Ebook Cornea Fundamentals Diagnosis and Management PDF Full Chapter PDF
Ebook Cornea Fundamentals Diagnosis and Management PDF Full Chapter PDF
Ebook Cornea Fundamentals Diagnosis and Management PDF Full Chapter PDF
FIFTH EDITION
CORNEA
Mark J. Mannis, MD, FACS
Natalie Fosse Endowed Chair in
Vision Science Research
Professor and Chair
Department of Ophthalmology & Vision Science
University of California Davis Eye Center
Sacramento, CA, United States
Edward J. Holland, MD
Director of Cornea
Cincinnati Eye Institute
Professor of Ophthalmology
University of Cincinnati
Cincinnati, OH, United States
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Notices
Practitioners and researchers must always rely on their own experience and knowledge in evaluating and
using any information, methods, compounds or experiments described herein. Because of rapid advances in
the medical sciences, in particular, independent verification of diagnoses and drug dosages should be made.
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ISBN:
Print: 978-0-323-67240-5
E-book: 978-0-323-67472-0
Printed in Canada
The contemporary specialist in cornea and external disease has at their dis-
posal a broad range of medical and surgical treatments for the management
of diseases of the cornea and external eye. This burgeoning repertoire of
therapeutic options is clearly based on our enhanced understanding of the
biology and physiology of the cornea and the ocular surface. As a result,
we are blessed with many new therapeutic options but, at the same time,
are also challenged with a flood of new medical and technical knowledge
to master.
In this volume, we have provided a comprehensive and updated com-
pilation of the most current knowledge in our subspecialty. Despite the
easy availability of information on the internet, a single source of the most
current knowledge in the field is an invaluable tool for general ophthalmol-
ogists and corneal specialists at all levels.
We sincerely hope that this edition will serve as a comprehensive resource
that blends the newest science with the best clinical practice.
Mark J. Mannis
Edward J. Holland
xiii
ACKNOWLED GMENTS
First and foremost, we wish to thank the many contributors to this book.
This edition is a compilation of the collective knowledge of the finest minds
in our specialty. Producing a book chapter is a laborious task, requiring
rigorous attention to detail, the ensuring of accuracy and authenticity,
and painstaking documentation of source materials. Without the hard
work of the contributors, there would be no book. They have our lasting
appreciation.
The process of producing a book of this scope is complicated. We thank
the fine editorial staff at Elsevier—Sharon Nash, Kayla Wolfe, and Joanna
Souch, who painstakingly shepherded the Fifth Edition from its concep-
tion to publication.
Of course, we thank our families who accompanied us through this
task with unfailing support and grace.
And finally, we want to thank you, our reader, for acquiring what we hope
will be a useful tool in your continuing education and in your practice.
Mark J. Mannis
Edward J. Holland
xiv
To Christopher J. Murphy, DVM, PhD and Karla Zadnik OD, PhD, who have
exceeded their mentors and have brought excellence to vision science.
Mark J. Mannis, MD, FACS
Jay H. Krachmer, MD
Mark J. Mannis, MD, FACS
Edward J. Holland, MD
Elsevier
xvi
LIST OF CONTRIBUTORS
The editor(s) would like to acknowledge and offer grateful thanks for the input of all previous editions’ contributors, without whom this new
edition would not have been possible.
Richard L. Abbott, MD Lênio Souza Alvarenga, MD, Mohammad Anwar, FRCS, FRCOphth
Thomas W. Boyden and Kathleen Rydar MSc, PhD Former Chief of Cornea Unit
Professor Emeritus Country Medical Director-Brazil Eye Department
UCSF Department of Ophthalmology Roche Pharmaceuticals Magrabi Eye Center
Research Associate São Paulo, Brazil Dubai, United Arab Emirates
Francis I. Proctor Foundation
San Francisco, CA, United States Wallace L.M. Alward, MD Sruthi Arepalli, MD
Professor Fellow
Nisha R. Acharya, MD, MS Department of Ophthalmology & Visual Uveitis
Professor Sciences Casey Eye Institute
Department of Ophthalmology and University of Iowa Portland, OR, United States
Department of Epidemiology Iowa City, IA, United States
University of California, San Francisco Penny A. Asbell, MD, FACS, MBA,
San Francisco, CA, United States Renato Ambrósio Jr., MD, PhD FARVO
Director, Uveitis Service Adjunct Professor Barrett G. Haik Endowed Chair
F.I. Proctor Foundation Ophthalmology Department of Ophthalmology
University of California, San Francisco Federal University of the State of Rio de Director, Hamilton Eye Institute
San Francisco, CA, United States Janeiro, Professor of Ophthalmology
Rio de Janeiro, Brazil University of Tennessee Health Science
Shruti Aggarwal, MD Affiliated Professor Center
Department of Ophthalmology Ophthalmology Memphis, TN, United States
University of Miami Miller School of Medicine Federal University of São Paulo,
Miami, FL, United States São Paulo, Brazil Irit Bahar, MD, MHA
Katzen Eye Institute Founder and Research Director Professor
Baltimore, MD, United States Rio de Janeiro Corneal Tomography and Ophthalmology
Biomechanics Study Group Rabin Medical Center
Anthony J. Aldave, MD Rio de Janeiro, Brazil Petach Tiqva, Israel
Professor of Ophthalmology Clinical Director
The Stein Eye Institute Cornea and Refractive Surgery Annie K. Baik, MD
University of California, Los Angeles Instituto de Olhos Renato Ambrosio Associate Clinical Professor
Los Angeles, CA, United States Rio de Janeiro, Brazil Ophthalmology and Vision Science
University of California, Davis
Eduardo C. Alfonso, MD Sacramento, CA, United States
Chairman Andrea Y. Ang, MBBS, MPH, FRANZCO
Department of Ophthalmology Consultant Shaunak K. Bakshi, BS
University of Miami Miller School of Ophthalmology Medical Student, Research Fellow
