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The Ethics of Social Roles
ENGAGING PHILOSOPHY
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The Ethics of Social Roles
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ALEX BARBER AND SEAN CORDELL
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Contents
Preface vii
Acknowledgements ix
List of Contributors xi
Abstracts of Chapters xiii
1. An Overview of Social Roles and Their Ethics 1
Alex Barber and Sean Cordell
Index 321
Preface
Many of the most significant practical deliberations we make turn on some social
role or other we happen to occupy at the time (where ‘social role’ is read widely to
include professional roles such as teacher or manager as well as parent, carer,
friend, citizen, etc.). Members of the emergency services often put themselves in
harm’s way, running towards a danger zone instead of away from it like everyone
else. They are admired for doing so, but at the same time this is something they, as
firefighters or police officers, are meant to be doing. Morally loaded decision
making often requires us to reason and act with a particular hat on, so to speak.
Sometimes we must first decide which hat to wear (of colleague, of friend, of
manager) or whether to wear a hat at all.
Despite these being features of daily experience, the ethical significance of role
occupancy has long gone under-acknowledged as a topic within normative ethics.
To be more accurate, while certain social roles (including legal, medical, business,
military, gender, family, and friendship roles) have been recognized as ethically
significant, their significance has been addressed piecemeal. We currently lack a
developed literature on the ethical significance of social roles as such—on what
they are, on why they appear to have ethical force, on the structure of that force,
and on the significance of social roles for identity and wellbeing.
The contributors to this volume have set out to fix this, building on the small
body of work that does already exist and extending it into new and unexpected
areas, bringing out the diversity of ethical questions that arise for social roles. The
topic, it turns out, is important for the ethics of various individual social roles, but
also for an integrated understanding of a suite of other live topics such as collective
agency, impartiality, special relationships, wellbeing and self, and social justice.
Our hope for the volume is that it advances the ethics of social roles as a subfield of
ethics, at the interface of these other literatures but also deserving of attention in
its own right. This will help the English-speaking philosophical world out of a
temporary parochialism, since, as several of the contributors help to bring out, this
relative neglect of the ethics of roles is something of a historical blip.
Acknowledgements
Our work on this volume was supported by a grant from the Arts and Humanities
Research Council, which funded the Role Ethics Network between 2015 and 2018
(Project ref: AH/N006321/1), allowing members to meet and discuss work in
progress at four workshops and a conference. This same grant, plus The Open
University Arts Faculty, supported Codes of Ethics workshops involving non-
academic professionals in 2018 and 2019, and through these we learned how some
of the issues dealt with in this volume play out in different professional spheres.
We are grateful to all the many participants at these events, as we are to those at
a MANCEPT workshop at the University of Manchester in 2013. We are espe-
cially thankful, of course, to the authors of this collection for their contributions.
They, and the OUP editor Peter Momtchiloff, were both patient and responsive
during its long gestation. Three reviewers for OUP also provided helpful steers at a
critical point.
List of Contributors
This introductory chapter offers a basic framework for thinking about the topic of
social roles and their ethics, and in doing so addresses latent resistance to the very
idea that the norms associated with social roles have an ethical claim on us. It
suggests a working understanding of what social roles are, a default terminology, a
set of key questions, a description of links to neighbouring debates, an overview of
the other chapters in the volume, and finally a list of key works on a wrongly
neglected topic.
Some influential scholars in Confucian philosophy argue that roles rather than
virtues are at the centre of Confucian ethics. The advocates of this Confucian Role
xiv
Ethics maintain that roles are not only important for providing ethical guidance
for those who fulfil them; roles also constitute the Confucian moral agent. This
chapter defends a controversial claim—roles do not constitute moral agency for
Confucian women, and nor can they offer sufficient moral guidance; instead,
they are supplemented by virtues. The argument for this claim recognizes that,
historically, Confucian women, unlike men, experienced—and were educated to
expect—a drastic change of roles and social relationships when leaving their
maternal family and moving in with their husbands and in-laws. These changes
prepared Confucian women to embrace a view of moral agency through which they
learn to focus on virtues as a more reliable source of moral guidance than roles.
This chapter renders the analysis of moral agency by John Dewey, one of the
founders of American pragmatism, as an account of pragmatist role ethics. For
Dewey, moral obligations arise naturally in, and are constitutive of, the role
relationships that are necessary to a society’s existence. The purpose of morality
is regulation of the mutual reciprocal expectations that people have of one
another’s conduct in their enactment of social roles. Dewey insists that acts with
moral significance are enactments of the self. Thus, when making morally signifi-
cant choices of role and performance, the agent is choosing the sort of person she
is or wants to become. Deliberation over the choice is influenced by three
independent sources of normativity, which often diverge in influence: the
agent’s own judgement of the moral praiseworthiness of the choice; its socially
recognized obligations; and whether the character trait it reveals will be approved
by others.
1. Role ethics holds (a) that you can be a good occupant of a role by fulfilling
the obligations associated with the role, and (b) that this is sufficient to make
you a good person (at least to some degree) provided that the institution
itself is a good one
2. But a person can count as having fulfilled their role obligations while being a
moral monster
3. So role ethics is not an ethics.
xv
The chapter shows how this challenge is suggested by what K. E. Løgstrup says
about social norms and roles, but also how he might provide resources with which
to meet it, thereby offering a way for the role ethicist to escape the problem
outlined above. Finally, the wider implications of Løgstrup’s view for some of the
standard issues in role ethics are discussed.
