were assessed at pretreatment, posttreatment, and 6 months after
dition, those in the ACT intervention will show significant posttreatment. All the assessments were done by psychologists
reduction in experiential avoidance. trained in the assessment protocol who were blind to treatment
conditions and to the main hypotheses of the study. Caregivers
Method gave their informed consent to participate in the study, which was
approved by the Spanish Ministry of Science and Innovation and
Participants the Ethics Committee at the Universidad Rey Juan Carlos (Ma-
drid). This study has followed Journal Article Reporting Standards
Participants were 135 dementia family caregivers recruited through
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Table 1
Sample Characteristics by Treatment Condition
Mean (SD) caregiver age (years) 62.28 (12.92) 61.69 (15.31) 61.48 (12.40) 0.04
Sex (female), n (%) 39 (81.02) 37 (82.2) 38 (90.5) 1.71
Mean (SD) time caring (years) 5.05 (3.56) 3.30 (2.02) 3.67 (2.58) 5.04ⴱ
Mean (SD) daily hours caring 15.57 (8.42) 16.24 (7.70) 13.07 (7.79) 1.89
Mean (SD) formal education (years) 15.98 (6.60) 16.36 (6.96) 17.67 (7.06) 0.73
Care recipient, n (%) 3.54
Spouse 20 (41.7) 22 (48.9) 13 (31.0)
Parent 25 (52.1) 19 (42.2) 24 (57.1)
Other relative 3 (6.2) 4 (8.9) 5 (11.9)
Care recipient dementia (Alzheimer’s), n (%) 35 (72.9) 34 (75.6) 33 (78.6) 0.39
Mean (SD) care recipient functional status 53.85 (28.36) 61.89 (21.51) 62.74 (26.37) 1.40
Mean (SD) care recipient cognitive status 5.04 (1.22) 4.95 (0.96) 4.83 (0.96) 0.43
Mean (SD) frequency of disruptive behaviors 15.27 (8.04) 17.27 (8.85) 14.86 (8.60) 1.02
Note. CG ⫽ minimal support control group; ACT ⫽ acceptance and commitment therapy; CBT ⫽ cognitive– behavioral therapy.
ⴱ
p ⬍ .01.
CBT VS. ACT FOR CAREGIVERS 763
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Figure 1. Flow of the study. CES–D ⫽ Center for Epidemiological Studies Depression scale; CBT ⫽
cognitive– behavioral therapy; ACT ⫽ acceptance and commitment therapy.
sive symptomatology in intervention studies with caregivers (Pin- has been computed following the McGlinchey, Atkins, and Jacob-
quart & Sörensen, 2006). The scale has 20 items assessing depres- son (2002) criteria and using POMS normative data provided by
sive symptoms that caregivers might have felt over the past week the Nyenhuis, Yamamoto, Luchetta, Terrien, and Parmentier
(e.g., “I felt sad”). Item responses range from 0 (rarely or none of (1999) study. Scores equal to or higher than 13 might identify
the time) to 3 (most or all of the time). Scores equal to or higher people with clinical anxiety. Cronbach’s alpha for the scale in this
than 16 might identify people with clinical depression (Kohout, study was .92.
Berkman, Evans, & Cornoni-Huntley, 1993). Internal consistency Secondary outcomes.
(Cronbach’s alpha) for this scale in the present study was .88. Leisure. Frequency of leisure activities was measured by an
Anxiety. The Tension-Anxiety subscale from the Profile of adaptation of the Leisure Time Satisfaction scale developed by
Mood States (POMS; McNair, Lorr, & Droppleman, 1971) was Stevens et al. (2004). The scale includes six items that measure the
used. Caregivers were asked to rate the degree to which each of the extent to which caregivers had participated in leisure activities
nine symptoms (e.g., “tense”) described them during the past (e.g., quiet time by yourself, taking part in hobbies, etc.). Re-
week. Responses were provided on a Likert-type scale ranging sponses are rated on a 5-point Likert-type scale (0 ⫽ not at all; 4 ⫽
from 0 (not at all) to 4 (extremely). The cutoff score for the POMS a lot). Cronbach’s alpha for this scale in this study was .64.
