Van Der Maas Et Al 2003 Sudden Transitions in Attitudes
Van Der Maas Et Al 2003 Sudden Transitions in Attitudes
Van Der Maas Et Al 2003 Sudden Transitions in Attitudes
Both the dynamic approach and catastrophe modeling have been warmly welcomed in
research on attitudes and opinions. In this article, the authors discuss a general method-
ology for testing catastrophe models and apply it to the dynamics of attitude formation
and change. First, by making use of the so-called catastrophe flags, converging support
for the catastrophe model can be attained. Each flag relates to a specific hypothesis
about attitudinal change. Second, fitting stochastic catastrophe models to data enables
one to carry out a direct test of catastrophe models. Results of analyzing large data sets
on political attitudes support the validity of the general catastrophe model of attitude
change in which transitions in attitudes are a function of involvement and information.
Present results suggest that in the case of political attitudes, involvement might well be
correlated with attitude. A more refined approach to the measurement of information
and involvement is suggested.
INTRODUCTION
SOCIOLOGICAL METHODS & RESEARCH, Vol. 32, No. 2, November 2003 125-152
DOI: 10.1177/0049124103253773
© 2003 Sage Publications
125
126 SOCIOLOGICAL METHODS & RESEARCH
X3 − βX − α = 0,
where α and β are the control variables. When the values of the
control variables remain fixed, the system seeks an equilibrium state
(called a point attractor). This means that some minimum or max-
imum of a certain quantity (e.g., energy, profit, or cognitive disso-
nance) is obtained. Catastrophe theory explains how these equilibria
change as a function of the control variables. This change of equilib-
ria may lead to discontinuous, abrupt changes in behavior. The two
control variables of the cusp are called the normal (α) and the splitting
factor (β).
128 SOCIOLOGICAL METHODS & RESEARCH
X = attitude
Equilibria of cusp
neutral point
(0,0,0)
α = information
Sudden jump
Inaccessible region
β = involvement
α
B
Bifurcation lines
GEMCAT
et2 = t [Xt3 − βt Xt − αt ]2 ,
where et is the error, ideally zero, for each case or data point.
This technique does not rely on difference scores and, consequently,
does not suffer from the main problem of Guastello’s (1988) approach.
However, despite its advantages above Guastello’s technique, there
are two major problems with Gemcat. The first problem is that et is
not the quantity that should be minimized in case of implicit regres-
sion equations. What should be minimized is the squared difference
between the dependent variable Xt and the prediction of Xt . As a
consequence, the least squares statistical theory cannot be applied to
the et term in the Gemcat approach. Hypothesis testing is therefore
difficult.
The second problem is more fundamental and also concerns
Guastello’s (1988) technique. The derivative of the cusp potential
function is used as a basis for the computation of fit. The problem
of the derivative is that it does not distinguish between maxima and
minima of the potential function. The maxima, however, represent the
inaccessible states (see Figure 1), and data points in this area should
contribute greatly to the error in fit of the cusp model. Unfortunately,
in Gemcat and Guastello’s technique, this is not the case since both
techniques do not distinguish between minima and maxima of the
cusp potential function. This point is illustrated in Figure 2. As a
136 SOCIOLOGICAL METHODS & RESEARCH
18
e 16
14
12
10
-4 -2 -2 0 2 4
X
consequence, the fit of the cusp model to any data set will be overes-
timated. It is difficult to solve this problem as long as the derivative of
the potential function is used to fit data. The next technique applies the
potential function of the cusp and does not suffer from this problem.
COBB’S METHOD
Cobb (1978, 1980, 1981) and Cobb and Zacks (1985) developed
a catastrophe fitting technique that is based on a stochastic interpre-
tation of catastrophe theory. The deterministic equation of motion,
dX/dt, is extended with a stochastic noise term (i.e., a Wiener
Mass et al. / SUDDEN TRANSITIONS IN ATTITUDES 137
X = (Y − λ)/σ, (2)
α = a0 + a1 Z1 + a2 Z2 + . . . an Zn , (3)
β = b0 + b1 Z1 + b2 Z2 + . . . bn Zn , (4)
where D is an integration constant depending on α and β. Param-
eters λ and σ scale the observed behavioral variable Y to X, and
α and β are linear functions of the observed control variables Z1 to
Zn . The behavioral variable is univariate, but the dependent variables
may be multivariate. The parameters λ, σ, a0 . . . an and b0 . . . bn are
estimated using a maximum likelihood procedure (see Cobb and
Watson 1980).