This chapter defends a novel account of the connection between social roles and
their associated demands. Consider pairs of statements such as: (a) ‘Maura is
Ethan’s mother’ and (b) ‘Maura has an obligation to provide for Ethan.’ It is
natural to think that such pairs of sentences don’t merely state two unconnected
truths about the agents involved. Rather, in each case, the truth of (b) seems to be
in some sense explained by the truth of (a). Competing theories of the moral status
of social roles, and their associated obligations, aim to explicate the nature and
significance of this explanatory connection. The present chapter does this by
arguing that many of the obligations or norms that attach to social roles morally
bind us by default. These norms are morally binding since, first, they are ultim-
ately explicable in terms of conventional moral duties and, secondly, those
conventional duties enjoy a default but defeasible good standing.
This chapter explores the nature of social group membership understood as a role.
We use social group categories such as gender, race, class, sexuality, etc., to identify
social groups to which individuals belong. Roles are parts that people play within a
given collective context. The context also defines the roles. Roles’ occupants have
powers, obligations, and responsibilities qua role occupant. This chapter’s central
question is: does considering social group membership as roles enable us to deepen
our ethical understanding of oppressive social and political contexts and of what is
morally required of us when we are living in such contexts? The chapter argues that
a role analysis of social group membership in oppressive social contexts can help
people living within them to gain a more determinate understanding of their
obligations with respect to the collective goal of eradicating injustice.
Occupants of social roles have normative reasons that non-occupants lack. How
do we explain this? Answering the question hinges on issues both in social
xvi
ontology concerning the nature of social roles and in metaethics concerning the
existence conditions for normative reasons. This chapter begins by laying out the
conceptual terrain before sketching what is here called a ‘non-normative’ account
of roles in social ontology: a view that rejects the normative account which takes
roles to be identical to a set of normative relations. The chapter then articulates
and defends a novel account of role-based reasons, Role Pluralism. According to
Role Pluralism, role-based normative reasons are externalist (i.e. they do not
depend on the motivational constitution of role occupants) and non-hierarchical
(i.e. the reason-giving power of a role does not depend on any other role or
anything external to a role for that power). Finally, the chapter explains why the
most common objection to this view—that immoral roles cannot provide norma-
tive reasons—is irrelevant.
Many roles are situated within organizations. The occupants of these roles often
confront a dilemma between (i) the occupancy conditions, performance condi-
tions, and functions of the role, as bestowed upon the role by the organization’s
decision-making procedures, and (ii) the occupancy conditions, performance
conditions, and function that the role should ideally have. This chapter argues
that this dilemma should be resolved in favour of (ii). Yet this does not require
forgoing role-based considerations in favour of extra-role considerations. Instead,
we should conceptualize organizationally specified roles as being one token of
an underlying role-type. The underlying role-type provides the organizational
xvii
Are the obligations of friendship role obligations? This chapter argues that the ways
in which ‘friend’ differs from paradigmatic social roles such as ‘spouse’ or ‘daughter’
are more significant than the ways in which it is similar to them, and, thus, we ought
not to understand being a friend as a social role nor ought we to understand the
obligations of friendship as role obligations. In fact, to conceive of ‘friend’ as a social
role would be to diminish the ways in which friendship adds value to our lives and
binds us to certain other people. The significance of friendship is in part a matter of
how it is constructed by the parties involved and provides a space for understanding
oneself in relation to another independent of everyone else and, very importantly,
apart from societal expectations and norms.
This chapter concerns the ethics and metaphysics of occupations, such as teacher,
waiter, and priest. It argues that teacher is a functional kind, but teachers are not
functional objects. If you are a practising teacher, it is likely that you perform a
function and serve a purpose, that of imparting knowledge and cultivating minds
and skills. This is what teachers, generically, are for, and it is what your school is
for. But it is not what you are for. Easily confused senses of ‘job’ are distinguished:
occupation, position, requirement, and function. The chapter explains that the
requirements of your position and occupation do not entail ability, reasons, or
fault (if not complied with), and that if you are not as your position and
occupation require, you are not as you ought to be, but it does not follow that
there is anything wrong with you. The chapter includes some metaphysical
speculation about positions, and examines some sources of, and remedies for,
workplace alienation and anxiety.
What is the relation between roles and the human good? Between our construc-
tion, maintenance, and enaction of institutions, and the life which goes well for the
xviii
person whose life it is? This chapter reads selected martial autobiographies to
explore three relations and what they mean for the nature of the good:
1. Tools for self-shaping: roles are social technology for shaping ourselves
towards good understood as fulfilment of desires which are independent
of those roles.
2. Good-making practices: roles are parts of good-making practices which
transform individuals by creating goods and initiating individuals into them.
3. Self-discovery: roles are a method for gaining self-knowledge. They help
each of us discover her unchosen, seedlike, initially opaque self, and thereby
discover her particular good, which is that self ’s realization.
The chapter concludes that some roles’ relation to the good is that they test and
reveal the self and therefore its good.
Most people occupy several social roles. How are these roles to be managed? This
chapter examines one strategy: the compartmentalization of roles, in which
actions and mindsets change with the roles people occupy. People might worry,
however, that compartmentalization is in tension with integrity or one’s commit-
ment to the good. Might an integrating approach to roles be better? This chapter
argues that compartmentalization is a fine way to manage multiple social roles.