Medicine Lions Eye Institute Ophthalmology
Miami, FL, United States Perth, WA, Australia Harvard Medical School, Massachusetts
Director Consultant Eye and Ear
Bascom Palmer Eye Institute Ophthalmology Boston, MA, United States
University of Miami Royal Perth Hospital
Miami, FL, United States Perth, WA, Australia Michael W. Belin, MD
Kathleen and Stanley Glaser Distinguished Professor of Ophthalmology & Vision
Chair in Ophthalmology Marcus Ang, MBBS, MCI, MMED, Science
University of Miami FAMS, FRCSEd, PhD Ophthalmology
Miami, FL, United States Consultant University of Arizona
Cornea and External Eye Diseases Tucson, AZ, United States
Zaina Al-Mohtaseb, MD Singapore National Eye Centre
Assistant Professor and Associate Residency Singapore
Program Director Associate Professor
Ophthalmology Ophthalmology
Baylor College of Medicine DUKE-NUS
Houston, TX, United States Singapore
xvii
xviii LIST OF CONTRIBUTORS
Beth A. Benetz, MA Cat N. Burkat, MD, FACS Clara C. Chan, MD, FRCSC, FACS
Professor Professor Assistant Professor
Ophthalmology and Visual Sciences Oculoplastics, Orbital, & Cosmetic Facial Ophthalmology and Vision Sciences
Case Western Reserve University Surgery University of Toronto
Cleveland, OH, United States Department of Ophthalmology and Visual Toronto, ON, Canada
Scientific Director Sciences
Cornea Image Analysis Reading Center University of Wisconsin-Madison Bernard H. Chang, MD
CWRU Department of Ophthalmology and Madison, WI, United States Partner Physician
Visual Sciences Ophthalmology
University Hospitals Eye Institute Massimo Busin, MD Cornea and Cataract Consultants of
Cleveland, OH, United States Department of Morphology, Surgery and Nashville
Experimental Medicine Nashville, TN, United States
Joseph M. Biber, MD University of Ferrara
Cornea, Cataract, and Refractive Specialist Ferrara, Italy Jenny Chen, MD
Partner Ospedali Privati Forlì Assistant Clinical Professor
Horizon Eye Care Department of Ophthalmology Ophthalmology & Vision Sciences
Charlotte, NC, United States Forlì, Italy University of California, Davis
Sacramento, CA, United States
J. Douglas Cameron, MD, MBA
Erin A. Boese, MD
Department of Ophthalmology and Visual
Clinical Assistant Professor Michael C. Chen, MD
Neurosciences,
Department of Ophthalmology & Visual Assistant Professor of Ophthalmology
University of Minnesota
Sciences Penn State Eye Center
Minneapolis, MN, United States
University of Iowa Penn State Milton S. Hershey Medical
Iowa City, IA, United States Mauro Campos, MD, PhD Center
Professor of Ophthalmology Hershey, PA, United States
Kelley J. Bohm, MD Ophthalmology
Ophthalmology Resident Federal University of São Paulo Kenneth C. Chern, MD, MBA
Ophthalmology and Visual Sciences São Paulo, Brazil Assistant Clinical Professor
University of Illinois at Chicago Clinical Director Ophthalmology
Chicago, IL, United States Hospital de Olhos Paulista University of California, San Francisco
São Paulo, Brazil San Francisco, CA, United States
Clemence Bonnet, MD, FEBO Clinical Instructor
Cornea Fellow Danmin Cao, MD Francis I. Proctor Foundation
The Stein Eye Institute Department of Ophthalmology San Francisco, CA, United States
University of California, Los Angeles Baylor College of Medicine
Los Angeles, CA, United States Houston, Texas TX, United States Albert Y. Cheung, MD
Aier Eye Hospital of Wuhan University Assistant Professor
Charles S. Bouchard, MD, MA Wuhan, China Department of Ophthalmology
Professor and Chairman Eastern Virginia Medical School
Ophthalmology Emmett F. Carpel, MD Norfolk, VA, United States
Loyola University Medical Center Adjunct Professor Cornea/External Disease
Maywood, IL, United States Ophthalmology Virginia Eye Consultants
University of Minnesota Norfolk, VA, United States
James D. Brandt, MD Minneapolis, MN, United States
Professor & Director, Glaucoma Service Chief James Chodosh, MD, MPH
Department of Ophthalmology & Vision Division of Ophthalmology Edith Ives Professor of Ophthalmology
Science Minneapolis VA Health Care System Massachusetts Eye and Ear—Harvard
University of California, Davis Minneapolis, MN, United States Medical School
Sacramento, CA, United States Boston, MA, United States
H. Dwight Cavanagh, MD, PhD
Ashley R. Brissette, MD, MSc Clinical Professor and Vice Chair Emeritus Michael B. Choi, MD
Assistant Professor of Ophthalmology Ophthalmology Fellow
Weill Cornell Medicine and New York UT Southwestern Medical Center Ophthalmology
Presbyterian Hospital Dallas, TX, United States Ophthalmic Consultants of Long Island
New York, NY, United States Rockville, NY, United States
Jean S.M. Chai, MBBS, MMed (Ophth),
Cassandra C. Brooks, MD Mazen Y. Choulakian, MD, FRCSC
FAMS, FRCSEd
Resident Physician Assistant Professor of Ophthalmology
Senior Consultant
Ophthalmology University of Sherbrooke Faculty of
Corneal and External Eye Disease
Duke University Eye Center Medicine
Singapore National Eye Centre
Durham, NC, United States Sherbrooke, QC, Canada
Singapore
Adjunct Assistant Professor
Duke-NUS Medical School
Singapore
LIST OF CONTRIBUTORS xix
PART I Basic Science: Cornea, Sclera, Ocular Adnexa Anatomy,
Physiology, and Pathophysiologic Responses
1
Cornea and Sclera: Anatomy and Physiology
Teruo Nishida, Shizuya Saika, Naoyuki Morishige
KEY CONCEPTS
• Th
e principal physiologic role of the cornea is to allow external Collagen fibrils are homogeneous in diameter and are aligned
light to enter the eye and to contribute to its focusing on the at a constant distance from each other to maintain tissue
retina. Thus transparency and refractive power are essential for transparency. Keratocytes are the resident cells of the stroma,
this function. and although relatively few in number, they play important roles
• The cornea consists of the epithelium, Bowman layer, stroma, in the maintenance of stromal structure through synthesis and
Descemet membrane, and endothelium. secretion, as well as degradation, of collagen and proteoglycans.