764 LOSADA ET AL.
Experiential avoidance. The Experiential Avoidance in Care- actions consistent with those values, and to analyze the barriers to
giving Questionnaire (Losada et al., 2014) was used. It is com- those actions and ways of overcoming them. A detailed description
posed of 15 items (e.g., “I have never felt bad in relation to caring of this intervention may be found in Márquez-González et al.
for my relative”) with a 5-point Likert-type scale ranging from 0 (2010).
(not at all) to 5 (a lot). Cronbach’s alpha for this scale in this study Minimal support control group (CG). Caregivers in the
was .71. minimal support CG participated in a 2-hr workshop during which
Dysfunctional thoughts about caregiving. The Dysfunctional they were provided a booklet and psychoeducation on dementia
Thoughts About Caregiving Questionnaire (Losada, Montorio, (e.g., definition of the dementia and its common symptoms, de-
Izal, & Márquez-González, 2006) was used. The questionnaire has scription of frequent behavioral and psychological symptoms of
16 items (e.g., “It is selfish for a caregiver to dedicate time to dementia). No specific therapeutic techniques were applied in this
himself/herself when a relative is frail/sick and needs care”) with group.
Likert-type answers ranging from 0 (totally disagree) to 4 (totally
agree). Cronbach’s alpha for this scale in this study was .89.
Treatment Implementation Measures
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(number needed to treat; NNT) with Newcombe–Wilson 95% was 107.97 ⫾ 22.39, and mean ⫾ SD at postintervention was ⫽
confidence intervals following Bender (2001) and Newcombe 124.70 ⫾ 10.20; t(30) ⫽ ⫺2.95, p ⬍ .01.
(1998) criteria. The third effect size was the reliable change index Treatment enactment. No significant differences between
(RCI), which has been calculated following Jacobson and Truax treatment conditions were found for quantity (mean ⫾ SD for
(1991). CBT ⫽ 2.29 ⫾ 1.34; mean ⫾ SD for ACT ⫽ 2.65 ⫾ 1.10), t(58) ⫽
1.00, and quality (mean ⫾ SD for CBT ⫽ 2.63 ⫾ 1.74; mean ⫾ SD
Results for ACT ⫽ 2.33 ⫾ 0.86), t(58) ⫽ ⫺0.71, of homework activities
done by participants.
Outliers and Normality
No univariate (z scores ⬎ 3.29, p ⬍ .001) or multivariate Changes in Primary Outcomes, CBT Versus CG
(Mahalanobis distance; p ⬍ .001) outliers were found. Skewness Table 2 and Figure 2 present the estimated means for treatment
and kurtosis data were within normal ranges. conditions across time for all outcomes. No significant differences
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Table 2
Estimated Means Across Time by Treatment Condition
Time
Baseline Posttreatment Follow-up
Measure Condition Mean (SE) Mean (SE) Mean (SE)
Primary outcomes
CES–D CG (n ⫽ 48) 28.10 (1.39) 25.23 (1.66) 25.27 (1.91)
CBT (n ⫽ 42) 27.88 (1.49) 16.30 (1.71) 18.39 (2.04)
ACT (n ⫽ 45) 28.18 (1.44) 14.83 (1.63) 21.87 (1.81)
Anxiety CG (n ⫽ 48) 20.65 (1.09) 18.36 (1.29) 17.39 (1.48)
CBT (n ⫽ 42) 19.38 (1.16) 14.99 (1.33) 13.49 (1.58)
ACT (n ⫽ 45) 21.20 (1.12) 13.08 (1.27) 14.27 (1.41)
Secondary outcomes
CG (n ⫽ 48)
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Changes in Primary Outcomes, CBT Versus ACT of 16 at baseline. Therefore, in addition to NNT using the
CES–D cutoff, we also evaluated clinically significant change
The CBT and ACT conditions differed significantly only on for our primary outcomes. Clinically significant change, as
anxiety outcome. Specifically, a significant difference favoring defined by Jacobson and Truax (1991), involves (a) moving
ACT was observed at posttreatment, time by treatment effect below a cutoff score in which individuals are said to be in the
estimate ⫽ ⫺3.73, t(173.86) ⫽ 2.01, p ⫽ .046, but not at follow-
range of normal functioning (i.e., CES–D ⬍16), and (b) dem-
up, time by treatment effect estimate ⫽ ⫺1.04, t(180.14) ⫽ 0.49,
onstrating clinically meaningful change as per the RCI. Indi-
p ⫽ .63. Cohen’s d for these estimates was 0.50 and 0.14, respec-
viduals who meet RCI criteria and who fall below the cutoff of
tively.