Central to the argument is a response to those who think compartmentalization
xix
1. Introduction
A recent sociology article asks what that discipline could possibly have been like
before the notion of a social role became as fundamental to it as it is today (Jacobs
2018). In philosophical ethics the situation is almost the reverse, at least in the
English-language tradition. There was a time when the importance of social roles
to ethical deliberation was widely acknowledged and discussed, most memorably
in F. H. Bradley’s ‘My Station and Its Duties’, but that discourse fell dormant
during the twentieth century (Bradley 1927 [1876]; Stern 2013). Exceptions to the
silence (e.g. Cohen 1966; Emmet 1966; Downie 1971) were rare and largely
overlooked, or else were confined to examining particular roles in isolation, with
no accompanying generalization into an ethical theory of social roles as such (e.g.
Firestone 1970; Walzer 2006 [1977]). This trajectory could be tied to the rise, in
political philosophy and in society at large, of liberal individualism, Rawlsian or
otherwise.¹ But whatever the cause, appeals today to the obligations of social roles,
or of Bradley’s ‘stations’, make many uneasy. They bring to mind threats to the
autonomy and equality of all those who would refuse to know their place.
And yet social roles, as present-day sociologists (at least) are perfectly aware,
are unavoidable in practice, and for good reason. They allow us to manage our
coexistence and to act collectively. A moment’s reflection is enough to show that
getting rid of them entirely or pretending they don’t exist is neither attractive nor
feasible as a response to the restrictive or oppressive character of some of them.
A person who insists they shouldn’t have to abide by role norms is, after a certain
point, going to sound like a driver who insists they shouldn’t have to slow down
for corners. And as with driving, roles have an ethical character, which is where
philosophy comes in. Classic sociological discussions of roles (e.g. Linton 1936;
¹ Rawls himself typically subsumes discussion of social roles within his broader framework, as for
example when considering the position of ‘certain representative individuals’ when applying the
principles of justice to the basic structure of society, where this must be from a ‘suitably general
point of view’ (Rawls 2000 [1971], 81–82).
Alex Barber and Sean Cordell, An Overview of Social Roles and Their Ethics In: The Ethics of Social Roles.
Edited by: Alex Barber and Sean Cordell, Oxford University Press. © Alex Barber and Sean Cordell 2023.
DOI: 10.1093/oso/9780192843562.003.0001
2
Goffman 1990; Dahrendorf 1968; Hilbert 1981) have been geared primarily
towards a social-scientific understanding of roles, and so can inform but not settle
normative questions about roles. And in case there is any doubt that role occu-
pancy can be morally charged, here are just three commonplace ways in which
social roles have ethical salience.
Special obligations
Firefighters and lifeguards discharge role obligations when they carry out life-
endangering acts of rescue, acts that for passers-by or sunbathers would be morally
supererogatory or reckless. Less urgently but just as clearly, an admissions tutor has
a duty to tell an ambitious undergraduate student that he is ill-equipped for
doctoral study, assuming this is true. For someone outside that role to impart
that same truth to the same student in the same words and in the same manner
could be morally questionable, perhaps even cruel.
Wearing many hats
We all have to juggle the different roles we occupy, whether it be professional,
familial, citizenship, or friendship roles. Sometimes these create conflict, as when
a colleague who is also a friend starts underperforming in one or other of these
roles. Roles provide us with normative levers and pulleys in our everyday
practical reasoning, and when the mechanisms get jammed or clash, it is only
by thinking about what we should do as friend, as colleague, as friend-and-
colleague, that we can negotiate our way towards right action.
Fulfilling roles
Roles, and our performance of them, can influence the fuller story of an individ-
ual’s life as well as its episodes. Cases of life-changing career paths or vocations
abound. Maybe there really are, for example, some social workers, schoolteachers,
or carers whose ‘egoism has disappeared unobtrusively into the care and service of
others’ (Murdoch 1992, 429). Or maybe not, but undoubtedly these and other roles
(e.g. parent as a ‘transformative’ role, Paul 2015) can impact in differing degrees on
their occupants’ development as persons.
On the face of it, then, social roles have an ineliminable impact on the moral status
of certain actions and perhaps even on the assessment of moral character
(Pettigrove 2020).
In the sociology article mentioned earlier, Struan Jacobs identifies personality as
the notion displaced by role within that discipline. His suggestion is noteworthy in
the present context because a pervasive, latent, animosity to social roles within
normative ethics often turns on the contrast between social roles and the persons
who take them on. Most of us will at some point have felt a conflict between the
‘me’ who is required to face and interact with the world in some role-prescribed
and perhaps stereotype-prone way, and the ‘real me’ who wants to shake off those
3
shackles. This urge is at its strongest when the role is a bad fit for ‘the person we
truly are’, as we might put it. It is striking, then, that the modern word person
derives from the Latin word persona, meaning mask. The masks in question were
worn on stage, so a derivative usage emerged, naturally enough, and it came to
mean persona on or off stage. Centuries later we have somehow ended up with
the word ‘person’ coming to mean the individual behind the mask rather than
the mask itself. The word has flipped, in other words, which is why we now
use ‘person’ to mean the individual occupying the role, distinguishable from the
role itself.
The other word in this binary opposition, role, also has a noteworthy history. It
appears to have the same root as roll in the sense of register or ‘roll call’, both
deriving from the practice of keeping a list of those entitled to practise a profession
on a roll of parchment (OED, roll, n.1, I.2.b). The idiom ‘struck off the rolls’ is a
hangover from these origins. But the word soon spawned derivative senses. It
began to be used to describe characters on stage, for example, and to be used to
describe an individual’s contribution to a one-off act, as opposed to a role that is
relatively stable through time. Thus, on a hike, we might now speak of its being so-
and-so’s role to shut the gate since they were the last person through it. A third
expansion of meaning is that it can now be used of social roles that aren’t normally
subject to control through a register, such as the role of friend or sister.