• The functions of the corneal epithelium are regulated by various • The cornea is one of the most sensitive tissues in the body as
biologically active agents such as growth factors, cytokines, and a result of its abundant sensory nerve endings. Thus neural
chemokines in tear fluid, whereas those of the endothelium are regulation is another important factor in the maintenance of
regulated by factors in aqueous humor. corneal structure and function.
• Dynamic homeostasis of the corneal epithelium is maintained • Morphogenesis of the eye is achieved by cell lineages of various
by the generation of new epithelial cells from limbal stem cells, origins, including the surface and neural ectoderm during
centripetal cell movement, differentiation of basal cells into wing embryonic development. Characterization of the development
cells and then superficial cells, and cell desquamation via apoptosis. of ocular tissues during embryogenesis is important for
• The corneal stroma is composed primarily of extracellular understanding the pathogenesis of congenital anomalies of the
matrix, predominantly type I collagen and proteoglycans. cornea and anterior eye segment.
(1)
(2)
(3)
(4)
A B
(5)
Fig. 1.1 Anatomy of the human cornea. (A) Slit lamp microscopic view of the cornea. (B) Histology of the cor-
nea showing the epithelium (1), Bowman layer (2), stroma (3), Descemet membrane (4), and endothelium (5).
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* + ,
Fig. 1.3 Confocal biomicroscopy of the human cornea. (A–C) Superficial, wing, and basal cell layers of the cor-
neal epithelium, respectively. (D) Subepithelial nerve plexus. (E) Shallow layer of the stroma, containing a high
density of polygonal keratocytes. (F) Midlayer of the stroma, containing thick, nonbranching nerve fibers. (G)
Deep layer of the stroma, containing a lower density of keratocytes. (H) Amorphous appearance of Descemet
membrane. (I) Endothelium, comprising hexagonal endothelial cells of uniform size.
and it is essential for the normal architecture of corneal epithelial cells. by dynamic equilibrium (Fig. 1.6). Only the basal cells of the corneal
Deletion of the keratin 12 gene results in fragility of the corneal epithe- epithelium proliferate, with the daughter cells instead differentiating
lium in mice.22 In humans, genetic mutation of the keratin 12 gene is into wing cells and subsequently into superficial cells and gradually
responsible for Meesmann dystrophy of the corneal epithelium.23 emerging at the corneal surface.28 The differentiation process requires
Replacement of most organs or tissues by transplantation from approximately 7 to 14 days, after which the superficial cells undergo
a genetically nonidentical individual is associated with an immune desquamation into the tear film.29 Mechanical friction associated with
response that may lead to rejection. In contrast, the cornea is “immune blinking, ultraviolet radiation, and hypoxia induces apoptosis (pro-
privileged,” a characteristic that is critical for the success of corneal grammed cell death) and desquamation of corneal epithelial cells.30–32
transplantation. Dendritic Langerhans cells, specialized macrophages Thoft and Friend proposed that an equilibrium, represented by the
derived from the bone marrow that are implicated in antigen process- equation X + Y = Z, exists between the proliferation of basal epithelial
ing, are abundant at the periphery of the corneal epithelium but are cells and their differentiation into superficial cells (X), the centripe-
not present in the central region of the normal cornea.24,25 These cells tal movement of peripheral epithelial cells (Y), and epithelial cell loss
express human leukocyte antigen (HLA) class II molecules and are from the corneal surface (Z).33 This X, Y, Z hypothesis explains well the
thought to function in the afferent arm of the ocular immune response dynamic equilibrium of epithelial cells in the cornea. Given the con-
by presenting antigens to T lymphocytes.26,27 Injury to the central cor- tinuous desquamation of surface epithelial cells, it is essential that new
nea results in the rapid migration of peripheral Langerhans cells to the epithelial cells be supplied not only by mitosis of basal cells but also by
damaged area. the emergence of epithelial cells from the periphery.
The function of stem cells is to replenish cells lost in normal or
Limbal Stem Cells and Lineage of Corneal Epithelial Cells damaged tissue. The asymmetric division of each stem cell generates
Corneal epithelial cells are renewed continuously to maintain the a new stem cell and a transit amplifying cell that initially proliferates
normal layered structure of the epithelium in a process characterized and then gives rise to terminally differentiated cells. As in other tissues,
CHAPTER 1 Cornea and Sclera: Anatomy and Physiology 5
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$ & (
Fig. 1.4 Transmission electron microscopy of the human corneal epithelium. (A) The epithelium comprises
five or six layers of epithelial cells. The electron-dense cell is about to undergo desquamation. (B) Basal
cells. Note the numerous junctional complexes. (C) Basement membrane and anterior portion of Bowman
layer. Note hemidesmosomes at the basal surface of the epithelial cells. (D) Interdigitation and junctional
complexes at the lateral surface of basal epithelial cells. (E) Gap junction at the lateral surface of basal cells.