16 are classified as “recovered,” whereas those who meet RCI
criteria alone are classified as “improved.” Using CES–D nor-
Changes in Primary Outcomes, Clinical Effect Sizes mative data provided by Lewinsohn, Seeley, Roberts, and Allen
For depressive symptomatology, we computed NNT at post- (1997), we established RCI criteria as at least an 18-point
treatment and follow-up by defining treatment success as scor- reduction on the CES–D. At posttreatment, eight of 30 partic-
ing ⬍16 on the CES–D at the postintervention assessment time ipants (26.7%) in the CBT condition reached recovery, as did
points. Success rates at posttreatment were 10/31 (32.3%) partic- eight of 33 participants (24.2%) of participants in the ACT
ipants in the CG condition, 18/30 (60.0%) participants in the CBT condition. In contrast, none of the 31 participants (0.0%) in the
condition (NNT ⫽ 3.61), and 20/33 participants (60.6%) in the CG condition achieved recovery. An additional participant in
ACT condition (NNT ⫽ 3.53). Success rates at the follow-up were CBT (3.3%) and two participants in ACT (6.1%) were classified
7/22 participants (31.8%) in the CG condition, 8/19 participants as improved. The NNT for CBT was 3.33; for ACT, it was 3.30.
(42.1%) in the CBT condition (NNT ⫽ 9.71), and 9/25 participants At follow-up, two of 19 participants (10.53%) in the CBT
(36.0%) in the ACT condition (NNT ⫽ 23.81). For anxiety, we condition reached recovery, as did one of 25 participants (4.0%)
computed NNT at posttreatment and follow-up defining treatment in the ACT condition. One of 19 participants in CBT (5.26%)
success as scoring ⬍13 at the postintervention measurement time and two participants in ACT (8.0%) were classified as im-
points. Success rates at posttreatment were 7/31 (22.58%) in the proved. None of 22 participants (0.0%) in the CG condition
CG condition, 14/30 (46.67%) participants in the CBT condition achieved recovery or clinically improved. The NNT for CBT
(NNT ⫽ 4.15), and 16/33 (48.49%) in the ACT group (NNT ⫽ was 6.33; for ACT, it was 8.33.
3.86). Success rates at the follow-up were 8/22 participants Using POMS normative data provided by Nyenhuis et al.
(36.36%) in the CG condition, 7/19 participants (36.84%) in the (1999), we established RCI criteria as at least a 7-point reduc-
CBT condition (NNT ⫽ 20.83), and 9/25 participants (36%) in the tion on the POMS. At posttreatment, seven of 30 participants
ACT condition (NNT ⫽ 27.78). (23.33%) in the CBT condition reached recovery, as did 12 of
It is important to note that change from ⱖ16 to ⬍16 on the 33 participants (36.36%) of participants in the ACT condition.
CES–D may reflect chance change, as well as measurement In contrast, two of the 31 participants (6.45%) in the CG
error, particularly for those individuals already close to a score condition achieved recovery. An additional participant in CBT
CBT VS. ACT FOR CAREGIVERS 767
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Figure 2. Changes in primary and secondary outcomes. CBT ⫽ cognitive– behavioral therapy; ACT ⫽
acceptance and commitment therapy.
(3.23%), seven participants in ACT (21.21%), and six partici- classified as improved. The NNT for CBT was 10.45; for ACT,
pants in the CG condition (19.35%) were classified as im- it was 7.86.
proved. The NNT for CBT was 13.16; for ACT, it was 4.03. At In summary, the proportion of caregivers recovered in de-
follow-up, five of 19 participants (26.32%) in the CBT condi- pressive symptomatology was similar for CBT and ACT at
tion reached recovery, as did nine of 25 participants (36%) in posttreatment and follow-up, whereas no participants in the CG
the ACT condition. In contrast, three of the 22 participants condition was recovered. For anxiety, the proportions of par-
(13.64%) in the CG condition achieved recovery. Two addi- ticipants in the ACT and CBT conditions recovered at postin-
tional participants in CBT (10.53%), one participant in ACT tervention or follow-up were superior to those observed in the
(4%), and three participants in the CG condition (13.64%) were CG condition.