So much for English etymology. In the end, how we use these and other words
in philosophy is up for grabs. Nonetheless this short semantic history lesson does
carry us quickly to the very heart of the philosophy of social roles. That is, every
one of the ethical questions addressed by contributors to this volume turns in one
way or another on the relation between these two abstract notions, that of an
individual person and that of a social role—an occupier and a thing they can
occupy, so to speak. This alone makes the topic a rich seam for philosophers to
mine. In the rest of this chapter we offer an overview of the topic. This is to some
extent a constructive or imaginative act since, as we have been emphasizing, there
has been a latent disregard for the ethics of social roles as a unified topic in
modern philosophy. That said, we do not wish to pretend there has been no prior
work in this area to survey. We and other contributors are building on the
steady trickle of publications that began to appear in the late twentieth century.
This includes work on the moral dimensions of professional roles (Freedman
1978) and social roles more generally (Andre 1991), most notably Michael
O. Hardimon’s influential paper ‘Role Obligations’ (1994). Samuel Applbaum
(1999), for example, offers a systematic critique of the view that professional
public roles can justify what would, outside those roles, be morally prohibited.
There has also been growth in a virtue-theoretic perspective on the ethics of roles
(Cordell 2011, Swanton 2016), and on particular professional roles (Solomon 1997;
Van Hooft 1999; Oakley and Cocking 2001; Solum 2003; Hursthouse 2007;
Swanton 2007), including more recently a special journal issue on the topic
4
(Hamilton 2016), and a collection of essays (Dare and Swanton 2020) which
expands that topic into novel territory such as the relation between roles and
reasons. Much of this work has been written in isolation from the rest or has
focused on specific questions within the broader topic of roles and their ethics.
With this in mind, our citations throughout this introductory chapter constitute a
kind of proto-literature for a field we regard as still nascent.
In Section 2 we address the obvious starting question of what social roles are,
attempt to identify their most salient properties, and offer a neutral platform—
including a default terminological toolkit—from which to think about their ethics.
Section 3 surveys the range of key ethical questions one might ask about social
roles, without taking a stand on any of them. Section 4 highlights important links
to neighbouring literatures. We end, in Section 5, with an overview of the four
sections into which contributions to the present volume have been organized.
Despite this variety, we suggest, all social roles have three core features: they are
occupied, they are performed, and they ostensibly have a social function of some
kind. We can travel a long way towards a default understanding of social roles and
their ethics by thinking about each feature in turn.
Occupancy
Social roles have this first core feature in common with dramatic roles. Both can,
in principle anyway, be occupied by different people. We can take on and let go of
social roles, just as actors can take on and leave parts in a play. Shakespeare’s
character Jaques in As You Like It spots the parallel:
² Hardimon himself would quite possibly accept as much, since his restriction of the term to
institutional roles is motivated simply by a desire to say how he plans to use the term in a paper
focused only on roles of that type.
6
Some social roles are more freely entered or left than others, it is true, while others
do not survive the departure of a particular occupant, but all social roles seem in
principle to have what we can call occupancy conditions, norms that specify when
one is to count as a legitimate occupant of the role.
Taking our cue from Shakespeare’s Jaques, we break occupancy conditions
down into entrance conditions and exit conditions. The usual entrance condition
for the role of monarch, for example, is that one be the eldest son, or else the eldest
child, of the most recently deceased occupant of that same role. Its usual exit
condition is death, a kind of limiting case in which one leaves the role by leaving
the world though the role itself persists. Occupancy conditions are not always so
readily stated. It is not easy to specify what counts as no longer being a person’s
friend, for example, as we learn in the schoolyard. Such vagueness is nonetheless
compatible with the role of friend being something one can enter and leave. The
entrance and exit conditions for the monarch role, for that matter, are not as
straightforward as was just implied. Usurpers have been bypassing primogeniture
throughout history, and abdicators have sought to escape the role while still alive.
It is unclear whether these scenarios constitute violations of the occupancy
conditions or are instead an aspect of the occupancy conditions (on the grounds
that showing willingness and having the power to hold onto the crown are a sign
of being qualified). As soon as one scratches the surface one finds important
distinctions: for example, between what the occupancy conditions are said to be
and what they are in practice, or between what they are (officially or in practice)
and what they should be.
To specify a social role’s entrance and exit conditions—capturing or resolving
such vagueness and ambiguity—is part of what it is to specify that social role.
These occupancy conditions will differ vastly from role to role, of course, often in
ethically salient ways. Voluntariness is a key variable here. In a liberal society the
norm is to avoid coercive social roles wherever possible, since levering people
unwillingly into social roles has been a way of denying their freedom throughout
history. Even now, though, pure voluntariness, where it is entirely up to the
individual whether and when they can take on or shed the role, is relatively
rare. Contractual employment usually requires some notice, on pain of penalty;
and to abandon a friendship simply because it suits you—because your friend has
been struggling recently and it is getting bothersome—may well be to violate a
norm of friendship. For other roles, such as the role of child or sibling, the non-
voluntary aspect is more obvious: you don’t get to choose your parents, and
insofar as there are filial obligations they are handed to one at birth. A parent,
likewise, may be thought of as locked into their role by default, long after they
entered the role voluntarily or otherwise (though there is room for disagreement
here; compare Jeske 1998 and Porter 2014). But what does being ‘locked in’ in this
way entail? More generally, what follows from occupancy? For this we must turn
to our second core feature.