The inaccessible mode of the deterministic cusp model is reflected
in the PDF by an area of low probability between the two high-
probability modes (e.g., a bimodal distribution). Fitting the PDF
of equation (1) to data does, in principle, not differ from fitting
other probability densities such as the normal distribution. Concep-
tually, this procedure is much better than the other techniques since
it is a relevant stochastic generalization of deterministic catastrophe
theory. Yet, it has not been used often. A first reason might be that the
derivation of the PDF is not easy to understand, but the most impor-
tant reason is that Cobb’s computer program often breaks down for
nonapparent reasons.
This last problem was solved by Hartelman (1997) and Hartelman
et al. (1998). Hartelman replaced the expectation-maximization rou-
tine that Cobb used by a quasi-Newton optimization routine, which
is more reliable in this context. The gradient of the objective function
is determined by a finite difference approximation. Hartelman also
replaced the numerical integrator of Cobb by the numerical integra-
tor D01AMF of the NAG library. These computational improvements
138 SOCIOLOGICAL METHODS & RESEARCH
EXAMPLES
In the first example we reanalyze the data used by Latané and Nowak
(1994) to demonstrate that higher levels of involvement, as measured
by intensity of feeling (Study 1) and judged importance (Studies 2
and 3), increase the modality of the behavior or attitude toward an
issue (Study 1) and favorableness toward political statements (Studies
2 and 3). These data sets do not include measures of normal variables.
There is only one independent control variable that should load only
on the splitting factor of the cusp (the loading on the normal factor is
fixed to 0). Hence, the cusp model can only be partly tested with these
data. This test (focusing on divergence) is in itself very informative
since a good fit of the model strongly supports the claims of Latané
and Nowak.
In the second example, we analyze data of a study on social cul-
tural developments in the Netherlands (Felling, Peters, and Schreuder
1985). These data include attitudinal (dependent) variables, vari-
ables that can be interpreted as involvement (splitting) factors, and a
140 SOCIOLOGICAL METHODS & RESEARCH
Results of Example 1
The data sets of Latané and Nowak (1994) were reanalyzed with
the program Cuspfit. According to the AIC and BIC, both the unre-
stricted and restricted cusp models fitted much better than the linear
and logistic models. This finding was obtained for all three cases (see
Table 1). In Study 1, the restricted cusp model did not show a worse
fit than the unrestricted cusp model, χ 2 (1) = −2(−876.8−876.9) =
.2, p > .05. Both the AIC and BIC are lower for the restricted model.
In Studies 2 and 3, the unrestricted cusp model has a better fit than
the restricted cusp, χ 2 (1) = 52, p < .01 and χ 2 (1) = 34, p < .01,
respectively. Table 2 shows the standardized parameter estimates.
In Study 1, the effect of intensity on the normal factor is negligible
compared to its effect on the splitting factor (a1 = −.002;
142 SOCIOLOGICAL METHODS & RESEARCH
TABLE 1: Fit Statistics in the Latané and Nowak Studies: One Control Variable
Study 1
Linear –972.0 1,950 1,964 3
Logistic –971.9 1,952 1,970 4
Cusp –876.8 1,766 1,793 6
Cusp restricted –876.9 1,764 1,787 5
Study 2
Linear –2,374 4,754 4,770 3
Logistic –2,141 4,291 4,312 4
Cusp –1,691 3,395 3,427 6
Cusp restricted –1,717 3,444 3,471 5
Study 3
Linear –1,451 2,907 2,922 3
Logistic –1,359 2,726 2,745 4
Cusp –1,052 2,116 2,146 6
Cusp restricted –1,069 2,149 2,173 5
NOTE: AIC is the Akaike information criterion, BIC is the Bayes information criterion, and
#P is number of estimated parameters. In Study 1, the restricted cusp model has the lowest
AIC and BIC; in Studies 2 and 3, the unrestricted cusp model has the lowest AIC and BIC.
b1 = 1.002). Hence, the restricted model (a1 = .0) has lower AIC
and BIC than the unrestricted model. In Studies 2 and 3, the effect of
importance on the normal factor is larger but is still small compared
to its effect on the splitting factor (Study 2: a1 = .205, b1 = .999;
Study 3: a1 = .166, b1 = .655). Figure 3 gives a graphical display of
the data and the fitted model of Study 1. Results clearly support the
hypothesis of divergence of Latané and Nowak (1994).