the existence of stem cells to maintain homeostasis of the corneal epi- central cornea in vitro.41 Centripetal movement of corneal epithelial
thelium has been postulated.34–39 Although keratin 3/12 (64-kDa ker- cells has also been well documented.42–45 These observations suggested
atin) is expressed in all layers of corneal epithelial cells, it is present that stem cells for corneal epithelial cells reside at the limbus, the tran-
only in the suprabasal epithelial cells at the limbus.22 The presence of sitional zone between the cornea and conjunctiva.35,46,47
slowly cycling cells in the basal cell layer at the limbus was demon- The palisades of Vogt, richly vascularized papillae at the transition
strated by cell labeling with [3H]thymidine,40 and basal cells at the lim- zone between the cornea and conjunctiva, have been identified as the
bus were found to have a higher mitotic potential than those of the likely location of limbal stem cells for corneal epithelial cells.48,49 These
6 PART I Basic Science
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( ) * + , -
AF AF AF AF
AF AF
c-AMP KF KF
Ca2+ AF
P120
AF
zo-2 DP I/II
Cx Cx PG E-cad
Ca2+ Cx Cx
7H6
PG β-ctn a-ctn
zo-1
Cx Cx Ca2+ zo-1 PG α-ctn β-ctn
7H6 PG E-cad
zo-2 DP I/II
c-AMP Ca2+ AF KF
AF KF P120 AF
Oc/Cld Dsg/Dsc Dsg/Dsc
. / AF AF 0 AF 1
AF AF
Fig. 1.5 Intercellular junctions in the corneal epithelium. (A–D) Transmission electron micrographs of the
human corneal epithelium. Scale bars: 50 nm. (E–J) Immunofluorescence micrographs of the rat corneal epi-
thelium stained with antibodies to the indicated proteins. Scale bars: 20 μm. (K–N) Schematic representation
of intercellular junctions in the corneal epithelium. 7H6, 7H6 antigen; AF, actin filament; AJ, adherens junc-
tion; α- and β-ctn, α- and β-catenin; c-AMP, cyclic adenosine monophosphate; Cld, claudin; Cx43, connexin
43; DP I/II, desmoplakin I or II; DS, desmosome; Dsc, desmocollin; Dsg 1+2, desmogleins 1 and 2; E-cad,
E-cadherin; GJ, Gap junction; KF, keratin filament; Oc, occludin; P120, P120 catenin; PG, plakoglobin; TJ, tight
junction; zo-1 and -2, zonula occludens-1 and -2. (Modified from Suzuki K, Saito J, Yanai R, et al. Cell–matrix
and cell–cell interactions during corneal epithelial wound healing. Prog Retin Eye Res 2003;22:113–33. Copy-
right Elsevier.)
structures are able to provide a protective environment for stem cells, as direct evidence for the existence of limbal stem cells has been obtained
well as to supply them with growth factors, extracellular matrix (ECM), to date, ABCG2 appears to be the most promising surface marker for
and neural signals to maintain their nature as stem cells. Limbal epi- the identification of such cells.
thelial crypts, anatomic structures that extend from the palisades of Limbal stem cell deficiency has been recognized as a complex
Vogt, have been proposed to be the actual site of the stem cell niche.34 corneal disorder resulting from functional or structural loss of
The putative stem cells in the basal layer of the limbus have unique the limbus. Deficiency of limbal stem cells has been suggested to
characteristics in that they cycle slowly and therefore retain DNA labels lead to impairment of corneal epithelial homeostasis in individuals
such as [3H]thymidine, they are poorly differentiated with primitive with aniridia, inflammatory disorders of the ocular surface such as
cytoplasm, they have a high proliferative potential without undergo- Stevens-Johnson syndrome, or severe alkali burn of the ocular sur-
ing maturation, they are small with a high nucleus-to-cytoplasm ratio, face.55 No medical treatment for limbal stem cell deficiency is cur-
they are capable of generating a large number of differentiated progeny, rently available. Transplantation of stem cells is a potential approach
and they reside in close contact with a subset of mesenchymal niche to the treatment of limbal stem cell deficiency. However, such an
cells.50,51 approach requires sorting of limbal stem cells from explants of lim-
Although many markers for limbal stem cells have been pro- bus tissue, given that the stem cells are thought to constitute less
posed,49,52 there is no single positive marker that distinguishes these than 1% of cells in the basal layer of the limbus. The lack of a defin-
cells. The expression of p63 (a marker of cell proliferative ability), itive stem cell marker has thus impeded the sorting process. Sorting
α-enolase, keratin 19, and the hepatocyte growth factor (HGF) recep- based on the presence of stem cell–associated markers (ABCG2,
tor has been shown to be higher in the limbal epithelium than in the vimentin, keratin 19) and the absence of differentiation markers
corneal epithelium.49 The transporter protein ABCG2 is also expressed (keratin 3/12, connexin 43, involucrin) might be the best current
specifically in the basal layer of the limbal epithelium.53,54 Although no approach.49
CHAPTER 1 Cornea and Sclera: Anatomy and Physiology 7
Palisades of Vogt
Limbus
ZXY
X: Proliferation of Y: Centripetal movement of cells Z: Cell loss from the surface
basal cells (supply from limbal stem cells) (desquamation via apoptosis)
Fig. 1.6 Lineage of corneal epithelial cells. Stem cells thought to reside in the basal cell layer at the limbus
proliferate asymmetrically to yield a daughter stem cell and a transit amplifying cell, the progeny of which
move centripetally toward the center of the cornea to become basal corneal epithelial cells. These newly gen-
erated basal cells proliferate symmetrically and then differentiate consecutively into wing cells and superficial
cells, the latter of which undergo apoptosis and consequent desquamation.