7
Performance
The analogy between social roles and acting is useful here, too. Just as social and
dramatic roles are both things one can move into and out of, so too they are things
the occupant is expected to perform. Getting the part is one thing, playing it
something else. In the case of social roles, we must look to what we call its
performance conditions, norms that attach to someone by virtue of their occupying
that role. The most obvious examples of performance conditions are things a person
has responsibility for doing by virtue of being the occupant. A parent, by virtue of
being a parent, is obliged to safeguard the interests of the relevant child or children.
To fail to do this is, in extremis, to have failed not simply as a parent but as a moral
agent. But alongside these duties, these role obligations as they are generally called,
performance conditions typically include a range of powers, what we will call role
entitlements. The acting analogy will run out of steam eventually but it is still helpful
to illustrate the point. An actor in the role of Richard II is obliged to deliver the lines,
of course, but they are also entitled to have sufficient time in which to study and
learn the part, a space in which to rehearse, a stage from which to deliver the lines,
an audience to deliver them too, alongside other actors, with guidance from a
director, and perhaps some financial recompense to make all of this feasible for
them as human beings with other pressures on them outside the role. Likewise for
an occupant of the role of police officer, who has both role obligations (primarily to
maintain the peace and uphold the law, with other obligations flowing from that)
and certain powers that come with the role. These latter include the power of arrest,
for example, which is importantly different in scope from, say, citizen’s arrest.
Because the power of arrest and the associated obligations come with the role, a
police officer loses these as soon as she exits the role. ‘Come with’ is an under-
statement: that power and those obligations are partially constitutive of the role,
and to specify a set of performance conditions is, as with specifying a set of
occupancy conditions, part of what it is to specify the role. We find some of the
same looseness, the same ambiguity and vagueness, with performance conditions
as we did with occupancy conditions. Even with roles for which the duties are
tightly specified, by a professional code of conduct for example, the adequacy of
that specification is itself open to challenge. Still, all roles, excepting those with a
purely honorary function, seem to come attached with some or other performance
conditions. And sometimes the vagueness is only there if you set out to find it.
Famously, there is ‘no single right way to parent’, but this is misleading. To parent
requires one to act in accordance with the primary responsibility one has for the
wellbeing of the child. The ‘no single right way’ mantra is correct insofar as there is
more than one way to exercise that primary responsibility, but that is true of every
role and does not necessarily amount to imprecision, any more than there being
more than one way to commit murder stands in the way of that notion’s having a
tidy definition.
8
Verbal slippage of a different kind can sometimes blur the distinction between
performance and occupancy conditions. We can use the word ‘parent’ to refer
both to what someone is and to what they do, for example, which is why an
assertion of the sentence ‘My dad wasn’t a dad’ would make sense. Sometimes the
blurring of the distinction goes beyond simple messiness of language, since failure
to perform well can itself be the trigger for counting as having left the role—a tacit
exit condition. Failure to fulfil the usual obligations of friendship, perhaps, is to
have ceased to be a friend, just as a sentry who leaves their post is no longer a
sentry except perhaps in name. (This is not always the case: a teacher between jobs
is still in some sense a teacher.) Neither species of blurring—the slipperiness of
ordinary language or the use of performance as an indicator of occupancy—shows
that we should jettison the distinction between what counts as being in the role
and what counts as performing the role.
Function
Taken together, the occupancy (entrance and exit) conditions and performance
(obligation and entitlement) conditions of a role specify what the role is. We
might suppose that in a well-designed role, its entitlements will cohere with its
obligations, and both should cohere with the occupancy conditions. The entitle-
ments should enable a suitable occupant to carry out the associated duties
effectively (otherwise we get ‘all responsibility and no power’) but should not be
excessive (otherwise we get ‘all power and no responsibility’); there should be
suitable occupants (the entrance conditions should not be too stringent and the
exit conditions not be too liberal) but not too many occupants (with everyone in a
business occupying a leadership role, for example). Society’s roles are defective to
the extent that its various conditions fail to coalesce into realistic vehicles for
individuals to contribute to and benefit from that society.
The word ‘defective’ is warranted only because of the third core feature of roles:
that they have some function, some purpose. Or rather, they ostensibly have a
function, some purported benign or positive purpose in society or within an
organization. One purported function of the role of entrepreneur, for example,
is to generate wealth, and not only for the occupant of the role. This is what the
role is ‘for’, or should be for. If a social role turns out to lack the purpose it was
advertized as having—if entrepreneurs just use their vast wealth for whimsical
projects and no one else benefits, for example—this doesn’t mean it is not a social
role after all, it just means it is open to criticism from that angle. By contrast, it jars
to describe being a thief as a social role, because it normally lacks even a purported
social function, Hollywood and Robin Hood mythology aside.
To talk of the criticizability of roles—because they lack an ethical or other
function or have poorly balanced occupancy and/or performance conditions—is
9
‘Core’ does not mean ‘necessary and sufficient’, and these three core traits of roles
are not meant to be definitional, if only because some things have them but are not
social roles. Promiser and promisee, for example, are roles but not social roles.
Exactly what makes a role a social role is not something we try to settle here. Many
authors, us included, often omit ‘social’ for brevity, but its use in the present
book’s title is intended to signal that we mean roles that are in some degree
shaping of or pervasive within a person’s life, in a way that being a promiser is not,
save perhaps insofar as it enters into the specification of a social role (marriage
vows, say). This will be a matter of degree, but it is enough to make sense of why
lorry driver seems like a role while car driving is simply something one does. The
three core features discussed above are not exhaustive of the common properties
of roles, either. When discussing or reasoning about social roles, there are several
other properties it helps to have in mind. The four we think are especially worth
mentioning are: semantics, institutional context, geography, and realization. These
are not features of all social roles, which are, as we saw, highly diverse in character;
but they do help us to spot fault-lines running through debates in this domain.