Study 1
Unrestricted model
0 Constant –0.154 0.619 0.016 1.006
1 Intensity –0.002 1.002
Restricted model
0 Constant –0.017 0.619 0.017 1.006
1 Intensity 0.000a 1.002
Study 2
Unrestricted model
0 Constant 0.365 1.777 –0.539 0.852
1 Importance 0.205 0.999
Restricted model
0 Constant 0.451 1.730 –0.589 0.870
1 Importance 0.000a 0.115
Study 3
Unrestricted model
0 Constant 0.275 2.128 –0.417 0.783
1 Importance 0.166 0.655
Restricted model
0 Constant 0.319 2.119 –0.440 0.789
1 Importance 0.000a 0.749
a. Fixed
6
attitude
5
0
0 1 2 3 4 5
intensity of feeling
NOTE: AIC is the Akaike information criterion, BIC is the Bayes information criterion, and
#P is number of estimated parameters.
a. The lowest value for AIC and BIC.
Results of Example 2
Model 10
0 Constant 0.178 0.120 –0.134 1.143
1 Political Orientation 0.450 0.000a
2 Involvement 0.000a –0.250
Model 12
0 Constant 0.152 0.120 –0.120 1.141
1 Political Orientation 0.463 0.000a
2 Involvement –0.097 –0.230
Model 16
0 Constant 0.161 0.128 –0.137 1.140
1 Political Orientation 0.457 0.079
2 Involvement –0.093 –0.239
DISCUSSION
Figure 4: Location of the Data from Example 2 in the Cusp Control Plane
NOTE: The figure shows involvement and political orientation in relation to the
splitting and normal factor.
In the first example, the results from the Stouffer et al. (1950) data
set clearly indicated that involvement can be understood as the split-
ting factor. In the two other data sets, involvement contributed rela-
tively little to the normal factor. In the second example, involvement
and a left-wing political orientation were correlated. For this reason,
the involvement measures could not exclusively be taken as split-
ting variables since they also measured some informational content.
In future research, a distinction should be made between different
types of involvement. These types of involvement activate different
types of informational factors (Johnson and Eagly 1990). The results
of the second example suggest that involvement is a splitting factor
in relation to political attitudes, while political orientation works as
the main informational factor. Better results are expected when direct
measures of information and involvement are used.
A possible way to solve the measurement problem is suggested in
van der Pligt et al. (2000), who describe attitudes as an associative
network of attributes, representing positive and negative aspects of
the attitude. How many and which attributes are part of the network
can be determined by questionnaires or protocol analysis. van der
Pligt et al. quantify ambivalence (A) by the following formula: A =
(Np + Nn)/2 − |Np − Nn|, where Np and Nn are the number of
positive and negative attributes. The formula states that ambivalence
is a function of the sum of attributes minus the absolute difference
between the number of positive and negative attributes (weighing of
the importance of attributes might be necessary).
Based on this idea, we suggest defining involvement as the sum
of the number of positive and negative attributes (β = Np + Nn)
and information as the difference between the number of positive
and negative attributes (α = Np − Nn). As argued earlier, in the
cusp model, ambivalence occurs when β is high and α is close to
zero, which corresponds nicely with the formula of van der Pligt et
al. (2000). Polarization (divergence) occurs when α is about zero and
β strongly increases (e.g., when the number of positive and negative
attributes increases equally without distorting the balance between
them). Hysteresis can also be defined in these terms. This more refined
definition of information and involvement might help to solve the
problem with the operationalization of the control variables that was
the major problem in our analyses.
Mass et al. / SUDDEN TRANSITIONS IN ATTITUDES 149
NOTES
1. An anonymous reviewer suggested that the problem with Guastello’s methods is mainly
due to the reverse hierarchical entry method (and to problems relating to ergodicity and sta-
tionarity) and not to the difference equation per se. Dismissal of the reverse hierarchical entry
method would indeed prevent the false conclusion in favor of the cusp for random data. Yet, we
think that the use of the difference equation is also wrong because catastrophe theory deals with
equilibrium behavior, whereas the equation of Guastello (1988) is about transient behavior. Fur-
thermore, Guastello’s method fails to distinguish between minima and maxima (see Figure 2).
2. A reanalysis with 50% of the data produced very similar results.
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Joop van der Pligt is a professor of experimental social psychology at the University of
Amsterdam. His research interests include attitudes and attitude change, risk perception,
and decision making under uncertainty. Recent publications include the following: “The
Importance of Being Selective: Weighing the Role of Attribute Importance in Attitudinal
Judgment” in Advances in Experimental Social Psychology (2000, with N. De Vries,
T. Manstead, and F. Van Harreveld); “Attribute Importance and Accessibility” in the
British Journal of Social Psychology (2000, with F. Van Harreveld and N. De Vries);
and “The What, When and How of Affective Influences on Interpersonal Behavior” in
Psychological Inquiry (2002, with T. Manstead).