Layered Structure of the Corneal Epithelium composed of keratin (see Table 1.1). The cell membranes of adjacent
Superficial cells. The surface of the corneal epithelium contains two wing cells are interdigitated (see Fig. 1.5).
to four layers of terminally differentiated superficial cells. In contrast Basal cells. The single layer of columnar basal cells of the
to the epidermis of the skin, the corneal epithelium is not normally corneal epithelium rests on the basement membrane. Basal cells,
keratinized, although it may become so under pathologic conditions unlike superficial and wing cells, possess mitotic activity, and they
such as vitamin A deficiency. These cells are flat and polygonal with a differentiate consecutively into wing and superficial cells (see Table
diameter of 40–60 μm and a thickness of 2–6 μm (see Table 1.1). Their 1.1). Neighboring basal cells interdigitate laterally and are joined by
surface is covered with microvilli.56 Given that superficial cells are well desmosomes, gap junctions, and adherens junctions (see Fig. 1.5).
differentiated, they do not proliferate. The posterior surface of basal cells is flat and abuts the basement
Numerous glycoprotein (mucin) and glycolipid molecules are membrane.
embedded in the cell membrane of corneal epithelial cells.57 Mucins Basal cells adhere to the basement membrane via hemidesmosomes
include both membrane-bound and secreted molecules, with the for- that are linked to anchoring fibrils of type VII collagen (see Fig. 1.4).60
mer in humans including MUC1, MUC4, and MUC16, all of which The anchoring fibrils penetrate the basement membrane and course
have been detected in superficial epithelial cells of the cornea and con- into the stroma, where they form anchoring plaques together with type
junctiva.58 In mice, MUC16 is expressed in the conjunctiva but not in I collagen, a major component of the stroma. The adherens junctions
the cornea.57 These glycoproteins and glycolipids form floating parti- are present at the lateral surface of the basal cells of the corneal epithe-
cles in the cell membrane that are collectively termed the glycocalyx lium and are thought to mediate cell-cell interaction.61
and which confer hydrophilic properties on the anterior surface of the Basement membrane. As in epithelia in other parts of the body,
superficial epithelial cells. The glycocalyx interacts with the mucinous basal cells of the corneal epithelium are anchored to a basement
layer of the tear film and helps to maintain the layered structure of the membrane. The presence of the basement membrane between the basal
latter.59 Loss either of the glycocalyx of corneal epithelial cells or of epithelium and the underlying stroma fixes the polarity of epithelial
goblet cells in the conjunctival epithelium results in tear film instability cells. Ultrastructurally, the basement membrane, which is 40–60 nm
and the mucin-deficiency form of dry eye. thick, is composed of a pale layer (the lamina lucida) immediately
Wing cells. Beneath the superficial cells lie two or three layers of posterior to the cell membrane of the basal epithelial cells as well as an
wing cells, so called because of their characteristic wing-like shape. electron-dense layer (the lamina densa) (see Fig. 1.4). Type IV collagen
Wing cells are in an intermediate state of differentiation between and laminin are major components of the basement membrane
basal and superficial cells and are rich in intracellular tonofilaments (Fig. 1.7).62
8 PART I Basic Science
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Fig. 1.7 Immunofluorescence analysis of the expression of matrix proteins in the rat corneal epithelium.
(A) Type I collagen. (B) Type IV collagen. (C) Laminin. (D) Fibronectin. Bar: 50 μm.
The basement membranes of the corneal and conjunctival epithe- Hyaluronan. Hyaluronan is also recognized as a biologic signaling
lia contain different type IV collagen chains, although the functional molecule and, like fibronectin, plays an important role in inflammation
relevance of this difference is unknown. Collagen α5 (IV) is present and wound healing.75 Unlike other glycosaminoglycans, a core protein
in the corneal basement membrane, whereas collagen α2 (IV) is pres- for hyaluronan binding has not yet been identified. Hyaluronan is not
ent in the conjunctival basement membrane (as well as in the amniotic present in the normal cornea, but it is transiently expressed in the
membrane).63 rabbit cornea during wound healing.76 These observations suggest
that hyaluronan might play a role in the late stages of corneal wound
Physiology of the Corneal Epithelium healing. Exogenous hyaluronan also increases the rate of corneal
Maintenance of corneal structure is crucial for the physiologic roles epithelial wound healing. The administration of hyaluronan eye
of this tissue in refraction and biodefense. A smooth epithelium, a drops thus promotes corneal epithelial wound closure after epithelial
transparent stroma, and a functioning endothelium are all essential for debridement in rabbits and in diabetic rats.77,78
clear vision. The cornea is vulnerable to various chemical or biologic Proteolytic enzymes. Proteolytic enzymes also play an important
agents, as well as to physical events in the outside world. It is therefore role in wound healing. Cellular motility thus depends not only on the
equipped with an active maintenance system responsible for renewal of interaction of cells with the underlying ECM but also on the termination
the corneal epithelium and wound healing. of such interaction by degradation of matrix proteins. Proteases,
The widespread application of corneal surgery, including kerato- including plasminogen activator, have been detected in tear fluid.79,80