10
The first property will seem banal: social roles often have names. Some of these,
such as ‘friend’ or ‘teacher’, are well established, whereas some social roles have no
name at all, as was presumably true of thought leaders before they began to call
themselves that. Sometimes a name can be ad hoc or metaphorical, as with the
description of someone as ‘the Art Garfunkel’ (their role is to be a good voice, so to
speak, not to write the songs). Sometimes the persistence of a label is arbitrary.
Surgery and even the use of leeches was once carried out by people called barbers,
and it is a matter of choice whether to count today’s barbers as performing a
different role with the same name, or an evolved version of the same role.
Sensitivity to the practice of naming roles can be important to debates about
their ethics. We have already seen one way in which this is true: role names, such
as ‘dad’, oscillating between characterizing someone as an occupant and charac-
terizing them as a performer. A second way is when trying to identify the
performance conditions of a role. What should teachers be required to do?
‘Teach’, comes the obvious reply. But modern teachers are required to do a
good deal besides teaching in the narrow sense, including administrative and
social welfare work. Is that what ‘teaching’ means now? That seems a stretch. But
nor does it seem reasonable for a teacher to reject such duties purely on semantic
grounds. There is an interesting debate here about how to interpret assertions
such as one that will have a familiar ring to many reading this article: ‘I’m an
academic, and that means doing both teaching and research, not just teaching and
administration, not obedience to a manager, and not being denied the time or
resources to contribute to society’s knowledge base.’ Is this just a semantic claim,
open to refutation by an academic manager who simply refuses to accept the
stipulation? Or is it a semantic claim rooted in some real essence of the social role
of academic? Another possibility is that it is a claim about what a well-designed
institution of higher learning should have at its core, in the same way that a ferry
company should have at its core things that move across water with the capacity to
carry people and vehicles. We will not try to settle the issue here, and merely note
that different roles may call for different answers. The role named by ‘teacher’ may
correspond to a métier, but the one labelled ‘Systems quality assurance analyst:
marketing’ seems to be more about slotting into the requirements of an
institution.
This brings us neatly to our next ‘other property’: many social roles have an
institutional context. Professional roles such as academic and lawyer certainly do.
It may be possible to have roles with no institution, as with a musical band or a
casual friendship, unless one stretches the word ‘institution’ to mean any social
group. Other roles seem to belong to more than one institution. If I am someone’s
sibling, then I am so within the context of a family, which might be called the host
institution. But alongside that particular family I am also participating in ‘the
institution of the family’, which is society-wide, period-specific, and often harder
to nail down. The role of spouse, too, implies a social and legal framework
11
alongside the particular family created or extended through the act of marrying.
One can talk of the institution of friendship, too, though it is less clear this picks
out anything definite since the ‘rules’ of friendship, unlike marriage, are generally
left to the individuals in the friendship group. There is no legal framework for the
ending of a friendship as there is for divorce, for example. This contrast brings out
why institutionality matters in debates about the ethics of social roles: the insti-
tutions associated with social roles are a potential source of both its normative
content—its occupancy and performance conditions as we have been putting it—
and the apparent bindingness of those norms on the role’s occupants.
A third property of social roles to be alert to is their ‘geography’. As we will put
it, social roles sit within a rolescape. Both spatial metaphors seem fitting given how
we can zoom in or zoom out when we are thinking about a social role. A single
individual could be, say, a biologist at a university, but we could zoom in on that
role to discover that, for this individual, it consists in part in their doing some
teaching, or more specifically still of their doing some first-year undergraduate
teaching, alongside much else. These are subsidiary roles, not extra and on top of
the role of their being a professional biologist, and they do not represent the only
possible way of having that role. Equally, we might zoom out and see the
individual as occupying the role of academic (as opposed to biologist in particu-
lar), or further out still, to the roles of educated professional and citizen. Each of
these may bring with it certain responsibilities or entitlements. The situation here
is analogous to one familiar from discussions of action in philosophy of mind.
Suppose someone fires a gun. If we zoom in, we see that they pulled a trigger. If we
zoom out, we see that they have murdered someone. As with roles, the relatively
fine-grained actions correspond to ways of implementing the relatively course-
grained ones, not numerically distinct actions. But notice that human beings do
also sometimes occupy more than one social role, and this multiplicity is achieved
without the different roles nesting within one another. Jaques again: ‘One man in
his time plays many parts’. He meant in sequence, but one man can also end up
playing many parts at the same time, which can give rise to friction, paradigmat-
ically in the case of those juggling the role of care-giver at home with that of
employee—though that particular friction has typically been experienced less by
men than by women.
This last example also illustrates an important feature of the rolescape: the
social roles that populate it, and hence the repertoire of social roles available to
take on, are not fixed. Gender roles, along with the language used to describe
them, change over time. Like social roles more generally they are malleable,
morphing under various pressures, including recognizably ethical pressures. The
mutability of the rolescape is linked to the fourth and final property to beware of
when thinking about the ethics of social roles, which is that in any particular
society and period, some social roles are realized while others are not. We will not
attempt to say here what it is for a role to be realized, save to say that it looks to be
12
One ambition we have for this volume is that it should energize work on the ethics
of social roles. To that end, in this section we offer Nine Outstanding Questions in
the field as it now stands. Some of these arise from points made in Section 2, and
they are all expressed in the language introduced there. The questions are inter-
connected, inevitably, and a plausible answer to any one of them is going to
presuppose a credible answer to at least some of the others, and indeed a plausible
perspective on neighbouring literatures (see Section 4 below).