768 LOSADA ET AL.
Changes in Secondary Outcomes, CBT Versus CG Changes in Secondary Outcomes, CBT Versus ACT
Contrasts comparing change in engagement in pleasant events The ACT and CBT conditions were not significantly different in
from baseline to posttreatment indicated that CBT participants had change in any of the secondary outcomes from baseline to post-
significantly greater change from baseline to posttreatment, time treatment or from baseline to follow-up.
by treatment effect estimate ⫽ 1.14, t(183.91) ⫽ 2.21, p ⫽ .03.
Cohen’s d for this estimate was 0.53. However, when comparing Discussion
CBT with the CG condition on change from baseline to follow-up, The objective of this study was to analyze the differential
this effect was not significant, time by treatment effect estimate ⫽ efficacy of ACT and CBT for dementia family caregivers with
0.37, t(189.05) ⫽ 0.62, p ⫽ .54. Cohen’s d for this effect was 0.17. high depressive symptomatology. Both interventions were applied
Comparison of change in dysfunctional thoughts from baseline in an individual therapy format and compared with a minimal
to posttreatment indicated significantly greater reductions favoring support CG. The results of the study provide support for our
the CBT condition, time by treatment effect estimate ⫽ ⫺8.59, primary hypothesis: ACT and CBT interventions seem to be su-
t(169.59) ⫽ 3.47, p ⬍ .001. Cohen’s d for this comparison was
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.
require a significant degree of metacognitive abilities. Hence, it is and a decrease in experiential avoidance in ACT. Even when these
likely that ACT requires from patients more time and effort, as results suggest that these interventions may present different
well as more support from therapists, to understand its rationale, mechanisms of action, a closer look at the results reveals a more
learn its techniques, and generalize the ACT-trained abilities over complex picture. Specifically, although significant increases in
the long term. It could be possible that CBT would be a more behavioral activation and decreases in dysfunctional thoughts were
recommendable intervention for caregivers with high levels of found for both CBT and ACT, significant decreases in experiential
depressive symptomatology, but also for those with difficulties for avoidance were found only for ACT. Hence, these results are in
completing therapy. line with the conclusion by Forman, Chapman, et al. (2012) that
With respect to anxious symptomatology, participants from the ACT and CBT may have common mediator pathways but also
ACT intervention showed significantly lower scores in anxiety at different ones, or the Arch and Craske (2008) statement that ACT
postintervention than caregivers from the CBT and CG conditions. and CBT are “more similar than distinct” (p. 263). Focusing on the
However, when analyzing the number of participants who dem- common mediators of change, the results of this study may suggest
onstrated clinically significant improvement in anxiety, the per- that the effect of both CBT and ACT for caregivers’ depression
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.
centage of participants from the ACT and CBT conditions (48.49% may be due to changes in the frequency of pleasant events and
This document is copyrighted by the American Psychological Association or one of its allied publishers.
and 46.67%, respectively) was superior to that observed in the CG dysfunctional thoughts. It is plausible that CBT and ACT share
condition (22.6%). As observed for depressive symptomatology, these mechanisms of action, even though the therapeutic objectives
the NNT for the ACT and CBT conditions suggested that out of of each intervention are based on different (although compatible)
every four caregivers treated with these interventions, one would theoretical models, which is consistent with previous research
show a clinically significant reduction in anxiety symptoms as (Forman, Chapman, et al., 2012). On the one hand, in CBT and
compared with caregivers in the CG condition. Again, the results ACT individuals increase their levels of engagement in pleasurable
were diluted at follow-up, although a clinically meaningful reduc- activities by using different psychological techniques: behavioral
tion was found for 36% of the participants in the ACT intervention, activation in CBT and committed actions related to values in ACT.
26.32% in the CBT intervention, and 13.64% in the CG condition. On the other hand, it is also likely that changing one’s relationship
The findings provide preliminary support for the efficacy of ACT with one’s negative thoughts using cognitive defusion and mind-
for reducing anxious symptomatology in dementia caregivers and fulness techniques in ACT produces a reduction in the frequency
contribute to the sparse number of caregiving intervention studies of dysfunctional thoughts. In this sense, a study with clinical
that measure anxious symptomatology (Cooper et al., 2007; Li et students using session-by-session measurement showed that de-
al., 2013). creases in self-reported dysfunctional thinking and willingness to
Previous studies comparing ACT’s and CBT’s efficacy for engage in behavioral activity despite unpleasant thoughts or emo-
reducing anxiety suggest that ACT may produce stronger effects tions were equivalent mediators across CBT and ACT (Forman,
than CBT on this outcome variable (Brown et al., 2011), and CBT Chapman, et al., 2012).