plasty and refractive surgery, has necessitated a more detailed under- Mechanical wounding induces upregulation of urokinase-type
standing of the cellular and molecular biology of corneal wound healing. plasminogen activator (uPA) at both the protein and mRNA levels in
In most parts of the body, wound healing is initiated by the extravasa- corneal epithelial cells, suggesting that this protease may contribute to
tion of blood constituents that accompanies disruption of blood vessels. epithelial cell migration by degrading fibronectin during corneal epi-
However, the cornea is an avascular tissue. The mechanism of wound thelial wound healing and thereby promoting cell detachment from the
healing in the cornea thus differs from that elsewhere in the body. ECM.81,82 In addition to mediating pericellular proteolysis, uPA pro-
Epithelial movement. Injury to the corneal surface is not uncom- motes leukocyte infiltration during corneal inflammation.83
mon and results in an epithelial defect, the rapid resurfacing of which It may therefore be a critical player in inflammatory responses in
is required for restoration of the continuity of the corneal epithelium. the cornea. Matrix metalloproteinase (MMP)-9 is also implicated in the
Repair of epithelial defects occurs in three distinct phases characterized early stages of wound healing in the corneal epithelium.84,85 MMP-9 is
by epithelial cell migration, proliferation, and differentiation, resulting thus the major MMP synthesized and secreted by basal corneal epithe-
in restoration of the stratified structure of the epithelium. lial cells during their migration to resurface a wound.86,87
Epithelial migration is thus the initial step in the resurfacing of epi- Cytokines and growth factors. The roles of various cytokines and
thelial defects.64 Trauma to the corneal epithelium induces the sliding growth factors in the regulation of corneal epithelial migration have
and migration of the remaining epithelial cells adjacent to the injury also been investigated.88 In general, these molecules modulate corneal
site toward the defective area.65–68 Dynamic changes in cell-cell and epithelial wound healing by regulating the various healing-related
cell-matrix (fibronectin-integrin system) interactions, upregulation of systems described earlier.7,8
hyaluronan (hyaluronic acid), and modulation of the ECM by newly Epidermal growth factor (EGF) was first isolated from the mouse
expressed proteolytic enzymes play important roles in these two types submaxillary gland as a factor that stimulates eye opening and incisory
of epithelial cell movement in response to injury. Such changes are tooth eruption in newborn mice.89 This 53-amino acid polypeptide is
under the overall control of growth factors and cytokines. a potent stimulator of proliferation in a variety of cell types, including
Fibronectin-integrin system. The fibronectin-integrin system corneal epithelial cells.90,91 EGF is synthesized in lacrimal glands92,93
plays a central role in corneal epithelial wound healing.69 Fibronectin and is present in tear fluid.94,95 It influences the physiology of the cor-
provides a provisional matrix during the first phase of epithelial wound neal epithelium and promotes corneal epithelial wound closure in
healing. It appears at the newly exposed corneal surface soon after animals.96
epithelial or stromal injury,70,71 and epithelial cells then attach to and The continuous exposure of the corneal epithelium to EGF present
spread over the fibronectin matrix in an integrin-dependent manner.72 in tear fluid suggests that the stimulatory effect of this growth factor on
The integrin family includes 24 different α subunits and nine dif- epithelial cell proliferation must be counteracted if the normal thick-
ferent β subunits. The integrin subunits α2, α3, α5, α6, αv, β1, β4, and ness and function of the epithelium are to be maintained. In addition to
β5 have been detected in the human cornea.73 The appearance and its stimulatory effect on cell proliferation, EGF exerts a variety of other
disappearance of the integrin β1 chain and fibronectin during corneal actions in corneal epithelial cells, including promotion of cell migra-
epithelial wound healing are well coordinated (Fig. 1.8).74 tion and cell adhesion to a fibronectin matrix.97,98
CHAPTER 1 Cornea and Sclera: Anatomy and Physiology 9
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Fig. 1.8 Changes in the localization of the integrin β1 chain, fibronectin, and laminin after a nonpenetrating
incision in the rat cornea. Phase-contrast microscopy (A, E, I, M, Q) and immunofluorescence microscopy
for the integrin β1 chain (B, F, J, N, R), fibronectin (C, G, K, O, S), and laminin (D, H, L, P, T) are shown for
the intact rat cornea (A–D) as well as at 12 hours (E–H), 1 day (I–L), 1 week (M–P), and 1 month (Q–T) after
incision. Immediately after the incision, fibronectin was detected at the surface of the V-shaped defect in the
stroma. Epithelial cells expressing the integrin β1 subunit then began to migrate over and to fill in the defect.
With the exception of that in basal cells, expression of the integrin β1 chain in epithelial cells was down-
regulated coincident with the completion of wound healing. The abundance of fibronectin at the interface
between the new epithelium and the stroma also markedly decreased at this time.
5 µm 1 µm
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Fig. 1.9 Transmission electron microscopy of the human corneal stroma. (A) A keratocyte localized between
stromal lamellae. (B) A higher-magnification view showing a keratocyte in relation to collagen fibrils coursing
in various directions.