We have already offered a tentative, broad, default answer to this, but that answer
is open to refinement or indeed rejection. Definitions are always theoretically
committed, in normative ethics as in any other sphere of enquiry. The group of
things that we might initially think of as roles could turn out not to belong to a
single kind, with a unified ethics, and this might be reflected in one’s operating
definition of social role (Thomas 1987, 230; Jeske, this volume). It is easy, too, to
envisage perspectival divisions like those found elsewhere in philosophy, such as
between reductionism, the view that social roles are compounded out of (and
inherit their properties from) other socio-ethical categories, and anti-reductionist
alternatives that treat social roles as a sui generis category.
In the terminology we introduced earlier, this is a question about the kinds of roles
we want realized in our rolescape. We take this question to include questions
13
about whether a role should be reformed, not just whether it should be displaced,
since that distinction will often be arbitrary (see our point about semantics, above).
Q3 Why do the norms associated with social roles have a claim on us (if
indeed they do)?
This is a question about the source of the normative force attaching to or governing
roles. For role obligations to bind us, must they be in some sense contractual in
nature, whether through our consent or more weakly through our identification
with the role (see Hardimon 1994; Simmons 1996; Sciaraffa 2011)? Or, might role-
normativity be conventional in nature, and so potentially not subject to consent
yet binding all the same (Taylor, this volume)? Lastly, could some or even all roles
have a distinct and possibly sui generis source—as with, perhaps, the special
norms arising out of strong familial bonds (Jeske 1998; Kane 2019)?
Q4 If the norms associated with a role (including both its occupancy and
performance conditions) are not clearly specified, how can we determine
which actions it prescribes? Even if the norms are clearly specified, e.g. in
a robust code of conduct, how should we evaluate the codes themselves?
Unlike Q3, this is a question (or two closely related questions) about a social role’s
normative content rather than about the source of its normative power. The next
question is about neither the source nor the content of a social role’s normativity
but about its reach.
This question turns on a tension at the heart of the way social roles operate in
practice. On the one hand, social roles are a tool, and like any tool they exist to
serve humanity rather than the other way round. Non-optimal roles should
therefore be open to challenge, we might think, not least by the occupant, who
will often have special insights. On the other hand, and again as with any tool,
social roles need to be respected and used properly if they are to do their job. You
don’t get efficient collaboration if every occupant of a role is challenging its
dictates at every turn.
This question overlaps with several of the previous ones but is framed as a
question about the extent to which the institutions to which social roles often
belong are final arbiters. It also raises the question of what should steer the
14
decisions of the institution. This illustrates a point made at this section’s outset,
that answers to any one of these questions must ultimately be part of a package
that answers them all. The final three questions show that answers also need to be
informed by perspectives in adjacent fields, several of which are described in
Section 5.
Q7 How does role occupancy inform the self-conception and wellbeing of the
occupant, or of someone barred from occupancy?
This question in turn raises the question of how access to roles, and the social
goods (or in some cases harms) that come with that access, should be governed in
a just society:
Our final question concerns the conflicts that can arise between the demands of
two or more different roles, sometimes occupied by different individuals and
sometimes occupied by a single individual.
Q9 Is there an ethical perspective we should take that sits above the norms
attached to particular roles, which we can and should look to if we need to
settle questions about their ethics?
This last question has both practical and theoretical resonance. Practical: most of
us have been in the situation of not knowing how to act because we are unsure
which hat we should be wearing, or whether we should be taking all hats off and
responding sub specie aeternitatis, assuming there is such a thing. The abolition of
slavery was justified by appeal to a universal humanistic ethics, yet other cases are
less straightforward. Being a spy unquestionably requires dishonesty, and much of
what Machiavelli says about political leadership in The Prince (1999 [1532]) is still
pertinent today (Tillyris 2015). So, must a spy or a political leader choose between
their role and morality? Theoretical: this question is asking, in effect, how the
ethics of roles should mesh with the rest of normative ethics. A good answer to it
will need to be informed as much by one’s wider ethical perspective as by one’s
views on social roles.
Social roles figure in several neighbouring branches of ethical, social, and political
philosophy, in ways often acknowledged only in passing in the relevant literatures.
15
Social roles arguably constitute a kind of missing link between these other debates,
and recognizing these interconnections has the potential to bring clarity across the
board. In this section we briefly highlight how social roles sit in relation to six
more established ethical topics: collective agency, impartiality and special relation-
ships, wellbeing, social justice, dirty hands, and discussions of specific social roles.
Interest in the metaphysics and ethics of collective (or group) agency has surged
over the past few decades (French 1984; Rovane 1998, 2004; Gilbert 1996; Schmitt
2004; Miller and Mäkelä 2005; Sheehy 2007; Isaacs 2011; List and Pettit 2011;
Lawford-Smith 2012; Tollefsen 2015; Hess, Igneski, and Isaacs 2018; Thomasson
2019). Any social group or collective is made up of individuals, and the relation-
ship between these individuals and the collective can usefully be thought of as
mediated by their roles within it (Miller 2010, 52–54; Ritchie 2018, 22). The
framework of occupancy and performance conditions outlined above helps us to
see why. Thus, what we have been calling ‘occupancy’ looks to be what constitutes
membership of a group, whether it be a highly structured organization (Ludwig
2017, 2) or more of an aggregate, such as people on a cruise ship or in a country. It
is not easy, certainly, to see how one could be the member of a collective without
having some role or other within it, however passive (, , ,
). In addition, an individual’s contribution to the agency of a
collective (as opposed to their bare membership of it) looks to be nothing other
than their performance, effectively or negligently as it may be, of their role. If this
is right, then many established debates over the metaphysics and ethics of
collective agency will be intimately tied to debates over the nature and ethical
properties of roles (Collins 2016, 2017).