interventions for caregivers have been primarily developed to In the current study, however, experiential avoidance changed
target depression but not anxiety (Cooper et al., 2007). The par- significantly only in the ACT intervention. Similarly, Forman,
ticular efficacy of ACT to reduce anxiety symptoms from baseline Chapman, et al. (2012) found that increased use of psychological
to posttreatment may be related to the fact that this therapy places acceptance strategies relative to cognitive or affective change
a strong emphasis on validating and accepting negative emotions strategies mediated the outcome for ACT, whereas for CBT, the
in general, which may help caregivers to normalize their distress, mediation was in the opposite direction. It is important to note,
decrease their apprehension and worry regarding their aversive however, that the nature of this study does not allow us to make
emotions and, hence, eventually reduce their general activation or inferences about the mechanism of actions of the interventions,
anxiety. It is plausible that the ACT treatment was also useful in and future studies using mediational analyses are needed to ana-
reducing caregivers’ anxiety symptoms through training them in lyze the mediators of change in these interventions.
cognitive defusion skills for reducing experiential avoidance, Even when this study found important effect sizes of both CBT
which are taught via acceptance and mindfulness exercises. Com- and ACT at posttreatment in caregiver depression, the effects of
pared with the components of the CBT intervention, these types of these interventions were diluted at follow-up (6 months after
exercises may facilitate a more direct exposure to uncomfortable postassessment). Although CBT effects seemed to be maintained
internal sensations, feelings, and avoided thoughts, which eluci- for depression at follow-up, the effect size varied from large at
date habituation and extinction of anxious responses (Arch & posttreatment to medium at follow-up. Adding booster sessions
Craske, 2008). In fact, a decrease in caregivers’ levels of experi- has been suggested as a strategy to consolidate the outcomes of the
ential avoidance has been found only after the ACT treatment. It is interventions, by allowing the therapists to supervise the caregiv-
plausible that to reduce caregivers’ anxiety symptoms, training ers’ use of the trained skills (e.g., Moore et al., 2013). In addition,
caregivers in acceptance coping strategies (mostly used in ACT) the analysis of the treatment implementation and, specifically,
was more useful than control/change coping strategies (mostly treatment enactment suggests that additional efforts aimed at
used in CBT), which is consistent with previous research showing increasing the quantity and quality of homework assignments
that one of the most significant predictors of caregivers’ anxiety is by participants may contribute to increase the effects of the
the frequency with which they use escape-avoidance coping strat- interventions.
egies (Cooper et al., 2007). This study presents several limitations. Participants were care-
Regarding the analysis of the short-term treatment effects on givers who volunteered to participate and may not be representa-
coping variables, the results of the study provide support for our tive of the overall caregiver population. Furthermore, although the
hypothesis regarding a decrease in dysfunctional thoughts in CBT results of this study may generalize to caregivers with high levels
770 LOSADA ET AL.
of depressive symptomatology, they may not generalize to the specific mediators of change that explain the effects of each
subset of caregivers who suffer from high levels of burden or intervention.
anxiety but with low levels of depression. Future studies should In conclusion, the results of this study confirm that psycholog-
also consider including participants with high levels in other ical interventions are well received by dementia family caregivers
outcome variables such as burden or anxiety. As is usual in and provide them with skills to cope with the demanding and
randomized clinical trials, the fact that interventions were stan- exhausting task of caring for a relative diagnosed with dementia. A
dardized and manualized clearly limits the individualization of remarkable percentage of participants in both interventions re-
each intervention to the specific needs of each caregiver. Future ported changes in symptomatology considered clinically signifi-
studies should include indicators of treatment delivery (e.g., ad- cant. Given the promising results for the treatment of anxiety and
herence to the manual) for increasing the internal validity of the depression using ACT with caregivers, the findings of this study
study. Even though the flow of participants through the study (see support this intervention as a viable and effective treatment for a
Figure 1) was similar to those reported in other studies with population for whom previous treatment has had limited success.
caregivers (e.g., Moore et al., 2013) or other populations (e.g., Hence, findings suggest that ACT may be an appropriate alterna-
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.
anxiety disorders; Arch et al., 2012), completers showed lower tive to CBT for helping depressed dementia caregivers.
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