layer. Furthermore, many mammals do not have a Bowman layer but Keratocytes are similar to fibroblasts and possess an extensive intra-
still exhibit a well-organized epithelial structure. The physiologic role cellular cytoskeleton, including prominent actin filaments. They are
of the Bowman layer therefore remains unclear. quiescent in the healthy cornea and express water-soluble transketo-
lase, aldehyde dehydrogenase, CD34, and CD133.115,116 However, they
Structure of the Stroma are readily activated and undergo transformation into myofibroblasts
The stroma constitutes the largest portion, more than 90%, of the that express α-smooth muscle actin in response to various types of
thickness of the cornea. The peripheral portion of the cornea connects insult to the stroma.117,118 CD34 is downregulated during myofibro-
to the anterior sclera at the limbus, where the tissue loses its trans- blasts differentiation.119 Myofibroblasts produce ECM, MMPs and
parency. Many characteristics of the cornea, including its physical other collagen-degrading enzymes, and cytokines that facilitate stro-
strength, stability of shape, and transparency, are largely attributable mal tissue repair, and their ability to contract contributes to wound
to the anatomic and biochemical properties of the stroma. The uni- closure. Keratocytes thus play key roles in the response to corneal
form arrangement and continuous slow turnover (production and infection and in tissue repair.120
degradation) of collagen fibrils in the stroma are essential for corneal Although stem cells for corneal epithelial cells are thought to be
transparency. located at the limbus of the cornea, those for keratocytes are localized to
The sclera is also composed mostly of collagen fibrils and other the peripheral corneal stroma.121–124 These stem cells for keratocytes iso-
matrix macromolecules, but nonuniformity in the arrangement of lated from the limbal stroma express stem cell markers such as ABCG2
these fibrils accounts for its lack of transparency.110 The thickness of the and PAX6, and they possess a multipotent differentiation potential.125
scleral stroma ranges from approximately 0.5 to 1.0 mm depending on Corneal stromal stem cells may also serve as niche cells to support epi-
the area, with the exception of the sites of insertion for the rectus mus- thelial stem cells in the basal cell layer of the limbal epithelium. These
cle, where the sclera is thinnest. The toughness of the scleral stroma stromal stem cells are immunosuppressive, and they limit scarring by
is essential for its role as a container of the intraocular tissues. Scleral promoting neutrophil infiltration during stromal wound healing.126–128
fibroblasts are embedded within the collagen lamellae. In addition to keratocytes, bone marrow–derived cells are present in
Cells. The cellular components (predominantly keratocytes) occupy the corneal stroma. Approximately 6% of cells that reside in the normal
only 2%–3% of the total volume of the corneal stroma,111 with the human corneal stroma express the hematopoietic cell marker CD45,129
remaining portion comprising mostly the ECM components collagen and 7.58% of stromal cells were found to express this marker in a
and proteoglycans. Keratocytes are thought to turn over approximately mouse bone marrow transplantation model.130 However, in response
every 2–3 years. The spindle-shaped keratocytes are scattered among to infection or injury, many inflammatory cells infiltrate the corneal
the lamellae of the stroma (Fig. 1.9). These cells extend long processes, stroma from the limbal vessels surrounding the cornea.
and the processes of neighboring cells are connected at their tips by gap Although scleral fibroblasts are not as well characterized as ker-
junctions (Fig. 1.10).112 The three-dimensional network structure of atocytes, they are thought to be similar to fibroblasts in other parts of
keratocytes can be observed by light microscopy in flat preparations of the body. As in the corneal stroma, a slow turnover of collagen fibrils
the corneal stroma, by confocal biomicroscopy, and, after digestion of by scleral fibroblasts is required for connective tissue homeostasis.
stromal collagen, by scanning electron microscopy (see Fig. 1.10).113,114 Matrix degradation by scleral fibroblasts is promoted by prostaglandin
CHAPTER 1 Cornea and Sclera: Anatomy and Physiology 11
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Fig. 1.10 Electron microscopy of the corneal stroma. (A) Lamellar structure of collagen fibrils and elec-
tron-dense gap junctions (1) between the cellular processes of keratocytes in the human cornea. (B) Three-
dimensional view of keratocytes in the rat cornea after digestion of collagen. Note the cellular network formed
by keratocytes.
derivatives, which accounts in part for the increase in uveoscleral collagen lamellae in the human corneal stroma vary in width from 0.5
outflow of aqueous humor and the reduction in intraocular pressure to 250 μm and in thickness from 0.2 to 2.5 μm, and they interweave
induced by such drugs.131 Activation of scleral fibroblasts by external with each other at various angles.143–145 They change direction as they
stimuli, such as injury or surgery, also results in their transdifferentia- course from the center to the outer zone of the cornea.141
tion into myofibroblasts and consequent tissue fibrosis. Three-dimensional analysis by second harmonic generation imag-
Collagen. Collagen constitutes more than 70% of the dry weight ing microscopy has revealed that the anatomic characteristics of colla-
of the cornea. Collagen in the corneal stroma is mostly type I, with gen lamellae are not uniform throughout the normal human corneal
smaller amounts of types III, V, VI, XII, and XIV also present.132–138 stroma (Fig. 1.11).146,147 Lamellae at the anterior stroma manifest an
Proteoglycans are distributed among the major collagen fibrils. interwoven structure with an angle of approximately 21 degrees rela-
Both the mean diameter of collagen fibrils and the mean distance tive to the Bowman layer, whereas those in the middle and posterior
between such fibrils in the corneal stroma are relatively homogeneous regions of the stroma are parallel.145 The width of collagen lamellae also
and are less than half of the wavelength of visible light (400–700 nm). gradually increases from the anterior to posterior stroma.145 Given that
This anatomic arrangement is thought to be responsible for the fact dense and interwoven collagen lamellae confer a more rigid structure
that scattering of an incident ray of light by each collagen fibril is can- compared with parallel lamellae, this organization of stromal collagen
celed by interference from other scattered rays,3,5 allowing light to pass lamellae is thought to contribute to maintenance of anterior stromal
through the cornea. If the diameter of or the distance between collagen curvature. The collagen lamellae immediately below the Bowman layer
fibrils becomes heterogeneous (as occurs in fibrosis or edema), inci- adhere evenly to it. The width of collagen lamellae adherent to the
dent rays are scattered randomly and the cornea loses its transparency. Bowman layer is slightly larger than that of those located immediately
Procollagen molecules are secreted into the extracellular space posteriorly,145 likely facilitating strong adherence. Similar adherence of
by keratocytes, after which the propeptides at both ends are cleaved collagen lamellae to Descemet membrane in the posterior region of the
to yield the mature collagen molecules. The collagen molecules self- stroma has not been observed. The turnover of collagen molecules in
assemble into fibrils with a diameter of 10–300 nm, and these fibrils the cornea is slow, requiring 2–3 years.148
subsequently further assemble into collagen fibers.5 Individual colla- The histologic features of the scleral stroma are similar to those of the
gen fibrils in the corneal stroma can be observed by transmission elec- corneal stroma, with the scleral stroma also being composed largely of
tron microscopy (see Fig. 1.9). As mentioned earlier, both the diameter major collagen fibrils and proteoglycans.149 The collagen types detected
of (22.5–35 nm) and distance between (41.4 ± 0.5 nm) collagen fibrils in the scleral stroma are also similar to those in the corneal stroma.