A second related literature is that of impartiality and special relationships.
Certain relationships, such as friendship or familial bonds, have puzzled ethicists
because they seem to justify attitudes and behaviours that pull against the spirit of
impartiality (Scheffler 1997; Jeske 2001, 2019; Keller 2013), a spirit that to many
has seemed central to the very notion of morality, which is why Lady Justice wears
a blindfold. Viewing our positions in these special relationships as roles may help
us to resolve this tension, though any such dividend will depend on us also having
an improved understanding of the ethics of roles more generally. But for example,
and again using the framework of the previous section, we might better under-
stand debates about friendship if we distinguish questions over when and how to
enter or exit a friendship from questions about how to behave when in one.
Putting it this way makes friendships sound rather like quagmires of duties and
demands, making a mystery of the fact that we prize our friendships as a primary
source of human wellbeing. That holds true of our social-role relationships more
generally, which is why they deserve a higher place in a third existing literature, or
rather cluster of literatures, dealing with wellbeing, self-conception, and identity
(Brunning 2018). Sociologists have been ahead of philosophers, here, at least since
Irving Goffman’s The Presentation of Self in Everyday Life (1959), as have
16
If the topic of social roles and their ethics were better established, and if this were a
handbook, we might have asked contributors to address some specified sub-
literature or sub-topic, perhaps by dishing out some variant of our Nine
Outstanding Questions (Section 3). We were not in that situation, so we instead
invited authors to explore the unexplored, to follow their instincts as to which
questions most urgently needed examining and which points deserved greater
recognition. What has resulted is thus, unsurprisingly but pleasingly, wide in
scope. While it ranges over each of those nine questions there is no neat mapping.
Indeed, the contributors have helped us as editors to see just how multifaceted this
topic is, and this introductory chapter has been shaped by that discovery.
Individual abstracts summarizing each contribution appear prior to this chap-
ter, and we will not attempt replication here. Instead, we limit ourselves to giving a
brief overview of how they fit together in the volume’s four parts.
The second part of the volume comprises work on roles in metaethics, social
ontology, and social and political philosophy. Its diverse contributions have in
18
common their asking questions about the power of social roles, by which we mean
the way roles appear both to exert normative force on their occupants and to serve
as a potential source of political power. In the former sense of normative force,
Erin Taylor considers, and answers, the question of whether and how the con-
ventional obligations of social roles are morally binding on occupants, whilst Reid
Blackman develops an account of a class of normative reasons grounded distinctly
in social roles. In the latter sense of potential political power, Tracy Isaacs argues
that seeing membership of certain social groups as roles can help explain the
obligations those role occupants have to resist and ameliorate oppressive social
structures of which their groups are part.
The topic of this section, broadly speaking, is the social constitution of roles. Three
of the chapters focus on what we might call paradigm social roles—those circum-
scribed by social institutions (Sean Cordell), organizations (Stephanie Collins),
and employers (Thomas H. Smith)—and on what requirements such roles gen-
erate for their occupants. Each of these three pieces tackles that question by
starting with the thought that, in one way or another, roles or their host social
structures have certain functions or purposes. Diane Jeske, on the other hand, uses
such socially determined or ‘institutional’ social roles as a foil to argue—and not
merely stipulate—that ‘friend’ is like a bat among birds, so to speak. Despite its
similarity to certain social roles involving intimate relationships, friendship is in
important respects so much unlike those paradigm cases that we ought not to
think of ‘friend’ as a social role at all.
The final part of the volume moves into the realm of moral psychology, consid-
ering roles’ influence on or constituting of their human subjects. The mood of this
section is upbeat, focusing as it does on benefits and goods which roles afford their
occupants. By looking at autobiographical exposition, Samuel Clark gives an
analysis of different ways in which some roles can be, and are, basic ingredients
in good human lives. Alex Barber discusses the wellbeing of individuals which
obtains only through their being part of a social collective. On his account,
recognizing that we occupy certain roles within such collectives is key to under-
standing such ‘participatory’ wellbeing. Luke Brunning takes seriously, but rejects,
the common suspicion that one person’s occupying multiple contrasting roles is
inimical to their integrity or good. On the contrary, he argues, managing a
diversity of roles in the right ways can, for several reasons, be a good thing for a
person to do.
19
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PART ONE
HI STO R I CAL F OUNDA TIONS
Another random document with
no related content on Scribd:
HERE AND THERE IN MARYLAND
BY EDWARD G. McDOWELL.
Near Pen-Mar, Western Maryland Railroad.
Old Mill Race, Walbrook.
Near Annapolis.
In Green Spring Valley.
The Old Liberty Road.
Tred Avon River.
On Gwynn’s Falls.
Smith’s Lane, Walbrook.
HOW RANDALL GOT INTO THE
SALON
—Maurice Weyland.
ELENA’S DAUGHTERS
BY D. RAMON ORTEGA Y FRIAS
From the Spanish by L. Solyom.
CHAPTER I.
DOÑA ELENA, DOÑA LUZ, DOÑA ESTRELLA.