in the corneal stroma are highly uniform, with this regular arrange- In contrast, the matrix components present in the spaces between the
ment being a major determinant of corneal transparency.139–141 Such a major collagen fibrils in the scleral stroma differ from those in the
uniform alignment of the collagen fibrils is maintained by association corneal stroma. This difference in the noncollagenous matrix largely
with other ECM components such as small leucine-rich proteoglycans accounts for the difference in ultrastructure between the cornea and
(SLRPs) and type V collagen.142 At high magnification, each collagen sclera. The collagen fibrils in the corneal stroma are highly uniform in
fibril exhibits a characteristic cross-striation pattern with a periodic- diameter, whereas those in the scleral stroma range in diameter from
ity of 67 nm. In the corneal stroma, the collagen fibrils align with the 25 to 250 nm. Furthermore, collagen fibrils are arranged regularly with
same orientation to form approximately 300 lamellae. Each lamella a relatively uniform interfiber distance in the corneal stroma, whereas
courses parallel to the surface of the cornea from limbus to limbus. The the distance between collagen fibrils in the scleral stroma varies. The
12 PART I Basic Science
collagen degradation induced by S. aureus infection.164 Two possible Descemet membrane is composed primarily of collagen types IV
pathways for collagen degradation associated with S. aureus infection and VIII and laminin174 but also contains fibronectin.70,71 Type VIII
are thus the direct degradation mediated by plasmin and degradation collagen, which is produced by the corneal endothelium, forms a hex-
mediated by MMP-1 released from corneal myofibroblasts and acti- agonal lattice quite different from the structure of type IV collagen in
vated by plasmin. the epithelial basement membrane. Collagen fibers in the stroma are
Cytokines and growth factors. Both keratocytes and infiltrated cells, continuous with those in the Bowman layer but not with those in the
such as lymphocytes, neutrophils, and macrophages, secrete cytokines Descemet membrane. The Descemet membrane adheres tightly to the
and growth factors and thereby modulate the behavior of cells in posterior surface of the corneal stroma and reflects any change in the
the healing corneal stroma. Each cytokine or growth factor activates shape of the stroma. Rupture of the Descemet membrane by physi-
signal transduction pathways that regulate the expression of specific cal stress, such as compression birth injury, results in the penetration
genes that contribute to the inflammatory response. Targeting of such of aqueous humor into the corneal stroma and consequent stromal
regulation at the ligand or signaling level may provide new strategies edema. The Descemet membrane does not regenerate after endothelial
for treatment of wound-related pathology. TGF-β is thought to play a cells re-cover the ruptured area. Diseases such as Fuchs dystrophy are
key role in the healing of the corneal stroma.165,166 It is expressed by associated with an atypical striated pattern of collagen deposition in
both epithelial cells and stromal cells (keratocytes or scleral fibroblasts), the Descemet membrane.175 A patient with early-onset Fuchs dystro-
as well as by inflammatory cells that activate stromal cells and phy was found to harbor a mutation in COL8A2,176 which encodes the
promote their transdifferentiation into myofibroblasts. Myofibroblasts α2 chain of type VIII collagen.
contribute not only to wound repair but also to postinjury stromal
scarring in the cornea and sclera as a result of the overproduction of Endothelial Cells
matrix components. Blockade of TGF-β signaling effectively reduces A single layer of corneal endothelial cells covers the posterior surface of
the fibrogenic reaction and consequent scarring and opacification in a the Descemet membrane in a well-arranged mosaic pattern (Fig. 1.12).
mouse model of corneal alkali burn.165,166 In humans, these cells are uniformly 5 μm in thickness and 20 μm in
The proinflammatory cytokine tumor necrosis factor (TNF)-α is width and are polygonal (mostly hexagonal) in shape. The uniformity
also upregulated in response to tissue injury.167 TNF-α induces vari- of endothelial cell size has been evaluated by statistical analysis based
ous effects in the cornea under pathologic conditions such as injury, on photographs taken by a wide-field specular microscope.177–179 In
allergy, and infection.168–171 However, the complete loss of TNF-α in young adults, the cell density is approximately 3500 cells/mm2. The
the cornea of knockout mice results in enhancement of post–alkali coefficient of variation (standard deviation/mean) for cell area is a clin-
burn inflammation, suggesting that the role of TNF-α in the cornea ically valuable marker and is approximately 0.25 in the normal cornea.
might depend on the specific condition.172 An increase in the variability of cell area is termed polymegethism.
Another morphometric parameter of the state of the endothelium is
hexagonality. In the normal healthy cornea, approximately 70%–80%
Endothelium of endothelial cells are hexagonal. However, endothelial damage can
Descemet Membrane result in a decrease in the hexagonality value and an increase in the
Descemet membrane, the basement membrane of the corneal endothe- variability of cell area (see Fig. 1.12). Deviation from hexagonality is
lium, gradually increases in thickness from birth (3 μm) to adulthood referred to as pleomorphism.
(8–10 μm) in humans. Histologic analysis reveals it to be stratified into Corneal endothelial cells contain a large nucleus and abundant
a thin (0.3 μm), nonbanded layer adjacent to the stroma, an anterior cytoplasmic organelles, including mitochondria, endoplasmic reticu-
banded zone (2–4 μm), and a posterior, amorphous, nonbanded zone lum, free ribosomes, and Golgi apparatus (see Fig. 1.12), suggesting
(>4 μm), the latter of which can represent up to two-thirds of the thick- that they are metabolically active. The endothelial cells interdigitate
ness of the membrane and is laid down over time.173 and contain various junctional complexes, including zonula occludens,
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